Appendix A
`
`Patents and Published Patent Applications
`
`Patent / Published Application
`U.S. Pat. 4,658,093 (“Hellman”)
`U.S. Pat. 4,688,169 (“Joshi”)
`U.S. Pat. 4,757,533 (“Allen”)
`U.S. Pat. 4,866,769 (“Karp”)
`U.S. Pat. 5,103,476 (“Waite 476”)
`U.S. Pat. 5,222,134 (“Waite 134”)
`U.S. Pat. 5,325,430 (“Smyth”)
`U.S. Pat. 5,371,876 (“Ewertz”)
`U.S. Pat. 5,473,692 (“Davis 692”)
`U.S. Pat. 5,490,216 (“Richardson”)
`U.S. Pat. 5,509,070 (“Schull”)
`U.S. Pat. 5,568,552 (“Davis 552”)
`U.S. Pat. 5,579,522 (“Christeson”)
`U.S. Pat. 5,666,411 (“McCarty”)
`U.S. Pat. 5,734,819 (“Lewis”)
`U.S. Pat. 5,745,568 (“O’Connor”)
`U.S. Pat. 5,844,986 (“Davis 986”)
`U.S. Pat. 5,892,902 (“Clark 902”)
`U.S. Pat. 5,892,906 (“Chou”)
`U.S. Pat. 5,901,311 (“Labatte 311”)
`U.S. Pat. 5,913,057 (“Labatte 057”)
`U.S. Pat. 5,940,504 (“Griswold”)
`U.S. Pat. 5,944,820 (“Beelitz”)
`U.S. Pat. 6,026,293 (“Osborn”)
`U.S. Pat. 6,038,320 (“Miller”)
`U.S. Pat. 6,049,670 (“Okada”)
`U.S. Pat. 6,138,236 (“Mirov”)
`U.S. Pat. 6,148,083 (“Fieres”)
`U.S. Pat. 6,153,835 (“Schwartz”)
`U.S. Pat. 6,185,678 (“Arbaugh”)
`U.S. Pat. 6,189,146 (“Misra”)
`U.S. Pat. 6,209,099 (“Saunders”)
`U.S. Pat. 6,243,468 (“Pearce”)
`U.S. Pat. 6,269,392 (“Cotichini”)
`U.S. Pat. 6,523,119 (“Pavlin”)
`U.S. Pat. 6,735,696 (“Hannah”)
`U.S. Pat. 5,802,592 (“Chess”)
`U.S. Pat. 6,049,671 (“Slivka”)
`
`1
`
`Issue / Pub. Date
`Apr. 14, 1987
`Aug. 18, 1987
`July 12, 1988
`Sep. 12, 1989
`Apr. 7, 1992
`June 22, 1993
`June 28, 1994
`Dec. 6, 1994
`Dec. 5, 1995
`Feb. 6, 1996
`Apr. 16, 1996
`Oct. 22, 1996
`Nov. 26, 1996
`Sep. 9, 1997
`Mar. 31, 1998
`Apr. 28, 1998
`Dec. 1, 1998
`Apr. 6, 1999
`Apr. 6, 1999
`May 4, 1999
`June 15, 1999
`Aug. 17, 1999
`Aug. 31, 1999
`Feb. 15, 2000
`Mar. 14, 2000
`Apr. 11, 2000
`Oct. 24, 2000
`Nov. 14, 2000
`Nov. 28, 2000
`Feb. 6, 2001
`Feb. 13, 2001
`Mar. 27, 2001
`June 5, 2001
`July 31, 2001
`Feb. 18, 2003
`May 11, 2004
`Sep. 1, 1998
`Apr. 11, 2000
`
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`Patent / Published Application
`U.S. Pat. 5,421,006 (“Jablon”)
`U.S. Pat. 5,748,084 (“Isikoff”)
`U.S. Pat. 6,009,524 (“Olarig”)
`U.S. Pat. 4,757,534 (“Matyas”)
`U.S. Pat. 5,850,559 / EP0824233 (“Angelo 559”)
`U.S. Pat. 5,949,882 (“Angelo 882”)
`U.S. Pat. 5,222,135 (“Hardy”)
`U.S. Pat. 5,724,425 (“Chang”)
`U.S. Pat. 5,835,594 (“Albrecht”)
`U.S. Pat. 5,379,342 (“Arnold”)
`U.S. Pat. 5,933,498 (“Schneck”)
`U.S. Pat. 5,852,736/ WO97/36241 (“Shipman”)
`EP0766165A2/ U.S. Pat. 5,935,243 (“Hasebe”)
`U.S. Pat. 6,256,391/ JPH10301492 (“Ishiguro”)
`U.S. Pat. 5,010,571 / WO1988002202 (“Katznelson”)
`U.S. Pat. 5,832,083/ JP08-83205 (“Iwayama”)
`JPH09-26875 (“Fujitsu”)
`U.S. Pat. 5,892,900 (“Ginter”)
`U.S. Pat. 6,009,520 (“Gharda”)
`U.S. Pat. 5,657,445 (“Pearce 445”)
`U.S. Pat. 4,908,861 (“Brachtl”)
`U.S. Pat. 6,078,909 (“Knutson”)
`U.S. Pat. 5,944,821 (“Angelo 821”)
`U.S. Patent 5,448,045 (“Clark 045”)
`
`Other Printed Publications
`
`Title
`Author
`White et al. (“White”) ABYSS: A trusted Architecture for Software
`Protection, IEEE Transactions on Software
`Eng’g, Vol. 16, No. 6, pp. 38-51.
`ABYSS: A trusted Architecture for Software
`Protection, IEEE Transactions on Software
`Eng’g, Vol. 16, No. 6, pp. 619-629.
`Dyad: A System for Using Physically Secure
`Coprocessors, CMU-CS-94-140R, Carnegie
`Mellon University.
`Using Secure Coprocessors, CMU-CS-94-149,
`Carnegie Mellon University.
`Using Secure Coprocessors, CMU-CS-94-149,
`Carnegie Mellon University.
`
`White et al. (“White
`II”)
`
`Tygar et al. (“Tygar”)
`
`Yee (“Yee 1994”)
`
`Yee (“Yee 1994 II”)
`
`Issue / Pub. Date
`May 30, 1995
`May 5, 1998
`Dec. 28, 1999
`July 12, 1988
`Dec. 15, 1998
`Sep. 7, 1999
`June 22, 1993
`Mar. 3, 1998
`Nov. 10, 1998
`Jan. 3, 1995
`Aug. 3, 1999
`Oct. 2, 1997
`Apr. 2, 1997
`July 03, 2001
`April 23, 1991
`Nov. 03, 1998
`Jan. 1, 1997
`Apr. 8, 1999
`Dec. 28, 1999
`Aug. 12, 1997
`Mar. 13, 1990
`June 20, 2000
`Aug. 31, 1999
`Sep. 05, 1995
`
`Pub. Date
`June 1990
`
`1990
`
`May 1991
`
`May 1994
`
`1994
`
`2
`
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`

`Title
`BITS: A Smartcard Protected Operating
`System, Commc’ns of the ACM, Vol. 37, No.
`11, pp. 66-70, 94.
`BITS: A Smartcard Protected Operating
`System, Commc’ns of the ACM, Vol. 37, No.
`11, pp. 66-70, 94.
`Yee et al. (“Yee 1995”) Secure Coprocessors in Electronic Commerce
`Applications, Proceedings of the 1st USENIX
`Workshop on Elec. Commerce, pp. 155-170.
`Secure Coprocessors in Electronic Commerce
`Applications, Proceedings of the 1st USENIX
`Workshop on Elec. Commerce.
`A Secure and Reliable Bootstrap Architecture,
`Dept. of Comput. & Info. Sci. Tech. Reports,
`University of Pennsylvania.
`A Secure and Reliable Bootstrap Architecture,
`Dept. of Comput. & Info. Sci. Tech. Reports,
`University of Pennsylvania.
`Desktop Management BIOS Specification,
`Version 2.0.
`
`Author
`Clark (“Clark”)
`
`Clark (“Clark”)
`
`Yee et al. (“Yee 1995
`II”)
`
`Arbaugh et al.
`(“Arbaugh 1996”)
`
`Arbaugh et al.
`(“Arbaugh 1996 II”)
`
`AMI et al. (“DMI BIOS
`Specification”/“DMI
`Specification”)
`Arbaugh et al.
`(“Arbaugh 1997”)
`
`A Secure and Reliable Bootstrap Architecture,
`SP ’97 Proceedings of the 1997 IEEE
`Symposium on Security and Privacy, pp. 66-
`71.
`Automated Recovery in a Secure Bootstrap
`Process, Dept. of Comput. & Info. Sci. Tech.
`Reports, University of Pennsylvania.
`
`Automated Recovery in a Secure Bootstrap
`Process, IEEE NDSS 1998.
`
`Arbaugh et al.
`(“Arbaugh 1997
`Automated Recovery
`Tech Report”)
`Arbaugh et al.
`(“Arbaugh 1998
`Automated Recovery
`Article”)
`Ellison et al. (“Ellison”) Simple Public Key Certificate, IETF.
`IBM (“IBM 4758”)
`IBM 4758 PCI Cryptographic Coprocessor
`Intel (“Intel Data
`Intel Data Sheet, 1-Mbit (128K x 8), Boot
`Sheet”)
`Block Flash Memory, 28F001BX-
`T/28F001BX-B/28F001BN-T/28F001BN-
`B28F001BX-T.
`SunOS Reference Manual.
`SunOS Reference Manual.
`MATLAB Installation Guide
`
`SUN (“SunOS”)
`SUN (“SunOS II”)
`MATLAB
`(“MATLAB”)
`Intel (“Intel 486 System
`Guide”)
`
`Intel486TM SL Microprocessor Superset
`System Design Guide
`
`3
`
`Pub. Date
`Nov. 1994
`
`1994
`
`July 1995
`
`1995
`
`1996
`
`1996
`
`Mar. 1996
`
`1997
`
`1997
`
`1998
`
`1997
`1997
`1995
`
`1994
`1994
`1996
`
`1992
`
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`

`Author
`Intel (“Intel 430VX
`PCIset Guide”)
`
`Title
`INTEL 430VX PCISET82437VX System
`Controller (TVX) AND82438VX Data Path
`unit (TDX)
`
`Pub. Date
`1996
`
`
`Prior Art Systems & Products
`
`Product / System
`Products and systems designed, developed,
`offered for sale, sold, and in public use
`related to the AEGIS system (e.g., as
`described in Arbaugh, Arbaugh 1997,
`Arbaugh 1997 Automated Recovery Tech
`Report, Arbaugh 1998 Automated Recovery
`Article) (“AEGIS System”).
`Products and systems designed, developed,
`offered for sale, sold, and in public use
`related to the DMI BIOS system (e.g., as
`described in DMI BIOS Specification,
`Labatte 311, Labatte 057, Shipman) (“DMI
`BIOS System”).
`Products and systems designed, developed,
`offered for sale, sold, and in public use
`related to the Microsoft systems (e.g.,
`Windows 95, Windows 98) using Windows
`Update or similar functionality (e.g., as
`described in Misra, Slivka, Pearce)
`(“Windows Update System”).
`Products and systems designed, developed,
`offered for sale, sold, and in public use
`related to the ABYSS system (e.g., as
`described in White) (“ABYSS System”).
`Products and systems designed, developed,
`offered for sale, sold, and in public use
`related to the IBM 4758 PCI Cryptographic
`Coprocessor (e.g., as described in IBM 4758)
`(“IBM 4758 Coprocessor System”).
`Products and systems designed, developed,
`offered for sale, sold, and in public use
`related to the Dyad system (e.g., as described
`in Tygar, Yee 1994, Yee 1995) (“IBM 4758
`System”).
`
`Responsible Entity
`Arbaugh et al.
`
`Date of Sale / Use
`At least by 1997
`
`AMI
`
`At least by 1996
`
`Microsoft Corporation
`
`At least by 1995
`
`IBM
`
`IBM
`
`At least by 1990
`
`At least by 1997
`
`Tygar, Yee, et al.
`
`At least by 1991
`
`4
`
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`

`Responsible Entity
`Yee et al.
`
`Date of Sale / Use
`At least by 1994
`
`Compaq
`
`At least by 1995
`
`Apple
`
`Compaq
`
`Intel
`Intel
`
`At least by May 16,
`1994
`At least by August
`1993
`At least by 1992
`At least by July
`1996
`
`Sun
`
`MathWorks
`
`1994
`
`1996
`
`Sonic Foundry
`
`1998-1999
`
`Product / System
`Products and systems designed, developed,
`offered for sale, sold, and in public use
`related to the Citadel coprocessor (e.g., as
`described in Yee 1994, Yee 1995) (“Citadel
`Coprocessor System”).
`Products and systems designed, developed,
`offered for sale, sold, and in public use
`related to the Compaq computer systems
`(e.g., as described in Angelo 559, Angelo
`882, Angelo 821, Olarig, Jablon) (“Compaq
`System”).
`Apple Power Book 540c
`
`Compaq Contura Aero 4/25c
`
`Intel 486 processors (“Intel 486 Processor”)
`The Intel 430VX PCIset, including
`82437VX System Controller (TVX), two
`82438VX Data Paths (TDX), and the PCI
`ISA IDE Xcelerator (PIIX3) (“The Intel
`430VX PCIset”)
`Computers running SUN operating systems
`(“SunOS”)
`Computers running MATLAB software
`(“MATLAB”)
`Products and systems designed, developed,
`offered for sale, sold, and in public use
`related to the VEGAS, VEGAS Pro, and
`Multitrack Media Editing System (“VEGAS
`System”).
`
`
`
`
`5
`
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`

`Appendix B
`
`Main Prior Art Reference
`
`U.S. Pat. 6,735,696 (“Hannah”)
`U.S. Pat. 5,490,216 (“Richardson”)
`U.S. Pat. 5,473,692 (“Davis 692”)
`U.S. Pat. 5,222,134 (“Waite 134”)
`U.S. Pat. 5,103,476 (“Waite 476”)
`U.S. Pat. 4,688,169 (“Joshi”)
`U.S. Pat. 6,189,146 (“Misra”)
`U.S. Pat. 6,148,083 (“Fieres”)
`U.S. Pat. 5,509,070 (“Schull”)
`U.S. Pat. 5,802,592 (“Chess”)
`U.S. Pat. 6,138,236 (“Mirov”)
`A Secure and Reliable Bootstrap Architecture, Dept. of Comput. & Info.
`Sci. Tech. Reports, University of Pennsylvania (1996). (“Arbaugh 1996”)
`A Secure and Reliable Bootstrap Architecture, SP ’97 Proceedings of the
`1997 IEEE Symposium on Security and Privacy, pp. 66-71 (1997).
`(“Arbaugh 1997”)
`Desktop Management BIOS Specification, Version 2.0 (1996). (“DMI
`BIOS Specification”)
`EP0766165A2 / US 5,935,243 (“Hasebe”)
`MATLAB Installation Guide (1996). (“MATLAB”)
`SunOS Reference Manual (1994). (“SunOS”)
`Dyad: A System for Using Physically Secure Coprocessors, CMU-CS-
`94-140R, Carnegie Mellon University (1991). (“Tygar”)
`U.S. Pat. 5,844,986 (“Davis 986”)
`U.S. Pat. 5,222,135 (“Hardy”)
`U.S. Pat. 5,724,425 (“Chang”)
`U.S. Pat. 5,734,819 (“Lewis”)
`U.S. Pat. 5,892,902 (“Clark 902”)/ U.S. Patent 5,448,045 (“Clark 045”)
`U.S. Pat. 5,892,906 (“Chou”)
`U.S. Pat. 5,949,882 (“Angelo 882”)
`U.S. Pat. 6,243,468 (“Pearce”)
`U.S. Pat. 6,038,320 (“Miller”)
`U.S. Pat. 6,185,678 (“Arbaugh”)
`Using Secure Coprocessors, CMU-CS-94-149, Carnegie Mellon
`University (1994) (“Yee 1994”)
`Secure Coprocessors in Electronic Commerce Applications, Proceedings
`of the 1st USENIX Workshop on Elec. Commerce, pp. 155-170 (1995).
`(“Yee 1995”)
`U.S. Pat. 4,658,093 (“Hellman”)
`U.S. Pat. 6,049,670 (“Okada”)
`
`1
`
`Invalidity Chart
`Exhibit No.
`Ex. 1
`Ex. 2
`Ex. 3
`Ex. 4
`Ex. 5
`Ex. 6
`Ex. 7
`Ex. 8
`Ex. 9
`Ex. 10
`Ex. 11
`Ex. 12
`
`Ex. 13
`
`Ex. 14
`
`Ex. 15
`Ex. 16
`Ex. 17
`Ex. 18
`
`Ex. 19
`Ex. 20
`Ex. 21
`Ex. 22
`Ex. 23
`Ex. 24
`Ex. 25
`Ex. 26
`Ex. 27
`Ex. 28
`Ex. 29
`
`Ex. 30
`
`Ex. 31
`Ex. 32
`
`
`
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`

`Invalidity Chart
`Exhibit No.
`Ex. 33
`Ex. 34
`Ex. 35
`Ex. 36
`Ex. 37
`Ex. 38
`Ex. 39
`
`Ex. 40
`
`Ex. 41
`Ex. 42
`Ex. 43
`
`Ex. 44
`Ex. 45
`Ex. 46
`Ex. 47
`Ex. 48
`Ex. 49
`Ex. 50
`Ex. 51
`Ex. 52
`Ex. 53
`
`
`
`Main Prior Art Reference
`
`U.S. Pat. 5,850,559 (“Angelo 559”)
`WO97/36241 (“Shipman”)
`U.S. Pat. 5,748,084 (“Isikoff”)
`U.S. Pat. 6,009,524 (“Olarig”)
`U.S. Pat. 4,757,534 (“Matyas”)
`U.S. Pat. 6,153,835 (“Schwartz”)
`Automated Recovery in a Secure Bootstrap Process, Dept. of Comput. &
`Info. Sci. Tech. Reports, University of Pennsylvania (1997). (“Arbaugh
`1997 Automated Recovery Tech Report”)
`Automated Recovery in a Secure Bootstrap Process, IEEE NDSS 1998.
`(“Arbaugh 1998 Automated Recovery Article”)
`U.S. Pat. 6,049,671 (“Slivka”)
`U.S. Pat. 5,421,006 (“Jablon”)
`Intel Data Sheet, 1-Mbit (128K x 8), Boot Block Flash Memory,
`28F001BX-T/28F001BX-B/28F001BN-T/28F001BN-B28F001BX-T
`(1995). (“Intel Data Sheet”)
`U.S. Pat. 5,579,522 (“Christeson”)
`U.S. Pat. 5,379,342 (“Arnold”)
`U.S. Pat. 5,835,594 (“Albrecht”)
`U.S. Pat. 5,933,498 (“Schneck”)
`U.S. 5,944,821 (“Angelo ’821”)
`U.S. Pat. 5,832,083/ JP08-83205 (“Iwayama”)
`U.S. Pat. 5,010,571 / WO1988002202 (“Katznelson”)
`JPH09-26875 (“Fujitsu”)
`U.S. Pat. 6,269,392 (“Cotichini”)
`U.S. Patent 6,026,293 (“Osborn”)
`
`
`
`2
`
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`

`Appendix C
`
`The charts below disclose references or combinations of references that anticipate or
`render obvious the Asserted Claims. The discussion below and the discussion in Appendix D
`set forth detailed rationale and motivation for combining the respective references with respect to
`the claimed features they disclose. References to “See claim __” indicate reliance on the
`references or combinations of references in such preceding claim.
`
`
`C.1 EP 0 766 165 A2 / US 5,935,243 (“Hasebe”)
`
`Asserted
`Claims
`Claim 1
`
`Bases for Invalidity
`
`BIOS References: Mirov, Angelo 882, Davis 986, DMI BIOS Specification,
`Isikoff, Chou, Shipman, Hardy, Chess, Intel Data Sheet, Christeson, Albrecht,
`LaVaughn, Gharda, Pearce, Angelo 821, Shipman, Ginter, Osborn, Clark 902.
`
`License Record References: Chang, Hellman, Angelo 559, Okada, Misra,
`Hannah, Schwartz, Slivka, Schneck.
`
`Bases for invalidity:
`
` Rendered obvious by Hasebe in combination with one of the BIOS
`References
`
` Rendered obvious by Hasebe in combination with Intel Data Sheet and
`Christeson
`
` Rendered obvious by Hasebe in combination with one of the BIOS
`References and one of the License Record References
`
` Rendered obvious by Hasebe in combination with Intel Data Sheet and
`Christeson and one of the License Record References
`
` Rendered obvious by Hasebe in combination with Shipman, as explained in
`Petition for Inter Partes Review in Case No. IPR2020-01184, which is
`incorporated by reference.
`
` Rendered obvious by Hasebe in combination with DMI BIOS Specification,
`as explained in the Petitions for Covered Business Method Review in
`CBM2016-00023 and CBM2017-00054 and, which are incorporated by
`reference.
`
` Rendered obvious by Hasebe in combination with DMI BIOS Specification
`and Chang (see CBM2016-00023 and CBM2017-00054).
`
`
`
`1
`
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`

`Asserted
`Claims
`
`Bases for Invalidity
`
` Rendered obvious by Hasebe in combination with DMI BIOS Specification
`and Arbaugh (see CBM2016-00023 and CBM2017-00054).
`
` Rendered obvious by Hasebe in combination with DMI BIOS Specification
`and Isikoff (see CBM2016-00023 and CBM2017-00054).
`
` Rendered obvious by Hasebe in View of the DMI Specification BIOS,
`Shipman and Angelo EP0824233/Angelo 559 (see CBM2016-00023 and
`CBM2017-00054).
`
`See Appendix D.
`
`Claim 2
`
`See Claim 1.
`
`License Authentication Bureau References: Katznelson, Iwayama, Fujitsu,
`Schwartz, Yee, Hellman, Brachtl, Knutson, Ishiguro, Cotichini
`
`Bases for invalidity:
`
`Rendered obvious on any of the grounds of Claim 1 in combination with one of
`the License Authentication Bureau References.
`
`Claim 3
`
`See Claim 2.
`
`Claim 6
`
`See Claim 1.
`
`Claim 7
`
`See Claim 6.
`
`Claim 8
`
`See Claim 6.
`
`Claim 9
`
`See Claim 7.
`
`Claim 10
`
`See Claim 9.
`
`Claim 11
`
`See Claim 1.
`
`Claim 12
`
`See Claim 1.
`
`Claim 13
`
`See Claim 1.
`
`Claim 14
`
`See Claim 13.
`
`Claim 16
`
`See Claim 14.
`
`Signature BIOS References: Mirov, Davis 986, Chou, Chess, Albrecht.
`
`
`
`2
`
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`

`Asserted
`Claims
`
`Bases for Invalidity
`
`Signature License Record Reference: Chang, Hannah, Schwartz, Slivka, Misra.
`
`Bases for invalidity:
`
` Rendered obvious by Hasebe in combination with one of the Signature BIOS
`References
`
` Rendered obvious by Hasebe in combination with one of the Signature BIOS
`References and one of the License Record References
`
` Rendered obvious by Hasebe in combination with one of the BIOS
`References and one of the Signature License Record Reference
`
` Rendered obvious by Hasebe in combination with Intel Data Sheet,
`Christeson and one of the Signature License Record Reference
`
`
`
`C.2 U.S. 6,189,146 (“Misra”)
`
`Asserted
`Claims
`Claim 1
`
`Bases for Invalidity
`
`BIOS References: Mirov, Angelo 882, Davis 986, DMI BIOS Specification,
`Isikoff, Chou, Shipman, Hardy, Chess, Intel Data Sheet, Christeson, Albrecht,
`LaVaughn, Gharda, Pearce, Angelo 821, Shipman, Ginter, Osborn, Clark 902.
`
`License Record References: Chang, Hellman, Angelo 559, Okada, Hasebe,
`Hannah, Schwartz, Slivka, Schneck.
`
`Bases for invalidity:
`
` Rendered obvious by Misra in combination with one of the BIOS References
`
` Rendered obvious by Misra in combination with Intel Data Sheet and
`Christeson
`
` Rendered obvious by Misra in combination with one of the BIOS References
`and one of the License Record References
`
` Rendered obvious by Misra in combination with Intel Data Sheet and
`Christeson and one of the License Record References
`
` Rendered obvious by Misra in combination with one of the BIOS References
`and Pearce
`
`
`
`3
`
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`

`Asserted
`Claims
`
`Bases for Invalidity
`
` Rendered obvious by Misra in combination with Intel Data Sheet and
`Christeson and Pearce
`
` Rendered obvious by Misra in combination with one of the BIOS References,
`Slivka and Pearce
`
` Rendered obvious by Misra in combination with Intel Data Sheet, Christeson
`Slivka and Pearce
`
`See Appendix D.
`
`Claim 2
`
`See Claim 1.
`
`License Authentication Bureau References: Katznelson, Iwayama, Fujitsu,
`Hasabe, Schwartz, Yee, Hellman, Brachtl, Knutson, Ishiguro, Cotichini
`
`Bases for invalidity:
`
`Rendered obvious on any of the grounds of Claim 1 in combination with one of
`the License Authentication Bureau References.
`
`Claim 3
`
`See Claim 2.
`
`Claim 6
`
`See Claim 1.
`
`Claim 7
`
`See Claim 6.
`
`Claim 8
`
`See Claim 6.
`
`Claim 9
`
`See Claim 7.
`
`Claim 10
`
`See Claim 9.
`
`Claim 11
`
`See Claim 1.
`
`Claim 12
`
`See Claim 1.
`
`Claim 13
`
`See Claim 1.
`
`Claim 14
`
`See Claim 13.
`
`Claim 16
`
`See Claim 14.
`
`
`
`
`
`4
`
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`

`C.3 U.S. 6,243,468 (“Pearce”)
`
`Asserted
`Claims
`Claim 1
`
`Bases for Invalidity
`
`BIOS References: Mirov, Angelo 882, Davis 986, DMI BIOS Specification,
`Isikoff, Chou, Shipman, Hardy, Chess, Intel Data Sheet, Christeson, Albrecht,
`LaVaughn, Gharda, Pearce, Angelo 821, Shipman, Ginter, Osborn, Clark 902.
`
`License Record References: Chang, Hellman, Angelo 559, Okada, Hasebe,
`Misra, Hannah, Schwartz, Slivka, Schneck.
`
`Bases for invalidity:
`
` Rendered obvious by Pearce in combination with one of the BIOS References
`
` Rendered obvious by Pearce in combination with Intel Data Sheet and
`Christeson
`
` Rendered obvious by Pearce in combination with one of the BIOS References
`and one of the License Record References
`
` Rendered obvious by Pearce in combination with Intel Data Sheet and
`Christeson and one of the License Record References
`
` Rendered obvious by Pearce in combination with one of the BIOS
`References, Slivka and Misra
`
` Rendered obvious by Pearce in combination with Intel Data Sheet,
`Christeson, Slivka and Misra
`
`See Appendix D.
`
`Claim 2
`
`See Claim 1.
`
`License Authentication Bureau References: Katznelson, Iwayama, Fujitsu,
`Hasabe, Schwartz, Yee, Hellman, Brachtl, Knutson, Ishiguro, Cotichini
`
`Bases for invalidity:
`
`Rendered obvious on any of the grounds of Claim 1 in combination with one of
`the License Authentication Bureau References.
`
`Claim 3
`
`See Claim 2.
`
`Claim 6
`
`See Claim 1.
`
`Claim 7
`
`See Claim 6.
`
`
`
`5
`
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`

`Bases for Invalidity
`
`Asserted
`Claims
`Claim 8
`
`See Claim 6.
`
`Claim 9
`
`See Claim 7.
`
`Claim 10
`
`See Claim 9.
`
`Claim 11
`
`See Claim 1.
`
`Claim 12
`
`See Claim 7.
`
`Claim 13
`
`See Claim 7.
`
`Claim 14
`
`See Claim 13.
`
`Claim 16
`
`See Claim 14.
`
`Signature BIOS References: Mirov, Davis 986, Chou, Chess, Albrecht.
`
`Signature License Record Reference: Chang, Hannah, Schwartz, Slivka, Misra.
`
`Bases for invalidity:
`
` Rendered obvious by Pearce in combination with one of the Signature BIOS
`References
`
` Rendered obvious by Pearce in combination with one of the Signature BIOS
`References and one of the License Record References
`
` Rendered obvious by Pearce in combination with one of the BIOS References
`and one of the Signature License Record Reference
`
` Rendered obvious by Pearce in combination with Intel Data Sheet, Christeson
`and one of the Signature License Record Reference
`
` Rendered obvious by Pearce in combination with one of the BIOS
`References, Slivka and Misra
`
` Rendered obvious by Pearce in combination with Intel Data Sheet,
`Christeson, Slivka and Misra
`
`6
`
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`

`

`C.4 U.S. 4,658,093 (“Hellman”)
`
`Asserted
`Claims
`Claim 1
`
`Bases for Invalidity
`
`BIOS References: Mirov, Angelo 882, Davis 986, DMI BIOS Specification,
`Isikoff, Chou, Shipman, Hardy, Chess, Intel Data Sheet, Christeson, Albrecht,
`LaVaughn, Gharda, Pearce, Angelo 821, Shipman, Ginter, Osborn, Clark 902.
`
`License Record References: Chang, Angelo 559, Okada, Hasebe, Misra, Hannah,
`Schwartz, Slivka, Schneck.
`
`Bases for invalidity:
`
` Rendered obvious by Hellman in combination with one of the BIOS
`References
`
` Rendered obvious by Hellman in combination with Intel Data Sheet and
`Christeson
`
` Rendered obvious by Hellman in combination with one of the BIOS
`References and one of the License Record References
`
` Rendered obvious by Hellman in combination with Intel Data Sheet,
`Christeson and one of the License Record References
`
` Rendered obvious by Hellman in combination with Chou, as explained in
`Petition for Inter Partes Review in IPR2020-01609, which is incorporated by
`reference.
`
` Rendered obvious by Hellman in combination with Chou and Schneck, as
`explained in Petition for Inter Partes Review in IPR2020-01609, which is
`incorporated by reference.
`
`See Appendix D.
`
`Claim 2
`
`See Claim 1.
`
`License Authentication Bureau References: Katznelson, Iwayama, Fujitsu,
`Hasabe, Schwartz, Yee, Hellman, Brachtl, Knutson, Ishiguro, Cotichini
`
`Bases for invalidity:
`
`Rendered obvious on any of the grounds of Claim 1 in combination with one of
`the License Authentication Bureau References.
`
`Claim 3
`
`See Claim 2.
`
`7
`
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`

`Bases for Invalidity
`
`Asserted
`Claims
`Claim 6
`
`See Claim 1.
`
`Claim 7
`
`See Claim 6.
`
`Claim 8
`
`See Claim 6.
`
`Claim 9
`
`See Claim 7.
`
`Claim 10
`
`See Claim 9.
`
`Claim 11
`
`See Claim 1.
`
`Claim 12
`
`See Claim 1.
`
`Claim 13
`
`See Claim 1.
`
`Claim 14
`
`See Claim 13.
`
`Claim 16
`
`See Claim 14.
`
`Signature BIOS References: Mirov, Davis 986, Chou, Chess, Albrecht.
`
`Signature License Record Reference: Chang, Hannah, Chess, Schwartz, Slivka,
`Misra.
`
`Bases for invalidity:
`
` Rendered obvious by Hellman in combination with one of the Signature BIOS
`References
`
` Rendered obvious by Hellman in combination with one of the Signature BIOS
`References and one of the License Record References
`
` Rendered obvious by Hellman in combination with one of the BIOS
`References and one of the Signature License Record Reference
`
` Rendered obvious by Hellman in combination with Intel Data Sheet,
`Christeson, and one of the Signature License Record Reference
`
`8
`
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`

`

`C.5 Yee 1994
`
`Asserted
`Claims
`Claim 1
`
`Bases for Invalidity
`
`BIOS References: Mirov, Angelo 882, Davis 986, DMI BIOS Specification,
`Isikoff, Chou, Shipman, Hardy, Chess, Intel Data Sheet, Christeson, Albrecht,
`LaVaughn, Gharda, Pearce, Angelo 821, Shipman, Ginter, Osborn, Clark 902.
`
`License Record References: Chang, Hellman, Angelo 559, Okada, Hasebe,
`Misra, Hannah, Schwartz, Slivka, Schneck.
`
`Bases for invalidity:
`
` Anticipated by Yee 1994 Thesis
`
` Rendered obvious by Yee 1994 Thesis in combination with the knowledge of
`person of ordinary skill
`
` Rendered obvious by Yee 1994 Thesis in combination with one of the BIOS
`References
`
` Rendered obvious by Yee 1994 Thesis in combination with Intel Data Sheet
`and Christeson
`
` Rendered obvious by Yee 1994 Thesis in combination with one of the
`License Record References and further in combination with one of the BIOS
`References
`
` Rendered obvious by Yee 1994 Thesis in combination with one of the
`License Record References and further in combination with Intel Data Sheet
`and Christeson
`
` Rendered obvious by Yee 1994 Thesis in combination with Schwartz, as
`explained in Petition for Inter Partes Review in IPR2020-01184, which is
`incorporated by reference.
`
`See Appendix D.
`
`Claim 2
`
`See Claim 1.
`
`License Authentication Bureau References: Katznelson, Iwayama, Fujitsu,
`Hasabe, Schwartz, Yee, Hellman, Brachtl, Knutson, Ishiguro, Cotichini
`
`Bases for invalidity:
`
`Rendered obvious on any of the grounds of Claim 1 in combination with one of
`the License Authentication Bureau References.
`
`9
`
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`
`

`

`Bases for Invalidity
`
`Asserted
`Claims
`Claim 3
`
`See Claim 2.
`
`Claim 6
`
`See Claim 1.
`
`Claim 7
`
`See Claim 6.
`
`Claim 8
`
`See Claim 6.
`
`Claim 9
`
`See Claim 7.
`
`Claim 10
`
`See Claim 9.
`
`Claim 11
`
`See Claim 1.
`
`Claim 12
`
`See Claim 1.
`
`Claim 13
`
`See Claim 1.
`
`Claim 14
`
`See Claim 13.
`
`Claim 16
`
`See Claim 14.
`
`C.6 Yee 1995
`
`Asserted
`Claims
`Claim 1
`
`Bases for Invalidity
`
`BIOS References: Mirov, Angelo 882, Davis 986, DMI BIOS Specification,
`Isikoff, Chou, Shipman, Hardy, Chess, Intel Data Sheet, Christeson, Albrecht,
`LaVaughn, Gharda, Pearce, Angelo 821, Shipman, Ginter, Osborn, Clark 902.
`
`License Record References: Chang, Hellman, Angelo 559, Okada, Hasebe,
`Misra, Hannah, Schwartz, Slivka, Schneck.
`
`Bases for invalidity:
`
` Anticipated by Yee 1995 Article
`
` Rendered obvious by Yee 1995 Article in combination with the knowledge of
`person of ordinary skill
`
` Rendered obvious by Yee 1995 Article in combination with one of the BIOS
`References
`
` Rendered obvious by Yee 1995 Article in combination with Intel Data Sheet
`
`10
`
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`
`

`

`Asserted
`Claims
`
`and Christeson
`
`Bases for Invalidity
`
` Rendered obvious by Yee 1995 Article in combination with one of the
`License Record References and further in combination with one of the BIOS
`References
`
` Rendered obvious by Yee 1995 Article in combination with one of the
`License Record References and further in combination with Intel Data Sheet
`and Christeson
`
`See Appendix D.
`
`Claim 2
`
`See Claim 1.
`
`License Authentication Bureau References: Katznelson, Iwayama, Fujitsu,
`Hasabe, Schwartz, Yee, Hellman, Brachtl, Knutson, Ishiguro, Cotichini
`
`Bases for invalidity:
`
`Rendered obvious on any of the grounds of Claim 1 in combination with one of
`the License Authentication Bureau References.
`
`Claim 3
`
`See Claim 2.
`
`Claim 6
`
`See Claim 1.
`
`Claim 7
`
`See Claim 6.
`
`Claim 8
`
`See Claim 6.
`
`Claim 9
`
`See Claim 7.
`
`Claim 10
`
`See Claim 9.
`
`Claim 11
`
`See Claim 1.
`
`Claim 12
`
`See Claim 1.
`
`Claim 13
`
`See Claim 1.
`
`Claim 14
`
`See Claim 13.
`
`Claim 16
`
`See Claim 14.
`
`11
`
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`
`

`

`C.7 Tygar
`
`Asserted
`Claims
`Claim 1
`
`Bases for Invalidity
`
`BIOS References: Mirov, Angelo 882, Davis 986, DMI BIOS Specification,
`Isikoff, Chou, Shipman, Hardy, Chess, Intel Data Sheet, Christeson, Albrecht,
`LaVaughn, Gharda, Pearce, Angelo 821, Shipman, Ginter, Osborn, Clark 902.
`
`License Record References: Chang, Hellman, Angelo 559, Okada, Hasebe,
`Misra, Hannah, Schwartz, Slivka, Schneck.
`
`Bases for invalidity:
`
` Anticipated by Tygar
`
` Rendered obvious by Tygar in combination with the knowledge of person of
`ordinary skill
`
` Rendered obvious by Tygar in combination with one of the BIOS References
`
` Rendered obvious by Tygar in combination with Intel Data Sheet and
`Christeson
`
` Rendered obvious by Tygar in combination with one of the License Record
`References and further in combination with one of the BIOS References
`
` Rendered obvious by Tygar in combination with one of the License Record
`References and further in combination with Intel Data Sheet and Christeson
`
`See Appendix D.
`
`Claim 2
`
`See Claim 1.
`
`License Authentication Bureau References: Katznelson, Iwayama, Fujitsu,
`Hasabe, Schwartz, Yee, Hellman, Brachtl, Knutson, Ishiguro, Cotichini
`
`Bases for invalidity:
`
`Rendered obvious on any of the grounds of Claim 1 in combination with one of
`the License Authentication Bureau References.
`
`Claim 3
`
`See Claim 2.
`
`Claim 6
`
`See Claim 1.
`
`Claim 7
`
`See Claim 6.
`
`
`
`12
`
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`
`

`

`Bases for Invalidity
`
`Asserted
`Claims
`Claim 8
`
`See Claim 6.
`
`Claim 9
`
`See Claim 7.
`
`Claim 10
`
`See Claim 9.
`
`Claim 11
`
`See Claim 1.
`
`Claim 12
`
`See Claim 1.
`
`Claim 13
`
`See Claim 1.
`
`Claim 14
`
`See Claim 13.
`
`Claim 16
`
`See Claim 14.
`
`
`
`C.8 Arbaugh 1996
`
`Asserted
`Claims
`Claim 1
`
`Bases for Invalidity
`
`BIOS References: Mirov, Angelo 882, Davis 986, DMI BIOS Specification,
`Isikoff, Chou, Shipman, Hardy, Chess, Intel Data Sheet, Christeson, Albrecht,
`LaVaughn, Gharda, Pearce, Angelo 821, Shipman, Ginter, Osborn, Clark 902.
`
`License Record References: Chang, Hellman, Angelo 559, Okada, Hasebe,
`Misra, Hannah, Schwartz, Slivka, Schneck.
`
`Bases for invalidity:
`
` Anticipated by Arbaugh 1996 Secure Bootstrap Tech. Report
`
` Rendered obvious by Arbaugh 1996 Secure Bootstrap Tech. Report in
`combination with the knowledge of person of ordinary skill
`
` Rendered obvious by Arbaugh 1996 Secure Bootstrap Tech. Report in
`combination with one of the BIOS References
`
` Rendered obvious by Arbaugh 1996 Secure Bootstrap Tech. Report in
`combination with Intel Data Sheet and Christeson
`
` Rendered obvious by Arbaugh 1996 Secure Bootstrap Tech. Report in
`combination with one of the License Record References and further in
`combination with one of the BIOS References
`
`
`
`13
`
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`
`

`

`Asserted
`Claims
`
`Bases for Invalidity
`
` Rendered obvious by Arbaugh 1996 Secure Bootstrap Tech. Report in
`combination with one of the License Record References and further in
`combination with Intel Data Sheet and Christeson
`
`See Appendix D.
`
`Claim 2
`
`See Claim 1.
`
`License Authentication Bureau References: Katznelson, Iwayama, Fujitsu,
`Hasabe, Schwartz, Yee, Hellman, Brachtl, Knutson, Ishiguro, Cotichini
`
`Bases for invalidity:
`
`Rendered obvious on any of the grounds of Claim 1 in combination with one of
`the License Authentication Bureau References.
`
`Claim 3
`
`See Claim 2.
`
`Claim 6
`
`See Claim 1.
`
`Claim 7
`
`See Claim 6.
`
`Claim 8
`
`See Claim 6.
`
`Claim 9
`
`See Claim 7.
`
`Claim 10
`
`See Claim 9.
`
`Claim 11
`
`See Claim 1.
`
`Claim 12
`
`See Claim 12.
`
`Claim 13
`
`See Claim 1.
`
`Claim 14
`
`See Claim 13.
`
`Claim 16
`
`See Claim 14.
`
`
`
`C.9 Arbaugh 1997
`
`Asserted
`Claims+
`Claim 1
`
`
`
`Bases for Invalidity
`
`BIOS References: Mirov, Angelo 882, Davis 986, DMI BIOS Specification,
`Isikoff, Chou, Shipman, Hardy, Chess, Intel Data Sheet, Christeson, Albrecht,
`
`14
`
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`

`

`Asserted
`Claims+
`
`Bases for Invalidity
`
`LaVaughn, Gharda, Pearce, Angelo 821, Shipman, Ginter, Osborn, Clark 902.
`
`License Record References: Chang, Hellman, Angelo 559, Okada, Hasebe,
`Misra, Hannah, Schwartz, Slivka, Schneck.
`
`Bases for invalidity:
`
` Anticipated by Arbaugh 1997 Secure Bootstrap Article
`
` Rendered obvious by Arbaugh 1997 Secure Bootstrap Article in combination
`with the knowledge of person of ordinary skill
`
` Rendered obvious by Arbaugh 1997 Secure Bootstrap Article in combination
`with one of the BIOS References
`
` Rendered obvious by Arbaugh 1997 Secure Bootstrap Article in combination
`with Intel Data Sheet and Christeson
`
` Rendered obvious by Arbaugh 1997 Secure Bootstrap Article in combination
`with one of the License Record References and further in combination with
`one of the BIOS References
`
` Rendered obvious by Arbaugh 1997 Secure Bootstrap Article in combination
`with one of the License Record References and further in combination with
`Intel Data Sheet and Christeson
`
`See Appendix D.
`
`See Claim 1.
`
`Claim 2
`
`License Authentication Bureau References: Katznelson, Iwayama, Fujitsu,
`Hasabe, Schwartz, Yee