`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`ROKU, INC. and VIZIO, INC.,
`Petitioners,
`
`v.
`
`ANCORA TECHNOLOGIES, INC.,
`Patent Owner.
`
`Case IPR2021-01406
`U.S. Patent No. 6,411,941
`
`
`
`
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`
`
`
`
`Mail Stop “PATENT BOARD”
`Patent Trial and Appeal Board
`U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`
`
`
`Case IPR2021-01406
`U.S. Patent No. 6,411,941
`
`Petitioner serves this Updated Exhibit List to accompanyservice of Exhibits
`
`1055 (Petitioner’s Demonstratives for Oral Argument, Public) and 1056 (Petitioner’s
`
`Demonstratives for Oral Argument, Confidential).
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`Exhibit No.
`
`1001
`
`1002
`
`1003
`1004
`
`1005
`
`1007
`
`U.S. Patent No. 6,411,941 to Mulloret al. (“’941 Patent’)
`ImageFile Wrapperof U.S. Patent No. 6,411,941 (“941 Patent
`File History”)
`Declaration of Andrew Wolfe, Ph.D. (“Wolfe Decl.”)
`U.S. Patent No. 4,658,093 (“Hellman”)
`U.S. Patent No. 5,892,906 (“Chou”)
`U:S. Patent No. 5,933,498 (“Schneck’’)
`Scheduling Order, Ancora Techs., Inc. v. TCT Mobile (US),
`Inc., No. 8:19-cv-2192 (C.D. Cal. Mar. 17, 2020) (ECF No.
`
`1012 Final Claim Constructions of the Court, Ancora Techs., Inc.
`
`1008
`
`In re: Coronavirus Public Emergency, Order Concerning
`Phased Reopening of the Court, General Order No. 20-09,
`United States District Court for the Central District of
`California, Aug. 6, 2020
`Civil Docket, Ancora Techs., Inc. v. Sony Mobile Commc’ns
`AB, No. 1:19-cv-01703 (D. Del.)
`Civil Docket, Ancora Techs., Inc. v. Lenovo Grp. Ltd., No.
`1:19-cv-01712 (D. Del.)
`Claim Construction Order, Ancora Techs., Inc. v. Apple Inc.,
`No.4:11-cv-06357 (N.D. Cal. Dec. 31, 2012) (ECF No. 107) 1011
`
`1010
`
`v. LG Elecs., Inc., No. 1:20-cv-00034 (W.D. Tex. June 2,
`2020) (ECF No. 69)
`Supplemental Claim Construction Order, Ancora Techs., Inc.
`v. LG Elecs., Inc., No. 1:20-cv-00034 (W.D. Tex. Aug. 19,
`2020) (ECF No. 93)
`Joint Claim Construction and Prehearing Statement, Ancora
`Techs., Inc. v. TCT Mobile (US), Inc., No. 8:19-cv-2192 (C.D.
`Cal. July 17, 2020) (ECF No.49)
`
`
`
`Case IPR2021-01406
`U.S. Patent No. 6,411,941
`
`eenphen
`Exhibit No.
`European Patent Application No. EP 0766165A2 (“165
`1015
`Application”
`
`
`
`P1016|USS.PatentNo.5,724,425Patent)(425
`
`U.S. Patent No. 6,138,236 (“236 Patent”)
`U.S. Patent No. 5,802,592 (“592 Patent”)
`U.S. Patent No. 5,835,594 ("594 Patent”)
`Telephonic Markman Hearing, Ancora Techs., Inc. v. TCT
`Mobile (US), Inc., et al., No. 8:19-cv-2192 (C.D. Cal. Oct. 15,
`
`1020
`
`1018
`
`1021
`
`Telephonic Markman Hearing, Ancora Techs., Inc. v. TCT
`Mobile (US), Inc., et al., No. 8:19-cv-2192 (C.D. Cal. Oct. 15,
`
`1022
`
`1023
`
`U.S. Patent No. 5,734,819 (“Lewis”)
`
`(ECF No. 44
`
`Order Re: Joint Stipulation Re Stay Pending Jnter Partes
`Review, Ancora Techs., Inc. v. Vizio, Inc., No. 2:21-cv-08534
`Order Granting Joint Motion to Stay Pending Jnter Partes
`Review, Ancora Techs., Inc. v. Roku, Inc., No. 6:21-cv-00737
`Order Granting Joint Motion to Stay Pending Jnter Partes
`Review, Ancora Techs., Inc. v. Nintendo Co., Ltd., et al., No.
`
`Plaintiff's Responsive Claim Construction Brief, Ancora
`Techs., Inc., et al. v. LG Electronics, et al., Case No. 1:20-cv-
`00034-ADA (W.D.Tex., April 10, 2020)
`(ECF No. 50
`1030-1032|Intentionally Left Blank
`1033
`Declaration of Andrew Wolfe, Ph.D., in Support of Petitioners’
`Reply to Patent Owner’s Response
`Transcript of the Deposition of Miki Mullor, July, 12, 2022
`Confidential
`Transcript of the Deposition of David Martin, Ph.D., July 14,
`3022
`Plaintiff's Opening Claim Construction Brief, Ancora Techs.,
`Inc., et al. v. LG Electronics, et al., Case No. 1:20-cv-00034-
`ADA (W.D.Tex., March 20, 2020)
`
`1034
`
`1035
`
`1036
`
`
`
`Case IPR202 l -O 1406
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`U.S. Patent No. 6,411,941
`
`Description
`Exhibit No.
`
`
`
`
`Denon DP-35F/DP-45F Instruction Manual, Nippon Columbia
`1037
`Co., Ltd.
`4 ed., Oxford Excerpt from Dictionary of Computing,
`
`
`
`1038
`
`
`Universi Press, 1996
`1039
`
`
`U.S. Patent No. 5,568,552 to Davis
`
`
`
`
`
`1040
`
`
`Standards and Technolo , 1995
`Kaliski, B., "PKCS #1: RSA Encryption," RFC 2313, The
`
`
`1041
`
`
`Internet Socie , Network Workin Grou , March 1998
`
`
`1042 U.S. Patent No. 5,724,425 to Chang et al.
`
`
`1043 U.S. Patent No. 5,935,246 to Benson
`1044-1049
`
`Intentionally Left Blank
`
`Institute of National Guttman, B., et al., Computer Security,
`
`---+-
`
`1055 Petitioner's Demonstratives for Oral Argument
`(Public)
`
`
`1056 Petitioner's Demonstratives for Oral Argument (Confidential)
`
`
`
`Respectfully submitted,
`
`
`
`P.L.L.C STERNE, KESSLER, GOLDSTEIN & Fox
`
`
`
`/Jon E. Wright/
`
`Jon E. Wright, Reg. No. 50,720
`
`
`
`Attorney for Petitioner Roku, Inc.
`
`
`
`Date: September 29, 2022
`
`1100 New York Avenue, N.W.
`
`
`Washington, D.C. 20005-3934
`(202)371-2600
`
`- 3 -
`
`
`
`Case IPR2021-01406
`U.S. Patent No. 6,411,941
`CERTIFICATION OF SERVICE
`The undersigned hereby certifies that on September 29, 2022, true and correct
`
`copies of the foregoing PETITIONER’S UPDATED EXHIBIT LIST and
`
`Exhibits 1055-1056 were served in their entireties on the following counsel for
`
`Patent Owner:
`
`David A. Gosse (Lead Counsel)
`Nicholas T. Peters (Back-up Counsel)
`Karen J. Wang (Back-up Counsel)
`FITCH, EVEN, TABIN & FLANNERY LLP
`dgosse@fitcheven.com
`ntpete@fitcheven.com
`kwang@fitcheven.com
`ancora-ipr@fitcheven.com
`
`
`Respectfully submitted,
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C
`
`/Jon E. Wright/
`
`Jon E. Wright, Reg. No. 50,720
`Attorney for Petitioner Roku, Inc.
`
`
`Date: September 29, 2022
`
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
`(202) 371-2600
`
`
`
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`