Case 8:19~cv~02192~GvV~AS Document 5 Filed 11/12/19 Page 1 of 1 Page !D #:130
`AO 120 (Rev 08/10)
`
`TO:
`
`Mail Stop 8
`Director ofthe U.S. Patent and Trademark OtTice
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A I)ATENT OR
`TRADEMARK
`
`[n Compliance with 35 tLS.C § 2.90 and/or 15 U.S.C. § ll 16 you are hereby advised that a court action has been
`for U1e Central District of California
`filed in the U.S. District Court
`on the following
`[J Trademarks or
`( [J the patent ac1Ion invoives 35 U.S.C. § 292.):
`G1Patems.
`
`DATEFlLED
`11/12/2019
`
`DOCKET NO.
`8:13-cv-2192
`PLAINTIFF
`TCT MOBILE (US) INC. AND HUIZHOU TCL MOBILE
`COMMUNICATION CO. LTD.
`
`U.S. DlSTRlCT COURT
`for the Central District of California
`DEFENDANT
`ANGORA TECHNOLOGIES. INC.
`
`PATENTOR
`TRADEMARK NO.
`l 6,411,941
`
`DATE OF PATENT
`OR TRADEMARK
`6/25/2002
`
`HOLDER OF PATENT OR TRADEMARK
`
`Ancora Technologies, Inc.
`
`2
`
`3
`
`4
`
`5
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`l
`
`2
`
`3
`
`4
`
`5
`
`In the above--entitled case, the following patent(s)! tradernark(s) have been included:
`INCLUDED BY
`
`n Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[J Answer
`
`[J Cross Bill
`
`[J Other Pleadmg
`
`HOLDER OF PATENT OR TRADEMARK
`
`[n the above----·entitled case, the following decision has been rendered or judgement issued:
`DECISIONiJUDGEMENT
`
`I illY) DEPUTI CLERK
`
`CollY 1-----lJpon initiation of action, mail this wpy to l)irector Copy 3·----lJ ilOIB termination of adion, mail this nrpy to nirector
`Copy 2----·IJilOn filing document adding patent(s), mail this eopy to l)irector Copy 4·----Case file nrpy
`
`Sony Ex. 1002
`
`Page 1 of 248
`
`

`

`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director ofthe U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313~1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Western District of Texas, Austin Division
`on the following
`0 Trademarks or
`lllT Patents.
`( D the patent action involves 35 U.S.C. § 292.):
`DATE FILED
`U.S. DISTRICT COURT
`DOCKET NO.
`1 :20-CV-034-ADA
`1/13/2020
`Western District of Texas, Austin Division
`PLAINTIFF
`DEFENDANT
`Ancora Technologies, Inc.
`LG Electronics, Inc. e_t al
`
`PATENTOR
`TRADEMARK NO.
`1 6,411,941
`
`DATE OF PATENT
`OR TRADEMARK
`6/25/2002
`
`HOLDER OF PATENT OR TRADEMARK
`
`Ancora Technologies, Inc.
`
`2
`
`3
`
`4
`
`5
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`I
`
`2
`
`3
`
`4
`
`5
`
`In the abov~ntitled case, the following patent{s)l trademark(s) have been included:
`INCLUDED BY
`
`0 Amendment
`_DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`D Other Pleading
`D Cross Bill
`HOLDER OF PATENT OR TRADEMARK
`
`-
`
`In the abov~ntitled case, lhe following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`CLERK Jeannette J. Clack
`
`DATE
`
`Sony Ex. 1002
`
`Page 2 of 248
`
`

`

`IN THE UNITED STATES DISTRICT COURT
`FOR THE WESTERN DISTRICT OF TEXAS
`WACO DIVISION
`
`ANCORA TECHNOLOGIES, INC.,
`
`CNIL ACTION NO. 6:19-CV-00384
`
`Plaintiff,
`
`v.
`
`LG ELECTRONICS INC. and LG
`ELECTRONICS U.S.A., INC.,
`
`Defendants.
`
`JURY TRIAL DEMANDED
`
`ANCORA TECHNOLOGIES, INC.,
`
`CNIL ACTION NO. 6:19-CV-00385
`
`Plaintiff,
`
`v.
`
`SAMSUNG ELECTRONICS CO., LTD. and
`SAMSUNG ELECTRONICS AMERICA,
`INC.,
`
`Defendants.
`
`CONSOLIDATED INTO
`CIVIL ACTION NO. 6: 19-CV-00384
`
`JURY TRIAL DEMANDED
`
`ORDER
`
`The Court, having reviewed and considered the Joint Stipulation to Transfer Venue to the
`
`Austin Division, does hereby ORDER that the above-captioned actions be TRANSFERRED to
`
`the Austin Division, but remain on the docket of United States District Judge Alan D. Albright.
`
`SIGNED this _12_t_h ___ day of January
`
`'2020.
`
`Alan D. Albright
`United States District Judge
`
`Sony Ex. 1002
`
`Page 3 of 248
`
`

`

`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Western District of Texas- Waco Division
`on the following
`GlJ Patents.
`0 Trademarks or
`( D the patent action involves 35 U.S.C. § 292.}:
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`6:19-cv-00384
`10/25/2019
`Western District of Texas- Waco Division
`PLAINTIFF
`DEFENDANT
`Ancora Technologies, Inc.
`LG Electronics, Inc. et al
`
`PATENTOR
`TRADEMARK NO.
`
`1 r...e.~ 1!11 9ll I
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`See attached
`
`2
`
`3
`
`4
`
`5
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s}l trademark(s) have been included:
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Other Pleading
`D Answer
`0 Cross Bill
`HOLDER OF PATENT OR TRADEMARK
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`CLERK
`Jeannette J. Clack
`
`(BY) DEPUTY CLERK
`-(j~ ())¢-.tv..
`
`DATE
`
`10/2512019
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Sony Ex. 1002
`
`Page 4 of 248
`
`

`

`Case 6:19-cv-00384-ADA ·Document 5 Filed 06/21/19 Page 1
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`W/D of Texas- Waco Division
`on the following
`C Trademarks or
`( 0 the patent action involves 35 U.S.C. § 292.):
`X Patents.
`DOCKET NO.
`U.S. DISTRICT COURT
`DATE FILED
`6/21/2019
`6: 19-cv-384-ADA
`WID of Texas -Waco Division
`PLAINTIFF
`DEFENDANT
`Ancora Technologies, Inc.
`LG Electronics, Inc. and LG Electronics, U.S.A., Inc.
`
`PATENTOR
`TRADEMARK NO.
`
`I [QJ Lf (( } q 4 (
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`SEE ATTACHED
`
`2
`
`3
`
`4
`
`5
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Other Pleading
`D Cross Bill
`D Answer
`HOLDER OF PATENT OR TRADEMARK
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`CLERK
`Jeannette J. Clack
`
`DATE
`6/21/2019
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Sony Ex. 1002
`
`Page 5 of 248
`
`

`

`Case 6:19-cv-00385-ADA' Document 5 Filed 06/21/19 Page 1
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`WID of Texas - Waco Division
`filed in the U.S. District Court
`!)n the following
`0 Trademarks or
`( D the patent action involves 35 U.S.C. § 292.):
`[if Patents.
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`6:19-cv-385-ADA
`6/21/2019
`WID of Texas- Waco Division
`PLAINTIFF
`DEFENDANT
`Ancora Technologies, Inc.
`Samsung Electronics Co., Ltd., and
`Samsung Electronics America, Inc.
`
`PATENTOR
`TRADEMARK NO.
`
`1 w./ <f I h q 4l
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`SEEATIACHED
`
`2
`
`3
`
`4
`
`5
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`I
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Other Pleading
`D Cross Bill
`D Answer
`HOLDER OF PATENT OR TRADEMARK
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`CLERK
`Jeannette J. Clack
`
`DATE
`6/21/2019
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Casc file copy
`
`Sony Ex. 1002
`
`Page 6 of 248
`
`

`

`Case 2:16~cv~01919~RAJ Document 11 Filed 12/16/16 Page 1 of 1
`
`A.O 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERJ\HNA TION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`[n Compliance with 3.5 lLS.C § 290 and/or 15 U.S.C. § 1116 you are hereby advised tha1 a court action has been
`Western District of Washington
`on the following
`filed in the U.S. District Court
`G1 Patents.
`[J Trademarks or
`( [J the patent action involves 35 U.S.C. § 292.):
`DATEHLED
`12/15/2016
`
`U.S. DlSTRlCT COURT
`Western District of Washington
`DEFENDANT
`HTC America, Inc. and HTC Corporation
`
`DOCKET NO.
`2:16-cv-01919
`PLAIJ.'\fTIFF
`Ancora Technologies, Inc.
`
`PATENTOR
`TRADEMARK NO.
`1 6,411,941
`
`DATE OF PATENT
`OR TRADEMARK
`6/25/2002
`
`HOLDER OF PATENT OR TRADEMARK
`
`Ancora Technologies, Inc.
`
`'1
`
`3
`
`4
`
`5
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the follovving patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`n Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[J Answer
`
`[J Cross Bill
`
`[J Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`[n the above ---entitled case. the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`CLERK
`WILLIAM MCCOOL
`
`(BY) DEPUTY CLERK
`s/ Donna Jackson
`
`DATE
`
`12/i 6/201 6
`
`Copy 1-----l..Jpon initiation or action, mail this copy to Birector Copy 3-----lJpon termirmtion oi" action, m~lil this eopy to Director
`Copy 2-----Upon flling document adding patent(s), mail this eopy to Director Copy 4-----Case file eopy
`
`Sony Ex. 1002
`
`Page 7 of 248
`
`

`

`Case 2:16~cv~01919~BAT Document 11 Filed 12/16/16 Page 1 of 1
`
`A.O 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERJ\HNA TION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`[n Compliance with 3.5 lLS.C § 290 and/or 15 U.S.C. § 1116 you are hereby advised tha1 a court action has been
`Western District of Washington
`on the following
`filed in the U.S. District Court
`G1 Patents.
`[J Trademarks or
`( [J the patent action involves 35 U.S.C. § 292.):
`DATEHLED
`12/15/2016
`
`U.S. DlSTRlCT COURT
`Western District of Washington
`DEFENDANT
`HTC America, Inc. and HTC Corporation
`
`DOCKET NO.
`2:16-cv-01919
`PLAIJ.'\fTIFF
`Ancora Technologies, Inc.
`
`PATENTOR
`TRADEMARK NO.
`1 6,411,941
`
`DATE OF PATENT
`OR TRADEMARK
`6/25/2002
`
`HOLDER OF PATENT OR TRADEMARK
`
`Ancora Technologies, Inc.
`
`'1
`
`3
`
`4
`
`5
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the follovving patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`n Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[J Answer
`
`[J Cross Bill
`
`[J Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`[n the above ---entitled case. the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`CLERK
`WILLIAM MCCOOL
`
`(BY) DEPUTY CLERK
`s/ Donna Jackson
`
`DATE
`
`12/i 6/201 6
`
`Copy 1-----l..Jpon initiation or action, mail this copy to Birector Copy 3-----lJpon termirmtion oi" action, m~lil this eopy to Director
`Copy 2-----Upon flling document adding patent(s), mail this eopy to Director Copy 4-----Case file eopy
`
`Sony Ex. 1002
`
`Page 8 of 248
`
`

`

`Case 4:11-cv-06357-YGR Document 208 Filed 04/22/16 Page 1 of 1
`
`TO:
`
`"r~~·~A~O~I~~O~(~R~~~~-~3/~~~l------------------------------,------------------------------------~--~
`REPORT ON THE
`Mail Stop 8
`FILING OR DETERMINATION 01<' AN
`Director of I he U.S. Patent und Trademark Office
`ACTION REGARDING A PATENT OR
`P.O. Box 1450
`Alexandria, VA 22313-1450
`TRADEMARK
`
`CA
`
`.•
`
`I
`
`'
`(' ... ~ .
`r-
`;• -
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § Ill ti you arc hereby advised that a court a<.:tion has been
`0 Tradt~mnrks:
`filed in the U.S. District Court Central District of California on the following @ Patents or
`U.S. DlSTRICf COUR~Iil&,iill ~lildlill Q' ~iiliUfilEiliiil
`Northern,
`DEFENDANT
`APPLE, INC., a Calffornia Corporation
`
`(if)
`
`1. lJJJJ.lf')
`
`DOC.[i ·v .. ~ U • ~
`PLAINTIFF C-11-6357-YGR ·-
`
`ANGORA TECHNOLOGIES, INC., a Delaware
`Corporation
`
`PATENTOR
`TRADEMARK NO.
`I 6411941
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`6/25/2002
`
`Ancora Technologies, Inc.
`
`(":
`r ... !"T~
`..... ~ C':"J
`:.: ,1.;
`r-"Jc
`fT1
`C) !• c.n
`~:"?
`.... 1,-.
`1'-l
`:· :.:::: ~.
`I.D
`:..! v· ......
`~
`en-<-;
`"""
`::x
`r- c ;,
`M-r.~ •
`1':-;>
`II'
`......
`(")0
`~0 IUl
`........
`r-,...
`. :o
`0 Cross Bill
`0 Other Pleading
`0 Answer
`HOLDER OF PATENT OR TRADEMARK
`
`~!J
`
`..
`
`(:;;')
`
`~
`
`In the above-entitled cuse, the rollowing patent(s)/ trademark(s) have been included:
`INCLUDED BY
`DATE INCLUDED
`
`2
`
`3
`
`4
`s
`
`PATENTOR
`TRADEMARK NO.
`
`I
`
`2
`
`3
`
`4
`s
`
`0 Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`In the above-entitled case, the following decision hus been rendered or judgement issued;
`DECISION/JUDGEMENT
`
`CLERK
`Susan Y. Soong
`
`4/22/2016
`Copy 1-Upon initlntion of action, mail this copy to Director Copy 3-Upon termination of action, mull this copy to Director
`Copy 2-Upon filing document adding putcnt(s), mail this copy to Director Copy 4-Cusc file copy
`
`Clara Pierce
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Sony Ex. 1002
`
`Page 9 of 248
`
`

`

`Case 4:11-cv-06357-YGR Document 207 Filed 04/21/16 Page 1 of 1
`
`UNITED STATES DISTRICT COURT
`
`NORTHERN DISTRICT OF CALIFORNIA
`
`OAKLAND DIVISION
`
`Case No. 11-cv-06357-YGR
`
`[PROPOSED] ORDER OF DISMISSAL
`
`ANCORA TECHNOLOGIES, INC.
`
`Plaintiff,
`
`v.
`APPLE, INC.,
`
`Defendant.
`
`APPLE, INC.
`
`Counterclaimant,
`
`v.
`
`ANCORA TECHNOLOGIES, INC.
`
`Counterdefendant.
`
`On April 19, 2016, Plaintiff AN CORA TECHNOLOGIES, INC. and Defendant
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`10
`
`11
`
`12
`
`13
`
`14
`15
`
`16 APPLE INC. announced to the Court that they have settled their respective claims for
`
`relief asserted in this cause. The Court, having considered this request, is of the opinion
`
`that their request for dismissal should be granted.
`
`IT IS THEREFORE ORDERED that all claims for relief asserted against APPLE
`
`INC. by ANCORA TECHNOLOGIES, INC. herein are dismissed, with prejudice, and all
`
`counterclaims for relief against ANCORA TECHNOLOGIES, INC. by APPLE INC. are
`
`dismissed without prejudice; and
`
`IT IS FURTHER ORDERED that all attorneys' fees, costs of court, and expenses
`
`shall be borne by each party incurring the same.
`
`This Order terminates Docket Number 205.
`
`Signed this 21st day of April, 2016.
`
`17
`
`18
`
`19
`
`20
`
`2I
`
`22
`
`23
`24
`25
`
`26
`
`27
`
`28
`
`Sony Ex. 1002
`
`Page 10 of 248
`
`

`

`Case 4:15-cv-03659-YGR Document 58 Filed 04/22/16 Page 1 of 1
`
`AO 120 (Rev 0811 0)
`
`TO:
`
`Mail Stop 8
`Director ofthe U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`Northern District of California
`filed in the U.S. District Court
`on the following
`D Trademarks or
`( D the patent action involves 35 U.S.C. § 292.):
`Gl1' Patents.
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`4: 15-cv-03659
`8/11/2015
`Northern District of California
`PLAINTIFF
`DEFENDANT
`Apple, Inc.
`Ancora Technologies, Inc.
`
`PATENTOR
`TRADEMARK NO.
`1 6411941
`
`DATE OF PATENT
`OR TRADEMARK
`6/25/2002
`
`HOLDER OF PATENT OR TRADEMARK
`
`Ancora Technologies, Inc.
`
`2
`
`3
`
`4
`
`5
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Other Pleading
`D Cross Bill
`D Answer
`HOLDER OF PATENT OR TRADEMARK
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`§ii'iiiUdlt fii'IM&niPWAili'illt e tiled ?'U '1i •
`
`CLERK
`Susan Y. Soong
`
`(BY) DEPUTY CLERK
`Clara Pierce
`
`DATE
`
`4/22/2016
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4--Case file copy
`
`Sony Ex. 1002
`
`Page 11 of 248
`
`

`

`Case 4:15-cv-03659-YGR Document 57 Filed 04/21116 Page 1 of 1
`
`UNITED STATES DISTRICT COURT
`
`NORTHERN DISTRICT OF CALIFORNIA
`
`OAKLAND DIVISION
`
`ANCORA TECHNOLOGIES, INC.
`Plaintiff,
`
`Case No. 15-cv-03659-YGR
`
`v.
`APPLE, INC.,
`Defendant.
`
`APPLE, INC.
`Counterclaimant,
`
`v.
`ANCORA TECHNOLOGIES, INC.
`
`[PROPOSED] ORDER OF DISMISSAL
`
`Counterdefendant.
`
`2
`
`3
`
`4
`5
`6
`7
`8
`
`9
`
`10
`11
`
`12
`
`13
`
`14
`On April 19, 2016, Plaintiff AN CORA TECHNOLOGIES, INC. and Defendant
`15
`16 APPLE INC. announced to the Court that they have settled their respective claims for
`
`17
`
`18
`19
`20
`21
`
`relief asserted in this cause. The Court, having considered this request, is of the opinion
`
`that their request for dismissal should be granted.
`IT IS THEREFORE ORDERED that all claims for relief asserted against APPLE
`INC. by ANCORA TECHNOLOGIES, INC. herein are dismissed, with prejudice, and all
`counterclaims for relief against ANCORA TECHNOLOGIES, INC. by APPLE INC. are
`
`22 dismissed without prejudice; and
`23
`IT IS FURTHER ORDERED that all attorneys' fees, costs of court, and expenses
`
`24
`
`shall be borne by each party incurring the same.
`
`25 Signedthis 21st dayofApril,2016.
`
`26
`
`27
`28
`
`1r""'~
`
`vonne Gonzalez Rogers
`U.S. District Court Judge
`
`Sony Ex. 1002
`
`Page 12 of 248
`
`

`

`Trials@uspto.gov
`571-272-7822
`
`Paper 7
`Entered: April 26, 2016
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`APPLE INC.
`Petitioner
`
`v.
`
`ANCORA TECHNOLOGIES INC.
`Patent Owner
`
`Case CBM20 16-00023
`Patent 6,411,941 B 1
`
`Before JONI Y. CHANG, MICHAEL W. KJM, and KEVIN W. CHERRY,
`Administrative Patent Judges.
`
`CHANG, Administrative Patent Judge.
`
`JUDGMENT
`Termination of Proceeding
`37 C.F.R. § 42.73
`
`Sony Ex. 1002
`
`Page 13 of 248
`
`

`

`CBM20 16-00023
`Patent 6,411,941
`
`On April 25, 2016, Apple Inc. ("Apple") and An cora Technologies
`Inc. ("Ancora") filed a joint motion to terminate the instant proceeding in
`view of the parties' agreement to settle their disputes. Paper 6. The parties
`also filed a true copy of their written settlement agreement made in
`connection with the termination of the instant proceeding (Ex. 1030), and a
`joint request to have their settlement agreement treated as confidential
`business information under 37 C.F.R. § 42.74(c). Paper 6, 3.
`Generally, the Board expects that a covered business method patent
`review will terminate after the filing of a settlement agreement. See, e.g.,
`Office Patent Trial Practice Guide, 77 Fed. Reg. 48,756, 48,768 (Aug. 14,
`2012). Here, in their joint motion to terminate, the parties represent that
`they agreed to settle their respective claims against each other in the
`settlement agreement executed by the parties. Paper 6, 1-2. The parties also
`indicate that they have resolved their disputes. I d. In particular, the district
`court proceedings 1 related to the instant proceeding have been dismissed. !d.
`at 2. The parties agreed to refrain, to the extent permitted by law, from
`further participation in this proceeding. !d. at 3.
`Apple's petition was filed on January 8, 2016, but Ancora has not
`filed its patent owner preliminary response. Further, the Board has not
`decided whether to institute a covered business method patent review. Even
`if the Board institut~s a review and commences a trial, Apple will no longer
`participate. That means even if a review is instituted, Apple will not file a
`reply to any patent owner response or an opposition to any motion to amend
`
`1 Ancora Techs., Inc. v. Apple, Inc., No.4: 11-cv-6357 (N.D. Cal.), filed
`December 15,2011, andAncora Techs., Inc. v. Apple, Inc.,
`No. 4:15-cv-3659 (N.D. Cal.), filed August 11, 2015.
`
`2
`
`Sony Ex. 1002
`
`Page 14 of 248
`
`

`

`CBM20 16-00023
`Patent 6,411,941
`
`claims. Apple also will not be conducting any cross examination of
`Ancora's witnesses. ln addition, Ancora may not have an opportunity to
`cross examine Apple's witness whose testimony is relied upon by Apple's
`petition.
`As no trial has been instituted based on Apple's petition, the instant
`proceeding is in the preliminary proceeding stage. 2 Based on the particular
`facts of this case, it is appropriate to enter judgment.3
`In consideration of the foregoing, it is:
`ORDERED that the joint motion to terminate CBM2016-00023 is
`granted, and this proceeding hereby is terminated as to all parties including
`Apple and Ancora; and
`FURTHER ORDERED that the parties' joint request to have their
`settlement agreement treated as business confidential information under
`37 C.F.R. § 42.74(c) is granted.
`
`2 A preliminary proceeding begins with the filing of a petition for instituting
`a trial and ends with a written decision as to whether a trial will be instituted.
`37 C.F.R. § 42.2.
`3 A judgment means a final written decision by the Board, or a termination
`of a proceeding. 37 C.F.R. § 42.2.
`
`3
`
`Sony Ex. 1002
`
`Page 15 of 248
`
`

`

`<
`
`•
`
`CBM20 16-00023
`Patent 6,411 ,941
`
`PETITIONER:
`
`David L. Fehrman
`RichardS. J. Hung
`Diek Van Nort
`MORRISON & FOERSTER LLP
`dfehrman@mofo.com
`rhung@mofo.com
`dvannort@mofo.com
`
`PATENT OWNER:
`
`John P. Rondini
`John S. LeRoy
`Mark A. Cantor
`Marc Lorelli
`Mark A. Jotanovic
`RROOKS KUSHMAN P.C.
`An ceO 112cbmr 1 @brookskushman.com
`
`4
`
`Sony Ex. 1002
`
`Page 16 of 248
`
`

`

`Case3:15-cv-03659-JD Document4 FiledOB/11/15 Pagel of 1
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`Northern District of California
`filed in the U.S. District Court
`on the following
`0 Trademarks or
`~Patents. ( 0 the patent action involves 35 U.S.C. § 292.):
`DATE FILED
`U.S. DISTRICT COURT
`8/11/2015
`Northern District of California
`DEFENDANT
`Apple, Inc.
`
`DOCKET NO.
`4: 15-cv-03659
`PLAINTIFF
`Ancora Technologies, Inc.
`
`PATENT OR
`TRADEMARK NO.
`I 6411941
`
`DATE OF PATENT
`OR TRADEMARK
`6/25/2002
`
`HOLDER OF PATENT OR TRADEMARK
`
`An cora Technologies, Inc.
`
`2
`
`3
`
`4
`
`5
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`I
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`0 Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`0 Cross Bill
`0 Other Pleading
`0 Answer
`HOLDER OF PATENT OR TRADEMARK
`
`In the above--entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`CLERK
`
`DATE
`
`8/12/2015
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3--Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Sony Ex. 1002
`
`Page 17 of 248
`
`

`

`Case4: 11-cv-06357-YG R
`
`Filed05/01/13
`
`1
`
`""AO 120 (Rev. 2/99)
`
`TO: Mail Stop 8
`Director ofthe U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`D Trademarks:
`X Patents or
`filed in the U.S. District Court Northern District ofCA (Oakland) on the following
`
`DOCKET NO.
`CV 11-06357 YGR
`PLAINTIFF
`ANCORA TECHNOLOGIES
`
`DATE FILED
`12/15/201 I
`
`U.S. DISTRICT COURT
`No. Dist. CA 1301 Clav St. Ste. 400 South Oakland CA 94612
`DEFENDANT
`APPLE INC
`
`PATENT OR
`TRADEMARK NO.
`
`6411941
`
`DATE OF PATENT
`OR TRADEMARK
`
`06/25/2002
`
`HOLDER OF PATENT OR TRADEMARK
`
`Ancora Technologies, Inc.
`
`I
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s) have been included:
`INCLUDED BY
`DATE INCLUDED
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`0 Other Pleading
`D Cross Bill
`D Answer
`HOLDER OF PATENT OR TRADEMARK
`
`PATENT OR
`TRADEMARK NO.
`
`I
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`***ORDER GRANTING SUMMARY JUDGMENT and FINAL JUDGMENT, ENTERED ON 04/29/20 13***
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Richard W. Wieking
`
`Jessie Mosley
`
`May I, 2013
`
`Copy 1-Upon initiation of action, mail this copy to Commissioner Copy 3-Upon termination of action, mail this copy to Commissioner
`Copy 2-Upon filing document adding patent(s), mail this copy to Commissioner Copy 4-Case tile copy
`
`Sony Ex. 1002
`
`Page 18 of 248
`
`

`

`Case4:11-cv-06357-YGR Document76 FiledOl/26/12 Pagel of 1
`
`or.:. AO 120 (Rev 2/99}
`
`TO: Mail Stop 8
`Director of the U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`D Trademarks:
`filed in the U.S. District Court
`on the following
`fuatents or
`
`DOCKET NO.
`CV 11-06357 YGR
`PLAINTIFF
`ANCORA TECHNOLOGIES
`
`DATE FILED
`12/15/2011
`
`U.S. DISTRICT COURT
`U.S. District Court Northern District of California
`DEFENDANT
`APPLE INC
`
`PATENTOR
`TRADEMARK NO.
`
`!0;/ '-Ill} CJtt i
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`***SEE COMPLAINT***
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s} have been included:
`INCLUDED BY
`DATE INCLUDED
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Cross Bill
`D Answer
`0 Other Pleading
`HOLDER OF PATENT OR TRADEMARK
`
`PATENT OR
`TRADEMARK NO.
`
`I
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Richard W. Wieking
`
`Jessie Mosley
`
`January 26, 2012
`
`Copy 1-Upon initiation of action, mail this copy to Commissioner Copy 3-Upon termination of action, mail this copy to Commissioner
`Copy 2-Upon filing document adding patent(s}, mail this copy to Commissioner Copy 4-Case file copy
`
`Sony Ex. 1002
`
`Page 19 of 248
`
`

`

`Case 8:08-cv-00626-AG-~ Document 167
`
`Filed 04/2511Wage 1 of 1 t~rp>y
`
`Cit. AD 120 IRev. 3104)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S. C.§ Z90 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`[1 Patents or D Trademarks·
`filed In the u.s. District Court Central District of C:!ilifornia on the following
`u.s. DISTRICT COURCentral District of California
`DEFENDANT
`TOSHIBA AMERICA INFORMATION, SYSTEMS, INC.,
`DELL, INC., HEWLETT-PACKARD COMPANY
`
`ANCORA TECHNOLOGIES, INC.
`
`DATE OF PATENT
`OR TRADEMARK
`6125/2002
`
`PATENTOR
`TRADEMARK NO.
`1 6,411,941
`z
`3
`
`4
`
`5
`
`Ancora Technologies, Inc.
`
`..
`
`;:..:,..., =
`HOLDER OF PATENT OR~&lJARKp..)
`:5;:.
`c::o
`··- ~
`z
`'):>•;.. ..
`:;r. ~" -·
`I
`>r,.-.:...•·
`-1 ··\
`>· .. ~
`
`,.
`i=
`
`,..;:
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been Included:
`DATE INCLUDED
`INCLUDED BY
`
`0 Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`0 Other Pleading
`0 Cross Bill
`0 Answer
`HOLDER OF PATENT OR TRADEMARK
`
`PATENTOR
`TRADEMARK NO.
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement Issued:
`DECISION/JUDGEMENT
`
`ORDER TRANFERRING CASE TO WESTERN DISTRICT OF WASHINGTON [161]
`
`CLERK
`TERRY NAFISI
`
`(BY) DEPUTY CLERK
`Ramona La Chapelle
`
`DATE
`4/25/2012
`
`Copy 1-Upon initiation ofaction. mall this copy to Director Copy 3-Upon termination ofaction, mall this copy to Director
`Copy Z-Upon filing document adding patent(s), mall this copy to Director Copy 4-Case file copy
`
`Sony Ex. 1002
`
`Page 20 of 248
`
`

`

`• ~ AO 1~0 (Rev. 3/04)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`0 Trademarks:
`[if Patents or
`filed in the U.S. District Court Central District of California on the following
`u.s. DISTRICT COURbentral District of California
`DEFENDANT
`
`PLAINTIFF
`
`ANGORA TECHNOLOGIES, INC., a Delaware
`Corporation
`
`APPLE, INC., a California Corporation
`
`-Dacre 11'1 0 • 11 nrni~Dii
`- ·-
`
`PATENTOR
`TRADEMARK NO.
`
`I 6411941
`
`DATE OF PATENT
`OR TRADEMARK
`6/25/2002
`
`HOLDER OF PATENT OR TRADEMARK
`
`Ancora Technologies, Inc.
`
`~n
`
`..
`
`r:.
`f·'" ... ,. .. ,
`0
`..,.,
`~-: :-'1;
`-1"- ~
`,-nc
`o'::~(/l n
`.... ~
`t,..,ir-.
`:p ~ ;~
`z~,. ... (,.. ..
`\D
`~
`Gj')-<-1 ~
`.-:c.--M..;, (}
`::J:
`"' ..... ~
`(")(')
`>o ~
`r-,-
`:":tJ
`.....
`0 Other Pleading
`0 Cross Bill
`0 Answer
`HOLDER OF PATENT OR TRADEMARK
`
`i
`' .,
`
`i
`, .. ,~.·
`(--
`;·~
`_J
`
`0 Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`DATE INCLUDED
`INCLUDED BY
`
`2
`
`3
`
`4
`
`5
`
`PATENT OR
`TRADEMARK NO.
`
`I
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`TRANSFERRED TO NORTHERN DISTRICT OF CALIFORNIA PURSUANT TO ORDER[64]
`
`CLERK
`TERRY NAFISI
`
`(BY) DEPUTY CLERK
`R LA CHAPELLE
`
`DATE
`
`12/13/11
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Sony Ex. 1002
`
`Page 21 of 248
`
`

`

`Case 2:10-cv-10045-GHK -PLA Document 3 Filed 12/29/10 Page 1 of 1 Page ID #:1
`, ~ AO I~O(Rev. 3/04)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`0 T d
`n d . th us D.
`. c
`Central District of California
`~ P ,
`,
`h , 11
`k
`1 e m e
`aensor
`ra emar s:
`Jstnct our
`on t e o owmg
`
`. -
`DOC!flfTIT. 1r nn~~
`
`PLAINTIFF
`ANGORA TECHNOLOGIES, INC., a Delaware
`Corporation
`
`u.s. DISTRICT couRCentral District of California
`DEFENDANT
`APPLE, INC., a California Corporation
`
`PATENTOR
`TRADEMARK NO.
`I 6411941
`
`DATE OF PATENT
`OR TRADEMARK
`6/25/2002
`
`HOLDER OF PATENT OR TRADEMARK
`
`Ancora Technologies, Inc.
`
`"'
`..
`
`r·•-r:
`
`'
`:
`
`0
`
`,..,. ••
`;-:..,
`-
`
`\D
`
`"
`:.:-::"':: ~
`~"'
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`Q ...
`~,.,;...~} "'
`tt ; ... :.:..:: :-
`z ,_~ t!"
`ill") -'I-\ -
`,·c··
`:X
`1"1"'! ..,::, (}
`"'"'~ ~
`,.<">
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`• 0
`,..~
`:">O
`....
`0 Other Pleading
`0 Cross Bill
`0 Answer
`HOLDER OF PATENT OR TRADEMARK
`
`0 Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`DATE INCLUDED
`INCLUDED BY
`
`2
`
`3
`
`4
`
`5
`
`PATENTOR
`TRADEMARK NO.
`
`I
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`I (BY) DEPUTY CLERK
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3---Upon termination of action, mail this copy to Director
`Copy 2--Upon filing document adding patent(s). moil this copy to Director Copy 4--Cas:e file copy
`
`Sony Ex. 1002
`
`Page 22 of 248
`
`

`

`..
`
`o'P~'1
`~" 2 l. ~ .
`
`. ·~~
`~~-
`.
`·.
`
`.
`
`PART B- FEE(S) TRANSMITTAL
`
`I
`
`-~.~-<,
`~
`
`Assiltaut Commissioner for Patents
`·
`1
`Waalalupoa, D.C.lOZJl
`.
`·~
`MAHJNd IN$fRUti tuNs: ThiS fonn SliOU