Francisco v. Abengoa, S.A.

22-2438 | U.S. Court of Appeals, Second Circuit

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Filed Oct. 5, 2022
Nature of Suit 3850 Securities, Commodities, Exchange
Original Case 15-cv-06279
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Filing Date # Docket Text
3/1/2024Order FILED
3/1/2024Order FILED
3/1/2024Order FILED
3/27/2023Motion Order FILED
3/22/2023ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Jeffrey Rotenberg, Esq. for Appellee Abengoa, S.A., FILED. Service date 03/22/2023 by CM/ECF. [3487834] [22-2438] [Entered: 03/22/2023 01:54 PM]
3/22/2023ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Mr. Stephen Radin for Appellee Manuel Sanchez Ortega, FILED. Service date 03/22/2023 by CM/ECF. [3487641] [22-2438] [Entered: 03/22/2023 11:26 AM]
3/20/2023SUPPLEMENTAL APPENDIX, on behalf of Appellee Canaccord Genuity Inc., HSBC Securities (USA) Inc., Merrill Lynch International and Societe Generale S.A., FILED. Service date 03/20/2023 by CM/ECF. [3486214] [22-2438] [Entered: 03/20/2023 01:26 PM]
3/20/2023BRIEF, on behalf of Appellee Canaccord Genuity Inc., HSBC Securities (USA) Inc., Merrill Lynch International and Societe Generale S.A., FILED. Service date 03/20/2023 by CM/ECF. [3486208] [22-2438] [Entered: 03/20/2023 01:23 PM]
3/17/2023DEFECTIVE DOCUMENT, BRIEF, SUPPLEMENTAL APPENDIX, [91], [92], on behalf of Appellee Canaccord Genuity Inc., HSBC Securities (USA) Inc., Merrill Lynch International and Societe Generale S.A., FILED.[3485562] [22-2438] [Entered: 03/17/2023 03:37 PM]
3/13/2023BRIEF, on behalf of Appellee Manuel Sanchez Ortega, FILED. Service date 03/13/2023 by CM/ECF. [3482729] [22-2438] [Entered: 03/13/2023 06:09 PM]
3/13/2023ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Mr. Kannon K. Shanmugam, Esq. for Appellee Canaccord Genuity Inc., HSBC Securities (USA) Inc., Merrill Lynch International and Societe Generale S.A., FILED. Service date 03/13/2023 by CM/ECF. [3482661] [22-2438] [Entered: 03/13/2023 04:15 PM]
3/13/202392SUPPLEMENTAL APPENDIX, on behalf of Appellee Canaccord Genuity Inc., HSBC Securities (USA) Inc., Merrill Lynch International and Societe Generale S.A., FILED. Service date 03/13/2023 by CM/ECF. [3482654] [22-2438] [Entered: 03/13/2023 04:11 PM]
3/13/202391BRIEF, on behalf of Appellee Canaccord Genuity Inc., HSBC Securities (USA) Inc., Merrill Lynch International and Societe Generale S.A., FILED. Service date 03/13/2023 by CM/ECF. [3482648] [22-2438] [Entered: 03/13/2023 04:08 PM]
3/13/2023BRIEF, on behalf of Appellee Abengoa, S.A., FILED. Service date 03/13/2023 by CM/ECF. [3482632] [22-2438] [Entered: 03/13/2023 03:52 PM]
3/9/202389ATTORNEY, Elizabeth Grefrath-Sessions for Manuel Sanchez Ortega, in case 22-2438, [88], ADDED.[3481049] [22-2438] [Entered: 03/09/2023 02:47 PM]
3/9/2023NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Manuel Sanchez Ortega, FILED. Service date 03/09/2023 by CM/ECF. [3480774] [22-2438] [Entered: 03/09/2023 10:50 AM]
3/8/202387ATTORNEY, Benjamin Marcu for Manuel Sanchez Ortega, in case 22-2438, [84], ADDED.[3480203] [22-2438] [Entered: 03/08/2023 01:03 PM]
3/8/2023MOTION ORDER, granting motion to file supplemental appendix [82] filed by Appellees Merrill Lynch International, HSBC Securities (USA) Inc., Canaccord Genuity Inc. and Societe Generale S.A., FILED. [3480133][86] [22-2438] [Entered: 03/08/2023 12:17 PM]
3/8/2023NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Manuel Sanchez Ortega, FILED. Service date 03/08/2023 by CM/ECF. [3479892] [22-2438] [Entered: 03/08/2023 10:18 AM]
3/7/2023MOTION, to file supplemental appendix, on behalf of Appellee Canaccord Genuity Inc., HSBC Securities (USA) Inc., Merrill Lynch International and Societe Generale S.A., FILED. Service date 03/07/2023 by CM/ECF. [3479635] [22-2438] [Entered: 03/07/2023 05:05 PM]
1/5/202381ATTORNEY, Abigail Frisch Vice for Canaccord Genuity Inc. Merrill Lynch International Societe Generale S.A. HSBC Securities (USA) Inc., in case 22-2438, [80], ADDED.[3447175] [22-2438] [Entered: 01/05/2023 12:01 PM]
1/5/2023NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Canaccord Genuity Inc., HSBC Securities (USA) Inc., Merrill Lynch International and Societe Generale S.A., FILED. Service date 01/05/2023 by CM/ECF. [3447063] [22-2438] [Entered: 01/05/2023 11:07 AM]
12/22/2022SO-ORDERED SCHEDULING NOTIFICATION, setting Appellees Abengoa, S.A., Canaccord Genuity Inc., HSBC Securities (USA) Inc., Merrill Lynch International, Manuel Sanchez Ortega and Societe Generale S.A. Brief due date as 03/13/2023, FILED.[3442041] [22-2438] [Entered: 12/22/2022 01:07 PM]
12/22/202277CURED DEFECTIVE LR 31.2 Scheduling Notification [75], [76], on behalf of Appellee Abengoa, S.A., FILED.[3442037] [22-2438] [Entered: 12/22/2022 12:59 PM]
12/21/2022LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellee Abengoa, S.A., informing Court of proposed due date 03/13/2023, RECEIVED. Service date 12/21/2022 by CM/ECF.[3441059] [22-2438] [Entered: 12/21/2022 11:21 AM]
12/21/2022DEFECTIVE DOCUMENT, LR 31.2 Scheduling Notification, [74], on behalf of Appellee Abengoa, S.A., FILED.[3440974] [22-2438] [Entered: 12/21/2022 10:32 AM]
12/20/202274LETTER, on behalf of Appellee Abengoa, S.A., requesting brief deadline, RECEIVED. Service date 12/20/2022 by CM/ECF.[3440724] [22-2438] [Entered: 12/20/2022 05:44 PM]
12/12/2022JOINT APPENDIX, volume 5 of 5, (pp. 1144-1373), on behalf of Appellant PAMCAH-UA Local 675 Pension Fund, Arlette Sherman and Jesse Sherman, FILED. Service date 12/12/2022 by CM/ECF.[3435392] [22-2438] [Entered: 12/12/2022 06:23 PM]
12/12/2022JOINT APPENDIX, volume 4 of 5, (pp. 870-1143), on behalf of Appellant PAMCAH-UA Local 675 Pension Fund, Arlette Sherman and Jesse Sherman, FILED. Service date 12/12/2022 by CM/ECF.[3435391] [22-2438] [Entered: 12/12/2022 06:21 PM]
12/12/2022JOINT APPENDIX, volume 3 of 5, (pp. 582-869), on behalf of Appellant PAMCAH-UA Local 675 Pension Fund, Arlette Sherman and Jesse Sherman, FILED. Service date 12/12/2022 by CM/ECF.[3435390] [22-2438] [Entered: 12/12/2022 06:20 PM]
12/12/2022JOINT APPENDIX, volume 2 of 5, (pp. 291-581), on behalf of Appellant PAMCAH-UA Local 675 Pension Fund, Arlette Sherman and Jesse Sherman, FILED. Service date 12/12/2022 by CM/ECF.[3435389] [22-2438] [Entered: 12/12/2022 06:18 PM]
12/12/2022JOINT APPENDIX, volume 1 of 5, (pp. 1-290), on behalf of Appellant PAMCAH-UA Local 675 Pension Fund, Arlette Sherman and Jesse Sherman, FILED. Service date 12/12/2022 by CM/ECF.[3435388] [22-2438] [Entered: 12/12/2022 06:16 PM]
12/12/2022SPECIAL APPENDIX, on behalf of Appellant PAMCAH-UA Local 675 Pension Fund, Arlette Sherman and Jesse Sherman, FILED. Service date 12/12/2022 by CM/ECF.[3435387] [22-2438] [Entered: 12/12/2022 06:14 PM]
12/12/2022BRIEF, on behalf of Appellant PAMCAH-UA Local 675 Pension Fund, Arlette Sherman and Jesse Sherman, FILED. Service date 12/12/2022 by CM/ECF.[3435385] [22-2438] [Entered: 12/12/2022 06:13 PM]
12/12/202258ATTORNEY, Nicholas Ian Porritt for PAMCAH-UA Local 675 Pension Fund Jesse Sherman Arlette Sherman, in case 22-2438, [57], ADDED.[3435265] [22-2438] [Entered: 12/12/2022 03:51 PM]
12/11/2022NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Jesse Sherman and Arlette Sherman, FILED. Service date 12/11/2022 by CM/ECF. [3434663] [22-2438] [Entered: 12/11/2022 09:10 PM]
12/9/202256ATTORNEY, Erin Whitney Boardman for PAMCAH-UA Local 675 Pension Fund Jesse Sherman Arlette Sherman, in case 22-2438, [55], ADDED.[3434323] [22-2438] [Entered: 12/09/2022 03:09 PM]
12/9/2022NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Jesse Sherman, Arlette Sherman and PAMCAH-UA Local 675 Pension Fund, FILED. Service date 12/09/2022 by CM/ECF. [3433971] [22-2438] [Entered: 12/09/2022 11:21 AM]
11/10/2022SO-ORDERED SCHEDULING NOTIFICATION, setting Appellants PAMCAH-UA Local 675 Pension Fund, Arlette Sherman and Jesse Sherman Brief due date as 01/11/2023. Joint Appendix due date as 01/11/2023, FILED.[3418009] [22-2438] [Entered: 11/10/2022 11:54 AM]
11/4/2022LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant PAMCAH-UA Local 675 Pension Fund, Arlette Sherman and Jesse Sherman, informing Court of proposed due date 01/11/2023, RECEIVED. Service date 11/04/2022 by CM/ECF.[3414295] [22-2438] [Entered: 11/04/2022 11:32 AM]
10/28/2022MOTION ORDER, granting motion for removal from the expedited appeals calendar; Appellants must file a scheduling notification letter within 14 days of the date of this order [44] filed by Appellant Jesse Sherman, Arlette Sherman and PAMCAH-UA Local 675 Pension Fund, by JON, FILED. [3409586][48] [22-2438] [Entered: 10/28/2022 09:58 AM]
10/26/2022MOTION, to remove the appeal from the expedited appeals calendar, on behalf of Appellant PAMCAH-UA Local 675 Pension Fund, Arlette Sherman and Jesse Sherman, FILED. Service date 10/26/2022 by CM/ECF. [3408421] [22-2438] [Entered: 10/26/2022 04:28 PM]
10/26/2022LOCAL RULE 31.2 NOTICE, placing this appeal on the Court's Expedited Calendar, setting appellants' brief due date as 11/30/2022, appellees' brief due date as 01/04/2023,TRANSMITTED.[3407912] [22-2438] [Entered: 10/26/2022 10:25 AM]
10/26/2022NEW CASE MANAGER, Dana Ellwood, ASSIGNED.[3407877] [22-2438] [Entered: 10/26/2022 10:07 AM]
10/20/2022LETTER, on behalf of Appellant Arlette Sherman and Jesse Sherman, informing the court that Atty. Andrew Love will be serving as lead counsel, RECEIVED. Service date 10/20/2022 by CM/ECF.[3404744] [22-2438] [Entered: 10/20/2022 04:41 PM]
10/20/202237ATTORNEY, Marc Aaron Silverman for Abengoa, S.A., in case 22-2438, [35], ADDED.[3404189] [22-2438] [Entered: 10/20/2022 10:35 AM]
10/20/202236ATTORNEY, Richard F. Hans for Abengoa, S.A., in case 22-2438, [34], ADDED.[3404187] [22-2438] [Entered: 10/20/2022 10:33 AM]
10/19/2022NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Abengoa, S.A., FILED. Service date 10/19/2022 by CM/ECF. [3403899] [22-2438] [Entered: 10/19/2022 04:52 PM]
10/19/2022NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Abengoa, S.A., FILED. Service date 10/19/2022 by CM/ECF. [3403890] [22-2438] [Entered: 10/19/2022 04:47 PM]
10/19/2022ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Abengoa, S.A., FILED. Service date 10/19/2022 by CM/ECF.[3403882] [22-2438] [Entered: 10/19/2022 04:42 PM]
10/18/202232ATTORNEY, Richard Rosen for Canaccord Genuity Inc. Merrill Lynch International Societe Generale HSBC Securities (USA) Inc., in case 22-2438, [30], ADDED.[3403028] [22-2438] [Entered: 10/18/2022 04:46 PM]
10/17/2022NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Canaccord Genuity Inc., HSBC Securities (USA) Inc., Merrill Lynch International and Societe Generale, FILED. Service date 10/17/2022 by CM/ECF. [3401458] [22-2438] [Entered: 10/17/2022 10:53 AM]
10/17/2022ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Canaccord Genuity Inc., HSBC Securities (USA) Inc., Merrill Lynch International and Societe Generale, FILED. Service date 10/17/2022 by CM/ECF.[3401444] [22-2438] [Entered: 10/17/2022 10:46 AM]
10/14/202224ATTORNEY, Robert Gerson for PAMCAH-UA Local 675 Pension Fund Jesse Sherman Arlette Sherman, in case 22-2438, [20], ADDED.[3401128] [22-2438] [Entered: 10/14/2022 07:15 PM]
10/14/202223ATTORNEY, Robert Michael Rothman for PAMCAH-UA Local 675 Pension Fund Jesse Sherman Arlette Sherman, in case 22-2438, [19], ADDED.[3401126] [22-2438] [Entered: 10/14/2022 07:13 PM]
10/14/202222ATTORNEY, Kannon K. Shanmugam, [18], in place of attorney Richard Rosen, SUBSTITUTED.[3401124] [22-2438] [Entered: 10/14/2022 07:10 PM]
10/14/202221CURED DEFECTIVE FORM C [15], [16], on behalf of Appellant PAMCAH-UA Local 675 Pension Fund, Arlette Sherman and Jesse Sherman, FILED.[3401122] [22-2438] [Entered: 10/14/2022 07:07 PM]
10/14/2022NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Jesse Sherman, Arlette Sherman and PAMCAH-UA Local 675 Pension Fund, FILED. Service date 10/14/2022 by CM/ECF. [3401062] [22-2438] [Entered: 10/14/2022 05:20 PM]
10/14/2022NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Jesse Sherman, Arlette Sherman and PAMCAH-UA Local 675 Pension Fund, FILED. Service date 10/14/2022 by CM/ECF. [3401060] [22-2438] [Entered: 10/14/2022 05:18 PM]
10/14/2022NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee HSBC Securities (USA) Inc., Canaccord Genuity Inc., Merrill Lynch International and Societe Generale, FILED. Service date 10/14/2022 by CM/ECF. [3401039] [22-2438] [Entered: 10/14/2022 04:57 PM]
10/13/2022ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Manuel Sanchez Ortega, FILED. Service date 10/13/2022 by CM/ECF.[3400156] [22-2438] [Entered: 10/13/2022 06:57 PM]
10/13/2022FORM C, on behalf of Appellant PAMCAH-UA Local 675 Pension Fund, Arlette Sherman and Jesse Sherman, FILED. Service date 10/13/2022 by CM/ECF.[3400144] [22-2438] [Entered: 10/13/2022 06:34 PM]
10/13/2022DEFECTIVE DOCUMENT, Form C, [13], on behalf of Appellant PAMCAH-UA Local 675 Pension Fund, Arlette Sherman and Jesse Sherman, FILED.[3400002] [22-2438] [Entered: 10/13/2022 04:17 PM]
10/12/2022ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant PAMCAH-UA Local 675 Pension Fund, Arlette Sherman and Jesse Sherman, FILED. Service date 10/12/2022 by CM/ECF.[3398961] [22-2438] [Entered: 10/12/2022 05:25 PM]
10/12/202213FORM C, on behalf of Appellant PAMCAH-UA Local 675 Pension Fund, Arlette Sherman and Jesse Sherman, FILED. Service date 10/12/2022 by CM/ECF.[3398957] [22-2438] [Entered: 10/12/2022 05:18 PM]
10/12/2022FORM D, on behalf of Appellant PAMCAH-UA Local 675 Pension Fund, Arlette Sherman and Jesse Sherman, FILED. Service date 10/12/2022 by CM/ECF.[3398954] [22-2438] [Entered: 10/12/2022 05:17 PM]
10/12/202211ATTORNEY, Andrew Love for PAMCAH-UA Local 675 Pension Fund, Jesse Sherman and Arlette Sherman, in case 22-2438, [10], ADDED.[3398819] [22-2438] [Entered: 10/12/2022 04:05 PM]
10/12/2022NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant PAMCAH-UA Local 675 Pension Fund, Arlette Sherman and Jesse Sherman, FILED. Service date 10/12/2022 by CM/ECF. [3398687] [22-2438] [Entered: 10/12/2022 02:51 PM]
10/5/2022ELECTRONIC INDEX, in lieu of record, FILED.[3397963] [22-2438] [Entered: 10/12/2022 09:14 AM]
10/5/20226PAYMENT OF DOCKETING FEE, on behalf of Appellant PAMCAH-UA Local 675 Pension Fund, Arlette Sherman and Jesse Sherman, district court receipt # ANYSDC26750686, FILED.[3397960] [22-2438] [Entered: 10/12/2022 09:14 AM]
10/5/2022DISTRICT COURT JUDGMENT, dated 08/31/2022, RECEIVED.[3397956] [22-2438] [Entered: 10/12/2022 09:12 AM]
10/5/2022DISTRICT COURT OPINION AND ORDER, dated 08/30/2022, RECEIVED.[3397953] [22-2438] [Entered: 10/12/2022 09:12 AM]
10/5/2022DISTRICT COURT OPINION AND ORDER, dated 09/10/2021, RECEIVED.[3397950] [22-2438] [Entered: 10/12/2022 09:11 AM]
10/5/2022DISTRICT COURT AMENDED OPINION AND ORDER, dated 08/21/2020, RECEIVED.[3397949] [22-2438] [Entered: 10/12/2022 09:10 AM]
10/5/2022NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant PAMCAH-UA Local 675 Pension Fund, Arlette Sherman and Jesse Sherman, FILED. [3397936] [22-2438] [Entered: 10/12/2022 09:03 AM]