throbber
PTO/AIA/15 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`,-Patentane Treemari once U.~ es OF COMMERCE
`
`UTILITY
`
`PATENT APPLICATION
`
`ADDRESS TO:
`
`37 CFR 3.73(c) Statement
`(whenthere is an assignee)
`
`Powerof Attorney
`
`OoOOOOooo
`
`TRANSMITTAL
`(Onlyfornew nonprovisionalapplications under37CFR 1.53(b))|expressmailtabein.|
`APPLICATION ELEMENTS
`Commissionerfor Patents
`See MPEP chapter 600 concerningutility patent application contents.
`P.O. Box 1450
`Alexandria, VA 22313-1450
`ACCOMPANYING APPLICATION PAPERS
`1.[+] Fee Transmittal Form
`(PTO/SB/17 or equivalent)
`
`2. [| Applicant asserts small entity status. .[] Assignment Papers
`See 37 CFR 1.27
`(cover sheet & document(s))
`3. [| Applicant certifies micro entity status. See 37 CFR 1.29.
`Nameof Assignee
`
`Applicant must attach form PTO/SB/15Aor B or equivalent.
`]
`4. [v] Specification
`[Total Pages 56
`Both the claims and abstract must start on a new page.
`(See MPEP § 608.01(a) for information on the preferred arrangement)
`English Translation Document
`5.[¥] Drawing(s) (35 U.S.C. 113)
`[Total Sheets 23
`]
`(if applicable)
`Information Disclosure Statement
`6. Inventor’s Oath or Declaration
`[Total Pages 1
`]
`(PTO/SB/08 or PTO-1449)
`(including substitute statements under 37 CFR 1.64 and assignments
`serving as an oath or declaration under 37 CFR 1.63(e))
`[] Copies of citations attached
`a.
`Newly executed(original or copy)
`Preliminary Amendment
`b. [| A copy from a prior application (37 CFR 1.63(d))
`Return Receipt Postcard
`(MPEP § 503) (Should be specifically itemized)
`Application Data Sheet
`* See note below.
`See 37 CFR 1.76 (PTO/AIA/14 or equivalent)
`CD-ROM or CD-R
`in duplicate, large table, or Computer Program (Appendix)
`Nonpublication Request
`[] Landscape Table on CD
`Under 35 U.S.C. 122(b)(2)(B)(i). Applicant must attach form PTO/SB/35
`or equivalent.
`9. Nucleotide and/or Amino Acid Sequence Submission
`Other:
`(if applicable, items a. —c. are required)
`
`a. [| Computer Readable Form (CRF)
`
`b.[ | Specification Sequence Listing on:
`
`i.[] CD-ROM or CD-R (2 copies); or
`
`ii.[ | Paper
`Cc. [| Statementsverifying identity of above copies
`*Note:
`(1) Benefit claims under 37 CFR 1.78 and foreign priority claims under 1.55 must be included in an Application Data Sheet (ADS).
`(2) For applications filed under 35 U.S.C. 111, the application must contain an ADS specifying the applicantif the applicant is an
`assignee, person to whom the inventor is under an obligation to assign, or person who otherwise showssufficient proprietary
`interest in the matter. See 37 CFR 1.46(b).
`19. CORRESPONDENCE ADDRESS
`
`
`
`Certified Copy of Priority Document(s)
`(ifforeign priority is claimed)
`
`
`The address associated with Customer Number: 24728
`Name
`
`OR [| Correspondence address below
`
`Address
`ay |tate| Zip core
`country|i telephone|Lema|
`signature
`_|/Tim Tingkang Xia/
`December 13, 2013
`Name
`nny[Tim TingkangXia
`istomey/agny [45,242
`This collection of information is required by 37 CFR 1.53(b). The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO
`to process) an application. Confidentiality is governed by 5 U.S.C. 122 and 37 CFR 1.11 and 1.14.This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO.Timewill vary depending upon the individual case. Any comments on
`the amountof time you require to complete this form and/or suggestions for reducing this burden, should be sentto the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`ffyou need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Registration No.
`
`AOET,Ex. 1002
`Page 1
`
`AOET, Ex. 1002
`Page 1
`
`

`

`PTO/SB/17 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`
`Complete if known
`FEE TRANSMITTAL a
`Filing Date
`December 13, 2013
`First Named Inventor
`WEI-YU CHEN
`[| Applicant asserts small entity status. See 37 CFR 1.27.
`[] Renan caries ricaitysausse a7erRz25,|BamernameTO
`Form PTO/SB/15Aor B or equivalent must either be enclosed or have
`een submitted previously.
`b
`:
`.
`Art Unit
`
`TOTAL AMOUNTOF PAYMENT Practitioner Docket No.|44970-94702($) 2080
`
`
`
`METHOD OF PAYMENT(check all that apply)
`[| Check [| Credit Card [| Money Order [| None [| Other(please identify):
`
`
`
`Deposit Account Name:
`Deposit Account Deposit Account Number: 50-3537
`For the above-identified deposit account, the Director is hereby authorized to (checkall that apply):
`Charge fee(s) indicated below
`[| Charge fee(s) indicated below, exceptforthefiling fee
`
`Morris, Manning & Martin, LLP
`
`Charge any additional fee(s) or underpayment of fee(s)
`under 37 CFR 1.16 and 1.17
`
`Credit any overpaymentof fee(s)
`
`WARNING: Information on this form may become public. Credit card information should not be included on this form. Provide credit card
`information and authorization on PTO-2038.
`FEE CALCULATION
`
`1. BASIC FILING, SEARCH, AND EXAMINATION FEES(U = undiscountedfee; S = small entity fee; M = micro entity fee)
`FILING FEES
`SEARCH FEES
`EXAMINATION FEES
`
`
`
`
`Application Type S(S)M(S$) S(S)M(S$)U(S) U(S) U(S) S(S) M(S) Fees Paid (S$)
`
`
`
`
`
`Utility
`280
`140*
`70
`600
`300
`150
`720
`360
`180
`1600
`Design
`180
`90
`45
`120
`60
`30
`460
`230
`115
`Plant
`180
`90
`45
`380
`190
`95
`580
`290
`145
`Reissue
`280
`70
`600
`300
`2,160
`1,080
`540
`Provisional
`260
`65
`0
`0
`0
`0
`0
`* The $140 small entity statusfiling fee for a utility application is further reduced to $70 for a small entity status applicant who files the application via EFS-Web.
`2. EXCESS CLAIM FEES
`
`Fee Description Small Entity Fee ($)|Micro Entity Fee ($)Undiscounted Fee ($)
`
`
`Each claim over 20 (including Reissues)
`80
`40
`20
`Each independentclaim over3 (including Reissues)
`420
`210
`105
`Multiple dependentclaims
`780
`390
`195
`Extra Claims
`Total Claims
`Fee Paid (S$)
`x
`8
`-20 or HP =
`26
`480
`HP = highest number oftotal claims paid for, if greater than 20.
`Fee Paid (S$)
`Fee (S$)
`Indep. Claims
`Extra Claims
`
`-3 or HP =
`3
`x
`HP = highest number of independent claims paid for, if greater than 3.
`3. APPLICATION SIZE FEE
`
`Multiple Dependent Claims
`Fee (S$)
`Fee Paid (S$)
`
`Fee (S$)
`80
`
`If the specification and drawings exceed 100 sheets of paper (excluding electronically filed sequence or computerlistings under 37 CFR 1.52(e)),
`the application size fee due is $400 ($200 for small entity) ($100 for micro entity) for each additional 50 sheetsor fraction thereof. See 35 U.S.C.
`41(a)(1)(G) and 37 CFR 1.16(s).
`Total Sheets
`Extra Sheets
`79
`
`Fee (S$)
`
`Fee Paid (S$)
`
`
`
`4. OTHER FEE(S)
`Non-English specification, $130 fee (no small or micro entity discount)
`Non-electronicfiling fee under 37 CFR 1.16(t) for a utility application, $400 fee ($200 small or micro entity)
`
`Other(e.g., late filing surcharge):
`
`SUBMITTED BY
`
`- 100 =
`
`/50=
`
`Number of each additional 50 or fraction thereof
`(round up to a whole number)
`x
`
`Fees Paid (S$)
`
`Telephone (404) 495-3678
`nrorneyAgent) 40,242
`/Tim Tingkang Xia/
`Signature
`
`Name (Print/Type)|Tim Tingkang Xia Date December 13, 2013
`This collection of information is required by 37 CFR 1.136. The information is required to obtain or retain a benefit by the public which is tofile (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 30 minutes to complete,including
`gathering, preparing, and submitting the completed application form to the USPTO. Timewill vary depending upon theindividual case. Any comments on the
`amountof time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`ff you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`AOET,Ex. 1002
`Page 2
`
`AOET, Ex. 1002
`Page 2
`
`

`

`PTO/AIA/14 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection ofinformation unless it contains a valid OMB control number.
`
`
`Attorney Docket Number|14970-94702
`Application Data Sheet 37 CFR 1.76
`—
`Application Number
`
`
`
`Title of Invention|IMAGE CAPTURING LENS SYSTEM, IMAGING DEVICE AND MOBILE TERMINAL
`
`
`
`
`
`The application data sheetis part of the provisional or nonprovisional application for whichit is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`
`
`
`
`Secrecy Order 37 CFR 5.2
`Oo Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuantto
`37 CFR 5.2 (Paperfilers only. Applications that fall under Secrecy Order may notbe filed electronically.}
`
`Inventor Information:
`
`
`Inventor
`Legal Name
`
`
`1
`
`Prefix) Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`
`
`() Active US Military Service
`(@) NonUS Residency
`(> US Residency
`Residence Information (Select One)
`
`City|Taichung Country of Residencej tw
`
`
`
`
`Mailing Addressof Inventor:
`
`Address 1
`
`Address 2
`
`Postal Code
`
`No.11, Jingke Rd., Nantun District
`
`408
`
`TW
`
`All
`Inventors Must Be Listed - Additional
`Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`Ade
`
`CorrespondenceInformation:
`
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`[_] An Addressis being provided for the correspondence Information of this application.
`
`Customer Number
`
`Email Address
`
`24728
`
`mmmipdocket@system.foundationip.com
`
`Title of the Invention
`
`IMAGE CAPTURING LENS SYSTEM, IMAGING DEVICE AND MOBILE TERMINAL
`
`Application Information:
`
`
`
`
`
`
`
`Attorney Docket Number
`
`Application Type
`Nonprovisional
`
`
`Subject Matter
` Total Numberof Drawing Sheets (if any)
`Suggested Figure for Publication {if any)
`
`
`
`
`Utility
`
`EFS Web 2.2.7
`
`AOET,Ex. 1002
`Page 3
`
`AOET, Ex. 1002
`Page 3
`
`

`

`PTO/AIA/14 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
` Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number|14970-94702
`
`
`
`Title of Invention
`IMAGE CAPTURING LENS SYSTEM, IMAGING DEVICE AND MOBILE TERMINAL
`
`
`Application Number
`
`
`
`Publication Information:
`
`[_] Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`Req uest Not to Publish. | hereby request that the attached application not be published under
`35U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen monthsafterfiling.
`
`[]
`
`
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below.
`If both sections are completed the customer
`Numberwill be used for the Representative Information during processing.
`
`
`©) Limited Recognition (37 CFR 11.9) Customer Number
`
`(©) US PatentPractitioner
`
`Please Select One:
`
`(#) Customer Number
`24728
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(c) or indicate
`National Stage entry from a PCT application. Providing this information in the application data sheet constitutes the
`specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`
`
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Add button.
`
`Add
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`
`constitutes the claim for priority as required by 35 U.S.C. 119{b) and 37 CFR 1.55(d). Whenpriority is claimed to a foreign application
`thatis eligible for retrieval under the priority cocument exchange program (PDX) ithe information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(h){1) and (2). Under the PDX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`
`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 1.55(g}{1).
`
`[Remove]
`Application Number
`Country
`Filing Date (YYYY-MM-DD}
`Access Code (if applicable)
`102139029
`2013-10-29
`
`
`
`TW
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`Add button.
`EFS Web 2.2.7
`
`Add
`
`AO
`
`x.
`
`100
`Page 4
`
`
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Filing Date (YYYY-MM-DD}
`
`
`
`AOET, Ex. 1002
`Page 4
`
`

`

`PTO/AIA/14 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`oo Attorney Docket Number|14970-94702
`
`Application Data Sheet 37 CFR 1.76
`
`— Title of Invention
`
`IMAGE CAPTURING LENS SYSTEM, IMAGING DEVICE AND MOBILE TERMINAL
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`[|16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`
`16, 2013, will be examined underthefirst inventorto file provisions of the AIA.
`
`Authorization to Permit Access:
`
`Authorization to Permit Access to the Instant Application by the Participating Offices
`
`lf checked, the undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO),
`the Japan Patent Office (JP©), the Korean Intellectual Property Office {(KIPO), the World Intellectual Property Office (WIPO),
`and any otherintellectual property offices in which a foreign application claiming priority to the instant patent application
`is filed access to the instant patent application. See 37 CFR 1.14(c) and (h). This box should not be checkedif the applicant
`does not wish the EPO, JPO, KIPO, WIPO, or otherintellectual property office in which a foreign application claiming priority
`to the instant patent applicationis filed to have accessto the instant patent application.
`
`In accordance with 37 CFR 1.14(h){3), access will be provided to a copy of the instant patent application with respect
`to: 1) the instant patent application-as-filed; 2) any foreign application to which the instant patent application
`claims priority under 35 U.S.C. 119(a)-{c) if a copy of the foreign application that satisfies the certified copy requirement of
`37 CFR 1.55 has beenfiled in the instant patent application; and 3) any U.S. application-as-filed from which benefit is
`soughtin the instant patent application.
`
`In accordance with 37 CFR 1.14(c}, access may be provided to information concerning the date offiling this Authorization.
`
`
`
`
`
`Applicant Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirementof part 3 of Title 37 of CFR
`
`to have an assignment recorded by the Office.
`
`EFS Web 2.2.7
`
`AOET,Ex. 1002
`Page 5
`
`AOET, Ex. 1002
`Page 5
`
`

`

`PTO/AIA/14 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
` Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number|14970-94702
`
`
`
`Title of Invention
`IMAGE CAPTURING LENS SYSTEM, IMAGING DEVICE AND MOBILE TERMINAL
`
`
`Application Number
`
`1
`Applicant
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and addressof the legal representative who is the applicant under 37 CFR
`1.43; or the name and addressof the assignee, person to whom theinventor is under an obligation to assign the invention, or person
`who otherwise showssufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicantis an
`applicant under 37 CFR 1.46 {assignee, person to whomthe inventoris obligated to assign, or person who otherwise showssufficient
`proprietary interest) together with one or morejoint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`©)_Joint Inventor (e) Assignee
`QO Legal Representative under 35 U.S.C. 117
`
`
`
` QO Person to whom theinventoris obligated to assign. © Person who shows sufficient proprietary interest
`lf applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`Nameof the Deceased or Legally Incapacitated Inventorfo
`
`If the Applicant is an Organization check here.
`Organization Name
`LARGAN PRECISION CO., LTD.
`
`Mailing Address Information:
`
`Address 1
`
`Address 2
`
`No.11, Jingke Ra., Nantun District
`
`Email Address
`
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`Add
`
`
`
`
`
`Non-Applicant Assignee Information:
`
`
`
`
`
`Providing assignment information in this section does not subsitute for compliance with any requirementof part 3 of Title 37 of CFR to
`have an assignmentrecordedbythe Office.
`
`Assignee
`
`1
`
`Complete this section only if non-applicant assignee information is desired to be included on the patent application publication in
`accordance with 37 CFR 1.215(b). Do not include in this section an applicant under 37 CFR 1.46 (assignee, person to whom the
`inventoris obligated to assign, or person who otherwise showssufficient proprietary interest}, as the patent application publication will
`include the name of the applicant(s).
`
`If the Assignee is an Organization check here.
`
`[|
`
`EFS Web 2.2.7
`
`AOET,Ex. 1002
`Page 6
`
`AOET, Ex. 1002
`Page 6
`
`

`

`
`
`| S
`
`
`
`Additional Assignee Data may be generated within this form by selecting the Add button. [xa_]Add
`
`ignature:
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and
`certifications
`
`Signature First Name
`
`Additional Signature may be generated within this form by selecting the Add button.
`
`Add
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upon the individual case. Any comments on the amountof time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EFS Web 2.2.7
`
`AOET,Ex. 1002
`Page 7
`
`PTO/AIA/14 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Number
`
`
`
`Attorney Docket Number|14970-94702
`
`Application Data Sheet 37 CFR 1.76
`
`
`
`
`
`Title of Invention
`IMAGE CAPTURING LENS SYSTEM, IMAGING DEVICE AND MOBILE TERMINAL
`
`
`
`
`
`Prefix
`
`Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Mailing Address Information:
`
`Address 1
`
`Address 2
`
`
`
`
`AOET, Ex. 1002
`Page 7
`
`

`

`Privacy Act Statement
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act (5 U.S.C. 552)
`and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Department of Justice to determine
`whether the Freedom cofInformation Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a court, magistrate, or
`administrative tribunal, including disclosures to opposing counsel in the course of settlement negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a request involving an
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`the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for the information in
`order to perform a contract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records may be disclosed,
`as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security
`review (35 U.S.C. 181} and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
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`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or his/her designee,
`during an inspection of records conducted by GSA aspart of that agency's responsibility to recommend improvements in records
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`GSA regulations governing inspection of records for this purpose, and any other relevant(i.e., GSA or Commerce) directive. Such
`disclosure shall not be used to make determinations aboutindividuals.
`
`
`
`(1) the general authority for the collection
`a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that:
`of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information sclicited is voluntary; and (3) the principal purpose for which the information is
`used by the U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or patent.
`If you do not
`furnish the requested information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonmentof the application or expiration of the patent.
`
` The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the attached form related to
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of the application pursuant
`to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record wasfiled in an application which became abandonedorin which the proceedings were
`terminated and which application is referenced by either a published application, an application open to public inspections or an issued
`patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law enforcement agency,if the
`USPTO becomes awareof a violation or potential violation of law or regulation.
`
`AOET,Ex. 1002
`
`Page 8
`EFS Web 2.27
`
`AOET, Ex. 1002
`Page 8
`
`

`

`Attorney Docket No. 14970-94702
`
`IMAGE CAPTURING LENS SYSTEM, IMAGING DEVICE AND
`
`MOBILE TERMINAL
`
`RELATED APPLICATIONS
`
`This application claims priority to Taiwan Application Serial Number
`
`102139029, filed October 29, 2013, which is incorporated by reference herein in
`
`its entirety.
`
`Technical Field
`
`BACKGROUND
`
`The presentdisclosure relates to an image capturing lens system. More
`
`particularly, the present disclosure relates to a compact image capturing lens
`
`system applicable to a mobile terminal.
`
`Description of Related Art
`
`In recent years, with the popularity of mobile terminals having camera
`
`functionalities, the demand of miniaturized optical systems has been increasing.
`
`As the advanced semiconductor manufacturing technologies have allowed the
`
`pixel size of sensors to be reduced and compactoptical systems have gradually
`
`20
`
`evolved toward the field of higher megapixels, there is an increasing demand for
`
`compactoptical systems featuring better image quality.
`
`A conventional compact optical system in a portable electronic product
`
`typically utilizes a three-element lens structure. Due to the popularity of mobile
`
`products with high-end specifications, such as smart phones, tablet personal
`
`25
`
`computers, wearable apparatus and other high-end mobile terminals,
`
`the
`
`1
`
`AOET,Ex. 1002
`Page 9
`
`AOET, Ex. 1002
`Page 9
`
`

`

`Attorney Docket No. 14970-94702
`
`requirements for high resolution and image quality of present compact optical
`
`systems increase significantly. However,
`
`the conventional optical systems
`
`cannotsatisfy these requirements of the compact optical systems.
`
`Another conventional compact optical system provides a four-element
`
`lens structure. However,it is hard to make a good balance between obtaining
`
`a large field of view and a short total track length.
`
`Furthermore, it is also not
`
`favorable for the resolving power and illumination in a peripheral region of an
`
`image;
`
`therefore,
`
`it cannot satisfy the requirements of the compact optical
`
`systems featuring better image quality.
`
`SUMMARY
`
`According to one aspect of the present disclosure, an image capturing
`
`lens system includes, in order from an object side to an image side, a first lens
`
`element, a second lens element, a third lens element and a fourth lens element.
`
`The first lens element has refractive power. The second lens element with
`
`positive refractive power has a convex image-side surface in a paraxial region
`
`thereof. The third lens element with negative refractive power has a concave
`
`object-side surface in a paraxial
`
`region thereof and a convex image-side
`
`surface in a paraxial region thereof. The fourth lens element with refractive
`
`20
`
`power has a concave image-side surface in a paraxial region thereof, wherein
`
`both of an object-side surface and the image-side surface of the fourth lens
`
`element are aspheric, and the image-side surface of the fourth lens element has
`
`at least one convex shapein an off-axis region thereof. The image capturing
`
`lens system hasa total of four lens elements with refractive power. When an
`
`25
`
`axial distance between an object-side surface of the first lens element and the
`
`2
`
`AOET,Ex. 1002
`Page 10
`
`AOET, Ex. 1002
`Page 10
`
`

`

`Attorney Docket No. 14970-94702
`
`image-side surface of the fourth lens element is Td, half of a maximal field of
`
`view of the image capturing lens system is HFOV,a focal length of the image
`
`capturing lens system is f, a focal length of the fourth lens elementis f4, a focal
`
`length of the second lens element is f2, and a focal
`
`length of the third lens
`
`elementis f3, the following conditions are satisfied:
`
`0.5mm < Td < 3.2 mm;
`
`1.0 mm < Td/tan(HFOV) < 3.75 mm;
`
`|f/f4| < 1.20; and
`
`f2/f3 < -0.65.
`
`According to another aspect of
`
`the present disclosure, an image
`
`capturing lens system includes, in order from an object side to an image side, a
`
`first lens element, a second lens element, a third lens element and a fourth lens
`
`element.
`
`The first
`
`lens element has refractive power.
`
`The second lens
`
`element with positive refractive power has a convex image-side surface in a
`
`paraxial region thereof. The third lens element with negative refractive power
`
`has a concave object-side surface in a paraxial region thereof and a convex
`
`image-side surface in a paraxial region thereof. The fourth lens element with
`
`refractive power has a concave image-side surface in a paraxial region thereof,
`
`wherein both of an object-side surface and the image-side surface of the fourth
`
`20
`
`lens element are aspheric, and the image-side surface of the fourth lens
`
`element has at least one convex shape in an off-axis region thereof. The
`
`image capturing lens system has a total of four lens elements with refractive
`
`power. When an axial distance between an object-side surfaceofthe first lens
`
`element and the image-side surface of the fourth lens elementis Td, half of a
`
`25
`
`maximal field of view of the image capturing lens system is HFOV, a focal
`
`3
`
`AOET,Ex. 1002
`Page 11
`
`AOET, Ex. 1002
`Page 11
`
`

`

`Attorney Docket No. 14970-94702
`
`length of the image capturing lens system is f, a focal length of the fourth lens
`
`elementis f4, and a focal length of the third lens element is f3, the following
`
`conditions are satisfied:
`
`0.5mm < Td < 3.2 mm;
`
`1.0 mm < Td/tan(HFOV) < 3.75 mm;
`
`|f/f4| < 1.20; and
`
`-2.0 < fff3 < -0.95.
`
`According to still another aspect of the present disclosure, an image
`
`capturing lens system includes, in order from an object side to an image side, a
`
`first lens element, a second lens element, a third lens element and a fourth lens
`
`element.
`
`The first
`
`lens element has refractive power.
`
`The second lens
`
`element with positive refractive power has a convex image-side surface in a
`
`paraxial region thereof. The third lens element with negative refractive power
`
`has a concave object-side surface in a paraxial region thereof and a convex
`
`image-side surface in a paraxial region thereof. The fourth lens element with
`
`refractive power has a concave image-side surface in a paraxial region thereof,
`
`wherein both of an object-side surface and the image-side surface of the fourth
`
`lens element are aspheric, and the image-side surface of the fourth lens
`
`element has at least one convex shape in an off-axis region thereof. The
`
`20
`
`image capturing lens system has a total of four lens elements with refractive
`
`power. When an axial distance between an object-side surfaceofthe first lens
`
`element and the image-side surface of the fourth lens elementis Td, half of a
`
`maximal field of view of the image capturing lens system is HFOV, a focal
`
`length of the image capturing lens system is f, a focal length of the fourth lens
`
`4
`
`AOET,Ex. 1002
`Page 12
`
`AOET, Ex. 1002
`Page 12
`
`

`

`Attorney Docket No. 14970-94702
`
`element is f4, and an f-number of the image capturing lens system is Fno, the
`
`following conditions are satisfied:
`
`0.5mm < Td < 3.2 mm;
`
`1.0 mm < Td/tan(HFOV) < 3.75 mm;
`
`|f/f4| < 1.20; and
`
`1.40 < Fno < 2.25.
`
`According to yet another aspect of the present disclosure, an imaging
`
`device
`
`includes
`
`the
`
`image
`
`capturing
`
`lens
`
`system according
`
`to
`
`the
`
`aforementioned aspect and an image sensor, wherein the image sensor is
`
`located on an image plane of the image capturing lens system.
`
`According to still yet another aspect of the present disclosure, a mobile
`
`terminal includes the im

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