PTO/AIA/15 (10-17)
`Approved for use through 11/30/2020. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`126919-5019-US
`
`UTILITY
`
`PATENT APPLICATION
`
`TRANSMITTAL
`
`Jichen XIAO
`
`Label No.
`
`ue|(Only for new nonprovisional applications under 37 CFR 1.53(b})
`APPLICATION ELEMENTS
`See MPEP chapter 600 concerningutility patent application contents.
`
`ADDRESS TO:
`
`:
`
`]
`
`ooo
`OoOOo
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`ACCOMPANYING APPLICATION PAPERS
`Assignment Papers
`(cover sheet & document(s))
`i
`eeE—exeeeaaesesoas
`‘ameof Assignee
`Hisense Laser Display Co., Ltd.
`
`37 CFR 3.73(c) Statement
`Powerof Attorney
`(whenthere is an assignee)
`English Translation Document
`(if applicable)
`Information Disclosure Statement
`(PTO/SB/08 or PTO-1449)
`Copies ofcitations attached
`]
`Preliminary Amendment
`Return Receipt Postcard
`(MPEP § 503) (Should be specifically itemized)
`Certified Copy of Priority Document(s)
`(ifforeign priority is claimed)
`Nonpublication Request
`Under 35 U.S.C. 122(b)(2)(B)(i). Applicant must attach form PTO/SB/35
`or equivalent.
`
`Other:
`
`
`
`
`
`1.
`
`2.
`
`[¢]
`
`[|
`
`3.[__]
`4.
`
`[v]
`
`[|
`|
`i.
`ii.[
`
`Cc.
`
`Fee Transmittal Form
`(PTO/SB/17 or equivalent)
`Applicant asserts small entity status.
`See 37 CFR 1.27
`Applicant certifies micro entity status. See 37 CFR 1.29.
`Applicant must attach form PTO/SB/15Aor B or equivalent.
`[Total Pages 35
`]
`Specification
`Both the claims and abstract must start on a new page.
`(See MPEP § 608.01(a} for information on the preferred arrangement}
`[Total Sheets 12
`Drawing(s) (35 U.S.C.113)
`]
`5.1”
`2
`6. Inventor's Oath or Declaration
`[Total Pages
`]
`(including substitute statements under 37 CFR 1.64 and assignments
`serving as an oath or declaration under 37 CFR 1.63(e)}}
`a.
`Newly executed (original or copy)
`A copy from
`prior application (37 CFR 1.63(d))
`b.
`*
`[|
`See note below.
`Application Data Sheet
`See 37 CFR 1.76 (PTO/AIA/14 or equivalent)
`CD-ROM or CD-R
`in duplicate, large table, or Computer Program (Appendix)
`Landscape Table on CD
`]
`9. Nucleotide and/or Amino Acid Sequence Submission
`(if applicable, items a.—c. are
`required)
`a.
`Computer Readable Form (CRF)
`Specification Sequence Listing on:
`b.[
`CD-ROMor CD-R (2 copies); or
`]
`Paper
`|
`Statements verifying identity of above copies
`[|
`(1) Benefit claims under 37 CFR 1.78 and foreign priority claims under 1.55 must be included in an
`Application Data Sheet (ADS).
`*Note:
`(2) For applications filed under 35 U.S.C. 111, the application must contain an ADS specifying the applicantif the applicant is an
`assignee, person to whom the inventor is under an
`obligation to assign, or person who otherwise showssufficient proprietary
`interest in the matter. See 37 CFR 1.46(b).
`19. CORRESPONDENCE ADDRESS
`The address associated with Customer Number: 09629
`
`OR
`
`[|
`
`Correspondence address below
`
`Name
`
`Address
`ay
`country
`
`signature
`Name
`
`| state|
`elephione
`i
`|email
`2021-05-27
`|/Hosang Lee/
`prmitye| Hosang Lee
`Registration No.
`69,333
`_intoneyngeny
`This collection of information is required by 37 CFR 1.53(b). The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14.This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO.Timewill vary depending uponthe individual case. Any comments on
`the amountof time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`TrademarkOffice, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND
`TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Zin coe
`
`ffyou need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`or
`submission of the attached form related to a
`patent. Accordingly, pursuant to the
`patent application
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is
`35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which
`the information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission
`or
`related to a
`If you do not furnish the requested information, the U.S. Patent and
`patent application
`patent.
`Trademark Office may not be able to process and/or examine your submission, which may
`result in termination
`or
`or abandonmentof the application
`of proceedings
`expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of
`records may be disclosed to the Department of Justice to determine whether disclosure of these
`records is required by the Freedom ofInformation Act.
`A record from this system of records may be disclosed, as a routine use, in the course of presenting
`counsel in
`evidence to a court, magistrate,
`or administrative tribunal, including disclosures to opposing
`the course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`a
`an individual, to whom the record pertains, when the individual has
`submitting
`request involving
`requested assistance from the Member with respect to the subject matter of the record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`a contract. Recipients of information shall be
`having need for the information in order to perform
`required to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C.
`552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in this
`system of records may be disclosed, as a routine use,
`to the International Bureau of the World
`Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (85 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`A record from this system of records may bedisclosed, as a routine use, to the Administrator, General
`an
`Services, or his/her designee, during
`inspection of records conducted by GSA as
`part of that
`agency’s responsibility to recommend improvements in records managementpractices and programs,
`under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the
`GSA regulations governing inspection of records for this purpose, and any
`other relevant (i.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations aboutindividuals.
`A record from this system of records may be disclosed, as a routine use, to the public after either
`or issuance of a
`publication of the application pursuant to 35 U.S.C. 122(b)
`patent pursuant to 35
`U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine
`use, to the public if the record wasfiled in an
`application which became abandonedor in which the
`were terminated and which application is referenced by either a
`an
`proceedings
`published application,
`or an issued patent.
`application open to public inspection
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local
`if the USPTO becomes aware of a violation or
`potential violation of law or
`law enforcement agency,
`regulation.
`
`

`

`PTO/SB/17 (10-20)
`Approvedfor use through 12/31/2020. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unlessit displays a valid OMB control number
`Complete if known
`[sero
`Filing Date
`2021-05-27
`First Named Inventor
`Jichen XIAO
`To Be Assigned
`;
`To Be Assigned
`496919-5019-US
`
`Practitioner Docket No.
`
`FEE TRANSMITTAL
`Applicant asserts small entity status. See 37 CFR 1.27.
`Applicant certifies micro entity status. See 37 CFR 1.29.
`Form PTO/SB/15AorB or equivalent must either be enclosed or have
`been submitted previously.
`TOTAL AMOUNT OF PAYMENT
`
`|
`[]
`
`(3) 1820.00
`METHOD OF PAYMENT(check all that apply)
`None
`MoneyOrder
`Other(please identify):
`Check
`Credit Card
`[|
`[|
`[|
`Deposit Account Name: MORGAN,LEWIS & BOCKIUS LLP
`Deposit Account Deposit Account Number: 50-0310
`For the above-identified deposit account, the Director is hereby authorized to (check all that apply):
`Charge fee(s) indicated below
`Charge fee(s) indicated below, exceptforthefiling fee
`Charge anyadditional fee(s) or underpaymentoffee(s)
`I
`(|
`under 37 CFR 1.16 and 1.17
`WARNING: Information on this form may become public. Credit card information should not be included on this form. Provide credit card
`information and authorization on PTO-2038.
`FEE CALCULATION
`1. BASIC FILING, SEARCH, AND EXAMINATIONFEES(U
`FILING FEES
`
`[]
`
`(ml
`
`(ml
`
`[|
`
`
`
`[|
`
`Credit any overpaymentof fee(s)
`
`=
`
`undiscounted fee; S =
`SEARCH FEES
`
`small entity fee; M = micro entity fee)
`EXAMINATION FEES
`
`Fees Paid (S)
`1820.00
`
`Undiscounted Fee($)
`100
`480
`860
`Fee Paid (S)
`
`Extra Claims
`
`Fee (S)
`
`/50=
`
`Small
`
`Fee
`
`($)
`
`Entity
`50
`240
`430
`
`Micro Entity Fee ($)
`25
`120
`215
`
`Multiple Dependent Claims
`Fee (S)
`Fee Paid (S$)
`
`Fees Paid (5)
`
`Application Type
`M(S)
`S(S)
`u(S)
`M(S)
`S(S)
`u(S)
`M(S)
`(5)
`u(S)
`175
`200
`400
`800
`350
`700
`80
`320
`160*
`Utility
`55
`160
`320
`640
`40
`80
`160
`110
`220
`Design
`55
`165
`330
`660
`110
`220
`440
`110
`220
`Plant
`175
`580
`350
`700
`80
`160
`320
`Reissue
`2,320
`1,160
`75
`0
`0
`0
`0
`0
`0
`150
`300
`Provisional
`*
`The $160 small entity statusfiling fee for a utility application is further reduced to $80 for a small entity status applicant whofiles the application via EFS-Web.
`2. EXCESS CLAIM FEES
`Fee Description
`Each claim over 20 (including Reissues)
`Each independentclaim over 3 (including Reissues)
`Multiple dependent claims
`Total Claims
`-20 or HP =
`20
`x
`HP =
`highest number oftotal claims paid for, if greater than 20.
`Fee Paid (S)
`Fee (5)
`Extra Claims
`Indep. Claims
`-3 or HP =
`
`2
`x
`HP =
`highest number of independentclaimspaidfor, if greater than 3.
`3. APPLICATIONSIZE FEE
`If the specification and drawings exceed 100 sheets of paper (excluding electronically filed sequence or computer listings under 37 CFR 1.52(e)),
`the application size fee due is $420 ($210 for small entity) ($105 for micro entity) for each additional 50 sheetsor fraction thereof. See 35 U.S.C.
`41(a)(1)(G) and 37 CFR 1.16(s).
`Numberof each additional 50 or fraction thereof
`Extra Sheets
`Fee (5)
`Fee Paid (S)
`Total Sheets
`-
`100 =
`Xx
`(round up to a whole number)
`4. OTHER FEE(S)
`Non-English specification, $140 fee ($70 for small entity) ($35 for micro entity)
`Non-electronicfiling fee under 37 CFR 1.16(t) for a
`utility application, $400 fee ($200 small or micro entity)
`
`Other (e.g., late filing surcharge):
`
`SUBMITTED BY
`Signature
`Telephone 202.739.3000
`
`!fyou need assistance in completing the form, call 1-800-PTO-9199 andselect option 2.
`
`/Hosang Lee/
`
`Mtoney/Agert)
`
`09:333
`
`This collection of information is required by 37 CFR 1.136. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 30 minutes to complete,including
`gathering, preparing, and submitting the completed application form to the USPTO. Timewill vary depending upon the individual case. Any comments on the
`amountof time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`TrademarkOffice, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND
`TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`or
`submission of the attached form related to a
`patent. Accordingly, pursuant to the
`patent application
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is
`35 U.S.C. 2(b)(2); (2) furnishing of the information Solicited is voluntary; and (3) the principal purpose for which
`the information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission
`or
`related to a
`If you do not furnish the requested information, the U.S. Patent and
`patent application
`patent.
`Trademark Office may not be able to process and/or examine your submission, which may
`result in termination
`or
`or abandonmentof the application
`of proceedings
`expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of
`records may be disclosed to the Department of Justice to determine whether disclosure of these
`records is required by the Freedom ofInformation Act.
`A record from this system of records may be disclosed, as a routine use, in the course of presenting
`counsel in
`evidence to a court, magistrate,
`or administrative tribunal, including disclosures to opposing
`the course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`a
`an individual, to whom the record pertains, when the individual has
`submitting
`request involving
`requested assistance from the Member with respect to the subject matter of the record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`a contract. Recipients of information shall be
`having need for the information in order to perform
`required to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C.
`552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in this
`system of records may be disclosed, as a routine use,
`to the International Bureau of the World
`Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (85 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`be disclosed, as a routine use, to the Administrator, General
`A record from this system of records may
`an
`Services, or his/her designee, during
`inspection of records conducted by GSA as
`part of that
`agency’s responsibility to recommend improvements in records managementpractices and programs,
`under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the
`GSA regulations governing inspection of records for this purpose, and any
`other relevant (.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
`A record from this system of records may be disclosed, as a routine use, to the public after either
`or issuance of a
`publication of the application pursuant to 35 U.S.C. 122(b)
`patent pursuant to 35
`U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine
`use, to the public if the record was filed in an
`application which became abandonedor in which the
`were terminated and which application is referenced by either a
`an
`proceedings
`published application,
`or an issued patent.
`application open to public inspection
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local
`if the USPTO becomes aware of a violation or
`potential violation of law or
`law enforcement agency,
`regulation.
`
`