Doc Code: TRACK1.REQ
`Document Description : TrackOne Request
`
`PTO/AIA/424 (04-14)
`
`CERTIFICATION AND REQUEST FOR PRIORITIZED EXAMINATION
`UNDER 37 CFR 1.102(e) (Page 1 of 1)
`
`First Named
`Inventor.
`Title of
`Invention:
`
`de Palo, Francesco
`known):
`Stable, concentrated radionuclide complex solutions
`
`I Nonprovisional Application Number (if I
`
`APPLICANT HEREBY CERTIFIES THE FOLLOWING AND REQUESTS PRIORITIZED EXAMINATION FOR
`THE ABOVE-IDENTIFIED APPLICATION.
`
`1. The processing fee set forth in 37 CFR 1.17(i)(1) and the prioritized examination fee set forth in
`37 CFR 1.17(c) have been filed with the request. The publication fee requirement is met
`because that fee , set forth in 37 CFR 1.18(d), is currently $0. The basic filing fee, search fee,
`and examination fee are filed with the request or have been already been paid. I understand
`that any required excess claims fees or application size fee must be paid for the application.
`
`2.
`
`I understand that the application may not contain, or be amended to contain , more than four
`independent claims , more than thirty total claims , or any multiple dependent claims , and that
`any request for an extension of time will cause an outstanding Track I request to be dismissed.
`
`i.
`
`I.
`
`3. The applicable box is checked below:
`?) Original Application {Track One) - Prioritized Examination under§ 1.102{e){1 l
`(a) The application is an original nonprovisional utility application filed under 35 U.S. C. 111 (a).
`This certification and request is being filed with the utility application via EFS-Web.
`---OR---
`(b) The application is an original nonprovisional plant application filed under 35 U.S.C. 111(a).
`This certification and request is being filed with the plant application in paper.
`
`ii. An executed inventor's oath or declaration under 37 CFR 1.63 or 37 CFR 1.64 for each
`inventor, or the application data sheet meeting the conditions specified in 37 CFR 1. 53(f)(3)(i) is
`filed with the application.
`II. 0 Request for Continued Examination - Prioritized Examination under§ 1.102{e){2)
`i. A request for continued examination has been filed with , or prior to, this form .
`ii.
`If the application is a utility application, this certification and request is being filed via EFS-Web.
`iii. The application is an original nonprovisional utility application filed under 35 U.S.C. 111 (a) , or is
`a national stage entry under 35 U.S.C . 371 .
`iv. This certification and request is being filed prior to the mailing of a first Office action responsive
`to the request for continued examination.
`v. No prior request for continued examination has been granted prioritized examination status
`under 37 CFR 1.102(e)(2).
`
`Sianature
`
`/Lian Ouyang/
`~:~~voed) Lian Ouyang
`
`Date 10/30/2018
`69 254
`
`Practitioner
`Reaistration Number
`
`1
`
`Note: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4(d) for signature requirements and certifications.
`Submit multiole forms if more than one sianature is reauireci •
`
`0 'Total of 1
`
`fom,s are submitted.
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`P'rivacy Act Statement
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`record may be disclosed, subjectto the limitations of 37 CFR 1.14. as a routine use, 1o1he public if the record
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`PTO/AIA/14(11-15)
`Approved for use through 04/30/2017 , 0MB 0651-0032
`U .S . Patent and Trademark Office; U.S. DEPARTM.ENT OF COMMERCE
`Under the Paperwork. Reduction Act of 1995, no per.sons are required to respond to a collection of information unless 11 contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`PAT058197-US-CIP02
`
`Application Number
`
`Title of Invention
`
`Stable, concentrated radionuclide complex solutions
`
`The application ·data sheet is part of the provisional or nonprovisional application for Which It 1s beihg submitted. The following fom1 o:mlains the
`bibliographic data arranged in a format specified bY the United States Paleht ancl Trademark Office as outlinecl in 37 CFR 1.76.
`This document may be completed eleclronically and submitted to the Office in eleclronlc format using the Eleclronlc FIiing System (EFS) or the
`document may be printecl ancl incluclecl in a paper filed applicatioh.
`
`Secrecy Order 37 CFR 5.2:
`D Portions or all of 1t)e.application associated with this Application Data Sheet may fall under a Secrecy Ord\'H pursuant to
`37 CFR 5.2 (Paper fi lers ooly. Applications that fall under Secrecy Order may not be filed e!ectrooically.)
`
`Inventor Information:
`~
`Inventor
`Legal Name
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`I Remove I
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`Prefix Given Name
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`Middle Name
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`Family Name
`
`I I· tranoesco
`
`Residence Information (Select One)
`
`City
`
`~olleretto Giacosa
`
`US Residency
`
`I
`• Non US Residency
`II country of Residence i
`
`~e Palo
`
`Active US Military Service
`IIT
`
`Mailing Address of Inventor:
`
`Address 1
`
`lo Advanced Accelerator Applications (Italy) Srt
`
`Suffix
`
`I l·
`I
`
`' .
`
`!Via Ribes, 5
`
`Address 2
`City
`[ J:olleretto Giaoosa
`1110010
`Postal Code
`Inventor ~
`Legal Name
`
`Prefix Given Name
`I I- ~orenza
`Residence Information (Select One)
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`City
`
`~olleretto Giacosa
`
`I State/Province
`I ~T
`I Country i
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`11
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`I Remove I
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`Family Name
`Middle Name
`I
`tugazza
`US Residency @ Non US Residency
`Ii country of Residence 1
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`Active US Military Service
`1lr
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`Suffix
`I I·
`I
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`Mailing Address of Inventor:
`
`Address 1
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`c/o Advanced Accele ... tor Appllcalions (Italy) Srl
`
`Address 2
`I J:olleretto Giacosa
`City
`I [1 0010
`Postal Code
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`Ma Ribes, 5
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`Inventor 6
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`Legal Name
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`I State/Province
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`11
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`I Remove I
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`EFS Web 2.2.12
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`PTO/AIA/14(11-15)
`Approved for use through 0-1/30/2017, 0MB 0651-0032
`V .S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork. Reduction Act of 1995-, no perS011s are requi red 10 respond to a oollectioci cf information unless 1t contains a valid 0MB c:on1rol number.
`
`Application Data Sheet 37 CFR 1. 76
`
`Attorney Docket Number
`
`PA T058197 -US~CIP02
`
`Application Number
`
`Title of Invention
`
`Stable, concentrated radionuclide complex solutions
`
`Prefix Given Name
`
`Middre Name
`
`Family Name
`
`I G Jlonalo
`
`Residence Information (Select One)
`
`City
`
`[olleretto Giacosa
`
`I
`'3arbato
`US Residency @ Non US Residency
`II country of Residence i
`
`Active US MilitarY Service
`
`IIT
`
`Suffix
`
`I G
`I
`
`Mailing Address of Inventor:
`
`Address 1
`
`Jo Advanced Accelerator Applications (Italy) Srl
`
`!Via Ribes, 5
`
`Address 2
`I J:olleretto Giaoosa
`City
`Postal Code
`1110010
`Inventor ~
`Legal Name
`
`I State/Province
`I ~T
`I Country i
`
`11
`
`I Remove I
`
`Prefix Given Name
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`I ly t,1aurizio
`
`Residence Information (Select One)
`
`City
`
`[olleretto Giacosa
`
`Middle Name
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`Family Name
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`I
`t,1ariani
`US Residency @ Non US Residency
`II country of Residence i
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`Active US MilitarY Service
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`1lr
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`Suffix
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`I I-
`I
`
`Mailing Address of lnventor:
`
`Address 1
`
`c/o Advanced Accele~tor Applications (Italy) Sri
`
`~aRibes, 5
`
`Address2
`I J:;olleretto Giacosa
`City
`Postal Code
`1110010
`Inventor ~
`Legal Name
`
`I State/Province
`I ~T
`I Countryi
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`11
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`·1 Remove I
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`Prefix Given Name
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`Middle Name
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`Family Name
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`I G IJaniela
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`Residence Information (Select One)
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`City
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`[olleretto Giacosa
`
`I
`~hicco
`US Residency @ Non US Residency
`llcountry of Residence i
`
`Active US MilitarY Service
`
`IIT
`
`Suffix
`
`I G
`I
`
`Mailing Address of Inventor:
`
`Address 1
`
`~lo Advanced Accelerator Appficafions (Italy) Srl
`
`Address 2
`City
`] J:olleretfo Giacosa
`I 110010
`Postal Code
`
`!Via Ribes, 5
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`EFS Web 2.2.1 2
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`I State/Province
`I ~T
`I Country i
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`11
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`PTO/AIA/14(11-15)
`Approved for use through 0-1/30/2017 . 0MB 0651-0032
`U .S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995-, no perS011sare reqU1red to respond to a collectior, cf information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`PA T058197-US-CIP02
`
`Application Number
`
`Title of Invention
`
`Stable, concentrated radionuclide complex solutions
`
`Inventor ~
`Legal Name
`
`I Remove I
`
`Prefix Given Name
`I I· t3iovanni
`
`Residence Information (Select One)
`
`City
`
`~olleretto Giacosa
`
`Middle Name
`
`Family Name
`
`I
`(resoriere
`US Residency @ Non US Residency
`II country of Residence i
`
`Active US Military Service
`IIT
`
`Suffix
`
`I I·
`I
`
`Mailing Address of Inventor:
`
`Address 1
`
`c/o Advanced Accelerator Appfications (Italy) Sri
`!Via Ribes, 5
`Address 2
`I State/Province
`City
`] ~olleretto Giacosa
`I ~T
`1110010
`I Country i
`Postal Code
`All Inventors Must Be Listed - Additional Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`11
`
`I Add
`
`I
`
`Correspondence Information:
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`D An Address is being provided for the correspondence Information of this application.
`Customer Number
`D1095
`
`Email Address
`
`~ip _inbox.phchbs@novartis.com
`
`I I Add Email
`
`I
`
`Application Information:
`
`I Remove Email I
`
`"'
`
`T
`
`Title of the Invention
`
`$table, concentrated cadionuclide complex solutions
`
`I Small Entity Status Claimed D
`
`Attorney Docket Number DAT058197-US-CIP02
`
`Application Type
`
`Subject Matter
`
`Non provisional
`µmity
`Total Number of Drawing Sheets (if any) If
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`I Suggested Figure for Publication (if any) 11
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`PTO/AIA/14(11-15)
`Approved for use through 04/30/2017 , 0MB 0651-0032
`U .S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995-, no perS011s are reqU1red to respond to a collectior1 cf information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`PA T058197 -US-CIP02
`
`Application Number
`
`Title of Invention
`
`Stable, concentrated radionuclide complex solutions
`
`Filing By Reference:
`Only complete this section when filing an application by reference under 35 U.S.C. 111 (c) and 37 CFR l .57(a). Do not complete this section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below (i.e., "Domestic Benefit/National Stage Information" and "Foreign Priority lnformationn).
`
`For the purposes of a filing date uhder 37 CFR 1.53 (b), the description ahd any drawings of the present application are replaced by th is
`reference to the previously filed application, subject to conditions and requirements of 37 CFR l.57(a).
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`Application humber of the previously
`flied application
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`Filing date {YYYY-MM-DD)
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`Intellectual Property Authority or Country
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`Publication Information:
`D Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`Request Not to Publish. I hereby request that the attached application not be published under
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application flied ir, another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing .
`
`I
`
`(cid:143)
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`1-
`
`I
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`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney 1n the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney 1in the application (see 37 CFR 1.32).
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`Number will be used for the Representative lnfonnation dunng processing .
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`Please Select One:
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`• Customer Number
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`I
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`LJS Patent Practitioner 10 Limited Recognition (37 CFR 11 .9)
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`Customer Number
`
`~1095
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicantto either claim benefit under 35 U.S.C. 119(e), 120, 121 , 365(c), or 386(c) or indicate
`National Stage entry from a PCT application . Providing benefit claim information in the Application Data Sheet constitutes
`the specific reference required by 35 U .S.C . 119(e) or 120, and 37 CFR 1. 78.
`When referring to the current application, please leave the "Application Number" field blank.
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`Prior Application Status
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`tending
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`
`Application Number
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`Continuity Type
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`I Remove I
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`Filing or 371 (c) Date
`(YYYY-MM-DD)
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`~ontinuation in part of
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`II• 16/140962
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`~018-09-25
`
`I
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`PTO/AIA/14{11-15)
`Approved for use through 0-1/30/2017, 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995-, no perS011sare requtred to respond to a collectior1 cf information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`PA T058197 -US-CIP02
`
`Application Number
`
`Title of Invention
`
`Stable. concentrated radionuclide complex solutions
`
`Prior Application Status
`
`tending
`
`I·
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`I Remove I
`Filing or371 (c) Date
`(YYYY-MM-OO)
`
`ts11409s2
`
`tontinualion in part of
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`I· 16/045484
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`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Add bl1tton.
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`po1a-01-2s
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`Foreign Priority Information:
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`This section allows for the applicant to claim priority to a foreign application. Providing this jnfonnation in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.5_5. When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (PDX)1 the information will be used by the Office lo
`automatically attempt retrieval pursuant to 37 CFR 1_55(1)(1) and (2). Under the PDX program, applicant bears the ultfmate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority application is filed, within the lime period specified in 37 CFR 1.55(g)(1 ).
`I Remove I
`Access CodJ (if applicable)
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`Application Number
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`Countryi
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`Filing Date (YYYY-MM-DD)
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`J:'CT /182018/057 415
`
`t,vo
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`~018-09-25
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`Application Number
`
`Countryi
`
`Fil ing Date (YYYY-MM-DD)
`
`l,No
`rcT/1B2018/055575
`~018-07-25
`Additional Foreign Priority Data may be generated within this form by selecting the
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`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`0 16, 20 13.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application , with a filing date on or after March
`16, 20 13, will be examined under the first inventor to file provisions of the AIA.
`
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`PTO/AJA/14(11-15)
`Approved for use through 04/30/2017. 0MB 0651-0032
`U .S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995-, no perS011s are retiuired to respond to a collecti<xi of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`PA T058197 -US-CIP02
`
`Application Number
`
`Title of Invention
`
`Stable, concentrated radionuclide complex solutions
`
`Authorization or Opt-Out of Authorization to Permit Access:
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`When this Application Data Sheet is properly signed and filed with the application, applicant has provided written
`authority to permit a participating forei_gn intellectual property (IP) office access to the instant application-as-filed (see
`paragraph A in subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant
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`Should applicant choose not to provide an authorization identified in subsection 1 below, applicant must opt-out of the
`authorization by checking the corresponding box A or B or both in subsection 2 below.
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`NOTE: This section of the Application Data Sheet is ONLY reviewed and processed with the INITIAL filing of an
`application. After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind
`authorization for access by a foreign IP office(s). Instead, Form PTO/SB/39 or PTO/SB/69 must be used as appropriate.
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`1. Authorization to Permit Access by a Foreign Intellectual Property Office(s)
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`A. Priority Document Exchange (POX) - Unless box A in subsection 2 (opt-out of authorization) is checked, the
`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
`(JPO), the Korean Intellectual Property Office (KIPO), the State Intellectual Property Office of the People's Republic of
`China (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
`participating with the USPTO in a bilateral or multilateral priority document exchange agreement in which a foreign
`application claiming priority to the instant patent application is filed , access to: (1) the instant patent application-as-filed
`and its related bibliographic data, (2) any foreign or domestic application to which priority or benefit is claimed by the
`instant application and its related bibliographic da.ta, and (3) the date of filing of this Authorization. See 37 CFR 1.14(h)
`(1 ).
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`B. Search Results from U.S. Application to EPO - Unless box Bin subsection 2 (opt-out of authorization) is checked,
`the undersigned hereby grants the USPTO authority to provide the EPO access to the bibliographic data and search
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`
`The applicant is reminded that the EPO's Rule 141(1) EPC (European Patent Convention) requires applicants to submit a
`copy of search results from the instant application without delay in a European patent application that claims priority to
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`any documents and information identified in subsection 1A above.
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`B. Applicant DOES NOT authorize the USPTO to transmit to the EPO any search results from the instant patent
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`application .
`NOTE: Once the application has published or is otherwise publicly available, the US PTO may provide access to the
`application in accordance with 37 CFR 1.14.
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`PTO/AJA/14(11-15)
`Approved for use through 0-1/30/2017. 0MB 0651-0032
`U .S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995-, no perS011s are reqU1red to respond to a collectior, cf information unless it contains a valid OM8 control number.
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`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number
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`PA T058197-US-CIP02
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`Application Number
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`Title of Invention
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`Stable, concentrated radionuclide complex solutions
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`Applicant Information:
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`Providing assignment infonnation in this section does not substitute for compliance With any requirement of part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
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`Applicant
`11
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to Whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1 .46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`I Clear
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`Joint Inventor
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`• Assignee
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`Legal Representative under 35 U.S.C. 1 '17
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`Person to whom the inventor is obligated to assign.
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`Person who shows sufficient proprietary interest
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`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
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`Name of the Deceased or Legally Incapacitated Inventor: I
`~
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`If the Applicant is an Organization check here.
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`Organization Name
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`[ ~dvanced Accelerator Applications (Italy) Srt
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`Mailing Address lhformation For Applicant:
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`l·I
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`I
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`Address 1
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`Address 2
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`City
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`Country I IT
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`Phone Number
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`Email Address
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`Via Ribes, 5
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`Colleretto Giacosa
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`pip_inbox.phchbs@novartis.com
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`State/Provi nee
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`Postal Code
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`10010
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`PTO/AIA/14(11-15)
`Approved for use through 04/30/2017 , 0MB 0651-0032
`U .S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995-, no perS011s are reqU1red to respond to a collectior1 cf information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`PA T058197 -US-CIP02
`
`Application Number
`
`Title of Invention
`
`Stable, concentrated radionuclide complex solutions
`
`Assignee
`
`~
`
`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
`application publication. An assignee-applicant identified in the "Applicant Information~ section Will appear on the patent application
`publication as an applicant. For an assignee-applicant. complete this section only if identification as an assignee is also desired on the
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`If the Assignee or Non-Applicant Assignee is an Organization check here.
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`Prefix
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`Given Name
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`Middle Name
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`Family Name
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`I
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`I· I
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`I
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`(cid:143)
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`NOTE; This Application Data Sheet must be signed in accordance with '37 CFR 1.33(b}. However, if this Application
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`patent practitioner. all joint inventors Who are the applicant, or one or more joint inventor-applicants who have been given
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`Remove
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`Signature
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`/Lian Ouyang/
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`Date (YYYY-MM-DD) 2018-10-30
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`~ian
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`I Last Name I puyang
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`~9,254
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`PTO/AIA/14(11-15)
`Approved for use through 0-1/30/2017. 0MB 0651-0032
`U .S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995-, no perS011s are required to respond to a collectiori cf information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`PA T058197 -US-CIP02
`
`Application Number
`
`Title of Invention
`
`Stable, concentrated radionuclide complex solutions
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S _C_ 122 and 37 CFR 1 _14_ This
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