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`senaaaeannnnananaeannnnensassaveafitesusssvesuansassavenuansaasanenunsaeaanennnnsaeaaeennnaseaaeAntNSENNAATASTNTAAASTESTNEAAARANURIANSAAEATURIANSASERAANASASERAESAASASEAAEASAAEAAEASTERNSASSASEANNESSHAN
`
`E Telephone
`s
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`) Eas
`ah
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`[aAasignee Name and Address: Streamlight, inc.
`:
`30 Eagleville Road
`Eagleville, PA 19403
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`if you need assistance i campiaiing the form, cat 1-900-PTO-8199 and select option 2.
`
`000003 1
`
`.
`Parhelion, Inc.
`
`EXHIBIT
`
`1002
`
`

`

`Privacy Act Statement
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`The Privacy Act of 1974 (P.L. 83-57) raquiras that you be given certain information in sonmention with your
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`
`0000032
`
`

`

`PPOSALARS GS-13}
`Approved for uaa thmugh O10. OME 6ST Gad
`U8. Patent anid Trademark Offices; US, DEPARTMENT OF GOMMERGE
`Unger the Paserwerk Reduction Aci of 1855, no garsens are nquined ip rosnerdto @ collection of infarmation unless it dissavs 3 yalld OMB conte! aumbsr.
`
`| Applieant/Patent Gamer: SUBBREQHIGcauminma
`Agpication NevPatent No.
`Titer’ PORTABLEURLQHTWITHPLANE3OFLaLASERASHE
`| Streanfight, Inc.
`a corporation
`{Nene of Assiones}
`iYype of Assignen, a.9., corporatizn, sarimershin, university, goverment agency, ate}
`
`sintes thal, for the patent asolication/gatant identified ahave, Ris (choose ane of aptians 1,2, 9 or 4 balowh
`4. [el The assignes of ihe entire right, tile, and inensel,
`a. [] An assignes of lace than the aniire ight, tifa, and Interest (cheek anptiosbis box}
`ii The extent Gy parnaniagel of ts ownership interast is
`ats. Acidtional Statementisi by the owners
`Raiding the baianae of ihe interest must be submited fo account for 100%af the ownership interest.
`Ed There are unspecied parmentages of ownership, The other partes, Including inventors, whe legether awn the anire
`right, tlle and interest are:
`
`Addiicnal Satement{is) by the owneris) holding the balance of the interest must be submitied ta acceunt far ihe entire
`right, tiie, anc interest.
`a 1 The asaignes of an urrdivided interest in the entirety (a complete assignment fram one of the loin’ Inventors was mada).
`} The other parties, including Inventors, whe together own the antire right, tile, ancl interest are:
`
`Agidifional Statementis} Sy the owner(s} Rofding tha balance of the inferse! musi be aubenitied to account for the ante
`right, Hie, ancl interest.
`4. i The rsckvent, via & court sroceeding or the Ske (e.g, bankrupiny, probate}, of an undivided interest in the enfiraty fa
`§ campisic tranaier of awnership interee! was made}. The cemified documeni(s) showing the tranefer ls atlached.
`
`The interest identified In apiian 1, 2 or 3 above (not auilon 4} is evidenced by alther tchease gue of aptians A or 8 below):
`A fel An assignment from the Inventarfs} of the patent ancicatior/patent identities above. The assignment was recorded in
`ine Uruied Sistes Patent and Trademark QHiceaf Real
`, or for whieh a copy
`ineract is attached,
`
`3
`
`g. Ci A chain of tite irom the inventer{s}, of the patent agelicationpatent identified above, to the current! assignees as follows:
`
` . OF far which @ copy thersaf is attached,
`
`The document was resarded in the LinitedStstales-:Patent andTrademark Oiiice at
`. PRante
`. oF forswhish @ aupy ihereaf is attached,
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`PREcaasntauntnnennnnns
`The document was racorded in tha Linked States Patent and Trademark Office af
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`‘This collection af infermation is required by 27 OFR 27aie) Pre information ts required ty abiain or relate a benefit by the public which is tn fle fend by the LRPTO fe
`process} an gootleation. Canfigentiaity lg governed by SB U8 -0. 182 and AP CORN 4.41 and 1.44. This colisetion is estemated to lake 12 minutes to complete, inching
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`0000033
`
`

`

`PTOVALANG (OETe)
`Ageroved for use tiemagh GUSTRS, OME S881-083)
`US. Fatent and Trademark Gtice: 1.5. DEPARTMENT OF COMMERCE
`Sqiited to ressend te a collection of inigsmation untase € diaglars a valid OMB contral number.
`
`The decument was recorded in tha United Slates Patent and Trademark ONfes at
`
`8. Prom
`
`Asal |
`
`ae PRAMS
`
`auOF for which a copy thereof is attached.
`
`sews EER soe
`The document was recorded in tha Unite Statas Patent and Trademark Office at
`
`THis or Regisiration Number
`
`The underagewhose dieysguttedSelow) is authorizedie actan behailof the assignee.
`
`
`Raat
`
`ww PRE
`
`w OF far which a copy thereof is attached.
`
`sassuunatuaanuunsnuuaniuaaruuariuasruuansuasrnuns
`cow PR sassusaonnanustatunsabunannunntnaaneuanrnuarnuansnusion
`The document was racoriad in thea United States Patent and Tradsmarck Gifies at
`
`PRBEEners2 PRTeee> OF lar which a copy thereaf! is starched,
`
`Snmnnmnnnmnninnantenamnnnnnnnanannmamannrnmnmnmnmnnanismmiie: 1B camninitntesniinisctieiinaiiiciatnnsGiitiiniiuniinniiiindisie
`The document was recorded in the Lintted States Patent and Trademark Giiios at
`
`_.. OF for which a copy thereof is attachad.
`Additional decuments inthe chain of ile are Nslecd on a sugglemental sheat{s).
`
`Pt
`
`;
`
`As required by 37 CRA GPS{eX 1 Hi}, ihe documaniary aviience of the chain of tikes lrom the original owner fo the
`QseiGnes was, Sf conmurrantily is heing, submited for recordation pursuant to SP OFR BT.
`
`iNOTE: A senarate comy (La. @ ltua copy of the orginal gasionmaent decument(ss musi be subritiad to Assignment
`Division in accordanes with G7 CPR Part 3, to recard the assignment in ihe records of he USPTO. See MPEP 302.081
`
`#
`
`| Raymond L. Sharrah
`| PistadorTyped Name
`Page2of 2
`
`0000034
`
`

`

`Privacy Act Staternent
`
`The Privany Act of 1976 (PL. 93-878) requires that you be given ceriain information in connection with your
`submission of the attached jor slated io a patent anplication ar patent. Accoemlingly, pursuant ic the
`saquirements of the Act, please be advised that (1) the general auiherity for the collection of this information is 3S
`US.G. eis: (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the
`information is used by the US. Patent and Trademark Office is to process ancVor examine your submission ratated
`18 @ patent application or palent
`HP you de not furnish the requested inionmation, the U.S. Patent anc Trademark
`Office may not be able to prooses and/or examing your submission, which may result in termination of preosedings
`or abandonment of the anolication ar expiration of the patent.
`
`Thee informaiion provided By you in this fonm will be subject to the following routine uses:
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`.- The information on this farm will be treated confidentially to the extent allowed under the Freedom of
`information Act (§ US.0. 592) and the Privacy Act (8 1.5.0 S828}. Records irom tis system of racords
`may be cdieciosed to the Department of Justice to determine whathar disclosure of these records is
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`A rscord frorn this system of records may be disclosed, as a routine use, in the course of presenting
`avidenoe ig a court, magistrate, or acminisirative tribunal, including disclosuras io opposing counsel in the
`course of seltlemant negotiations,
`A record in this system of neeords may be disclosed, as a routine use, in a Member of Congress
`submitting a request! invelving an indivicual, fo whom the record pertains, when the Individual has
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`A record in this system af records may be discinsed, ag a rouling use, fo & contractor af the Agency
`having need for the information in order io perform a contract. Aleclplents of information shall be required
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`records may Se disclosed, as a routine usa, to the International Bureai of tha Word Intellectual Property
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`A record in this sysiem of recomis may be disclosed, os a routine use, is another federal agancy for
`purposes of National Security review (35 LLS.0. 181) and fer review pursuant to tha Atomin Energy Act
`i458 U.S.G. 218{c}}.
`& racard from thle system of records may be disclosed, as 3 routine use, fo the Administrator, Ganaral
`Servises, or histher designes, during an inspection of reconia conducted by GSA es pari of that agency's
`responsibility to recommend improvements in records managemant practions and pragrams, under
`authority of 44 U.S... 2904 and 2806. Such disclosura shall be made in acoamdance wih the GSA
`requiaiions governing inspection of records for ihis purpase, and any other relavant (Le, GSA ar
`Sammerce} directive. Sush disclasure shail nat be usect to make determinaiions about individuals.
`& rscard fram this system of moorda may be disclosed, AS 8 ruling use, is the publin after eithar
`publication of the apniieaiion pursuant ip 39 USO. 12218) or issuance af a patent pursuant fo 38 USC.
`161. Further, a rseord may be disclosed, subleci to the limliatians of 37 OFR 1.14, as a routine use, to the
`gublic # ihe renerd wae filed in an anoiication which besams abandoned or in whieh the pracesdings were
`lerminaiad amd which application is rsigrencad by either a published apnlieation, an application open ta
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`A rseard from this system of records may be disclosed, as a routine use, fo a Federal, State, or neal law
`enforcement agenoy, # the USPTO besemes aware of a violation or potential vidlation of law or requiaiion.
`
`0000035
`
`

`

`Page 4 of 2
`
`Docket No. QS6-POSS4SUS04 (SL-727)
`
`A&SSINMENT
`
`WHERESS, Raymond L. SHARRAH, Thamas DBD. BORE and Donald J.
`KEELEY, hereinafter individually and collectively referred io as ASSIGNOR, are the
`named inventors of an Invention entitled: PORTABLE LNSHT WITH PLANE GF LASER
`LIGHT, described and claimed in an apoication for Letters Patent af the United States
`thal was first signed by the below fiventors on ar about the day anc month indicated
`below and bears the atiorney deckel number above; and
`
`WHEREAS, STREAMLIGNT, ING. a corporation organized and existing under
`anc by virtues of tre laws of the State of Delaware, and angaged in business at 30
`faglevile Road, Eagleville, PA United States 19403-3896, hereinafter referred te as
`ASSIGNEE,Is desirous of acquiring said invention and any and all applications for
`Lotlers Patent and any and all Letiers Patent of the United Stales and foreign countries
`that may be Issued therefar:
`
`NOW, THEREFORE, ihe parties hereto, intending to be Ieqally bound, agree
`that, in consideration of good and valuable consideration paid fo ASSIGNOKRby
`ASSIGNEE, the receipt of which is hereby acknowledged, ASSIGNOR has sold,
`assigned and set over and hereby does sell, assign and set aver, unio ASSIGNEE,iis
`SUCCRSSOTS and assigns, his or her entire fight, fle and interest for, io and within the
`United States and all foreign countries, in and to the aforesaid invention and the
`application identified above, including any and all provisional apolications,
`continuations, divisionals, continualions-in-pari, reiasues and re-examinations thereof,
`and in and io any and all Letters Patent that may issue tierefer in ihe United Staise and
`in any and al foreign countries dinciuding related righis such as ullity model
`registrations, inventors’ cariificateas and the tke} In addition, ASSMSNOR has soid,
`assigned and set over and hereby does sell, assign and set over, unto ASSHSNEE,its
`successors and assigns, the right io Ne oalent applications as applicant, to claim
`Gfiorify in any and all foreign applications, including applications ied under the Patent
`Cooperation Treaty, io ihe ahove-referenced application and any and all provisional,
`continuation, divisional, and coniinualion-in-part apolications for the invention, and
`hereby consents fo and aulhorizes the filing of any and all such applications.
`
`And ASSHSNOR hereby authorizes and recuesis the Commissioner of Patenis
`and Trademarks to issue any and all Letiers Patent of the United States io ASSHSNEE,
`H suceessors and assigns, as the owner of al right, ile and inferest therein.
`
`And for saici consleration, itis hareby covenanied and agreed that al the
`request and expense of ASSIGNEE, iis successars and assigns, ASSHGNOR will
`axecule any further papers and do such other acts and things as may be necessary
`ard proper in permit ASSIGNEE, its successors and assigns, to fle, fle as anplicant,
`procure and enforce Letters Patent for said invention in the United States and in such
`foreign countrias as ASSIGNEE,iis successors and assigns may elect, and vest ihe full
`tHe therete in ASSIGNEE,lis successars and assigns.
`
`0000036
`
`

`

`Page 2 of 2
`
`Docket No. MS6-PRG343US01 (SL-727)
`
`ASSIGNMENT
`
`month indicated below.
`
`iN WITNESS WHEREOF, this Assignment has been execuled on the.ieay and
`
`
`
`
`
`
`COMMONWEALTH OF PENNSYLVANIA
`
`COUNTY OF MONTGOMERY
`
`this ri
`
`Before me, the undersigned, a notary public, in and for the county aforesaid, on
`
`dayoflpr.na 217, personallyappearad Raymond L.
`
`SHARRAH, Thomas D. BORIS and Donald J. KEELEY, fo me known fo be the person
`
`described in and who executed the foregoing instrument and who acknowledged that
`
`he executed the same as his free act and deed and desired the same to be recorded as
`
`such.
`
`f
`atee.co
`
`
`feaiePilessn
`
`NOTARIAL SEAL
`
`Teresa A. Hall, Notary Pubic
`LowerProvidenceTwp,Manignteryine
`
`My commbasiog aspires August 8, 2
`
`0000037
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Miscellaneous-Filing:
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`
`USD($)
`
`2111
`
`2311
`
`1
`
`1
`
`1
`
`300
`
`360
`
`300
`
`360
`
`2
`
`10
`
`210
`
`Filing Date:
`
`Title of Invention:
`
`PORTABLE LIGHT WITH PLANE OF LASER LIGHT
`
`First Named Inventor/Applicant Name:
`
`Raymond L.Sharrah etal.
`
`ClementAlphonse Berard
`
`Attorney Docket Number:
`
`0096-P06343US01 (SL-727)
`
`Filed as Small Entity
`
`Filing Fees for Utility under 35 USC 111(a)
`
`Description
`
`UTILITY SEARCH FEE
`
`UTILITY EXAMINATION FEE
`
`Claims:
`
`
`
`INDEPENDENTCLAIMS IN EXCESSOF 3
`
`2201
`
`0000038
`
`

`

`Post-Allowance-and-Post-Issuance:
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Patent-Appeals-and-Interference:
`
`1340
`
`Total in USD (S$)
`
`0000039
`
`

`

`Electronic AcknowledgementReceipt
`
`Application Number:
`
`15492344
`
`International Application Number:
`
`Confirmation Number:
`
`3062
`
`Title of Invention:
`
`PORTABLE LIGHT WITH PLANE OF LASER LIGHT
`
`
`
`a
`
`ee
`
`Paymentinformation:
`
`37 CFR 1.17 (Patent application and reexamination processing fees)
`
`Deposit Account
`Authorized User
`
`041406
`Dawn Underwood
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`37 CFR 1.16 (National application filing, search, and examination fees)
`
`0000040
`
`

`

`37 CFR 1.19 (Documentsupply fees)
`
`37 CFR 1.20 (Post Issuance fees)
`
`37 CFR 1.21 (Miscellaneous fees and charges)
`
`File Listing:
`
`Document
`sas
`:
`File Size(Bytes)/
`Multi
`Pages
`
`
`
`
`Number Message Digest|Part/.zip| (if appl.) DocumentDescription File Name
`1823282
`
`
`
`
`
`156036
`
`Warnings:
`Information:
`
`Warnings:
`Information:
`
`Application Data Sheet
`
`9f9db4c73e9781985532a42b72938d446b5|
`124e
`
`161762
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`63a3dd2369e6e4af83460C53e155dfo3a46
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`Specification
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`Claims
`
`Abstract
`
`Information:
`
`Information:
`
`Drawings-only black and white line
`drawings
`
`SL-727_Drawings.pdf
`
`6507c6bb89a256c31 aacéd21af470ea8712
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`678539
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`Oath or Declaration filed
`
`Declaration.pdf
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`145503
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`0441a6cSb0b87b09ca0d3f2dc80db1b73a5}
`beOec
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`5
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`Powerof Attorney
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`POA.pdf
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`1bf42831 bea6c6fS0be4d3553e0b79e293a
`da60e
`
`
`no
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`2
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`0000041
`
`

`

`Information:
`
`Information:
`
`Assignee showing of ownership per 37
`CER 373
`
`STATEMENT.pdf
`
`¢8567cl claa6c36b1802987fd28681003e9e|
`alec
`
`174322
`
`Assignee showing of ownership per 37
`CFR 3.73
`
`Assignment.pdf
`
`4b29637f748b74782535c019e18ca5467242|
`e977
`
`118473
`
`
`
`
`
`Information:
`
`
`
`the application.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
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`
`
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`90ada46ed00749F9df4781 164a0d209609c
`eb4cf
`
`Warnings:
`Information:
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTOof the indicated documents,
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`0000042
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`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
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`Application Data Sheet 37 CFR 1.76
`Application Number
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`Title of Invention|PORTABLE LIGHT WITH PLANE OF LASER LIGHT
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`The application data sheetis part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arrangedin a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may beprinted and includedin a paperfiled application.
`
`Secrecy Order 37 CFR 5.2:
`
`g Portionsorall of the application associated with this Application Data Sheet mayfall under a Secrecy Order pursuantto
`
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may notbefiled electronically.)
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`Inventor Information:
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`Middle Name
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`Family Name
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`ResidenceInformation (Select One)
`@ US Residency
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`|City|| ollegeville State/Province | PA|Country of Residencd
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`
`Mailing Addressof Inventor:
`paadresst[peeeanroas
`Address?
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`
`|city|| ollegeville State/Province PA
`
`[PostalGode«peas———~SCS~CS~dsomni|S
`enebe
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`
`[Prefs]GivenName——«dMiddleName=iFamilyName=Six
`THPes |b.
`pors__——did:Cr
`Residence Information (Select One)
`(@) US Residency
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`£N.GrangeAvenue
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`city| Potesewt__] StateProvince
`[PA
`
`Postal Code
`Countryi
`|
`lus
`
`Inventor
`Ri
`
`
`Legal Name
`
`ey——SsdsSé#'dd
`
`Non US Residency
`Active US Military Service
`Residence Information (Select One)
`(@) US Residency
`
`EFS Web2.2.12
`
`0000043
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unlessit contains a valid OMB control number.
`
`Attorney Docket Number|0096-P06343US01 (SL-727)
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention|PORTABLE LIGHT WITH PLANE OF LASER LIGHT
`
`
`
`
`
`State/Province
`Country i
`|
`lus
`Postal Code
`Inventor Information blocks may be
`All
`Inventors Must Be Listed - Additional
`generated within this form by selecting the Add button.
`
`| PA
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`
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`Correspondence Information:
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`
`Enter either Customer Numberor complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
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`Application Information:
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`filed application
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`Total Number of Drawing Sheets(if any)
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`Only complete this section whenfiling an application by reference under 35 U.S.C. 111(c) and 37 CFR 1.57(a). Do not complete this sectionif
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`EFS Web 2.2.12
`
`0000044
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`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Attorney Docket Number|0096-P06343US01 (SL-727)
`
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`
`Title of Invention|PORTABLE LIGHT WITH PLANE OF LASER LIGHT
`
`Representative Information:
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`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a powerof attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below.If both sections are completed the customer
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`Please Select One:
`e@ Customer Number
`US Patent Practitioner © Limited Recognition (37 CFR 11.9)
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`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, 365(c), or 386(c) or indicate
`National Stage entry from a PCT application. Providing benefit claim information in the Application Data Sheet constitutes
`the specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
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`Whenreferringtothecurrent= pleaseleavethe“Application Number”field blank.
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`Continuity Type
`Prior Application Number
`Additional Domestic Benefit/National Stage Data may be4 within this form
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`62325917
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`Filing or 371(c) Date
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`bo16-04-21
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`Foreign Priority Information:
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`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55. Whenpriority is claimed to a foreign application
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`automatically attempt retrieval pursuant to 37 CFR 1.55(i)(1) and (2). Under the PDX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority applicationis filed, within the time period specified in 37 CFR 1.55{g){1).
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`Additional Foreign Priority Data may be generated within this form by selecting the
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`EFS Web 2.2.12
`
`0000045
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`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`
`Attorney Docket Number|0096-P06343US01 (SL-727)
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention|PORTABLE LIGHT WITH PLANE OF LASER LIGHT
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`[] 16, 2013.
`NOTE: Byproviding this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`16, 2013, will be examined underthefirst inventorto file provisions of the AIA.
`
`EFS Web 2.2.12
`
`0000046
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control numb