throbber
Doc Code: TRACK1.REQ
`DocumentDescription: TrackOne Request
`
`PTO/AIA/424 (04-14)
`
`CERTIFICATION AND REQUEST FOR PRIORITIZED EXAMINATION
`UNDER 37 CFR 1.102(e) (Page 1 of1)
`
`Herriot TabuteautowameterTO
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`OSTEOCLASTINHIBITORS FOR KNEE CONDITIONS
`
`APPLICANT HEREBYCERTIFIES THE FOLLOWING AND REQUESTSPRIORITIZED EXAMINATION FOR
`THE ABOVE-IDENTIFIED APPLICATION.
`
`forms are submitted.
`
`A requestfor continued examination has beenfiled with, or prior to, this form.
`If the application is a utility application, this certification and requestis being filed via EFS-Web.
`ili. The application is an original nonprovisionalutility application filed under 35 U.S.C. 111(a), oris
`a national stage entry under 35 U.S.C. 371.
`iv. This certification and requestis being filed prior to the mailing of a first Office action responsive
`to the request for continued examination.
`No prior request for continued examination has been granted prioritized examination status
`under 37 CFR 1.102(e)(2).
`
`1. The processing fee set forth in 37 CFR 1.17(i)(1) and the prioritized examination fee set forth in
`37 CFR 1.17(c) have been filed with the request. The publication fee requirement is met
`because that fee, set forth in 37 CFR 1.18(d), is currently $0. The basic filing fee, search fee,
`and examination fee are filed with the request or have been already been paid.
`| understand
`that any required excessclaims fees or application size fee must be paid for the application.
`
`| understand that the application may not contain, or be amendedto contain, more than four
`independentclaims, morethan thirty total claims, or any multiple dependent claims, and that
`any request for an extension of time will cause an outstanding Track | request to be dismissed.
`
`3. The applicable box is checked below:
`
`Original Application (Track One)
`
`- Prioritized Examination under §
`
`i.
`
`(a) The application is an original nonprovisional utility application filed under 35 U.S.C. 111(a).
`This certification and requestis being filed with the utility application via EFS-Web.
`
`(b) The application is an original nonprovisional plant application filed under 35 U.S.C. 111(a).
`This certification and requestis being filed with the plant application in paper.
`
`An executed inventor’s oath or declaration under 37 CFR 1.63 or 37 CFR 1.64 for each
`inventor, or the application data sheet meeting the conditions specified in 37 CFR 1.53(f\(3)(i) is
`filed with the application.
`
`signature/Brent A. Johnson/
`pate 2016-11-23
`
`Name,
`brent A. Johnson
`Practitioner
`51851
`(Print/Typed)
`Registration Number
`
`This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4(d) for signature requirements and certifications.
`Note:
`Submit muitiple forms if more than one signature is required. *
`
`*Total of
`
`1
`
`Grun. Exh. 1018
`PGR for U.S. Patent No. 10,052,338
`
`1
`
`Grün. Exh. 1018
`PGR for U.S. Patent No. 10,052,338
`
`

`

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`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
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`icati
`Application Data Sheet 37 CFR 1.76
`Application Number
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`Title of Invention|OSTEOCLAST INHIBITORS FOR KNEE CONDITIONS
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`Email Address
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`Application Information:
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`Title of the Invention
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`OSTEOCLAST INHIBITORS FOR KNEE CONDITIONS
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`Attorney Docket Number|
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`|1958603.00226
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`Small Entity Status Claimed
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`Subject Matte a
`Total Number of Drawing Sheets (if any)
`Suggested Figure for Publication (if any)
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`EFS Web 2.2.12
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`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
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`Attorney Docket Number|1958603.00226
`Application Data Sheet 37 CFR 1.76
`Application Number
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`Title of Invention|OSTEOCLAST INHIBITORS FOR KNEE CONDITIONS
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`| 151217773
`2016-07-22
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`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
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`Title of Invention|OSTEOCLAST INHIBITORS FOR KNEE CONDITIONS
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`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Attorney Docket Number|1958603.00226
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention|OSTEOCLAST INHIBITORS FOR KNEE CONDITIONS
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`Application Number
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`| 3/894274
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`Continuity Type
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`| 61/647478
`2012-05-15
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`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Attorney Docket Number|1958603.00226
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention|OSTEOCLAST INHIBITORS FOR KNEE CONDITIONS
`
`Application Number
`
`Continuity Type
`
`
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`(YYYY-MM-DD)
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`-| 61/646538
`2012-05-14
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`| laims benefit of provisional
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`Application Number
`Continuity Type
`(YYYY-MM-DD)
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`yo continuationin part of
`b015-05-27
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`Additional Domestic Benefit/National Stage Data may be generated within this form
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`by selecting the Add button.
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`Prior Application Number
`| PCT/US2015/032739
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`Foreign Priority Information:
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`Addbutton.
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`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55. When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (PDX)! the information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(i)(1) and (2). Under the PDX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 1.55(g){1).
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`Additional Foreign Priority Data may be generated within this form by selecting the
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`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effectivefiling date on or after March
`[] 16, 2013.
`NOTE: Byproviding this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`16, 2013, will be examined underthefirst inventorto file provisions of the AIA.
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`7
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`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Attorney Docket Number|1958603.00226
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention|OSTEOCLAST INHIBITORS FOR KNEE CONDITIONS
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`Authorization or Opt-Out of Authorization to Permit Access:
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`When this Application Data Sheet is properly signed and filed with the application, applicant has provided written
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`Should applicant choose not to provide an authorization identified in subsection 1 below, applicant must opt-out of the
`authorization by checking the corresponding box A or B or both in subsection 2 below.
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`NOTE: This section of the Application Data Sheet is ONLY reviewed and processed with the INITIAL filing of an
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`authorization for access by a foreign IP office(s). Instead, Form PTO/SB/39 or PTO/SB/69 must be used as appropriate.
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`1. Authorization to Permit Access by a Foreign Intellectual Property Office(s)
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`A. Priority Document Exchange (PDX)- Unless box A in subsection 2 (opt-out of authorization) is checked, the
`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
`(JPO), the Korean Intellectual Property Office (KIPO), the State Intellectual Property Office of the People’s Republic of
`China (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
`participating with the USPTOin a bilateral or multilateral priority document exchange agreementin which a foreign
`application claiming priority to the instant patent application is filed, access to: (1) the instant patent application-as-filed
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`instant application and its related bibliographic data, and (3) the date offiling of this Authorization. See 37 CFR 1.14(h)
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`application in accordance with 37 CFR 1.14.
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`The applicant is reminded that the EPO’s Rule 141(1) EPC (European Patent Convention) requires applicants to submit a
`copy of search results from the instant application without delay in a European patent application that claims priority to
`the instant application.
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`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Office(s}
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`A. Applicant DOES NOT authorize the USPTOto permit a participating foreign IP office access to the instant
`|] application-as-filed.
`If this box is checked, the USPTOwill not be providing a participating foreign IP office with
`any documents and information identified in subsection 1A above.
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`[_]
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`B. Applicant DOES NOT authorize the USPTOto transmit to the EPO any search results from the instant patent
`application. If this box is checked, the USPTO will not be providing the EPO with search results from the instant
`application.
`NOTE: Oncethe application has published or is otherwise publicly available, the USPTO may provide access to the
`
`EFS Web 2.2.12
`
`8
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`
`Attorney Docket Number|1958603.00226
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention|OSTEOCLAST INHIBITORS FOR KNEE CONDITIONS
`
`Applicant Information:
`
`
`Providing assignmentinformation in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`
`4
`Applicant
`If the applicantis the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`Theinformation to be provided in this section is the name and addressof the legal representative whois the applicant under 37 CFR
`1.43; or the name and addressof the assignee, person to whom the inventoris under an obligation to assign the invention, or person
`who otherwise showssufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventoris obligated to assign, or person who otherwise showssufficient
`proprietary interest) together with one or morejoint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`Legal Representative under 35 U.S.C. 117
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`Joint Inventor
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`Person to whemthe inventoris obligated to assign.
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`Person who showssufficient proprietary interest
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`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
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`Nameof the Deceased or Legally Incapacitated Inventor:
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`If the Applicant is an Organization check here.
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`x
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`Organization Name
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`: ANTECIP BIOVENTURESII LLC
`
`Mailing Address Information For Applicant:
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`Address 1
`
`Address 2
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`630 Fifth Avenue, Suite 2000
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`
`Email Address
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`AssigneeInformation including Non-Applicant Assignee Information:
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`Providing assignmentinformation in this section does not substitute for compliance with any requirementof part 3 ofTitle
`37 of CFR to have an assignment recorded by the Office.
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`
`EFS Web 2.2.12
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`9
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`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Attorney Docket Number|1958603.00226
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention|OSTEOCLAST INHIBITORS FOR KNEE CONDITIONS
`
`Assignee (1
`
`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
`application publication. An assignee-applicant identified in the "Applicant Information” section will appear on the patent application
`publication as an applicant. For an assignee-applicant, complete this section only if identification as an assigneeis also desired on the
`patent application publication.
`Remove
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`Prefix
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`Given Name
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`Middle Name
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`Mailing Address Information For Assignee including Non-Applicant Assignee:
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`selecting the Add button.
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`pares?
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`Fax Number
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`Email Address
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`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
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`Signature:
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`NOTE: This Application Data Sheet must be signed in accordance with 37 CFR 1.33(b). However,if this Application
`Data Sheet is submitted with the INITIALfiling of the application and either box A or B is not checked in
`subsection 2 of the “Authorization or Opt-Out of Authorization to Permit Access” section, then this form must
`also be signed in accordance with 37 CFR 1.14(c).
`This Application Data Sheet must be signed by a patent practitioner if one or more of the applicants is a juristic
`entity (€.g., corporation or association). If the applicant is two or morejoint inventors, this form must be signed by a
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`patent practitioner, all joint inventors who are the applicant, or one or morejoint inventor-applicants who have been given
`power of attorney (e.g., see USPTO Form PTO/AIA/81) on behalf ofall joint inventor-applicants.
`See 37 CFR 1.4(d) for the manner of making signatures and certifications.
`
`Date (YYYY-MM-DD)
`/Brent A. Johnson/
`Signature
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`First Name|B . Last Name Registration Number
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`Additional Signature may be generated within this form by selecting the Add button.
`
`EFS Web 2.2.12
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`10
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`10
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`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Attorney Docket Number|1958603.00226
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention|OSTEOCLAST INHIBITORS FOR KNEE CONDITIONS
`
`This collection of information is required by 3 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upontheindividual case. Any comments on the amount of time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EFS Web 2.2.12
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`11
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`

`Privacy Act Statement
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`The information provided by you in this form will be subject to the following routine uses:
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`1
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`The information onthis form will be treated confidentially to the extent allowed under the Freedom ofInformation Act (5 U.S.C. 552) and the Privacy
`Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Departmentof Justice to determine whether the Freedom of
`Information Act requires disclosure of these records.
`
`Arecord from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a court, magistrate, or administrative
`tribunal, including disclosures to opposing counselin the course of settlement negotiations.
`
`Arecord in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a request involving an individual, to whom
`the record pertains, whenthe individual has requested assistance from the Memberwith respect to the subject matter of the record.
`
`A recordin this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for the information in order to perform
`a contract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C.
`552a{m).
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`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the attached form related to a patent
`application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that: (1) the general authority for the collection ofthis information
`is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and
`Trademark Office is to process and/or examine your submission related to a patent application or patent. If you do not furnish the requested information, the U.S.
`Patent and Trademark Office may not be able to process and/or examine your submission, which may result in termination of proceedings or abandonmentof
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`aware ofa violation or potential viclation of law or regulation. EFS Web 2.2.12
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`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records may be disclosed, as a routine use,
`to the International Bureau of the World Intellectual Property Organization, pursuant to the Patent CooperationTreaty.
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`Arecord in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security review (35 U.S.C. 181)
`and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
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`Arecord from this system of records maybedisclosed, as a routine use, to the Administrator, General Services, or his/her designee, during an
`inspection of records conducted by GSAas part ofthat agency's responsibility to recommend improvementsin records managementpractices and
`programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of
`recordsfor this purpose, and any other relevant(i.e.,GSA o

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