`
`
`
`
`Commissioner for Patents
`United States Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`wwrwusplo.gov
`
`Oblon, McClelland, Maier & Neustadt, L.L.P.
`1940 DukeStreet
`Alexandria, VA 22314
`
`In re Applicationof:
`
`Taiki EDA
`Appl. No. 16/111,945
`Filed: August 24, 2018
`For: COMPUTER CONTROL METHOD,-
`CONTROL PROGRAM AND
`COMPUTER
`
`:
`
`:
`
`[ood 4 2 cuts
`sae Te
`
`DECISION ON PETITION
`TO INVOKE SUPERVISORY
`AUTHORITY UNDER
`37 CFR §1.181(a)(3)
`
`This is a decision on Applicant’s petition filed on April 12, 2019 requesting the Commissioner
`invoke his supervisory authority to compel the Examiner to consider Documents (AO) and (AW)
`cited in an Information Disclosure Statement (IDS)filed March 11, 2019.
`
`Thepetition is DISMISSED as MOOT.
`
`A review ofthe application file reveals that on April 30, 2019 a PTO-90C form indicating
`wherein the Examiner considered the IDS submitted on March 11, 2019 and an annotated copy
`of the IDS indicating wherein all references were considered were mailed to Applicant.
`
`Asthe IDS,filed March 11, 2019, containing documents (AO) and (AW),has already been
`considered by the Examiner,the petition is DISSMISSED as MOOT.
`
`‘Any inquiry regarding this decision should be directed to Lanna Mai, Quality Assurance
`Specialist, at (571) 272-6867.
`
`
`
`Patent Technology Center 3600
`(571)-272-5050
`
`/LMIMT/: 5/16/2019
`
`Supercell
`Exhibit 1002
`Page 1
`
`Supercell
`Exhibit 1002
`Page 1
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O, Box 1450,
`Alexandria, Virginia 22313-1450
`We Wy JIpto.gow
`
`APPLICATION NO.
`ISSUE DATE
`PATENTNO.
`ATTORNEY DOCKET NO.
`CONFIRMATION NO.
`
`16/111,945
`07/02/2019
`10335682
`516026US
`8155
`
`22850
`
`7590
`
`06/12/2019
`
`OBLON, MCCLELLAND, MAIER & NEUSTADT,L.L.P.
`1940 DUKE STREET
`ALEXANDRIA, VA 22314
`
`The projected patent numberand issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustmentis 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s)(Please see PAIR WEBsite http://pair.uspto.govfor additional applicants):
`
`Taiki Eda, Tokyo, JAPAN;
`GREE, INC., Minato-ku, JAPAN;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here, Through SelectUSA, ournation
`works to encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow yourbusiness, visit SelectUSA. gov.
`
`IR103 (Rev. 10/09)
`
`Supercell
`Exhibit 1002
`Page 2
`
`Supercell
`Exhibit 1002
`Page 2
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.USplO.gov
`
`APPLICATION NO.
`
`16/111,945
`
`FILING DATE
`
`08/24/2018
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.|
`
`CONFIRMATION NO.
`
`Taiki Eda
`
`516026US
`
`8155
`
`OBLON, MCCLELLAND, MAIER & NEUSTADT, L.L.P.
`1940 DUKE STREET
`ALEXANDRIA, VA 22314
`
`AHMED, MASUD
`
`3661
`
`06/07/2019
`
`ELECTRONIC
`
`NOTICE OF NON-COMPLIANT INFORMATION DISCLOSURE STATEMENT
`
`An Information Disclosure Statement (IDS) filed os|23ii9
`
`in the above-identified application fails to
`
`meet the requirements of 37 CFR 1.97(d) for the reason(s) specified below. Accordingly, the IDS will be
`placedin thefile, but the information referred to therein has not been considered.
`
`The IDS is not compliant with 37 CFR 1.97(d) because:
`
`QO) The IDSlacks a statement as specified in 37 CFR 1.97(e).
`
`O The IDS lacks the fee set forth in 37 CFR 1.17(p).
`
`XM The IDS wasfiled after the issue fee was paid. Applicant may wish to considerfiling a petition to
`withdraw the application from issue under 37 CFR 1.313(c) to have the IDS considered. See
`MPEP 1308.
`
`571LinUffee01
`
`Application Assistance Unit
`Office of Data Management
`
`FORM PTOM327-B (Rev. 02/08)
`
`Page 1 of 1
`
`Supercell
`Exhibit 1002
`Page 3
`
`Supercell
`Exhibit 1002
`Page 3
`
`
`
`Form PTO 1449
`(Modified)
`
`U.S. DEPARTMENT OF COMMERCE
`PATENT AND TRADEMARK OFFICE
`
`ATTY DOCKET NO.
`51 6026US
`
`LIST OF REFERENCES CITED BY APPLICANT
`
`INVENTOR(S)
`Taiki EDA
`
`FILING DATE
`
`August 24, 2018
`U.S. PATENT DOCUMENTS
`
`SHEET1 OF 1
`
`SERIAL NO,
`1 6/1 1 4 (945
`
`GROUP
`
`3661
`
`
`
`
`
`
`
`
`conformance and not considered. Include copy of this form with next communication to applicant.
`
`FILING DATE
`DOCUMENT
`EXAMINER
`INITIAL IF APPROPRIATE NUMBER
`
`
`
`
`
`
`
`
`
`
`FOREIGN PATENT DOCUMENTS
`
`
`
`OTHER REFERENCES(Including Author, Title, Date, Pertinent Pages,etc.)
`
`Petitioner Supercell Oy's Notice of Cross Appeal, dated May 22, 2019; in case No. PGR2018-00008 of U.S. Patent No.
`9,597,594 B2. (5 pgs.)
`
`
`
`
`
`C) Additional References sheet(s) attached
`
`Examiner Date considered
`
`“Examiner: Initial if reference is considered, whether or notcitation is in conformance with MPEP 609; Draw line through citation if not in
`
`Supercell
`Exhibit 1002
`Page 4
`
`Supercell
`Exhibit 1002
`Page 4
`
`
`
`Docket No.
`
`516026US
`
`IN THE UNITED STATES PATENT AND TRADEMARKOFFICE
`
`IN RE APPLICATIONOF:
`
`Taiki EDA
`
`SERIAL NO:
`
`16/111,945
`
`GAU:
`
`366]
`
`FILED:
`FOR:
`
`EXAMINER: AHMED, MASUD
`August 24, 2018
`COMPUTER CONTROL METHOD, CONTROL PROGRAM AND COMPUTER
`
`INFORMATION DISCLOSURE STATEMENT UNDER 37 CFR 1.97
`
`COMMISSIONER FOR PATENTS
`ALEXANDRIA, VIRGINIA 22313
`
`Commissioner:
`
`Applicant(s) wishto disclose the following information.
`
`REFERENCES
`
`Wi Theapplicant(s) wish to make of record the reference(s) listed on the attached form PTO-1449 and/or
`accompanying documents from a corresponding foreign application. Copies of the listed reference(s) are attached,
`where required, as are either statements of relevancy. Englishtranslations of the categories of cited documents for
`foreign search reports or Englishtranslations of foreign Office Actions which provide the statement of relevancy
`for the foreign language references cited therein, or any readily available partial or full English translations of
`pertinent portions of any non-English language reference(s).
`
`O Credit card payment is being madeonline (if electronicallyfiled), or is attached hereto (if paper filed), in the
`amount required under 37 CFR §1.17(p).
`CERTIFICATION
`
`OO
`
`Fachitemof information contained inthis information disclosure statement wasfirst cited in any
`communication froma foreign patent office in a counterpart foreign application not more than three months
`prior to the filing of this statement.
`
`O Noitem of informationcontained in this information disclosure statement wascited in a communicationfroma
`foreign patentoffice in a counterpart foreign application and, to the knowledge of the undersigned, having made
`reasonable inquiry, was knownto anyindividual designated in 37 CFR §1.56(c) more than three months priorto
`the filing of this statement,
`
`Respectfully submitted,
`
`OBLON, McCLELLAND,
`MAIER & NEUSTADT,L.L.P.
`
`/Robert Tarcu/
`
`
`James Love
`
`Registration No, 58,421
`
`Raber ‘farea
`Registration No. 64,622
`
`Customer Number
`
`Tel. (703) 413-3000
`Fax. (703) 413-2220
`(OMMN 02/12)
`
`Supercell
`Exhibit 1002
`Page 5
`
`Supercell
`Exhibit 1002
`Page 5
`
`
`
`Electronic AcknowledgementReceipt
`
`36241487
`EFS ID:
`
`
`Application Number:
`
`16111945
`
`International Application Number:
`
`Confirmation Number:
`
`
`
`ee
`
`Title of Invention:
`
`COMPUTER CONTROL METHOD, CONTROL PROGRAM AND COMPUTER
`
`
`
`First Named Inventor/Applicant Name: Taiki Eda
`
`Customer Number:
`
`22850
`
`Paymentinformation:
`
`Submitted with Payment
`
`no
`
`File Listing:
`
` 1070589
`
`Pages
`Multi
`File Size(Bytes)/
`Document Dieeciniion
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`
`1
`
`516026USIDS.pdf
`
`fic2e322c17 1M desst9S025 loc] aSe37Sac
`bd6
`
`Supercell
`Exhibit 1002
`Page 6
`
`Supercell
`Exhibit 1002
`Page 6
`
`
`
`
`
`DocumentDescription Start end|
`
`Multipart Description/PDF files in .zip description
`
`Non Patent Literature
`
`Information Disclosure Statement (IDS) Form (SB08)
`
`|
`Transmittal Letter
`
`3
`
`2
`
`1
`
`
`
`Total Files Size (in bytes);
`
`1070589
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTOofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar toa
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfor a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`AcknowledgementReceiptwill establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application asa
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`andof the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`the application.
`
`
`
`Supercell
`Exhibit 1002
`Page 7
`
`Supercell
`Exhibit 1002
`Page 7
`
`
`
`Form PTO 1449 US. DEPARTMENT oF commerce|ATTY DOCKET NO. SERIAL NO.
`
`
`
`
`
`(Modified) PATENT AND TRADEMARK OFFICE|546026US 46/111.945
`INVENTOR(S)
`Taiki EDA
`LIST OF REFERENCES CITED BY APPLICANT
`FILING DATE
`
`August 24, 2018
`. PATENT DOCUMENTS
`
`
`SHEET 1 OF 14
`
`FOREIGN PATENT DOCUMENTS
`DOCUMENT
`TRANSLATION
`NUMBER
`
`COUNTRY
`
`AR
`
`AS
`AT
`AU
`
`
`OTHER REFERENCES(including Author, Title, Date, Pertinent Pages, etc.)
`
`AW
`
`Decision on Request for Rehearing, mailed May 10, 2019; Paper No. 46; in case No. PGR2018-00008 of U.S. Patent No.
`9,597,594 B2. (8 pgs.)
`Patent Owner's Notice of Appeal, dated May 10, 2019: in case No. PGR2018-00008 of U.S. Patent No. 9.597.594 B2.
`AX
`
`(8 pgs.)
`
`FILING DATE
`SUB
`NAME
`DOCUMENT
`EXAMINER
`IF APPROPRIATE
`CLASS
`NUMBER
`INITIAL
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`AY
`
`
`
`
`“Examiner:initial if reference is considered, whether or not citation is in conformance with MPEP 609; Draw Jine through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`
`Supercell
`Exhibit 1002
`Page 8
`
`Supercell
`Exhibit 1002
`Page 8
`
`
`
`Electronic AcknowledgementReceipt
`
`36101452
`EFS ID:
`
`
`Application Number:
`
`16111945
`
`International Application Number:
`
`Confirmation Number:
`
`
`
`eS
`
`Title of Invention:
`
`COMPUTER CONTROL METHOD, CONTROL PROGRAM AND COMPUTER
`
`
`
`First Named Inventor/Applicant Name: Taiki Eda
`
`Customer Number:
`
`22850
`
`Paymentinformation:
`
`Submitted with Payment
`
`no
`
`File Listing:
`
` 5781803
`
`Pages
`Multi
`File Size(Bytes)/
`Document Dieeciniion
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`
`1
`
`516026usIDS.pdf
`
`2aMlSatac9996 16677174043cBTd3ced 209
`27a8
`
`Supercell
`Exhibit 1002
`Page 9
`
`Supercell
`Exhibit 1002
`Page 9
`
`
`
`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Transmittal Letter
`
`Information Disclosure Statement (IDS) Form (SB08)
`
`Non PatentLiterature
`
`Non PatentLiterature
`
`
`
`the application.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown onthis
`AcknowledgementReceiptwill establish thefiling date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application asa
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`NewInternational Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`andofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown onthis Acknowledgement Receiptwill establish the international filing date of
`
`
`
`Information:
`
`Total Files Size (in bytes);
`
`5781803
`
`This AcknowledgementReceipt evidencesreceipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`Supercell
`Exhibit 1002
`Page 10
`
`Supercell
`Exhibit 1002
`Page 10
`
`
`
`Docket No.
`
`516026U8
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`IN RE APPLICATION OF:
`
`Taiki EDA
`
`SEREAL NO:
`
`16/111,945
`
`GAU:
`
`3661
`
`FILED:
`POR:
`
`EXAMINER: AHMED, MASUD
`August 24, 2018
`COMPUTER CONTROL METHOD, CONTROL PROGRAM AND COMPUTER
`
`INFORMATION DISCLOSURE STATEMENT UNDER37 CER 1.97
`
`COMMISSIONER POR PATENTS
`ALEXANDRIA, VIRGINIA 22313
`
`Commissioner:
`Applicant(s) wish to disclose the following information.
`
`REFERENCES
`
`HE the applicant(s) wishto place in the PTOfile the reference(s)listed on the attached form PTO-1449 and/or
`accompanying documents from a corresponding foreign application. Copies of the listed reference(s) are attached,
`where required, as are eitherstatements of relevancy, English translations of the categories of cited documentsfor
`foreign search reports or English translations of foreign Office Actions which provide the statement ofrelevancy
`for the foreign language references cited therem, or any readily available partial or full English translations of
`pertinent portions of any non-English language reference(s).
`
`O Credit card payment is being made online (ifelectronically filed), or is attached hereto (if paper filed), in the
`amount required under 37 CFR §1.17(p).
`CERTIFICATION
`
`O Fachitemof informationcontained in this information disclosure statementwasfirst cited in any
`communication froma foreign patent office in a counterpart foreign apphcation not more than three months
`prior to the filing of this statement.
`
`O No itemofinformation containedin this information disclosure statement was cited in a communicationfroma
`foreign patent office in a counterpart foreign application and, to the knowledge ofthe undersigned, having made
`reasonable inquiry, was known to any individual designated in 37 CFR §1.56c) more than three monthsprior to
`the filing ofthis statement.
`
`Respectfully submitted,
`
`:
`
`OBLONSMcCLEL,aess
`MAIER &NeeShe
`
` i
`
`* sames Love
`
`Customer Number
`22850
`“fel, (703) 413-3000
`Fax. (703) 413-2220
`(OMMN 02:12)
`
`Regisstration No.\s6arSere
`=
`
`Supercell
`Exhibit 1002
`Page 11
`
`Supercell
`Exhibit 1002
`Page 11
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENTOF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450)
`Alexandria, Virginia 22313-1450
`WWWUspio.gov
`
`CONFIRMATION NO,
`
`APPLICATION NO,
`
`16/111,945
`
`FILING DATE
`
`O8/24/2018
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO,
`
`Taiki Eda
`
`516026US8
`
`8155
`
`OBLON, MCCLELLAND, MAIER & NEUSTADT,L.L.P.
`1940 DUKE STREET
`ALEXANDRIA, VA 22314
`
`AHMED, MASUD
`
`3661
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`04/30/2019
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`OBLONPAT @OBLON.COM
`iahmadi @oblon.com
`
`patentdocket@ oblon.com
`
`PTOL-90A (Rev. 04/07)
`
`Supercell
`Exhibit 1002
`Page 12
`
`Supercell
`Exhibit 1002
`Page 12
`
`
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`U.S. Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO./
`CONTROL NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR/
`PATENT IN REEXAMINATION
`
`ATTORNEY DOCKETNO.
`
`OBLON, MCCLELLAND,MAIER & NEUSTADT,LLP.
`1940 DUKE STREET
`ALEXANDRIA, VA 22314
`
`[SCMASUDAHMED
`WEEE ARMED
`
`16/111,945
`
`08/24/2018
`
`Eda, Taiki
`
`516026US
`
`
`
`DATE MAILED:
`
`Please find below and/or attached an Office communication concerning this application or
`proceeding.
`
`Examiner has considered the IDS submitted on 3/11/19.
`
`Commissionerfor Patents
`
`Primary Examiner, Art Unit 3661 PTO-90C (Rev.04-03)
`
`/MASUD AHMED/
`
`Supercell
`Exhibit 1002
`Page 13
`
`Supercell
`Exhibit 1002
`Page 13
`
`
`
`SHEET 1 OF 7
`
`
` ERIAL NO,
`Form PTS 1449 us. ogpantuenror commence|SIGO2ZEUS
`
`
`iMoadihed:
`PATENT AND TRADEMARK OFFICE
`
`6/441, 945
` INVENTOR(S)
`
`Taiki EDA
`
`AURALRANETEe!ich9aeia =
`FILING DATE
`; GROUP
`‘
`August 24, 2018
`| 3661
`
`us. PATENT DOCUMENTS
`
`LIST OF REFERENCES CITED BY APPLICANT
`
`
`
`
`
`
`
`
`
`EXAMINER
`iNITIAL
`
`DOCUMENT
`NUNBER
`
`.
`:
`
`i
`
`FILING DATE
`iF APPROPRIATE
`
`
`
`
`
`
`
`
`
`DOCUMENT
`NUMBER
`
`
`
`OTHER REFERENCES(including Author,Title, Date, Pertinent Pages,etc.)
`
`Chinese Office Action issued February 2, 2019 in Patent Application No. 201480052587.X citing
`reference AO herewithfeath English Translation
`
`
`[-] Additional References shestis}attached :
`Date considensd
`04/26/2019
`“Examiner, initialtalif reference is considered, whether or not citation is in conformance with MPEP 609; Draw line throughcitation if not in
`
`JSAM PON SONAR
`
`
`<conformance and not considered. Include copy of this formwith next communication to applicant.
`
`=
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/M.A/
`
`Supercell
`Exhibit 1002
`Page 14
`
`Supercell
`Exhibit 1002
`Page 14
`
`
`
`DOCKET NO: 516026US
`
`
`IN THE UNITED STATES PATENT & TRADEMARK OFFICE
`
`IN RE APPLICATION OF
`
`TAIKI EDA
`
`: EXAMINER: AHMED, MASUD
`
`SERIAL NO: 16/111,945
`
`FILED: AUGUST 24, 2018
`
`: GROUP ART UNIT: 3661
`
`FOR: COMPUTER CONTROL METHOD,
`CONTROL PROGRAM AND COMPUTER
`
`PETITION UNDER 37 C.F.R.
`
`§1.181(A)(3
`
`COMMISSIONER FOR PATENTS
`ALEXANDRIA, VIRGINIA 22313
`
`Commissioner:
`
`Applicant herein petition the Commissioner to invoke his supervisory authority to
`
`compel
`
`the Examiner to consider Documents (AO) and (AW) cited in an Information
`
`Disclosure Statement filed March 11, 2019.
`
`The Information Disclosure Statement,
`
`in conformity with the requirements of 37
`
`C.F.R. §1.97-1.98, were filed on March 11, 2019. The above-referenced application has now
`
`been allowed.
`
`It appears that Documents (AO) and (AW) were not considered by the
`
`Examiner.
`
`37 C.F.R. §1.181(a)(3) allowspetition to invoke the supervisory authority of the
`
`Commissioner in appropriate circumstances. The Information Disclosure Statement is in
`
`compliance with 37 C.F.R. §1.97-1.98 since it was timely submitted with a showing of
`
`relevancy comprising Japanese Patent with an abstract in English, reference (AQ), and a
`
`Chinese Office Action with an English translation, reference (AW), which cites the Japanese
`
`Supercell
`Exhibit 1002
`Page 15
`
`Supercell
`Exhibit 1002
`Page 15
`
`
`
`Application No. 16/111.945
`Replyto Office Action of
`
`Patent (AO). Copies of the Document (AO) and (AW) may be found on PAIR as a FOR and
`
`NPL document, respectively.
`
`Accordingly, it is respectfully submitted that this Petition Under 37 C.F.R. §1.181 be
`
`granted and that the Examinerconsiderthe Information Disclosure Statementfiled on March
`
`11, 2019 including each of the documentscited therein.
`
`Respectfully Submitted,
`
`OBLON, McCLELLAND,
`MAIER & NEUSTADT,L.L.P.
`
`ee
`
`
`
`Customer Number
`22850
`Tel. (703) 413-3000
`Fax. (703) 413-2220
`(OMMN 07/09)
`
`James Love
`Attorney of Record
`Registration No. 58,421
`
`Judy J. Swann
`Registration No. 76,815
`
`Supercell
`Exhibit 1002
`Page 16
`
`Supercell
`Exhibit 1002
`Page 16
`
`
`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`16111945
`
`24-Aug-2018
`Filing Date:
`
`Title of Invention:
`
`COMPUTER CONTROL METHOD, CONTROL PROGRAM AND COMPUTER
`
`
`
`Taiki Eda
`First Named Inventor/Applicant Name:
`
`
`Daniel J. Pereira/Dakota Brown
`Filer:
`
`
`Attorney Docket Number:
`
`Filed as Large Entity
`
`516026US
`
`Post-Allowance-and-Post-Issuance:
`
`Claims:
`
`
`Filing Fees for Utility under 35 USC 111(a)
`
`
`Description
`
`Fee Code
`
`Amount
`
`Sub-Total in
`USD(S)
`
`Basic Filing:
`
`
`Pages:
`
`
`Miscellaneous-Filing:
`
`
`Petition:
`
`
`Patent-Appeals-and-Interference:
`
`Supercell
`Exhibit 1002
`Page 17
`
`Supercell
`Exhibit 1002
`Page 17
`
`
`
`Extension-of-Time:
`
`
`Total in USD (S$)
`
`Miscellaneous:
`
`Supercell
`Exhibit 1002
`Page 18
`
`Supercell
`Exhibit 1002
`Page 18
`
`
`
`Electronic AcknowledgementReceipt
`
`35712011
`EFS ID:
`
`
`Application Number:
`
`16111945
`
`International Application Number:
`
`Confirmation Number:
`
`
`
`Title of Invention:
`
`COMPUTER CONTROL METHOD, CONTROL PROGRAM AND COMPUTER
`
`
`
`First Named Inventor/Applicant Name: Taiki Eda
`
`Customer Number:
`
`22850
`
`eae
`
`Paymentinformation:
`
`Payment Type
`
`CARD
`
`RAM confirmation Number
`
`041519INTEFSW14130200
`
`
`
`The Director of the USPTOis hereby authorized to charge indicated fees and credit any overpaymentas follows:
`
`
`
`Supercell
`Exhibit 1002
`Page 19
`
`Supercell
`Exhibit 1002
`Page 19
`
`
`
`File Listing:
`
`Document
`ae
`,
`File Size(Bytes)/
`Multi
`Pages
`
`
`
`
`Number Message Digest|Part/.zip| (ifappl.) Document bescripion Fite Name
`3126024
`
`TGacte36féb9329e08d9nd) 1Oe6b24Aad b|
`cards
`
`
`516026US.pdf
`
`Multipart Description/PDF files in .zip description
`
`
`
`the application.
`
`Issue Fee Payment (PTO-85B)
`
`
`Petition for review by the Technology Center SPRE
`
`Warnings:
`Information:
`
`Sechteidedte9cthidisIEhb laIdoA
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`Warnings:
`Information:
`
`
`
`Total Files Size (in bytes) 3156290
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`AcknowledgementReceiptwill establish thefiling date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`
`Supercell
`Exhibit 1002
`Page 20
`
`Supercell
`Exhibit 1002
`Page 20
`
`
`
`By fax, send to:
`
`(571}-273-2885
`
`i
`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and sendthis form, together with applicable fee(s), by mail or fax, or via EPS-Web.
`By mail, sendto:
`Mail Stop ISSUE FEE
`Commissionerfor Patents
`P.O, Box 1450
`Alexandria, Virginia 22313-1450
`‘opriate. All
`INSTRUCTIONS: This form shouldbe usedfor transmitting the ISSUE PEE and PUBLICATION
`FEE(ifrequired). Blocks | through 5 should be complete
`COrects
`
`
`
`further correspondence including the Patent, advance orders and notification of maintenance fees
`Ebe mailed to the current correspondence address a
`
`E ADDRESS"for maintenance fee notific
`ations,
`belowordirected otherwise in Block 1, by (a) specifying a newcorrespondence address; and/or (b)} indicating a separate "F
`Note: A certificate of mailing can only be used for domestic mailings ofthe
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper. such as an assignment or formal drawing. must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee{s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`
`addressed to the Mail Stop ISSUE
`address above, or being transmitted to
`the USPTOvia EFS-Webor byfacsimile to (S71) 273-2885, on the date below.
`Typedor primedame}
`(Signature 2
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block | for any change of adtiress)
`
`C U STOM EF R N U M B EF R
`
`2 2 8 5 0
`
`(Dates
`
` APPLICATION NO
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`Tarki Eda
`
`516026US
`
`8155
`
`16/111 945
`
`FILING DATE.
`
`OS/24/2018
`
`TITLE OF INVENTION: COMPUTER CONTROL METHOD, CONTROL PROGRAMAND COMPUTER
`
` APPLN. TYPE
`
`
`
`ENTITY STATUS PUBLICATION FEE DUE}PREY. PAID ISSUE FEEISSUE PEE DUE. TOTALFEE(S) DUE DATE DUE
`
`nonprovisional
`UNDISCOUNTED
`$1000
`$0.00
`$0.00
`$1000
`04/15/2019
`
`
`
`AHMED. MASUD
`
`3661
`
` CLASS-SUBCLASS
`
`463-025000
`
`1. Change of correspondence address or indication of
`CFR 1.3631.
`
`the patentfront page, list
`2. For printing on
`; Oblon, McClelland,
`(t) The names of up to 3 registered patent attorneys
`or agents OR. alternatively,
`ol Change of correspondence address (or Change of Corresp
`Address form PTO/SB/122) attached.
`M
`(2) The name ofa single firm (having as a member a
`
`Nemeth:
`2
`registered attorney or agent) and the names of upto
`
`2 registered patent attorneys or agents. Hao name is
`a|"Fee Address” indication (or "Fee Address” indication form PTO/
`listed, no name will be printed.
`3
`SB/47; Rev 03-09 or more recent) attached. Use of a Customer
`Number is required,
`3. ASSIGNEE NAME AND RESIDENCE DATA TOBE PRINTED ON THE PATENT(print or type}
`
`PLEASE NOTE:Unless anassignee is identified below, no assignee data will appear on the patent. Ian assigneeis identified below, the document must have been previously
`recorded, orfiled for recordation, as set forth in 37 CFR 3.11 and 37 CFR 3.8i(a), Completion ofthis form is NOT a substitute for filing an assignment.
`{A} NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`"Fee Address" (-
`
`i
`
`
`
`
`
`Minato-ku, JAPAN
`GREE, INC.
`
`Please check the appropriate assignee category or categores (will not be printed onthe patent) : (J ladividuat XU Corporation or other privane group catiry LJ Government
`4a, Fees submitted:
`issue Fee
`publication Fee Gf required}
`(dAdvance Order - # of Copies _
`4b, Method of Payment: (Please first reapply any previousty paid Jee shawn above}
`Xd Flectronic Payment via BPS-Web
`Ld Enclosed check
`(I Non-electronic payment by credit card (Attach form PTO-2038)
`x} The Director is hereby authorized io charge the required fee(s), any deficiency, or credit any overpayment to Deposit Account No. I5-0030
`
`5. Change in Entity Status (fromstatus indicated above)
`:
`all Applicant certifying micro entity status. See 37 CFR 1.29
`i] Applicant asserting small entity status. See 37 CFR 1.27
`
`NOTE: Absent a valid certification of Micre Entity Status (see forms PTO/SB/15A and 158), issue
`fee paymentin the micro entity amount will not be accepted at the risk ofapplication abandonment,
`NOTE:If the application was previcusly under micro eatiry status, checking this box will be taken
`nolification ofloss of entitlement to micro enlilystatus.
`
`“hecking this box will be takento be a notification of loss ofentitlement to small or micro
`Ne
`‘ad Applicant changing to regular undiscounted fee status.
`entity status, a5 applicable,
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CPR 14 for signature requirements and certifications.
`
`
`Authorized Signature -
`/Teddy S. Gron/
`Date ___4/12/2019
`Registration No.Typedorprinted name TeddyS. Gron 63,062_ po
`
`
`
`
`
`PTOL-85 Part B (08-18) Approved foruse through 01/3 1/2020
`
`Page 2 of 3
`OMB0651-0033
`
`U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`
`Supercell
`Exhibit 1002
`Page 21
`
`Supercell
`Exhibit 1002
`Page 21
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENTOF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450)
`Alexandria, Virginia 22313-1450
`WWWUspio.gov
`
`CONFIRMATION NO,
`
`APPLICATION NO,
`
`16/111,945
`
`FILING DATE
`
`O8/24/2018
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO,
`
`Taiki Eda
`
`516026US8
`
`8155
`
`OBLON, MCCLELLAND, MAIER & NEUSTADT,L.L.P.
`1940 DUKE STREET
`ALEXANDRIA, VA 22314
`
`AHMED, MASUD
`
`3661
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`04/01/2019
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`OBLONPAT @OBLON.COM
`iahmadi @oblon.com
`
`patentdocket@ oblon.com
`
`PTOL-90A (Rev. 04/07)
`
`Supercell
`Exhibit 1002
`Page 22
`
`Supercell
`Exhibit 1002
`Page 22
`
`
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`U.S. Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO./
`CONTROL NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR/
`PATENT IN REEXAMINATION
`
`ATTORNEY DOCKETNO.
`
`OBLON, MCCLELLAND,MAIER & NEUSTADT,LLP.
`1940 DUKE STREET
`ALEXANDRIA, VA 22314
`
`[SCMASUDAHMED
`WEEE ARMED
`
`16/111,945
`
`08/24/2018
`
`Eda, Taiki
`
`516026US
`
`
`
`DATE MAILED:
`
`Please find below and/or attached an Office communication concerning this application or
`proceeding.
`
`Examiner has considered the IDS submitted on 3/21/19.
`
`Commissionerfor Patents
`
`Primary Examiner, Art Unit 3661 PTO-90C (Rev.04-03)
`
`/MASUD AHMED/
`
`Supercell
`Exhibit 1002
`Page 23
`
`Supercell
`Exhibit 1002
`Page 23
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENTOF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450)
`Alexandria, Virginia 22313-1450
`WWWUspio.gov
`
`CONFIRMATION NO,
`
`APPLICATION NO,
`
`16/111,945
`
`FILING DATE
`
`O8/24/2018
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO,
`
`Taiki Eda
`
`516026US8
`
`8155
`
`OBLON, MCCLELLAND, MAIER & NEUSTADT,L.L.P.
`1940 DUKE STREET
`ALEXANDRIA, VA 22314
`
`AHMED, MASUD
`
`3661
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`03/12/2019
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`OBLONPAT @OBLON.COM
`iahmadi @oblon.com
`
`patentdocket@ oblon.com
`
`PTOL-90A (Rev. 04/07)
`
`Supercell
`Exhibit 1002
`Page 24
`
`Supercell
`Exhibit 1002
`Page 24
`
`
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`U