`
`‘
`It UNI 1 1:1) 5 1A 11:5 PA thI AND TRADEMARK OPHCJ:
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`»
`
`
`
`UNITED STATES DEPARTNIENT OF COIVIMERCE
`United States Patent and Trademark Office
`Address: COMVIISS IONER FOR PATENTS
`P 0. Box 1450
`Alexandria, Virginia 223134450
`www Usplo gov
`
`APPLICATION NO.
`ISSUE DAT]:
`PATENT N0.
`ATTORNEY DOCKET NO.
`CONFIRMATION NO.
` 14/983,984 03/21/2017 9597594 13132.0002-00000 3490
`22850
`7590
`03/0l/L70l7
`
`
`
`
`
`
`
`
`
`OBLON, MCCLELLAND, MAIER & NEUSTADT, L.L.P.
`1940 DUKE S'I'RHE'I'
`ALEXANDRIA, VA 22314
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Tenn Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Infonnation
`Retiieval (PAIR) WEB site (http://pairnsptogov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (57l)—272—7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)—272—4200.
`
`APPLICANT(S) (Please see PAIR “/1313 site http://pairuspto.gov for additional applicants):
`
`CREE, INC ., Tokyo, JAPAN;
`Taiki Eda, Tokyo, JAPAN;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation. and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectU SA.gov.
`
`IRlO} (Rev. l()/()9)
`
`Supercell
`Exhibit 1004
`
`Page 1
`
`Supercell
`Exhibit 1004
`Page 1
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`———m- Attorney Docket Number
`
`13132-0002-00000
`
`Complete if Known
`
`62(5) an Iicd
`
`' No.‘
`Cite
`
`ni ias
`gpafigtfiq:
`'5
`-
`
`,-
`
`U.S. PATENTS
`
`2
`Document Number
`NumberrKind Code (rfknown)
`
`Publication Date
`Issue or
`MM-DD-YYYY
`
`Applicant of Cited Document
`Name ol Patentee or
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`-__——
`U.S. PUBLISHED PATENT APPLICATIONS
`Issue or
`Name of Patenlee or
`Publication Date
`Applicant of Cited Document
`MMeDDrYYYY
`
`Examiner
`Initials
`
`Cite
`No.3
`
`Document Number
`4
`Number-Kind Code (rfknown)
`
`
`
`
`
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`-__——
`-__——
`Note: Submission of copies of U.S. Patents and published U.S. Patent Applications is not required.
`
`Examiner
`Initials
`
`Foreign Patent Document
`
`FOREIGN PATENT DOCUMENTS
`Name of Patentee or
`Publication Date
`Applicant ot Cited Document
`MM'DD'YYYY
`
`Country Code5 Number5 Kind Code7 (rfknown/I
`P 2007-215757A
`
`08-30-2007
`
`Konami Digital
`Entertainment
`
`Pages, Columns, Lines.
`Where Relevant Passages
`or Relevant Figures
`Appear
`
`TranslationE
`
`Yes
`
`P 2009-207624A
`P 2010-125023A
`P 2011-00017OA
`P 2007-296199A
`
`P 2011-161042A
`
`P 2009-233098A
`P 2015-066141A
`
`P 56760328
`P 2000-279637A
`P 2002-052249A
`P 2009-207624A
`P 2010-125023A
`EP 1040855A2
`DE 60035382T2
`
`09-17-2009
`06-10-2010
`01-06-2011
`11-15-2007
`08-25-2011
`
`10-15-2009
`
`04-13-2015
`01-09-2015
`
`10-10-2000
`02-19-2002
`09-17-2009
`06-10-2010
`10-04-2000
`10-31 -2007
`
`Namco Bandai Games Inc.—-
`Square Enix Co. Ltd. —-YesNamco Bandai Games Inc.
`Square Enix Co. Ltd.
`Yes
`
`
`
`Konami Digital
`Entertainment Co. Ltd.
`Namco Bandai Games, Inc.
`Gree Inc.
`
`Gree Inc.
`
`Square Co Ltd.
`Namco Ltd.
`Namco Bandai Games Inc.
`
`Square Enix Co. Ltd.
`Square Co Ltd.
`Square Co Ltd.
`
`Yes
`
`Yes
`Yes
`
`Yes
`Abstract
`Abstract
`Abstract
`Abstract
`Yes
`Abstract
`
`NONPATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials
`
`Cite
`No.1
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, page(s), volume-issue number(s).
`publisher, city and/or country where published.
`International Search Report for corresponding international application no. PCT/JP2014/075673; mailed
`October21, 2014 (3 pages .I
`
`Translation8
`
`Yes
`
`-- Final Rejection for corresponding JP Application No. 2015-123316 dated 09/30/2015 (5 pages).
`
`Yes
`
`ALL. R EEREIICES CONSIDERED EXCEPT WHERE LINED THROUGH,
`
`Iii/LAM
`
`Supercell
`Exhibit 1004
`
`Page 2
`
`Supercell
`Exhibit 1004
`Page 2
`
`
`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: 1\_/Iail Mail Stop ISSUE FEE
`Commissioner for Patents
`PO. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571)-273-2885
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSLE FEE and PUBLICATION FEE (if required). Blocks 1
`propriate. All further correspondence including the Patent advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`nicated unless corrected below or directed otherwise in Block I by (a) specifying a neVV correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`
`iiiaintenance fee notifications.
`'an only be used for domestic mailings of the
`Note: A certificate of mailin
`Fee(s) Transmittal. This ccrtl 1Late cannot be used for any other accompanying
`papers. Each additional paper quch as an agqignmem or formal drawing must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Peers) Transmittal1s being deposited \Vith the United
`addressed to the Mail Sto
`ISSUE FEE address above or being facsirm e
`‘Rates Postal Service with sufficient postage for first class mail1n an envelo e
`transmitted to the USPTO (L71) 2732885. on the date indicated below.
`
`(fU'RRFVT CORREsPONnFNcFADDREss 01011:: n: Block 1
`
`l'orzmy clmngeofmldiess)
`
`C U STO M E R N U M B E R
`
`2 2 8 5 0
`
`—(Date)
`
`APPLICATION NO.
`FILING DATE
`FIRST NAB/TED INVENTOR
`ATTORNEY DOCIGET NO.
`CONFIRMATION NO.
`
`14081984
`12/30/2015
`Taiki Eda
`13132.0002-00000
`3490
`
`TITLE OF INVEVTION: COMPUTER CONTROL METHOD. CONTROL PROGRAM AND COMPUTER
`
`DATEDUE
`””IOIAL F'EEIS) DUE
`PREV. PAID ISSUE FEE
`PUELICAIION FEE DUE
`ISSUE FEE DUE
`EI\11"IY S"IAI'US
`APPLN. ”IYPE
`
`nonprovisional
`UNDISCOINT'EI)
`$960
`03/14/2017
`
`EXkVIINER
`ART UNIT
`CLASS SUBCLASS
`
`AHMED, MASUD
`3717
`463-042000
`1. Change of correspondence address or indication of "Fee Address" (37
`2. For printing on the patent front page, list
`CFR 1.363).
`(1) The names of up to 3 registered patent attorneys 1W
`or agents OR. alternatively.
`D Chance of correspondence address (or Change of Correspondence
`Address form PTO/SB/IZZ) attached.
`2 Maier & Neustadt L.L.P.
`(Z) The name ofa single firm (having as a member a
`D "Fee Address” indication (or "Fee Address" Indication form
`registered attorney oragent) and the names of 11p to
`Pl'O/Sl3/47; Rev 03-02 or more recent) attached. Use of a Customer
`2 registered patent attorneys or agents If no name is
`listed. no name will be printed
`Number is required.
`
`3. ASSIGNEE NPLME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below no assignee data will appear on the patent. If an assignee is identified below. the document has been filed for
`recordation as set forth1n 37 C1R 3 11 Completion of this formis NOl a substitute for filing an assignment
`(A) NMIE OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`
`
`3
`
`GREE, INC.
`
`Tokyo, JAPAN
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : D Individual E Corporation or other private group entity D Government
`4a. The following fee(s) are submitted:
`4b. Payment of Feets): (Please first reapply any previously paid issue fee shown above)
`8 Issue Fee
`3 A check is enclosed.
`.
`.
`3 Publication Fee (No small entity discount permitted)
`E Payment by credit card. Transmitted Via EFS Web
`3 Advance Order - # ofCopies
`{I The director is hereby authorized to charge the required fee-(s), any deficiency, or credits any
`overpayment, to Depbsit Account Number
`5- l )3 )
`(enclose an extra copy of this form).
`
`
`
` 3 Applicant asserting small entity status. Sec 37 CFR 1.27
`
`5. Change in Entity Status (from status indicated above)
`3 Applicant certifying micro entity status. See 37 CFR 1.29
`
`\IOTE: Absent a valid certification of Micro Entity Smtus {see forms PT‘O/SB/l 5A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status. checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`D Applicant changing to regular undiscounted fee status.
`entity status. as applicable.
`NOTE: This form must be sioned in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for si nature re uirements and certifications.
`
`Authorized Signature
`
`/Craig R. Feinberg/
`
`Typed or printed name
`
`( Iaig R Feinlzerg
`
`Date
`
`2/1/2017
`
`Registration No.
`
`62
`
`6
`
`PTOLASS Part B (1013) Approved for use through 10/31/2013.
`
`Page 2 of 3
`OMB 065170033
`
`
`
`US. Patent and Trademark Office; US. DEPARTMiN'T OF COMMERCE
`
`Supercell
`Exhibit 1004
`
`Page 3
`
`Supercell
`Exhibit 1004
`Page 3
`
`
`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`14983984
`
`
`
`Filing Date: 30-Dec-2015
`
`Title of Invention:
`
`COMPUTER CONTROL METHOD, CONTROL PROGRAM AND COMPUTER
`
`
`
`First Named Inventor/Applicant Name:
`
`
`
`Filer: Bradley Davis Lytle/Adriana Grogan
`
`Attorney Docket Number:
`
`13132.0002—00000
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC111(a)
`
`
`
`
`Sub-Total in
`USD($)
`
`Post-Allowance—and-Post—lssuance:
`
`
`
`Description
`
`Fee Code
`
`Quantity
`
`
`
`Basic Filing:
`
`Pages:
`
`
`Claims:
`
`
`Miscellaneous-Filing:
`
`Petition:
`
`
`Patent-Appeals—and-lnterference:
`
`Supercell
`Exhibit 1004
`
`Page 4
`
`Supercell
`Exhibit 1004
`Page 4
`
`
`
`Extension-of—Time:
`
`—-M “:33???"
`
`Miscellaneous:
`
`
`
`Total in USD ($)
`
`960
`
`Supercell
`Exhibit 1004
`
`Page 5
`
`Supercell
`Exhibit 1004
`Page 5
`
`
`
`Electronic Acknowledgement Receipt
`
`28230060
`EFS ID:
`
`14983984
`
`Application Number:
`
`International Application Number:
`
`Confirmation Number:
`
`Title of Invention:
`
`COMPUTER CONTROL METHOD, CONTROL PROGRAM AND COMPUTER
`
`First Named Inventor/Applicant Name:
`
`Customer Number:
`
`Filer:
`Bradley Davis Lytle/Adriana Grogan
`
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`13132.0002—00000
`
`01-FEB—20'I7
`
`30*DEC72015
`
`12:59:28
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`Submitted with Payment
`
`es
`
`Payment Type
`
`Payment was successfully received in RAM
`RAM confirmation Number
`
`CARD
`
`$960
`
`
` Bradley Davis Lytle
`
`020117|NTEFSW12594800
`
`Deposit Account
`Authorized User
`
`The Director ofthe USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Supercell
`Exhibit 1004
`
`Page 6
`
`Supercell
`Exhibit 1004
`Page 6
`
`
`
`Information:
`
`
`
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File Size(Bytes)/
`Message Digest
`643941
`
`Pages
`Multi
`Part /.zip (ifappl.)
`
`Issue Fee Payment (PTO-85B)
`
`480693us.pdf
`
`fl 9ac2c86cf1e453Dabb77563543d759958
`547b
`
`Warnings:
`Information:
`
`
`
`IE1RUIZ:.iil67l780ifimnlmlr644: 72127912
`4R9
`
`Warnings:
`
`
`
`Total Files Size (in bytes) 674445
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date ofthe application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`
`Supercell
`Exhibit 1004
`
`Page 7
`
`Supercell
`Exhibit 1004
`Page 7
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PD. Bax I450
`Alcxnndrin, Virginia 22313-1450
`wwwuusploigov
`
`APPLICATION NO
`
`14/983,984
`
`FILING DATE
`
`12/30/2015
`
`FIRST NAMED INVENTOR
`
`‘ TTORNEY DOCKET NO.
`
`CONFIRMATION NOT
`
`Taiki Eda
`
`13132.0002-00000
`
`3490
`
`OBLON, MCCLELLAND, MAIER 8. NEUSTADT, L.L.P.
`1940 DUKE STREET
`ALEXANDRIA, VA 22314
`
`AHMED, MASUD
`
`ART UNIT
`3717
`NOTIFICATION DATE
`01/I3/ZOI7
`
`PAPER NUMBER
`
`DELIVERY MODE
`ELECTRONIC
`
`NOTICE OF NON-COMPLIANT INFORMATION DISCLOSURE STATEMENT
`
`IQ iactiila in the above—identified application fails to
`An Information Disclosure Statement (IDS) filed
`meet the requirements of 37 CFR 1.97(d) for the reason(s) specified below. Accordingly, the IDS will be
`placed In the file, but the information referred to therein has not been considered.
`
`The IDS is not compliant with 37 CFR 1.97(d) because:
`
`fThe IDS lacks a statement as specified in 37 CFR 1.97(e).
`
`CI The IDS lacks the fee set forth in 37 CFR 1.17(p).
`
`CI The IDS was filed after the issue fee was paid. Applicant may wish to consider filing a petition to
`withdraw the application from issue under 37 CFR 1.313(0) to have the IDS considered. See
`MPEP 1308.
`
`Lit
`571-272-4200 or 1-888—786-0101
`Application Assistance Unit
`Office of Data Management
`
`FORM PTOM327-B (Rev. 02/08)
`
`Page 1 of 1
`
`Supercell
`Exhibit 1004
`
`Page 8
`
`Supercell
`Exhibit 1004
`Page 8
`
`
`
`LIST OF REFERENCES CITED BY APPLICANT
`
`SHEET 1 OF 1
`ATTY DOCKET NO.
`SERIAL NO.
`Form PTO I449
`us DEPARTMENT OF COMMERCE
`PATENT AND TRADEMARK OFFICE
`(Modified)
`480693US
`14/983,984
`APPLICANT
`Taiki EDA
`GROUP
`FILING DATE
`3717
`December30,2015
`U.S. PATENT DOCUMENTS
`EXAMINER
`DOCUMENT
`SUB
`FILING DATE
`DATE
`NAME
`CLASS
`INITIAL
`NUMBER
`CLASS
`IF APPROPRIATE
`AA
`
`AB
`AC
`AD
`AE
`AF
`AG
`AH
`AI
`AJ
`AK
`AL
`AM
`AN
`FOREIGN PATENT DOCUMENTS
`DOCUMENT
`TRANSLATION
`DATE
`COUNTRY
`NUMBER
`YES NO
`
`AO
`AP
`AQ
`AR
`AS
`AT
`AU
`AV
`
`OTHER REFERENCES (Including Author, Title, Date, Pertinent Pages, etc.)
`
`
`
`
`AW Japanese Office Action issued December 6, 2016 in JP Appfication No. 20163-159561 (with Engiish Translation) 12 pages Examiner
`
`
` AX
`
`
`AY
`
`AZ
`
`D Additionai References sheet(s) attached
`Date considered
`
`*Examiner: initial if reference is considered, whether or not citation is in conformance with MPEP 609; Draw Iine through citation if not in
`
`conformance and not considered. Include copy of this form with next communication to applicant.
`
`Supercell
`Exhibit 1004
`
`Page 9
`
`Supercell
`Exhibit 1004
`Page 9
`
`
`
`
`
`EFS ID: 27928036
`
`Electronic Acknowledgement Receipt
`
`Application Number:
`
`14983984
`
`International Application Number:
`
`Confirmation Number:
`
`Title of Invention:
`
`COMPUTER CONTROL METHOD, CONTROL PROGRAM AND COMPUTER
`
`
`
`First Named Inventor/Applicant Name:
`
`Customer Number:
`
`
`
`Filer: Bradley Davis Lytle/Sandra Miles
`
`Filer Authorized By:
`
`Bradley Davis Lytle
`
`Attorney Docket Number:
`
`13132.0002—00000
`
`Receipt Date:
`
`Filing Date:
`
`29-DEC-2016
`
`307DEC72015
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`no
`
` File Listing:
`
`
`
`
`Document
`Number
`
`.
`.
`Document Description
`
`.
`File Name
`
`File SizelBytes)/
`Message Digest
`3779053
`
`Multi
`Part /.zip
`
`1
`
`480693US,IDS.pdf
`
`5e6621 b75del034a37dci 047Dd1cc5ee5i 7
`13610
`
`yes
`
`14
`
`Supercell
`Exhibit 1004
`
`Page 10
`
`Supercell
`Exhibit 1004
`Page 10
`
`
`
`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Transmittal Letter
`
`Start n
`
`1
`
`Information Disclosure Statement (IDS) Form (5308)
`
`on Patent Literature
`
`2 N
`
`
`
`the application.
`
`Total Files Size (in bytes):
`
`3779053
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date ofthe application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DOIEO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`Supercell
`Exhibit 1004
`
`Page 11
`
`Supercell
`Exhibit 1004
`Page 11
`
`
`
`Docket No,
`
`4606.93 US
`
`IN THE UNITED STATES PATENT AND TRADENIARK OFFICE
`IN RE APPLICATION OF:
`Taiki EDA
`
`SERlAL N0:
`FILED:
`FOR:
`
`3717
`GAU'
`14/983984
`EXAIVIINER. AI—IIVIED~ MASUD
`December 30‘ 2015
`COMPUTER CONTROL IVIETHOD. CONTROL PROGRAM AND CONIPUTER
`
`INFORMATION DISCLOSURE STATEMENT UNDER 37 CFR 1.97
`
`COIVEVHSSIONER FOR PATENTS
`ALEXANDRIA. VIRGINIA 22313
`
`Commissioner:
`Applicanfis) wish to disclose the following information.
`
`REFERENCES
`
`I The applicant(s) wish to make of record the referencets) listed on the attached form PTO-M49 and/or
`accompanying documents from a corresponding foreign application. Copies of the listed referencets) are attached,
`where required, as are either statements of relevancy or any readily available partial or full English translations of
`pertinent portions of any non—English language reference(s).
`El Credit card payment is being made online (if electronically filed), or is attached hereto (if paper filed). in the
`amount required under 37 CPR §l.l7(p).
`CERTIFICATION
`
`El Each itcmofin’tbmntion contained in this infomtation disclosure statement was first Cited in any
`communication frotna foreign patent office in a counterpart foreign application not more than three months
`prior to the filing ofthis statement.
`
`[I No iteinol‘infommtion contained in this information disclosure statement was cited in a communication Emma
`foreign patent office in a counterpart foreign application and? to the knowledge ol‘the undersigned. having made
`reasonable inquiry, was known to any individual designated in 37 CFR §l,56(e) more than three months prior to
`the filing ofthis statement.
`
`Respectfully submitted.
`
`OBLON. MCCLELLAND.
`lVIAlER & NEUSTADT. LIP,
`
`/Andrew T. Harry,"
`Andrew T. Harry
`
`Registration No. 56.959
`
`Customer Number
`
`22850
`Tel. (701)413-3000
`Fax, (7 “3) 413-2220
`(ONE/{IV OZJIZ)
`
`Supercell
`Exhibit 1004
`
`Page 12
`
`Supercell
`Exhibit 1004
`Page 12
`
`
`
`
`
`UNITED STATES DEPARTMEVT 0F COMB/[EEC]?
`United States Patent and Trademark Office
`Adzlrrss COMMISSIONER FOR PATENTS
`PO Box 1’50
`Alexandfiayilgnia 2231371450
`mmuspmgov
`
`
`APPLICATION NUMBER
`l
`FILING OR 371(C) DATE
`I
`FIRST NAMED APPLICANT
`l
`ATTY. DOCKET No./TITLE
`14/983,984
`12/30/2015
`Tajki Eda
`13132.0002-00000
`CON FIRMATION NO. 3490
`POA ACCEPTANCE LETTER
`
`||||||1|11||||||||||||||111|1|fl||||11l||||||1|11|11|1|||||1|11|I||||||||H11|||||||||||1
`000000879 897
`Date Mailed: 12/16/2016
`
`l
`
`22850
`OBLON, MCCLELLAND, MAIER & NEUSTADT, L.L.P.
`1940 DUKE STREET
`ALEXANDRIA, VA 22314
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 12/13/2016.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`latesfai/
`
`
`page 1 of 1
`
`Supercell
`Exhibit 1004
`
`Page 13
`
`Supercell
`Exhibit 1004
`Page 13
`
`
`
`
`
`UNITED STATES DEPARTMEVT 0F (‘OMMFIRFUE
`United States Patent and Trademark Office
`AdlIlIifi COMMISSIONER FOR PATENTS
`PO Box 1’50
`Alexandriavirgnia 2231371450
`mmuspmgov
`
`
` l APPLICATION NUMBER l FILING OR 371(C) DATE I FIRST NAMED APPLICANT l ATTY. DOCKET NOJTITLE
`
`
`
`
`
`
`14/983,984
`12/30/2015
`Taiki Eda
`13132.0002—00000
`CON FIRMATION NO. 3490
`POWER OF ATTORNEY NOTICE
`
`22852
`FINN EGAN, HENDERSON, FARABOW, GARRETT & DUNNER
`LLP
`901 NEW YORK AVENUE, NW
`WASHINGTON, DC 20001—4413
`
`||ll|llll llllIIIIII IIIIIIIIIIIII lllll ll|||11111 11111 |Il|llllll III IIIlllll lllll III11
`0000000879 8950
`
`Date Mailed: 12/16/2016
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 12/13/2016.
`
`- The Power of Attorney to you in this application has been revoked by the applicant. Future correspondence
`will be mailed to the new address of record(37 CFR 1.33).
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`latcsfai/
`
`
`page 1 of 1
`
`Supercell
`Exhibit 1004
`
`Page 14
`
`Supercell
`Exhibit 1004
`Page 14
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UNITED STATES DEPARTVIENT OF COlVINIERCE
`United States Patent and Trademark Office
`Addiess. COMMISSIONER FOR PATENTS
`PO. Box 1430
`Alexzmdiiu, Viiginiu 2231371450
`www.1tspto gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNER
`LLP
`901NEwyoRKAVENuww
`VV’ASHINGTON, DC 20001—4413
`
`EXAMINER
`
`ATTMEDMASLD
`
`3717
`DATE MAILED: 12/14/2016
`
` 14/981984 12/30/2015 l'aiki Eda 13132000200000 3490
`
`
`
`TITLE OF INVEVTION: COMPUTER CONTROL METHOD. CONTROL PROGRAM AVD COMPUTER
`
`
`
`
`
`APPLN. TYPE
`El\TITY STATUS
`ISSUE FEE DUE
`PUBLICATION FEE DUE
`PREV. PAID ISSUE FEE
`TOTAL FEE/S) DUE
`D\TE DUE
`
`nonprovisional
`UNDISCOLNTED
`$960
`03/14/2017
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAVVAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN TIIIS APPLICATION (AS SHOWN ABOVE), TIIE RETURN OF PART B OF TIIIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`1. Review the ENTITY Sl'Al'US shown above 11 the ENTITY SlATUSis shown as SMALL or MICRO verily whether entitlement to that
`entitV status still applies.
`If the ENTITY STATUS1s the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUS is changed from that shown above, on PART B — IEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`II. PART B — FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`01' Part B — Fee(s) Transmittal should be completed and an extra copy 01' the form should be submitted. 11' an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made. and delays in processing may occur due to the difficulty in recogni7ing
`the paper as an equivalent of Part E.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. 11 is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL—85 (Rev. 02/11)
`
`Page 1 ol‘ 3
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`Supercell
`Exhibit 1004
`
`Page 15
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`Supercell
`Exhibit 1004
`Page 15
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`
`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: I\_/Iail Mail Stop ISSUE FEE
`Commissioner for Patents
`PO. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571)-273-2885
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSLE FEE and PUBLICATION FEE (if required). Blocks 1
`propriate. All further correspondence including the Patent. advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`nicated unless corrected below or directed otherwise in Block I by (a) specifying a neVV correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`
`iiiaintenance fee notifications.
`'an only be used for domestic mailings of the
`Note: A certificate of mailin
`Fee(s) Transmittal. This ccrtl 1Late cannot be used for any other accompanying
`papers. Each additional paper quch as an agqignmem or formal drawing must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`12/14/2016Ihereb§7 certify that this Peers) Transmittal1s being deposited \Vith the United
`7590
`22852
`FINNEGAN. HENDERSON. FARABOW GARRETT & DI lNNERates Postal Service with sufficient postage for first class mail1n an envelo e
`LLP
`addressed to the Mail Sto
`ISSUE FEE address above or being facsirm e
`transmitted to the USPTO (L71) 2732885. on the date indicated below.
`901 NEW' YORK AVENUE NW
`
`(fU'RRFVT CORREsPONDFNceADTmEss 01011:: n: Block 1
`
`l'orzmy clmngeofmldiess)
`
`WASHINGTON, DC 20001—4413
`
`APPLICATION NO.
`FILING DATE
`FIRST NAIVEED INVENTOR
`ATTORNEY DOCIGET NO.
`CONFIRMATION NO.
`
`14083984
`12/30/20 | 5
`Taiki Eda
`13132000200000
`3490
`
`TITLE OF INVEVTION: COMPUTER CONTROL METHOD. CONTROL PROGRAM AND COMPUTER
`
`DAIE DUE
`””IOIAL FEEIS) DUE
`PREV. PAID ISSUE FEE
`PUELICAIION FEE DUE
`ISSUE FEE DUE
`EI\lI"IY S"IAI'US
`APPLN ”IYPE
`
`nonprovisional
`UNDISCOINT'EI)
`$960
`03/14/2017
`
`EXkVIINER
`ART UNIT
`CLASS SUBCLASS
`
`AHMED. MASUD
`3717
`463-042000
`1. Change of correspondence address or indication of "Fee Address" (37
`2. For printing on the patent front page, list
`CFR l363)
`(1) The names of up to 3 registered patent attorneys
`D Chance of correspondence address (or Change of Correspondence
`or agents OR. alternatively.
`Address form PTO/SB/122) attached.
`(Z) The name ofa single firm (having as a member a
`D "Fee Address” indication (or "Fee Address" Indication form
`registered attorney oragent) and the names of 11p to
`PTO/SW47; Rev 03-02 or more recent) attached. Use of a Customer
`2 registered patent attorneys or agents If no name is
`listed. no name will be printed
`Number is required.
`
`3. ASSIGNEE NPLME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below no assignee data will appear on the patent. If an assignee is identified below. the document has been filed for
`recordation as set forth1n 37 CIR 3. 11. Completion of this formis NOI a substitute for filing an assignment
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`1
`2
`
`3
`
`
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : D Individual D Corporation or other private group entity D Government
`4a. The following fee(s) are submitted:
`4b. Payment of Feets): (Please first reapply any previously paid issue fee shown above)
`3 Issue Fee
`3 A check is enclosed.
`:1 Publication Fee (No small entity discount permitted)
`3 Payment by credit card. Form PTO-2038 is attached.
`:1 Advance Order - # ofCopies
`:I The director is hereby authorized to charge the required fee-(s), any deficiency, or credits any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`
`
` 3 Applicant asserting small entity status. Sec 37 CFR 1.27
`
`5. Change in Entity Status (from status indicated above)
`:1 Applicant certifying micro entity status. See 37 CFR 1.29
`
`\IOTE: Absent a valid certification of Micro Entity Smtus {see forms PT‘O/SB/l 5A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status. checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`D Applicant changing to regular undiscounted fee status.
`entity status. as applicable.
`NOTE: This form must be sioned in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for si nature re uirements and certifications.
`
`Authorized Signature
`
`Typed or printed name
`
`
`
`Date
`
`Registration No.
`
`PTOLASS Part B (1013) Approved for use through 10/31/2013.
`
`Page 2 of 3
`OMB 065170033
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`
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`US. Patent and Trademark Office; US. DEPARTMiN'T OF COMMERCE
`
`Supercell
`Exhibit 1004
`
`Page 16
`
`Supercell
`Exhibit 1004
`Page 16
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UNITED STATES DEPARTVIENT OF COIVINIERCE
`United States Patent and Trademark Office
`Addiess. COMMISSIONER FOR PATENTS
`P.O. Box 1430
`Alexzuuhiu, Viiginiu 2231371450
`WWWMSPLO gov
`
`APPI ICATION NO.
`FITING DATF
`FIRST NAM'FD INV'FNTOR
`ATTORVFY DOCKFT NO.
`CO\ F {MATION \O
` 14/983.984 12/30/2015 Taiki Eda 113 32000200000 3490
`
`
`
`
`
`
`
`
`
`12/14/2016
`7590
`22852
`FINNEGAN. HENDERSON, FARABOW, GARRETT & DUNNER
`LLP
`901 NEW YORK AVENUE, NW
`Vv’ASHlNGTON, DC 20001—4413
`
`AvaED..v1AsLD
`
`3717
`DATE MAILED: 12/ 14/201 6
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`to eliminate the
`Section l(‘h)(‘2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)('3)('B)(i)
`requirement that
`the Office provide a patent
`term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent
`term adjustment d