throbber
PGR2016-00011, Paper No. 53
`
`trials@uspto.gov
`PGR2016-00012, Paper No. 33
`
`
`June 7, 2017
`
`571-272-7822
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______
`
`ARKEMA INC and ARKEMA FRANCE,
`PETITIONER,
`
`V.
`
`HONEYWELL INTERNATIONAL INC.,
`PATENT OWNER.
`_______
`
` Case PGR2016- 00011 and PGR2016- 00012
` U.S. Patent No. 9,157,017
`_______
`
`Record of Oral Hearing
`Held: Monday, May 15th, 2017
`
`
`
`BEFORE KRISTI L. R. SAWERT, MICHAEL TIERNEY, and
`GRACE
`KARAFFA OBERMANN, Administrative Patent Judges
`
`The above-entitled matter came on for hearing on Monday, May
`15th, 2017, commencing at 1:31 p.m. at the U.S. Patent and
`Trademark Office, 600 Dulany Street, Alexandria, Virginia.
`
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`A P P E A R A N C E S
`
`ON BEHALF OF THE PETITIONER:
`
`
`
`MARK J. FELDSTEIN, ESQUIRE
`ERIN M. SOMMERS, ESQUIRE
`MARK D. SWEET, ESQUIRE
`CHARLES W. MITCHELL, ESQUIRE
`FINNEGAN, HENDERSTON, FARABOW, GARRETT &
`DUNNER, LLP
`901 New York Avenue Northwest
`Washington, D.C. 20001
`(202) 408- 4092
`
`
`
`ON BEHALF OF THE PATENT OWNER:
`
`
`
`GREGG F. LoCASCIO, ESQUIRE
`NOAH S. FRANK, ESQUIRE
`C. ALEX SHANK, ESQUIRE
`KIRKLAND & ELLIS, LLP
`655 15th Street, Northwest
`Washington, D.C. 20005
`(202) 879- 5290
`
`
`
`
`
`
`
`2
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`P R O C E E D I N G S
` JUDGE SAWERT: Good afternoon everyone. We have this
`afternoon our consolidated final hearing in PGR2016 - 00011
`and PGR2016 - 00012 between Petitioner Arkema and Patent
`Owner Honeywell International. I'm Judge Sawert. I'm joined
`today by Vice Chief Judges Tierney and Obermann. Counsel,
`can you please introduce yourself and let us know who will be
`presenting today. We will start with petitioner.
` MR. FELDSTEIN: Your Honor, I'm Mark Feldstein from
`Finnegan Henderson on behalf of petitioner Arkema and Arkema
`France. With me --
`I'll be presenting along with my colleague Dr. Erin Sommers.
`With me also from Finnegan Henderson, my co- counsels Mark
`Stewart (sic) and Charlie Mitchell. With me from Arkema
`France is Anne- Sophie Schaefer, Doris Dang. And with me from
`Arkema Inc is Lisa Brody.
` JUDGE SAWERT: Thank you. Good afternoon.
` MR. FELDSTEIN: Thank you.
` JUDGE SAWERT: And for the Patent Owner, who do we
`have?
` MR. LOCASCIO: Good afternoon, Your Honor. Gregg
`LoCascio from Kirkland, Ellis, LLP, on behalf of Honeywell
`
`3
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`the Patent Owner. Along with me I'll be arguing with Noah
`Frank, Alex Shank, and company owner, Jeffrey Conner.
` JUDGE SAWERT: Thank you and good afternoon. It's good
`to have you here. We appreciate everyone making the effort
`to be here. We set forth the procedure for today's hearing
`in our trial order, but just to remind everyone of the way
`this will work, each party will have 60 minutes of total time
`to present arguments. During your presentations, if you have
`a demonstrative, please remember to identify each
`demonstrative exhibit clearly and specifically, for example
`by slide or screen number. This will help to ensure the
`clarity and accuracy of the transcript.
` I'll give each counsel warning when you're reaching
`the end of your argument time. Does counsel have any
`questions or concerns? Okay. We remind each party that
`under no circumstances are they to interrupt the other party
`while that party is presenting its arguments and
`demonstratives. If a party believes that a demonstrative or
`argument presented by the other party is objectionable for
`any reason, that objection may only be raised during the
`objecting party's argument time. For example, if Patent
`Owner has an objection to any of the slides presented or
`
`4
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`arguments made by the petitioner Patent Owner may only raise
`that objection during Patent Owner's allotted time to speak.
` Also, before we begin, I would like to remind the
`parties that this hearing is open to the public and a full
`transcript of the hearing will be made part of the record.
`With that, we are ready to begin. Petitioner has the burden
`of proof and will go first. Mr. Feldstein.
` MR. FELDSTEIN: Yes, Your Honor?
` JUDGE SAWERT: Do you wish to reserve any time for
`rebuttal?
` MR. FELDSTEIN: We're going to reserve 20 minutes, Your
`Honor.
` JUDGE SAWERT: Give me one moment to set the clock.
`Okay. Counsel, are you ready?
` MR. FELDSTEIN: Yes, Your Honor. Thank you.
` JUDGE SAWERT: You have 40 minutes.
` MR. FELDSTEIN: Thank you, Your Honor. Your Honor, on
`slide three, please. The issues for trial Your Honor, are
`PGR eligibility which applies to both PGRs 11 and 12. I'm
`going to be arguing that. My colleague, Dr. Sommers, is going
`to be arguing unpatentability, principally addressing PGR 11,
`the 2002 and earlier, prior art.
`
`5
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` Turn to slide 17, please. Just as an outline, Your
`Honor, we think that the Lockwood case that we have on the
`screen here is going to be a key to distinguishing the
`arguments on written description and obviousness, as Lockwood
`explains in slide 17. The description requirement is a
`higher requirement than obviousness. And so even if a
`disclosure would render a subject matter obvious, that's not
`enough for written description.
` And we think this is key, Your Honor, because -- as we
`see Honeywell's argument on written description, much of it
`is an assertion that the claimed invention would have been
`obvious over this disclosure. That is not enough.
` JUDGE SAWERT: Is Lockwood the best case you have on
`the facts? Were you able to find a case that was factually
`similar to this case?
` MR. FELDSTEIN: Well, there are many cases that are
`factually similar. Ruschig in a way is similar. Ruschig has
`a large genus -- and it's a genus of a single chemical
`compound. But here, similarly, there's a genus of the
`combination of formula one or formula two multiplied by at
`least 80
`different main applications, utilities in the patent,
`
`6
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`multiplied by all the different additives. So it's a genus of
`possible chemicals with possible uses with possible
`additives.
` JUDGE SAWERT: So my understanding is that the genus
`of chemicals itself is not actually very large, it's three
`preferred compounds. And so --
`can you explain to me again, what is the genus that's so
`large here?
` MR. FELDSTEIN: So, Your Honor, looking at the '017
`patent, there is in fact a genus of formula one which is in
`column three at line 45; it's a huge genus. In the '017
`patent, column four, line ten, there's composition -- formula
`two, another genus of tens of thousands of compounds. Below
`that there is a genus in column four, lines 22 to 24, of a
`preferred genus. However, it's not clear what it's preferred
`for. It's not indicated to be preferred for any specific
`application. And so if you look immediately after the
`preference section in column four, it says, "applicants
`believe in general" --
` JUDGE SAWERT: What sentence are you on?
` MR. FELDSTEIN: I'm in the '017 patent, and column
`four, line 23, 24, Your Honor.
`
`7
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` JUDGE SAWERT: Okay.
` MR. FELDSTEIN: So there's the formula two above
`there. There's the preference for Y equals
`CF3. And then it lists utility of formula one, formula two
`for refrigerant, blowing agent, compatibilizer, aerosols,
`propellants, et cetera. There are eight different applications
`and it doesn't indicate what the preference is for. If we
`turn to the heat transfer section, Your Honor, which is
`column six -- which is where the adaptable for use language
`comes and where the AAC comes from and where the PAG
`lubricant comes from. If you look in column 6 at line 35,
`the preference is formula one, formula two, and then it jumps
`right to the compound of 1234ze, which is a different
`compound, not the claimed compound.
` And so there is a preference for a narrow group in the
`compositions, generally, but when you get to the heat
`transfer section it goes from formula one to formula two,
`which is tens of thousands, to ZE which is a single different
`species. That can be contrasted, Your Honor, with example
`five of the patent for example -- one of the blowing agent
`examples, example 5 is in column 16 of the '017 patent -- and
`for a blowing agent, a polystyrene foam, there the preferred
`
`8
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`embodiments use 1234ze and 1234YF.
` And so you can't read, we don't believe, the
`preference -- the general preference in the background
`section as being applicable to the heat transfer section
`because the heat transfer section goes from formula one to
`formula two to ZE, and there's good reason for that.
` The reasons are that what the patent is focused on --
`the patent is focused on having a high efficiency -- a high
`coefficient of performance refrigerant having a low capacity.
`That's all of what's discussed in the heat transfer section.
`And if we can get to that -- that's also what's showed
`in example one.
` And so it's not the case, and example shows it, that
`everything that's preferred in the general background section
`meets the criteria and meets the preferences that are
`required for the heat transfer section.
` JUDGE TIERNEY: Okay. I think it would be helpful to
`start off with, what is claimed? Is it a claim directed
`towards a compound or is it directed to a method using a
`composition -- composition of what it means to be a compound?
` MR. FELDSTEIN: So, Your Honor, on slide 18
`we have claim 12, representative claim -- I believe Patent
`
`9
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`Owner uses claim one. But what they -- all the claims
`require, as Honeywell indicated during prosecution, is at
`least three elements: 50 percent by weight of 123 4YF, PAG
`lubricant, and a connection to AAC -- either a system or a
`composition suitable for AAC. So they all require 1234YF
`plus PAG lubricant for AAC automobile care conditioning.
` JUDGE OBERMANN: I don't see anything on claim 12 on
`your composition that necessarily limits it to the AAC
`application. Obviously it has to be suitable for that use,
`but what does that do to the argument we just heard about,
`the spec? If claim 12
`actually doesn't have a limiting use in its terms?
` MR. FELDSTEIN: Well, then it's just going to be all
`the more obvious. But it applies equally because -- where
`the description argument applies equally because you can't
`find the combination of 1234YF with PAG lubricant. And, in
`fact, if you read the heat transfer section, it doesn't -- it
`goes from the tens of thousands of compound formula two to ZE
`and example one shows that YF is not suitable to meet the
`heat transfer criteria pact.
` But, moreover, during prosecution -- the prosecution
`statement we have from Honeywell on the right that all claims
`
`10
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`relate to use in automobile air-conditioning. And so
`Honeywell has read in an automobile air-conditioning
`requirement into all the claims. It was the basis for
`patentability.
` JUDGE OBERMANN: What do we do with the statement
`made
`by Patent Owner during the European patent office proceeding?
`What weight do we give that and why?
` MR. FELDSTEIN: Well, the key statement there, or a
`key statement there, is that example one -- if you turn to
`slide 31 please? Example one of the patent is not automotive
`air-conditioning. Honeywell hasn't disputed that this is
`true. And so you can take it as an admission and you can
`take it as undisputed fact that AAC is not -- excuse me,
`example one is not automotive air-conditioning. And there
`are reasons why it's in fact true and why Honeywell is unable
`to dispute that.
` And, for example, if you look -- if you go to slide
`34, this has the conditions, for example one at the top --
`the evaporator temperature in this cycle is indicated to be
`minus 35 degrees. As Dr. Bivens, Honeywell's expert,
`explained, minus 35
`
`11
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`
`degrees is for a refrigerant application. Air-conditioning --
`automotive air-conditioning application is plus 35 degrees.
`So the cycle temperature that's used in example one is not
`AAC. So when Honeywell represented in Europe that example
`one is not AAC, they were right because it isn't.
` And they haven't disputed the fact that example one is
`AAC. What they suggest instead is that it's obvious AAC is
`obvious from example one but that is not the case. And even
`if it was the case, as Lockwood holds, it wouldn't matter.
`Obviousness is not disclosure. But what is key with respect
`to the cycle temperature is the capacity, which is what
`Honeywell relies on to suggest that it's obvious to use it
`for AAC, the capacity depends on the cycle temperature you
`use.
` And so on slide 35, for example, we have Patent
`Owner's expert Dr. Bivens saying that the capacity you would
`get when you calculate the coefficient of the performance and
`capacity from a cycle depend upon the evaporator temperature.
`Again, the evaporator temperature of minus 35 is not
`AAC and so it can't tell you directly what the AAC capacity
`would be at plus 35.
`
`12
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` JUDGE OBERMANN: So your view is that the disclosure
`would
`have to be basically an anticipatory disclosure and they
`haven't established that?
` MR. FELDSTEIN: To provide a written description, Your
`Honor? Is that what you're saying?
` JUDGE OBERMANN: Yes.
` MR. FELDSTEIN: But if it's merely obvious that's
`clearly not enough. So it has to disclose it. It has to
`show conception. It has to show possession. So it is
`similar in a way to anticipatory.
` JUDGE TIERNEY: So we talked about automobile
`air-conditioning systems and that this refrigerant has to be
`suitable for use in such a system. What are the requirements
`though for an automobile air-conditioning system as opposed
`to just a general AAC system?
` MR. FELDSTEIN: Well, Honeywell has said that -- can I
`have slide 24? What Honeywell has said is that the field of
`automotive air conditioning is a distinct technical field
`with specific technical requirements to distinguish it
`from other grounds. And so what they've said also is that it
`has particular toxicity requirements, it has particular
`
`13
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`stability requirements -- for example, it has to be connected
`-- useful with rubber or plastic hosing. It has to have
`specific stabilities, specific miscibility requirements that
`are above and beyond and different from heat transfer
`generally.
` JUDGE OBERMANN: What is this quote that's on slide 24
`from?
` MR. FELDSTEIN: This is from prosecution --
`a statement they made during prosecution to try to
`distinguish over the art that showed use of 1234YF as a
`refrigerant. And they said, no, no, 1234YF as a refrigerant
`doesn't render obvious 1234YF as an
`AAC system because AAC is different.
` JUDGE SAWERT: So at the end of the day, as far as
`example one, where does that leave us?
`Because they don't really need an example to have written
`description support; correct?
` MR. FELDSTEIN: No, you don't need an example. But
`you need a disclosure is and what's clear is that there's no
`disclosure anywhere of the combination of YF plus PAG plus
`AAC. In fact, there's no disclosure -- unified disclosure of
`even any two of those elements together. And so what
`
`14
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`Honeywell argues instead is you can infer from what they call
`-- characterize as preferences or you can infer from the
`examples that there's a disclosure. And we are responding on
`example one that, no, you can't infer that.
` JUDGE SAWERT: So is your argument that the art was so
`unpredictable in 2004 that there wasn't adequate written
`description support for the claims?
` MR. FELDSTEIN: Our argument, Your Honor, is that
`there is no disclosure of the combination and when you read
`the specification as a whole, there's nothing to direct you,
`there's no blazemarks connecting them. In fact the
`blazemarks point away.
` JUDGE SAWERT: So in 2014, I believe, is when they
`filed the application that resulted in the '017 patent;
`correct?
` MR. FELDSTEIN: Correct, Your Honor.
` JUDGE SAWERT: And when you filed your PGRs, you did
`not ask us to institute trial as to whether the claims in
`2014 are supported by the written description; correct?
` MR. FELDSTEIN: Correct, Your Honor.
` JUDGE SAWERT: I'm just trying to reconcile why in
`2014 you said that the claims that were filed on that date in
`
`15
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`2014 have adequate written description. But the claims as of
`2004 -- if you try to go back to 2004, they wouldn't have
`adequate written description when the specification itself,
`my understanding, the specification itself has not changed.
` MR. FELDSTEIN: So -- Your Honor, the way the
`specification changed is that the claims filed in March 2014
`became part of the written description as of that date -- and
`they’re description for themselves -- they were filed with a
`preliminary amendment at the day of filing. And so as the
`original claim at that time they're the own written
`description. I don't think we concede that they are
`supported by the spec. However, they are their own written
`description.
` And so it didn't seem the argument to make that they
`were not described as of 2014 because the specification, as
`amended in 2014, literally called out the combination of YF
`plus PAG per AAC -- it just did it in the claims.
` JUDGE SAWERT: But doesn't Ariad say that sometimes
`original claims don't have written description support?
` MR. FELDSTEIN: Absolutely, Your Honor. It's another
`argument we could've made, but there were a plethora of
`arguments including proving invalidity, prior public use, and
`
`16
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`anticipation that Honeywell hasn't substantively disputed.
` JUDGE SAWERT: So should I consider that you did not
`raise any written description -- I want to say -- rejections
`on patentability grounds? Should I consider that a
`concession that there's written description.
` MR. FELDSTEIN: Not at all, Your Honor. You couldn't
`read it as concession that it's not obvious over some other
`combination of references. You couldn't read it as a
`concession, it's not anticipated by other references. We
`were limited in space and we chose to focus on certain
`arguments. It's not concession at all.
` JUDGE TIERNEY: I do have a question. Going from 2002
`to 2014, had the knowledge and the art possessed by one
`already skilled in the art changed?
` MR. FELDSTEIN: Sure. The 1234YF plus PAG was
`commercially used in automobile air-conditioning long before
`2014. And so it in fact was there, it worked, and there's no
`dispute about that. There's no dispute, I think, that it was
`in public use and on sale.
` JUDGE TIERNEY: So clearly one in 2014 could have been
`used, at least a formula of the YF in combination of the PAG
`for an automobile use in 2014?
`
`17
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` MR. FELDSTEIN: It certainly had done already, in
`fact.
` JUDGE OBERMANN: They would have expected it to be
`successful because it had been used many times as of 2014.
` MR. FELDSTEIN: By 2014, it was proven to work.
` JUDGE OBERMANN: And that would have been within the
`understanding of an ordinary artisan.
` MR. FELDSTEIN: By 2014.
` JUDGE SAWERT: Can we go back to the written
`description and your argument about why there's no
`description for the claims. So I understand that there -- I
`know you're saying that there are multiple compositions. But
`when I read Honeywell's or Patent Owner's expert's
`declaration it seems to me that there's really only three.
`And then on top of that, my understanding is that the
`lubricant PAG was well known in the art to be used for
`automotive air-conditioning units. So given those two
`things, really there's not a huge genus to select from.
` And why are you saying there's no written description
`when I have the small genus of HFOs and it was well known to
`use PAG and they tell me it can be used in automotive
`air-conditioning? Why isn't that enough?
`
`18
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` MR. FELDSTEIN: Okay. So, again, in the heat transfer
`section there is no small genus except for ZE. It's the only
`compound they disclose. Again, if you look in --
` JUDGE SAWERT: What case do you have for --
`it has to be -- the disclosure of that compound has to be in a
`subsection of the written description versus further up.
` MR. FELDSTEIN: I think that just reading the
`specification, Your Honor, there are eight different
`applications within here, eight different utilities: Blowing
`agent, refrigerant, foam -- and with each category there are
`different utilities and different properties that are
`advantageous. And the background section that the
`compositions generally -- doesn't say this is preferred for
`refrigerants.
` JUDGE SAWERT: But I only have three preferred
`compositions. And so to me, when I only have three and the
`written description says it could be used in eight different
`ways, to me that's not a huge amount of things that I have to
`go through to see if it works.
` MR. FELDSTEIN: Okay. So it's eight different main
`categories: Refrigerants, aerosols, flavorants -- 30
`different categories with 30
`
`19
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`different requirements. Each one has subcategories too. And
`if we talk specifically about the heat transfer section where
`it indicates where the preferences are, it's formula one,
`formula two,
`ZE. It doesn't indicate intermediate preference for a genus
`of three or four compounds.
` JUDGE SAWERT: So just because it has --
`sorry to interrupt -- just because it has ZE, does that mean
`that a skilled artisan looking at that would assume that the
`YF cannot be used for that heat transfer method?
` MR. FELDSTEIN: I think if we go to slide 25
`-- I think that if you read what the heat transfer section is
`teaching, one would understand that YF cannot be used. Okay.
`And so -- if we could actually go forward a half a slide. So
`this is from the ’451 -- we're quoting it, but it's the same
`as in column seven of the '017 patent on slide 25 -- and
`the description of what's useful in the heat transfer section
`are high coefficient of performance, high efficiency
`compounds that have low capacity. And there's a reason and
`-- and they indicate this, they want to be able to run large
`stationary systems that are running essentially hours a day
`that need to have high efficiency.
`
`20
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` And that's what's -- the patent explaining -- sorry,
`we're on 26 now -- the desirable utility of the heat transfer
`compositions are for use of a low capacity refrigerant which
`is also a high coefficient of performance. If you look in
`example one -- if we can go to slide 31, please --
` JUDGE OBERMANN: So I just want to make sure I have
`this straight. The spec is all about refrigerant, but it
`doesn't call out specifically automotive; is that right?
` MR. FELDSTEIN: The specification is about refrigerants,
`using it as sort of a generic term for things that you use
`for flavorants, aerosols, blowing agents, and heat transfer
`agents. In the heat transfer section, if you go to slide 22,
`the only statement that we have at the top, again from
`the ’451 patent, the only statement about AAC ever is
`"adaptable for use." And it's adaptable --
` JUDGE OBERMANN: That sounds pretty good.
` MR. FELDSTEIN: It's adaptable for use for:
`Air conditioning, commercial refrigeration, chillers,
`residential refrigerators, freezers, general air-conditioning
`applications, heat pumps, and the like.
` JUDGE OBERMANN: It says automotive air-conditioning
`system.
`
`21
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` MR. FELDSTEIN: It does. But it doesn't tell you
`what, if anything, or how one would adapt it. And the
`problem is -- if we go back to slide 24
`-- the problem for Honeywell is, again, they said that,
`"automotive air conditioning is a distinct technical field
`with specific technical requirements." So it tells you,
`generically, it can be used for one of eight different
`applications, but the AAC application they argue during
`prosecution is a distinct field with specific requirements in
`terms of toxicity, flammability, miscibility, and
`stability, and there's nothing to tell you what compositions,
`if any, are going to meet -- how to adapt them. So there's
`no description to explain, if you take this compound from the
`formula, what are you going to do to adapt for this use? AAC
`being a special use, was the basis of Honeywell's
`patentability.
` JUDGE TIERNEY: Counsel, in response to an office action,
`did Patent Owner come in and identify a number of
`requirements that are distinct requirements for automotive
`air-conditioning as opposed to general refrigerant?
` MR. FELDSTEIN: They did in fact, and if you turn to
`slide 40 -- this is what Honeywell argued during prosecution:
`
`22
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`That for AAC there's a strict prohibition on the use of toxic
`refrigerants, there were restrictions on refrigerant
`capacity, there were restrictions on refrigerant
`flammability, and there was requirements for high stability.
`These are all arguments that Honeywell relied on to say
`that our claims to AAC are different from heating and cooling
`in general and that you can infer from the prior art a
`disclosure for AAC even if it's used for another application.
` JUDGE SAWERT: Are you saying that at this time in
`2004 that Patent Owner did not know whether or not the YF had
`these characteristics?
` MR. FELDSTEIN: Certainly Patent Owner didn't disclose
`such knowledge. There's no way to read the specification to
`find out in 2004 that they disclosed possession of a fluid
`for AAC that had the requirements -- the basis of a
`requirement.
` JUDGE SAWERT: Did they have to know that, if all these
`characteristics are inherent in the chemical itself?
` MR. FELDSTEIN: Yes. They would have to know
`something -- they would have to disclose something for the
`reader -- so again, if they had disclosed the combination
`together it would be a different story. Okay? They don't
`
`23
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`disclose the combination together and so they want to try a
`way to infer backwards -- infer what the -- infer a
`preference for the combination. And without being able to
`show that they recognized that YF was going to be, itself,
`suitable for AAC, there's no way to infer that they would have
`known that they had the right toxicity, the right
`flammability, the right miscibility, the right stability --
` JUDGE SAWERT: Let's say that we were talking about --
`I believe, the other preferred component -- chemical is ZE;
`is that right?
` MR. FELDSTEIN: That's the only preferred transfer
`fluid.
` JUDGE SAWERT: So let's say that we were talking about
`ZE. Are all these characteristics of
`ZE disclosed in this '017 patent?
` MR. FELDSTEIN: Well, no. But, what the problem is --
`if we go to slide 31. 31, is example one, table one. What
`ZE shows -- it's the third compound example, is it has that
`high COP and low capacity. That makes it unsuitable for AAC.
`And so it's suitable for these large, thick systems like a
`chiller where you're going to have it running for 24
`hours and you need a high efficiency. And so, in fact, what
`
`24
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`the patent teaches you is that their preferred, their only
`single heat transfer composition would not be suitable for
`AAC. If you read example one has having any meaning for AAC
`at all.
` JUDGE SAWERT: So what I understand is you're saying
`basically that this patent doesn't just -- even though it
`talks about automotive air-conditioning, it doesn't describe
`a single chemical that is usable in the automotive
`air-conditioning?
` MR. FELDSTEIN: It doesn't show possession of any
`composition suitable for AAC, yes, Your Honor.
` JUDGE TIERNEY: Counsel, when they first filed this
`application, as a utility application, were they claiming
`specifically automobile air-conditioning?
` MR. FELDSTEIN: No, that came years later, Your Honor.
`It came years later. In fact, in 2004
`-- in fact, what happened was that this patent here was filed
`in 2014 after they had a claims rejected in a related reissue
`application. And so this is long after the fact. In 2004
`when they filed the priority application they were looking at
`-- the patent describes replacing chlorinated refrigerants,
`which are chiller systems, not the AAC. They're not using
`
`25
`
`
`

`

`Case PGR2016- 00011 and PGR2016-00012
`Patent 9,157,017
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`the AAC.
` And what they described in 2004 for heat transfer
`compositions was systems that needed high coefficient of
`performance, high efficiency and low capacity, exactly the
`opposite of the criteria they're relying on now to say that
`AAC application would have been obvious.
` JUDGE SAWERT: Before we run out of time can we switch
`over to enablement?
` MR. FELDSTEIN: Sure, Your Honor.
` JUDGE SAWERT: So my understanding is that enablement
`of

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket