throbber
PTO/AIA/15 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Pacerwork Reduction Act of 1995 no oersons are reouired to resoond to a collection of information unless it dis-la s a valid OMB control number
`
`UTILITY
`
`PATENT APPLICATION
`
`TRANSMII IAL
`(Onlyfornew nonprovisional applications under 37CFR 1.53(b))
`APPL|CAT|ON ELEMENTS
`See MPEP chapter 600 concerning utility patent application contents.
`
`1-- Fee Transmittal F°"“
`(PTO/SB/17 or equivalent)
`2. I: Applicant asserts small entity status.
`See 37 CFR 127
`3. D Applicant certifies micro entity status. See 37 CFR 1.29.
`Applicant must attach form PTO/SB/15A or B or equivalent.
`
`]
`[Total Pages 56
`4. I Specification
`Both the claims and abstract must start on a new page.
`(See MPEP § 608.01 (a) for information on the preferred arrangement)
`
`[Toto/Sheets 23
`5.. Drawing(s) (35 U.S.C. 113)
`[Total Pages 1
`6. Inventor’s Oath or Declaration
`(including substitute statements under 37 CFR 1. 64 and assignments
`serving as an oath or declaration under 37 CFR 1. 63(e))
`
`]
`]
`
`a.
`
`Newly executed (original or copy)
`
`7.
`
`8.
`
`b. D A copy from a prior application (37 CFR 1.63(d))
`Application Data Sheet
`*See note below.
`See 37 CFR 1.76 (PTO/AlA/14 or equivalent)
`CD-ROM or CD-R
`in duplicate, large table, or Computer Program (Appendix)
`
`D Landscape Table on CD
`9. Nucleotide and/or Amino Acid Sequence Submission
`(if applicable, items a. — c. are required)
`
`IMAGE CAPTURING LENS SYSTEM, IMAGING DEVICE AND MOBILE
`
`-
`We
`Express M0” LabEI N0.—
`Commissioner for Patents
`P.O. BOX 1450
`Alexandria, VA 22313-1450
`
`ADDRESS TO:
`
`ACCOMPANYING APPLICATION PAPERS
`
`- l:l Assignment Papers
`(cover sheet & document(s))
`Name Of ASSIgnee
`
`
`Power of Attorney
`
`37 CFR 3.73(c) Statement
`(when there is an assignee)
`
`English Translation Document
`(if applicable)
`Information Disclosure Statement
`(PTO/SB/08 or PTO-1449)
`
`|:| Copies of citations attached
`Preliminary Amendment
`Return Receipt Postcard
`(MPEP § 503) (Should be specifically itemized)
`
`Certified Copy of Priority Document(s)
`(ifforeign priority is claimed)
`
`Other:DDEEDEDD
`
`
`
`Nonpublication Request
`Under 35 U.S.C. 122(b)(2)(B)(i). Applicant must attach form PTO/SB/35
`or equivalent.
`
`a. D Computer Readable Form (CRF)
`b.|:| Specification Sequence Listing on:
`i. D CD—ROM or CD—R (2 copies); or
`ii.|:| Paper
`c. D Statements verifying identity of above copies
`*Note:
`(1) Benefit claims under 37 CFR 1.78 and foreign priority claims under 1.55 must be included in an Application Data Sheet (ADS).
`(2) For applications filed under 35 U.S.C. 111, the application must contain an ADS specifying the applicant if the applicant is an
`assignee, person to whom the inventor is under an obligation to assign, or person who otherwise shows sufficient proprietary
`interest in the matter. See 37 CFR 1.46(b).
`19. CORRESPONDENCE ADDRESS
`
`
`
`
`
`
`
`The address associated with Customer Number: 24728
`Name
`
`OR B Correspondence address below
`
`Address
`
`City —_— mm
`mm— Telephone—-
`
`sIgnaIure
`Name
`
`December 13 2013
`lTim Tingkang Xia/
`Re is ra ion No.
`-45242
`TImTIngkangXIa
`This collection of information'Is required by 37 CFR 1.53b ).The information'Is required to obtain or retain a benefit by the public which'Is to file (and by the USPTO
`to process) an application. Confidentiality'Is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection'Is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`Ifyou need assistance in completing the form, call 1-800—PTO-9199 and select option 2.
`
`HP, Ex. 1002
`
`Page 1
`
` Ex. 1002
`Page 1
`
`HP,
`
`

`

`PTO/SB/17 (03-13)
`Approved for use through 01/31/2014. OM B 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Pacerwork Reduction Act of 1995 no oersons are reouired to resoond to a collection of information unless it dis-la s a valid OMB control number
`
`Complete if known
`FEE TRANSMITTAL —
`Filing Date
`December 13, 2013
`
`WEI-YU CHEN
`First Named Inventor
`D Applicant asserts small entity status. See 37 CFR 1.27.
`m37 ——
`Form PTO/SB/15A or B or equivalent must either be enclosed or have
`.
`een sumetted preVIously.
`b
`.
`.
`Art Unit
`TOTAL AMOUNT OF PAYMENT
`Practitioner Docket No.
`
`14970_94702
`
`(S) 2080
`
`METHOD OF PAYMENT (check all that apply)
`
`|:| Check |:| Credit Card |:| Money Order |:| None D Other (please identify):
`
`
`
`Deposit Account Name:
`Deposit Account Deposit Account Number: 50'3537
`For the above—identified deposit account, the Director is hereby authorized to (check all that apply):
`
`Morris, Manning & Martin, LLP
`
`Charge fee(s) indicated below
`
`I: Charge fee(s) indicated below, except for the filing fee
`
`Charge any additional fee(s) or underpayment of fee(s)
`under 37 CFR 1.16 and 1.17
`
`Credit any overpayment of fee(s)
`
`WARNING: Information on this form may become public. Credit card information should not be included on this form. Provide credit card
`information and authorization on PTO—2038.
`FEE CALCULATION
`
`1. BASIC FILING, SEARCH, AND EXAMINATION FEES (U = undiscounted fee; S = small entity fee; M = micro entity fee)
`FILING FEES
`SEARCH FEES
`EXAMINATION FEES
`
`U_(_$1
`Application Type
`720
`Utility
`230
`460
`Design
`290
`580
`Plant
`1,080
`2,160
`Reissue
`O
`O
`Provisional
`* The $140 small entity status filing fee for a utility application is further reduced to $70 for a small entity status applicant who files the application via EFS-Web.
`2. EXCESS CLAIM FEES
`
`S_($_1
`
`60
`
`Mil.
`150
`30
`95
`
`Fee Description
`Each claim over 20 (including Reissues)
`Each independent claim over 3 (including Reissues)
`Multiple dependent claims
`Extra Claims
`Total Claims
`x
`5
`—20 or HP =
`25
`HP = highest number of total claims paid for, if greater than 20.
`Fee Paid ($1
`Fee ($1
`Indep. Claims
`Extra Claims
`
`—3 or HP =
`3
`x
`HP = highest number of independent claims paid for, if greater than 3.
`3. APPLICATION SIZE FEE
`
`Undiscounted Fee ($1
`80
`420
`780
`Fee Paid ($1
`48°
`
`Fee ($1
`80
`
`Small Entig Fee ($1 Micro Entig Fee ($1
`4O
`20
`210
`105
`390
`195
`
`Multiple Dependent Claims
`Fee ($1
`Fee Paid ($1
`
`If the specification and drawings exceed 100 sheets of paper (excluding electronically filed sequence or computer listings under 37 CFR 1.52(e)),
`the application size fee due is $400 ($200 for small entity) ($100 for micro entity) for each additional 50 sheets or fraction thereof. See 35 U.S.C.
`41(a)(1)(G) and 37 CFR 1.16(s).
`Total Sheets
`Extra Sheets
`79
`
`Fee ($1
`
`Fee Paid ($1
`
`
`
`— 100 =
`
`/50 =
`
`Number of each additional 50 or fraction thereof
`(round up to a whole number)
`x
`
`4. OTHER FEE(S)
`Non—English specification, $130 fee (no small or micro entity discount)
`Non-electronic filing fee under 37 CFR 1.16(t) for a utility application, $400 fee ($200 small or micro entity)
`
`Other (e.g., late filing surcharge):
`
`SUBMITTED BY
`
`Fees Paid ($1
`
`Signature
`
`/Tim Tingkang Xia/
`
`f§,g,i§:;:tyij’§g':fi',, 45,242
`
`Telephone (404) 495-3678
`
`Date December 13, 2013
`Name(Print/Type) Tim Tingkang Xia
`This collection of information is required by 37 CFR 1.136. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 30 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the
`amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800—PTO-9199 and select option 2.
`
`HP, Ex. 1002
`
`Page 2
`
` Ex. 1002
`Page 2
`
`HP,
`
`

`

`PTO/AIN14 (03-13)
`Approved for use through 0181/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number 14970-94702
`
`.
`.
`Application Number
`
`
`
`
`
`
`
`Title of Invention
`
`IMAGE CAPTURING LENS SYSTEM, IMAGING DEVICE AND MOBILE TERMINAL
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`
`
`Secrecy Order 37 CFR 5.2
`
`I:I Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor
`
`1
`
`
`Inventor Information:
`
`
`Legal Name
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Residence Information (Select One) 0 US Residency
`(9 Non US Residency 0 Active US Military Service
`City
`Taichung
`Country of Residence i
`ITW
`
`
`
`
`
`Mailing Address of Inventor:
`
`Address 1
`
`Address 2
`
`No.11, Jingke Rd, Nantun District
`
`Postal Code
`
`408
`
`TW
`
`Inventor Information blocks may be
`Inventors Must Be Listed - Additional
`All
`generated within this form by selecting the Add button.
`
`Add
`
`Correspondence Information:
`
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`Customer Number
`
`24728
`
`Email Address
`
`mmmipdocket@system.foundationip.com
`
`
`
`|:| An Address is being provided for the correspondence Information of this application.
`
`
`
`IMAGE CAPTURING LENS SYSTEM, IMAGING DEVICE AND MOBILE TERMINAL
`
`
`Application Information:
`
`Title of the Invention
`
`
`
`
`Attorney Docket Number
`
`Nonprovisional
`Application Type
`
`
`Utility
`Subject Matter
` Total Number of Drawing Sheets (if any)
`Suggested Figure for Publication (if any)
`
`
`
`
`
`
`EFS Web 2.2.7
`
`HP, EX. 1002
`
`Page 3
`
` Ex. 1002
`Page 3
`
`HP,
`
`

`

`PTO/AIN14 (03-13)
`Approved for use through 0181/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
` Attorney Docket Number
`14970-94702
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`
`
`IMAGE CAPTURING LENS SYSTEM, IMAGING DEVICE AND MOBILE TERMINAL
`Title of Invention
`
`
`Publication Information:
`
`|:| Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`
`
`
`
`Request Not to Publish. I hereby request that the attached application not be published under
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below.
`If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
`Please Select One:
`
`Customer Number
`
`24728
`
`@ Customer Number
`
`0 us Patent Practitioner 0 Limited Recognition (37 CFR11_9)
`
`Domestic Benefit/National Stage Information:
`
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(c) or indicate
`National Stage entry from a PCT application. Providing this information in the application data sheet constitutes the
`specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`
`Prior Application Status
`
`
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Filing Date (YYYY-MM-DD)
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Add button.
`
`Add
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55(d). When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (PDX) Ithe information will be used by the Office to
`
`automatically attempt retrieval pursuant to 37 CFR 1.55(h)(1) and (2). Under the PBX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`
`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 1.55(g)(1).
`
`
`
`
`
`Application Number
`102139029
`
`TW
`
`Country I
`
`Filing Date (YYYY-MM-DD)
`2013—10—29
`
`
`
`_
`Access Codei (if applicable)
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`Add button.
`EFS Web 2.2.7
`
`IHlfifdjd
`
` Ex. 1002
`Page 4
`
`HP,
`
`

`

`PTO/AIN14 (03-13)
`Approved for use through 01l31l2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`_
`_
`Appllcatlon Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`_
`
`14970-94702
`
`_ Title of Invention
`
`IMAGE CAPTURING LENS SYSTEM, IMAGING DEVICE AND MOBILE TERMINAL
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`
`Applications
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`|:| 16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`
`16, 2013, will be examined under the first inventor to file provisions of the AIA.
`
`Authorization to Permit Access:
`
`Authorization to Permit Access to the Instant Application by the Participating Offices
`
`If checked, the undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO),
`the Japan Patent Office (JPO), the Korean Intellectual Property Office (KIPO), the World Intellectual Property Office (WIPO),
`and any other intellectual property offices in which a foreign application claiming priority to the instant patent application
`is filed access to the instant patent application. See 37 CFR 1.14(c) and (h). This box should not be checked if the applicant
`does not wish the EPO, JPO, KIPO, WIPO, or other intellectual property office in which a foreign application claiming priority
`to the instant patent application is filed to have access to the instant patent application.
`
`In accordance with 37 CFR 1.14(h)(3), access will be provided to a copy of the instant patent application with respect
`to: 1) the instant patent application-as—filed; 2) any foreign application to which the instant patent application
`claims priority under 35 U.S.C. 119(a)-(d) if a copy of the foreign application that satisfies the certified copy requirement of
`37 CFR 1.55 has been filed in the instant patent application; and 3) any US. application-as-filed from which benefit is
`sought in the instant patent application.
`
`In accordance with 37 CFR 1.14(c), access may be provided to information concerning the date of filing this Authorization.
`
`
`
`
`
`Applicant Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`
`to have an assignment recorded by the Office.
`
`EFS Web 2.2.7
`
`HP, EX. 1002
`
`Page 5
`
` Ex. 1002
`Page 5
`
`HP,
`
`

`

`PTO/AIN14 (03-13)
`Approved for use through 0181/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
` Attorney Docket Number
`14970-94702
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`
`
`IMAGE CAPTURING LENS SYSTEM, IMAGING DEVICE AND MOBILE TERMINAL
`Title of Invention
`
`
` 0 Joint Inventor
` 0 Person to whom the inventor is obligated to assign.
`
`Applicant
`
`1
`
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`0 Legal Representative under 35 U.S.C. 117
`
`O Person who shows sufficient proprietary interest
`
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`Name of the Deceased or Legally lncapacitated Inventor::|
`If the Applicant is an Organization check here.
`
`organ'zam” Name
`
`LARGAN PRECISION (30., LTD.
`
`Mailing Address Information:
`
`Address 1
`
`Address 2
`
`No.11, Jingke Rd, Nantun District
`
`
`
`
`
`Email Address
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`Add
`
`Non-Applicant Assignee Information:
`
`Providing assignment information in this section does not subsitute for compliance with any requirement of part 3 of Title 37 of CFR to
`have an assignment recorded by the Office.
`
`Assignee
`
`1
`
`Complete this section only if non-applicant assignee information is desired to be included on the patent application publication in
`accordance with 37 CFR 1.215(b). Do not include in this section an applicant under 37 CFR 1.46 (assignee, person to whom the
`inventor is obligated to assign, or person who otherwise shows sufficient proprietary interest), as the patent application publication will
`include the name of the applicant(s)_
`Remove
`
`If the Assignee is an Organization check here.
`
`D
`
`EFS Web 2.2.7
`
`HP,W
`
`Page 6
`
`
`
`
`
` Ex. 1002
`Page 6
`
`HP,
`
`

`

`PTO/AlAl14 (03-13)
`Approved for use through 0181/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Attorney Docket Number
`
`Application Number
`
`
` Application Data Sheet 37 CFR 1.76
`14970-94702
`
`
`
`Title of Invention
`IMAGE CAPTURING LENS SYSTEM, IMAGING DEVICE AND MOBILE TERMINAL
`
`
`
`
`
`
`
`Prefix
`
`Given Name
`
`Middle Name
`
`Family Name
`
`Mailing Address Information:
`
`Address 1
`
`Address 2
`
`City
`
`StatelProvince
`
`
`
`
`
`Additional Assignee Data may be generated Within this form by selecting the Add button.
`
`Signature:
`
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and
`certifications
`
`Signature First Name
`
`Date (YYYY-MM-DD)
`
`Registration Number
`
`lTim Tingkang Xia/
`
`Tim Tingkang
`
`2013-12-13
`
`45242
`
`Additional Signature may be generated within this form by selecting the Add button.
`
`Add
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and
`Trademark Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EFS Web 2.2.7
`
`HP, EX. 1002
`
`Page 7
`
` Ex. 1002
`Page 7
`
`HP,
`
`

`

`Privacy Act Statement
`
`(1) the general authority for the collection
`a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that:
`of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information is
`used by the U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or patent.
`If you do not
`furnish the requested information, the US Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act (5 U.S.C. 552)
`and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Department of Justice to determine
`whether the Freedom of Information Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a court, magistrate, or
`administrative tribunal, including disclosures to opposing counsel in the course of settlement negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a request involving an
`individual, to whom the record pertains, when the individual has requested assistance from the Member with respect to the subject matter of
`the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for the information in
`order to perform a contract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records may be disclosed,
`as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security
`review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or his/her designee,
`during an inspection of records conducted by GSA as part of that agency's responsibility to recommend improvements in records
`management practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the
`GSA regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or Commerce) directive. Such
`disclosure shall not be used to make determinations about individuals.
`
` The Privacy Act of 1974 (PL. 93-579) requires that you be given certain information in connection with your submission of the attached form related to
`
`
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of the application pursuant
`to 35 U.S.C. 122(b) or issuance ofa patent pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to public inspections or an issued
`patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law enforcement agency, if the
`USPTO becomes aware of a violation or potential violation of law or regulation.
`
`
`HP, Ex. 1002
`
`EFS Web 2.2.7
`
`Page 8
`
` Ex. 1002
`Page 8
`
`HP,
`
`

`

`Attorney Docket No. 14970-94702
`
`IMAGE CAPTURING LENS SYSTEM, IMAGING DEVICE AND
`
`MOBILE TERMINAL
`
`RELATED APPLICATIONS
`
`5
`
`This application claims priority to Taiwan Application Serial Number
`
`102139029, filed October 29, 2013, which is incorporated by reference herein in
`
`its entirety.
`
`10
`
`Technical Field
`
`BACKGROUND
`
`The present disclosure relates to an image capturing lens system. More
`
`particularly, the present disclosure relates to a compact image capturing lens
`
`system applicable to a mobile terminal.
`
`15
`
`Description of Related Art
`
`In recent years, with the popularity of mobile terminals having camera
`
`functionalities, the demand of miniaturized optical systems has been increasing.
`
`As the advanced semiconductor manufacturing technologies have allowed the
`
`pixel size of sensors to be reduced and compact optical systems have gradually
`
`evolved toward the field of higher megapixels, there is an increasing demand for
`
`compact optical systems featuring better image quality.
`
`A conventional compact optical system in a portable electronic product
`
`typically utilizes a three-element lens structure. Due to the popularity of mobile
`
`products with high-end specifications, such as smart phones, tablet personal
`
`computers, wearable apparatus and other high-end mobile terminals,
`
`the
`
`20
`
`25
`
`1
`
`HP, Ex. 1002
`
`Page 9
`
` Ex. 1002
`Page 9
`
`HP,
`
`

`

`Attorney Docket No. 14970-94702
`
`requirements for high resolution and image quality of present compact optical
`
`systems increase significantly. However,
`
`the conventional optical systems
`
`cannot satisfy these requirements of the compact optical systems.
`
`Another conventional compact optical system provides a four-element
`
`lens structure. However, it is hard to make a good balance between obtaining
`
`a large field of view and a short total track length. Furthermore, it is also not
`
`favorable for the resolving power and illumination in a peripheral region of an
`
`image;
`
`therefore,
`
`it cannot satisfy the requirements of the compact optical
`
`systems featuring better image quality.
`
`SUMMARY
`
`According to one aspect of the present disclosure, an image capturing
`
`lens system includes, in order from an object side to an image side, a first lens
`
`element, a second lens element, a third lens element and a fourth lens element.
`
`The first lens element has refractive power. The second lens element with
`
`positive refractive power has a convex image-side surface in a paraxial region
`
`thereof. The third lens element with negative refractive power has a concave
`
`object-side surface in a paraxial
`
`region thereof and a convex image-side
`
`surface in a paraxial region thereof. The fourth lens element with refractive
`
`power has a concave image-side surface in a paraxial region thereof, wherein
`
`both of an object-side surface and the image-side surface of the fourth lens
`
`element are aspheric, and the image-side surface of the fourth lens element has
`
`at least one convex shape in an off-axis region thereof. The image capturing
`
`lens system has a total of four lens elements with refractive power. When an
`
`axial distance between an object-side surface of the first lens element and the
`
`10
`
`15
`
`20
`
`25
`
`2
`
`HP, Ex. 1002
`
`Page 10
`
` Ex. 1002
`Page 10
`
`HP,
`
`

`

`Attorney Docket No. 14970-94702
`
`image-side surface of the fourth lens element is Td, half of a maximal field of
`
`view of the image capturing lens system is HFOV, a focal length of the image
`
`capturing lens system is f, a focal length of the fourth lens element is f4, a focal
`
`length of the second lens element is f2, and a focal
`
`length of the third lens
`
`element is f3, the following conditions are satisfied:
`
`0.5 mm < Td < 3.2 mm;
`
`1.0 mm < Td/tan(HFOV) < 3.75 mm;
`
`|f/f4| < 1.20; and
`
`f2/f3 < 065.
`
`10
`
`15
`
`20
`
`25
`
`According to another aspect of
`
`the present disclosure, an image
`
`capturing lens system includes, in order from an object side to an image side, a
`
`first lens element, a second lens element, a third lens element and a fourth lens
`
`element.
`
`The first
`
`lens element has refractive power.
`
`The second lens
`
`element with positive refractive power has a convex image-side surface in a
`
`paraxial region thereof. The third lens element with negative refractive power
`
`has a concave object-side surface in a paraxial region thereof and a convex
`
`image-side surface in a paraxial region thereof. The fourth lens element with
`
`refractive power has a concave image-side surface in a paraxial region thereof,
`
`wherein both of an object-side surface and the image-side surface of the fourth
`
`lens element are aspheric, and the image-side surface of the fourth lens
`
`element has at least one convex shape in an off-axis region thereof. The
`
`image capturing lens system has a total of four lens elements with refractive
`
`power. When an axial distance between an object-side surface of the first lens
`
`element and the image-side surface of the fourth lens element is Td, half of a
`
`maximal field of view of the image capturing lens system is HFOV, a focal
`
`3
`
`HP, Ex. 1002
`
`Page 11
`
` Ex. 1002
`Page 11
`
`HP,
`
`

`

`Attorney Docket No. 14970-94702
`
`length of the image capturing lens system is f, a focal length of the fourth lens
`
`element is f4, and a focal length of the third lens element is f3, the following
`
`conditions are satisfied:
`
`0.5 mm < Td < 3.2 mm;
`
`1.0 mm < Td/tan(HFOV) < 3.75 mm;
`
`|f/f4| < 1.20; and
`
`-2.0 < f/f3 < 095.
`
`According to still another aspect of the present disclosure, an image
`
`capturing lens system includes, in order from an object side to an image side, a
`
`first lens element, a second lens element, a third lens element and a fourth lens
`
`element.
`
`The first
`
`lens element has refractive power.
`
`The second lens
`
`element with positive refractive power has a convex image-side surface in a
`
`paraxial region thereof. The third lens element with negative refractive power
`
`has a concave object-side surface in a paraxial region thereof and a convex
`
`image-side surface in a paraxial region thereof. The fourth lens element with
`
`refractive power has a concave image-side surface in a paraxial region thereof,
`
`wherein both of an object-side surface and the image-side surface of the fourth
`
`lens element are aspheric, and the image-side surface of the fourth lens
`
`element has at least one convex shape in an off-axis region thereof. The
`
`image capturing lens system has a total of four lens elements with refractive
`
`power. When an axial distance between an object-side surface of the first lens
`
`element and the image-side surface of the fourth lens element is Td, half of a
`
`maximal field of view of the image capturing lens system is HFOV, a focal
`
`length of the image capturing lens system is f, a focal length of the fourth lens
`
`5
`
`10
`
`15
`
`20
`
`4
`
`HP, Ex. 1002
`
`Page 12
`
` Ex. 1002
`Page 12
`
`HP,
`
`

`

`Attorney Docket No. 14970-94702
`
`element is f4, and an f-number of the image capturing lens system is Fno, the
`
`following conditions are satisfied:
`
`0.5 mm < Td < 3.2 mm;
`
`1.0 mm < Td/tan(HFOV) < 3.75 mm;
`
`|f/f4| < 1.20; and
`
`1.40 < Fno S 2.25.
`
`According to yet another

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket