Filed: December 16, 2019
`
`
`Filed on behalf of: Arkema Inc. and Arkema France
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`ARKEMA INC. and ARKEMA FRANCE,
`Petitioner,
`
`v.
`
`HONEYWELL INTERNATIONAL INC.,
`Patent Owner.
`
`____________
`
`
`Case PGR2016-00011
`Patent No. 9,157,017 B2
`____________
`
`
`
`PETITIONER’S UPDATED EXHIBIT LIST
`(as of December 16, 2019)
`
`
`
`
`
`
`Filed on behalf of: Arkema Inc. and Arkema France
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`ARKEMA INC. and ARKEMA FRANCE,
`Petitioner,
`
`v.
`
`HONEYWELL INTERNATIONAL INC.,
`Patent Owner.
`
`____________
`
`
`Case PGR2016-00011
`Patent No. 9,157,017 B2
`____________
`
`
`
`PETITIONER’S UPDATED EXHIBIT LIST
`(as of December 16, 2019)
`
`
`
`
`
`Further to 37 C.F.R. §§ 42.6(e)(4)(ii) and 42.63(e), Petitioner, Arkema Inc.
`
`Case PGR2016-00011
`Patent 9,157,017
`
`
`and Arkema France, hereby submits an updated list of Arkema Inc. and Arkema
`
`France exhibits.
`
`Exhibit 1006
`Exhibit 1007
`
`Exhibit 1011
`Exhibit 1012
`
`Exhibit 1013
`Exhibit 1014
`
`Description
`Exhibit
`Exhibit 1001 U.S. Patent No. 9,157,017 to Singh et al.
`Exhibit 1002 Declaration of J. Steven Brown, Ph.D.
`Exhibit 1003
`Reserved
`Exhibit 1004 Declaration of William J. Brock, Ph.D.
`Exhibit 1005
`Arkema Inc. and Arkema France v. Honeywell Int’l, Inc., IPR2016-
`00643, Petition for IPR (February 22, 2016)
`Reserved
`Arkema Inc. and Arkema France v. Honeywell Int’l, Inc., PGR2016-
`00012, Petition for PGR (February 22, 2016) (“PGR2”)
`Exhibit 1008 U.S. Patent No. 4,755,316 to Magid et al.
`Exhibit 1009 U.S. Patent No. 8,065,882 to Singh et al.
`Exhibit 1010
`B. Minor & M. Spatz, HFO-1234yf Low GWP Refrigerant Update,
`INT’L REFRIGERATION & AIR CONDITIONING CONF., Paper 937
`(2008)
`Reserved
`Japanese Patent App. Publication No. JP H4-110388 to Inagaki et
`al., dated April 10, 1992 (English Translation)
`Reserved
`S. Uemura et al., Characteristics of HFC Refrigerants, INT’L
`REFRIGERATION & AIR CONDITIONING CONF. 385 (1992)
`Robert E. Tapscott, Tropodegradable Fluorocarbon Replacements
`for Ozone-Depleting and Global-Warming Chemicals, 101 J.
`FLUORINE CHEMISTRY 209 (2000)
`Exhibit 1016 U.S. Patent No. 6,176,102 to Novak et al.
`
`Exhibit 1015
`
`1
`
`
`
`Case PGR2016-00011
`Patent 9,157,017
`
`
`Description
`Exhibit
`Exhibit 1017 U.S. Patent No. 6,300,378 to Tapscott
`
`Exhibit 1018 U.S. Patent No. 6,516,837 to Thomas et al.
`
`Exhibit 1019 U.S. Patent No. 6,783,691 to Bivens et al.
`
`Exhibit 1020 U.S. Patent No. 7,230,146 to Merkel et al.
`
`Exhibit 1021 U.S. Patent No. 7,279,451 to Singh et al.
`
`Exhibit 1022
`
`Reserved
`
`Exhibit 1023 U.S. Patent No. 7,534,366 to Singh et al.
`
`Exhibit 1024 U.S. Patent No. 8,033,120 to Singh et al.
`
`Exhibit 1025 U.S. Patent No. 8,974,688 to Yana Motta et al.
`
`EP 1 716 216 B1 to Singh et al.
`Exhibit 1026
`Expunged
`Exhibit 1027
`Exhibit 1027A Russian Patent No. 2,073,058 to Podchernjaev et al., dated
`February 10, 1997 (including the original Russian document (pages
`1-6), an English translation thereof (pages 7-12), and a translator’s
`affidavit under 37 C.F.R. § 42.63(b) (pages 13-14)).
`Exhibit 1028 WO 2000/56834 to Bivens et al.
`
`Exhibit 1029 WO 2005/105947 to Singh et al.
`
`Exhibit 1030 WO 2004/037913 to Singh et al.
`
`Exhibit 1031
`
`Transcript of Oral Proceedings in Appeal No. T0860/12-3.3.10 of
`EPO Opposition of EP 1 716 216 B1 to Singh et al., dated
`September 22, 2015
`Exhibit 1032 U.S. Patent No. 7,396,965 to Mukhopadhyay et al.
`Exhibit 1033 U.S. Patent No. 7,560,602 to Van Der Puy et al.
`Exhibit 1034
`Expunged
`
`2
`
`
`
`Case PGR2016-00011
`Patent 9,157,017
`
`
`Description
`Exhibit
`Exhibit 1034A Japanese Patent Application Publication No. H5-85970 to Omure et
`al., dated April 6, 1993 (including the original Japanese document
`(pages 1-3), an English translation thereof (pages 4-12), and a
`translator’s affidavit under 37 C.F.R. § 42.63(b) (pages 13-14)).
`Exhibit 1035 U.S. Provisional Patent Application No. 60/421,263, filed October
`25, 2002
`Exhibit 1036 U.S. Provisional Patent Application No. 60/421,435, filed October
`25, 2002
`Exhibit 1037 U.S. Patent Application No. 10/694,272, filed October 27, 2003
`
`Exhibit 1038 U.S. Patent Application No. 10/694,273, filed October 27, 2003
`
`Exhibit 1039 Amendment dated October 24, 2007 in U.S. Patent Application No.
`10/694,273
`Exhibit 1040 U.S. Patent Application No. 10/695,212, filed October 27, 2003
`
`Exhibit 1041 U.S. Patent Application No. 10/837,525, filed April 29, 2004
`
`Exhibit 1042 Application Data Sheet for U.S. Patent Application No.
`10/837,525, filed April 29, 2004
`Exhibit 1043 U.S. Patent Application No. 11/847,192, filed August 29, 2007
`
`Exhibit 1044 U.S. Patent Application No. 13/844,206, filed March 15, 2013
`
`Exhibit 1045 U.S. Patent Application No. 14/225,588, filed March 26, 2014
`
`Exhibit 1046 Application Data Sheet for U.S. Patent Application No.
`14/225,588, filed March 26, 2014
`Preliminary Amendment in U.S. Patent Application No.
`14/225,588, filed March 26, 2014
`Reserved
`
`Exhibit 1047
`
`Exhibit 1048
`
`Exhibit 1049 Amendment dated August 29, 2014 in U.S. Patent Application No.
`14/225,588, filed March 26, 2014
`Exhibit 1050 Amendment dated December 19, 2014 in U.S. Patent Application
`No. 14/225,588, filed March 26, 2014
`
`3
`
`
`
`Case PGR2016-00011
`Patent 9,157,017
`
`
`Description
`
`Exhibit
`Exhibit 1051
`
`Reserved
`
`Exhibit 1052
`
`Reserved
`
`Exhibit 1053
`
`Reserved
`
`Reserved
`Exhibit 1054
`Exhibit 1055 Action Closing Prosecution in Reexam Control No. 95/000,576 of
`U.S. Patent No. 7,279,451, dated May 25, 2012
`Reserved
`
`Exhibit 1056
`
`Exhibit 1057 Declaration of Raymond Thomas originally filed in Reexam
`Control No. 95/001,783, dated October 15, 2012; submitted in the
`Prosecution History of U.S. Patent No. 9,157,017 on August 29,
`2014
`Reserved
`
`Exhibit 1058
`
`Exhibit 1059 Declaration of Donald B. Bivens originally filed in Reexam
`Control No. 95/002,030, dated December 24, 2012; submitted in
`the Prosecution History of U.S. Patent No. 9,157,017 on August 29,
`2014
`
`Exhibit 1060
`
`Reserved
`
`Exhibit 1061
`
`Reserved
`
`Exhibit 1062 Declaration of Rajiv Ratna Singh originally filed in Reexam
`Control No. 95/002,030, dated December 24, 2012; submitted in
`the Prosecution History of U.S. Patent No. 9,157,017 on August 29,
`2014
`
`Exhibit 1063
`
`Exhibit 1064
`
`First Action Closing Prosecution in Reexam Control No.
`95/002,030 of U.S. Patent No. 8,065,882, dated December 13, 2013
`Reserved
`
`Exhibit 1065
`
`Reserved
`
`Exhibit 1066
`
`Reserved
`
`4
`
`
`
`Exhibit
`Exhibit 1067
`
`Reserved
`
`Description
`
`Case PGR2016-00011
`Patent 9,157,017
`
`
`Exhibit 1069
`
`Exhibit 1068 Honeywell’s Submission in EPO Opposition of EP 1 716 216 B1 to
`Singh et al., dated December 20, 2010
`EPO Revocation Decision in EPO Opposition of EP 1 716 216 B1
`to Singh et al., dated April 13, 2012
`Exhibit 1070 Mexichem Amanco Holdings S.A. de C.V. v. Honeywell Int’l, Inc.,
`IPR2013-00576, Paper 21 (PTAB May 8, 2014)
`
`Exhibit 1071
`Exhibit 1072
`Exhibit 1073
`
`Reserved
`Reserved
`Complaint in Civil Action No. 2:10-cv-02866-WY in U.S. District
`Court for Eastern District of Pennsylvania
`Reserved
`Exhibit 1074
`Exhibit 1075 Order, D.I. 100 in C.A. 2:10-cv-02886-CDJ, dated September 25,
`2013
`Reserved
`
`Exhibit 1076
`
`Exhibit 1077
`
`29 C.F.R. § 1910.1200 app. A (2002)
`
`Exhibit 1078
`
`Exhibit 1079
`Exhibit 1080
`
`IDS Transmittal Letter and IDS dated March 26, 2014 in U.S.
`Patent Application No. 14/225,588, filed March 26, 2014
`Reserved
`SAE INTERNATIONAL, FACTS COOPERATIVE RESEARCH PROGRAM,
`www.sae.org/standardsdev/tsb/cooperative/summary-altref.pdf (last
`visited 02/18/2016)
`Exhibit 1081 M.W. Spatz, Update on a Low GWP Refrigerant: Fluid H, SAE
`2007 ALTERNATIVES REFRIGERANT SYSTEMS SYMPOSIUM (July 17-
`19, 2007)
`Exhibit 1082 HONEYWELL, HONEYWELL ANNUAL REPORT (2007)
`
`5
`
`
`
`Case PGR2016-00011
`Patent 9,157,017
`
`
`Exhibit 1085
`
`Exhibit 1086
`
`Description
`Exhibit
`Exhibit 1083 Mark Spatz & Barbara Minor, HFO-1234yf Low GWP Refrigerant:
`A Global Sustainable Solution for Mobile Air Conditioning, SAE
`2008 ALTERNATE REFRIGERANT SYSTEMS SYMPOSIUM (June 10-12,
`2008), https://www.chemours.com/Refrigerants/en_US/assets/
`downloads/SmartAutoAC/MAC_SAE08_HFO_1234yf.pdf
`Exhibit 1084 Mark Spatz & Barbara Minor, HFO-1234yf Low GWP Refrigerant
`Update Honeywell/DuPont Joint Collaboration, International
`Refrigeration and Air Conditioning Conference at Purdue (July 14-
`17, 2008)
`Patent Owner’s Response to the First Office Action Mailed
`September 5, 2014 in U.S. Patent Application No. 13/844,206,
`dated November 5, 2014
`SAE INTERNATIONAL, SAE CRP1234: Industry Evaluation of Low
`Global Warming Potential Refrigerant HFO-1234yf (Dec. 9, 2008),
`http://www.sae.org/standardsdev/tsb/cooperative/crp1234summary.
`Exhibit 1087 David P. Wilson & Mary Koban, HFO-1234yf Industry Update,
`EPA R1234YF COMMERCIALIZATION MEETING (Feb. 6, 2009)
`SAE INTERNATIONAL, SAE CRP1234: Industry Evaluation of Low
`Global Warming Potential Refrigerant HFO-1234yf, (Nov. 10,
`2009), http://www.sae.org/standardsdev/tsb/cooperative/crp1234-
`3.pdf
`Press Release, SAE International, SAE International Releases Test
`Results of the Low GWP Refrigerant for Mobile Air-Conditioning
`(Nov. 10, 2009), https://www.sae.org/news/1109/
`Christian Puhl, Refrigeration Oils for Future Mobile A/C Systems,
`VDA Winter Meeting Saalfelden (2009)
`Exhibit 1091 HONEYWELL, HFO 1234YF PRODUCT BROCHURE (Sept. 2010)
`
`Exhibit 1088
`
`Exhibit 1089
`
`Exhibit 1090
`
`Exhibit 1092
`
`Press Release, General Motors, GM First to Market Greenhouse
`Gas-Friendly Air Conditioning Refrigerant in U.S. (July 23, 2010),
`http://media.gm.com/media/us/en/gm/home.detail.html/content/Pag
`es/news/us/en/2010/July/0723_refrigerant.html
`
`6
`
`
`
`Case PGR2016-00011
`Patent 9,157,017
`
`
`Description
`Press Release, SAE International, Cadillac XTS First U.S. Car with
`R-1234yf A/C (Feb. 14, 2012), http://articles.sae.org/10663/
`
`Exhibit
`Exhibit 1093
`
`Exhibit 1094 ACDelco, New R-1234yf A/C Refrigerant Makes Its U.S. Debut,
`TECHCONNECT (Sept. & Oct. 2012)
`
`Exhibit 1095
`
`Press Release, Honeywell, Honeywell Announces Major
`Investments to Increase HFO-1234yf Production in the United
`States (Dec. 10, 2013), https://honeywell.com/News/Pages/
`Honeywell-Announces-Major-Investments-To-Increase-HFO-
`1234yf-Production-In-The-United-States.aspx
`
`Exhibit 1096
`
`Elliot Maras, MACS: Chrysler reports R-1234yf results in Jeep,
`VEHICLE SERV. PROS (Jan. 2014),
`http://www.vehicleservicepros.com/news/11296735/macs-chrysler-
`reports-r-1234yf-results-in-jeep-cherokee
`
`Exhibit 1097
`
`RANDOM HOUSE WEBSTER’S COLLEGE DICTIONARY (2000)
`
`Exhibit 1098
`
`Reserved
`
`Exhibit 1099 O.J. Nielsen et al., Atmospheric Chemistry of CF3CF=CH2:
`Kinetics and Mechanisms of Gas-Phase Reactions with Cl Atoms,
`OH Radicals, and O3, 439 CHEM. PHYS. LETTERS 18 (2007)
`
`Exhibit 1100
`
`R. C. DOWNING, FLUOROCARBON REFRIGERANTS HANDBOOK
`(1988)
`Exhibit 1101 DuPont, Opteon® Refrigerant Has Low GWP,
`http://www.dupont.com/industries/automotive/thermal-
`management-hvac/articles/hvac-sustainability.html
`
`Exhibit 1102
`
`S. Jin & P. Hrnjak, Refrigerant and Lubricant Distribution in MAC
`System, 6 SAE INT. J. PASSEN. CARS - MECH. SYST. 1013 (2013)
`
`Exhibit 1103
`
`C. Zilio, The Refrigerant R1234yf in Air Conditioning Systems, 36
`ENERGY 6110 (2011)
`
`Exhibit 1104 WORLD METEOROLOGICAL ORGANIZATION, SCIENTIFIC
`ASSESSMENT OF OZONE DEPLETION: 2002 (2002)
`
`7
`
`
`
`Case PGR2016-00011
`Patent 9,157,017
`
`
`Exhibit
`Exhibit 1105
`
`Description
`Piers Foster et al., Changes in Atmospheric Constituents and in
`Radiative Forcing, in CLIMATE CHANGE 2007: THE
`PHYSICAL SCIENCE BASIS 129 (2007)
`Exhibit 1106 AM. NAT’L STANDARDS INST., ASHRAE GUIDELINE 3-1996:
`REDUCING EMISSION OF HALOGENATED REFRIGERANTS IN
`REFRIGERATION AND AIR-CONDITIONING EQUIPMENT AND SYSTEMS
`(1996)
`Exhibit 1107 AM. NAT’L STANDARDS INST., ASHRAE STANDARD 86-1994:
`METHODS OF TESTING THE FLOC POINT OF REFRIGERATION GRADE
`OILS (1999)
`Exhibit 1108 AM. NAT’L STANDARDS INST., ASHRAE STANDARD 97-1999:
`SEALED GLASS TUBE METHOD TO TEST THE CHEMICAL STABILITY
`OF MATERIALS FOR USE WITHIN REFRIGERANT SYSTEMS (1999)
`Exhibit 1109 AM. NAT’L STANDARDS INST., ASHRAE STANDARD 147-2002:
`REDUCING THE RELEASE OF HALOGENATED REFRIGERANTS IN
`REFRIGERATION AND AIR-CONDITIONING EQUIPMENT AND SYSTEMS
`(2002)
`Exhibit 1110 AM. NAT’L STANDARDS INST., ASHRAE STANDARDS 15-2013:
`SAFETY STANDARD FOR REFRIGERATION SYSTEMS (beginning on
`page 1) AND 34-2013: DESIGNATION AND SAFETY CLASSIFICATION
`OF REFRIGERANTS (2013) (beginning on page 37)
`
`Exhibit 1111
`
`Exhibit 1112
`
`ASHRAE Terminology, ASHRAE, https://www.ashrae.org/
`resources--publications/free-resources/ashrae-terminology
`James M. Calm & David A. Didion, Trade-Offs in Refrigerant
`Selections: Past, Present, and Future, ASHRAE/NIST
`REFRIGERANTS CONF. (Oct. 6-7, 1997)
`Exhibit 1113 D.J. Bateman, Current Development Status of HFC-134a for
`Automotive Air Conditioning, SAE TECHNICAL PAPER SERIES
`(1990)
`Ramesh K. Shah, Automotive Air-Conditioning Systems-Historical
`Developments, the State of Technology, and Future Trends, 30
`HEAT TRANSFER ENGINEERING 720 (2009)
`
`Exhibit 1114
`
`8
`
`
`
`Case PGR2016-00011
`Patent 9,157,017
`
`
`Description
`2002 TOC Refrigeration, A/C and Heat Pumps Assessment Report
`
`Exhibit
`Exhibit 1115
`
`Exhibit 1116
`
`Reserved
`
`Exhibit 1118
`
`Exhibit 1117 W.L. Brown, The Development of Lubricants for Automotive A/C
`Systems, INT’L COMPRESSOR ENGINEERING CONF., Paper 1247
`(1998)
`Paul L. Matlock et al., Polyalkylene Glycols, in SYNTHETIC
`LUBRICANTS AND HIGH-PERFORMANCE FUNCTIONAL FLUIDS (2d ed.
`1999)
`Exhibit 1119 W.L. Brown, Polyalkylene Glycol Refrigeration Lubricants –
`Current Status and Retrofit Applications, SAE TECHNICAL PAPER
`SERIES (1993)
`Exhibit 1120 Masato Kaneko et al., The Development of PAG Refrigeration
`Lubricants for Air Conditioner with HFC134a, SAE TECHNICAL
`PAPER SERIES (1995)
`Exhibit 1121 Michael B. Pate et al., Miscibility of Lubricants with Refrigerants
`(July 1993)
`Exhibit 1122 M.B. Pate & S.C. Zoz, Critical Solution Temperatures for Ten
`Different Non-CFC Refrigerants with Fourteen Different
`Lubricants, INT’L REFRIGERATION & AIR CONDITIONING CONF.,
`Paper 285 (1994)
`Claudio Zilio et al., Simulation of R-1234yf in a Typical Automotive
`System, THIRD IIR CONF. ON THERMOPHYSICAL PROPS. & TRANSFER
`PROCESSES OF REFRIGERANTS, Paper 128 (2009)
`
`Exhibit 1123
`
`Exhibit 1124 Vladimir L. Orkin et al., Rate Constants for the Reactions of OH
`with HFC-245cb (CH3CF2CF3) and Some Fluoroalkenes
`(CH2CHCF3, CH2CFCF3, CF2CFCF3, and CF2CF2), 101 J.
`PHYSICAL CHEMISTRY 9118 (1997)
`
`Exhibit 1125 Mark O. McLinden, Optimum Refrigerants for Non-Ideal Cycles:
`An Analysis Employing Corresponding States, ASHRAE-PURDUE
`CFC & IIR-PURDUE REFRIGERATION CONFS. (July 17-20, 1990)
`
`9
`
`
`
`Description
`Exhibit
`Exhibit 1126 Mark O. McLinden, Development of the REFPROP Database and
`Transport Properties of Refrigerants (July 1998)
`
`Case PGR2016-00011
`Patent 9,157,017
`
`
`Exhibit 1127
`
`BRUCE E. POLING ET AL., THE PROPERTIES OF GASES AND LIQUIDS
`(5th ed. 2001)
`
`Exhibit 1128 Marcia L. Huber & James F. Ely, A Predictive Extended
`Corresponding States Model for Pure and Mixed Refrigerants
`Including an Equation of State for R134a, 17 INT’L J.
`REFRIGERATION 18 (1994)
`
`Exhibit 1129 M. Preissner et al., Suction Line Heat Exchanger for R134A
`Automotive Air-Conditioning System, INT’L REFRIGERATION & AIR
`CONDITIONING CONF., Paper 494 (2000)
`
`Exhibit 1130
`
`Reserved
`
`Exhibit 1131
`
`Reserved
`
`Exhibit 1132 Donald B. Bivens & Barbara H. Minor, Fluoroethers and Other
`Next-Generation Fluids, ASHRAE/NIST REFRIGERANTS CONF. 122
`(Oct. 1997)
`
`Exhibit 1133 Honghyun Cho et al., Performance Characteristics of an
`Automobile Air Conditioning System with Internal Heat Exchanger
`Using Refrigerant R1234yf, 61 APPLIED THERMAL ENGINEERING
`563 (2013)
`
`Exhibit 1134
`
`J. Navarro-Esbrı´, Experimental Analysis of R1234yf as a Drop-In
`Replacement for R134a in a Vapor Compression System, 36 INT’L
`J. REFRIGERATION 870 (2013)
`
`Exhibit 1135
`
`Reserved
`
`Exhibit 1136 Denis Clodic & Young Soo Chang, Characteristics and
`Performances of New Refrigerants, ADEME TECHNICAL DAY -
`PARIS (Sept. 23, 1999)
`
`10
`
`
`
`Case PGR2016-00011
`Patent 9,157,017
`
`
`Description
`ROBERT C. REID ET AL., THE PROPERTIES OF GASES AND LIQUIDS
`(4th ed. 1987)
`
`Exhibit
`Exhibit 1137
`
`Exhibit 1138 U.S. Patent No. 3,884,828 to Butler
`
`Exhibit 1139 DOW CORNING, ACUTE VAPOR INHALATION TOXICITY OF TX-52
`(Submitted to EPA Dec. 17, 1991)
`
`Exhibit 1140
`
`J. Wesley Clayton, Fluorocarbon Toxicity and Biological Action, 1
`FLUORINE CHEMISTRY REVS. 197 (1967)
`
`Exhibit 1141
`
`J. Wesley Clayton, Toxicology of the Fluoroalkenes: Review and
`Research Needs, 21 ENV’T HEALTH PERSP. 255 (1977)
`
`Exhibit 1142 Declaration of Dr. George Rusch originally filed during
`prosecution of U.S. Patent Application No. 10/837,525, dated April
`25, 2007; submitted in the Prosecution History of U.S. Patent No.
`9,157,017 on August 29, 2014
`
`Exhibit 1143 Honeywell, Safety Data Sheet: R-1234yf (Revised June 17, 2014)
`
`Exhibit 1144
`
`Joseph Lifke et al., Tropodegradable Bromocarbon Extinguishants
`(May 2001)
`
`Exhibit 1145
`
`Third Declaration of George Rusch, Ph.D. in U.S. Patent
`Application No. 12/412,342, dated July 28, 2010
`
`Exhibit 1146
`
`J.M. Calm. The Toxicity of Refrigerants, INT’L REFRIGERATION &
`AIR CONDITIONING CONF., Paper 317 (1996)
`
`Exhibit 1147
`
`Reserved
`
`Exhibit 1148
`
`Letters from A. Michael Kaplan, Dir.-Regulatory Affairs, DuPont,
`to Office of Pollution Prevention and Toxics, Envt’l Prot. Agency
`(2000)
`
`Exhibit 1149
`
`Japanese Patent App. Publication No. JP 4-110388 to Inagaki et al.,
`dated April 10, 1992 (Japanese)
`
`11
`
`
`
`Case PGR2016-00011
`Patent 9,157,017
`
`
`Description
`Japanese Patent App. Publication No. JP 5-85970 to Omure et al.,
`dated April 6, 1993 (Japanese)
`
`Exhibit
`Exhibit 1150
`
`Exhibit 1151
`
`Reserved
`
`Exhibit 1152 Mexichem Amanco Holdings S.A. de C.V. v. Honeywell
`International, Inc., IPR2013-00576, Paper 50 (PTAB Feb. 26,
`2015)
`
`Exhibit 1153
`
`Reserved
`
`Exhibit 1154 AM. NAT’L STANDARDS INST., ASHRAE STANDARD 34-2004:
`DESIGNATION AND SAFETY CLASSIFICATION OF REFRIGERANTS
`(2004)
`
`Exhibit 1155
`
`Reserved
`
`Exhibit 1156 Action Closing Prosecution in Reexam Control No. 95/001,783 of
`U.S. Patent No. 8,033,120, dated September 14, 2012
`
`Exhibit 1157 Action Closing Prosecution in Reexam Control No. 95/002,189 of
`U.S. Patent No. 7,534,366, dated May 27, 2014
`
`Exhibit 1158
`
`Reserved
`
`Exhibit 1159
`
`Bogdan et al., Status Report on the Development of HFC-245fa as
`a Blowing Agent, 96 POLYURETHANES EXPO. 394 (1996).
`Exhibit 1160 U.S. Patent No. 8,444,874 to Singh et al.
`
`Exhibit 1162
`
`Exhibit 1161 Declaration of Dr. Donald B. Bivens dated May 8, 2014, submitted
`as Ex. 2040 in IPR2013-00576 of U.S. Patent No. 8,444,874.
`Second Declaration of Dr. Donald B. Bivens dated June 27, 2014
`submitted in Reexam Control Nos. 95/002,189 and 95/002,204 of
`U.S. Patent No. 7,534,366.
`Exhibit 1163 Declaration of Dr. Takashi Shibanuma dated July 28, 2014
`submitted in Reexam Control Nos. 95/002,189 and 95/002,204 of
`U.S. Patent No. 7,534,366.
`Exhibit 1164 Declaration of Dr. Donald B. Bivens dated December 24, 2012
`submitted in Reexam Control No. 95/001,783 of U.S. Patent No.
`8,033,120.
`
`12
`
`
`
`Description
`Exhibit
`Exhibit 1165 U.S. Patent No. 8,623,808 to Singh et al.
`
`Case PGR2016-00011
`Patent 9,157,017
`
`
`Exhibit 1166 Declaration of Dr. Donald B. Bivens dated May 2, 2016, submitted
`as Ex. 2034 in IPR2015-01309 of U.S. Patent No. 8,623,808.
`Exhibit 1167 U.S. Patent No. 5,710,352 to Tung.
`
`Exhibit 1168 U.S. Patent No. 6,111,150 to Sakyu et al.
`
`Exhibit 1170
`
`Exhibit 1169
`
`Banks et al., Preparation of 2,3,3,3-tetrafluoropropene from
`Trifluoroacetylacetone and Sulphur Tetrafluoride, 82 J. FLUORINE
`CHEMISTRY 171 (1997).
`Press Release, Honeywell, Honeywell and DuPont Announce Joint
`Venture to Manufacture New Automotive Refrigerant (May 20,
`2010), http://www51.honeywell.com/honeywell/news-events/press-
`releases-details/10_0520_Honeywell_Dupont.html.
`Exhibit 1171 U.S. Patent No. 4,810,403 to Bivens et al.
`
`Exhibit 1172 U.S. Patent No. 6,875,370 to Goble.
`
`Exhibit 1173 U.S. Patent No. 6,574,973 DesMarteau et al.
`
`Exhibit 1174 U.S. Patent No. 5,254,280 to Thomas et al.
`
`Exhibit 1175 U.S. Patent No. 7,303,693 to Fahl et al.
`
`Exhibit 1176 Deposition Transcript of Dr. Margaret H. Whittaker (Feb. 16,
`2017).
`Exhibit 1177 Deposition Transcript of Dr. Donald B. Bivens (Mar. 2, 2017).
`
`Exhibit 1178 Deposition Transcript of Dr. Darryl DesMarteau (Mar. 7, 2017).
`
`Exhibit 1179 Mexichem Amanco Holding S.A. de C.V., v. Honeywell Int’l, Inc.,
`Appeal No. 2015-000616 (PTAB Mar. 30, 2016) (Decision on
`Appeal in Reexam Control No. 95/001,783 of U.S. Patent No.
`8,033,120).
`Exhibit 1180 Mexichem Amanco Holding S.A. de C.V., v. Honeywell Int’l, Inc.,
`Appeal No. 2015-006430 (PTAB Mar. 30, 2016) (Decision on
`Appeal in Reexam Control Nos. 95/002,189 and 95/002,204 of
`U.S. Patent No. 7,534,366).
`
`13
`
`
`
`Case PGR2016-00011
`Patent 9,157,017
`
`
`Description
`Exhibit
`Exhibit 1181 Mexichem Amanco Holding S.A. de C.V., v. Honeywell Int’l, Inc.,
`Appeal No. 2015-007833 (PTAB Mar. 30, 2016) (Decision on
`Appeal in Reexam Control Nos. 95/002,030 of U.S. Patent No.
`8,065,882).
`Exhibit 1182 Mexichem Amanco Holding S.A. de C.V., v. Honeywell Int’l, Inc.,
`IPR2015-01309, Paper 50 (PTAB Dec. 9, 2016) (final written
`decision).
`Reserved
`
`Exhibit 1183
`
`Exhibit 1184
`
`Reserved
`
`Exhibit 1185
`
`Reserved
`
`Exhibit 1186
`
`Exhibit 1187
`
`Exhibit 1188
`
`Exhibit 1189
`
`Email from Erin Sommers, Esq. to Noah Frank, Esq., Gregg
`LoCascio, Esq., and Eugene Goryunov, Esq. dated January 30,
`2017.
`Email from Noah Frank, Esq. to Erin Sommers, Esq. dated
`February 1, 2017.
`Stipulated Protective Order, Arkema Inc. v. Honeywell Int’l Inc.,
`No. 2:10-cv-02886-CDJ (E.D. Pa. Mar. 9, 2011), ECF No. 24.
`Conference Call Transcript (Dec. 12, 2019).
`
`
`
`
`14
`
`
`
`Case PGR2016-00011
`Patent 9,157,017
`
`
`
`
`
`
`By: /Mark D. Sweet/
`Mark D. Sweet, Reg. No. 41,469
`Mark J. Feldstein, Reg. No. 46,693
`Erin M. Sommers, Reg. No. 60,974
`Charles W. Mitchell, Reg. No. 73,228
`Finnegan, Henderson, Farabow,
` Garrett & Dunner, LLP
`901 New York Ave., NW
`Washington, D.C. 20001
`Telephone: (202) 408-4000
`Facsimile: (202) 408-4400
`mark.sweet@finnegan.com
`mark.feldstein@finnegan.com
`erin.sommers@finnegan.com
`charles.mitchell@finnegan.com
`
`Counsel for Petitioner
`Arkema Inc. and Arkema France
`
`Date: December 16, 2019
`
`
`
`
`15
`
`
`
`Case PGR2016-00011
`Patent 9,157,017
`
`
`CERTIFICATE OF SERVICE
`The undersigned certifies that a copy of the foregoing Petitioner’s
`
`Updated Exhibit List and Exhibit 1189 were served electronically via
`
`email on December 16, 2019, in their entirety, on the following:
`
`Gregg F. LoCascio, P.C.
`Noah Frank
`Kirkland & Ellis LLP
`655 Fifteenth Street, NW
`Suite 1200
`Washington, DC 20005
`glocascio@kirkland.com
`noah.frank@kirkland.com
`
`Patent Owner has consented to electronic service by email to
`HON_PTAB_Service@kirkland.com.
`
`
`
`
`
`
`
`
` /William Esper/
` William Esper
` Litigation Legal Assistant
`
` Finnegan, Henderson, Farabow,
` Garrett & Dunner, LLP
`
`
`
`
Accessing this document will incur an additional charge of $.
After purchase, you can access this document again without charge.
Accept $ Charge
Still Working On It
This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.
Give it another minute or two to complete, and then try the refresh button.
A few More Minutes ... Still Working
It can take up to 5 minutes for us to download a document if the court servers are running slowly.
Thank you for your continued patience.
This document could not be displayed.
We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.
Your account does not support viewing this document.
You need a Paid Account to view this document. Click here to change your account type.
Your account does not support viewing this document.
Set your membership
status to view this document.
With a Docket Alarm membership, you'll
get a whole lot more, including:
- Up-to-date information for this case.
- Email alerts whenever there is an update.
- Full text search for other cases.
- Get email alerts whenever a new case matches your search.
One Moment Please
The filing “” is large (MB) and is being downloaded.
Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.
Your document is on its way!
If you do not receive the document in five minutes, contact support at support@docketalarm.com.
Sealed Document
We are unable to display this document, it may be under a court ordered seal.
If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.
Access Government Site
