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`UNITED STATES DEPARTMENT OF CUD'D’IERCE
`United Stun»; Patent and Trademark Office
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`F‘ D. Hue [450
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`Iiorst Olscliewskj, Cfl‘fl'l.‘ AUSTRIA:
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`The United States I'eplesents the largest. most dynamic marketplace in the world and is an unparalleled location
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`iRiUJ (Rev. 10:11le
`
`Liquidia's Exhibit 1017
`Page 1
`
`Liquidia's Exhibit 1017
`Page 1
`
`
`
`Receipt date: 05/1 1/2012
`
`PTOiSB1DB {09-06)
`Approved lfor use through 0313132001 OMB 0551-0031
`LLB. Patent and Trademark Office: U 5. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Aclof1995. no persons are required to respond to a collection oi information unless it contains a valid
`OMB control num
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`Substitute for form 1 4491PTO
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`Date Submitted: May 112012
`{use as many sheets as nccessgry)
`
`__ _
`Sheet
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`Complete if Known
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`' Unassigned
`_ Belication Nu_r_nber
`
`Filing Date
`511 112012
`'
`First blamed Inventor
`Ex‘arn'inenNan-‘ie
`_
`Attorney Docket Number
`
`Unassigned
`_Unassigngd
`08061 8-1156
`
`_
`
`U.S. PATENT DOCUMENTS
`
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`. 1213012004
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`Foreignfialentfipccumeni
`Country Code“ Number-L
`Kind Code‘ :11 11111.1er
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`‘
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`FQREIGN PATENT pocumenrs
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`Publication Date
`MM-DD—WYY
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`Name of Patentee or
`Applicant of Cited Documents
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`!
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`Pages. CDlumllh. Lines.
`Wheie Relevant
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`-
`
`' No.‘
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`anminer
`Inltiais'
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`' Cite |
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`A20 ' Abe at al. “Effects of inhaled prostacyclin analogue on chronic hypoxic pulmonary hypertension." J.
`Cardiovascular Pharmacology. 2001. 3?. 239 251 .
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`L
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`Date
`1
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`Examiner -
`Signature !
`fsara E‘ 10010519311
`' Considered
`'
`DQISO'QUW
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`FEREN ES C NSIDERED EXCEPT WHERE LINED THROUGH. /S.E.T
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`Liquidia's Exhibit 1017
`Page 2
`
`Liquidia's Exhibit 1017
`Page 2
`
`
`
`PART B - FEElS) TRANSMITTAL
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`Complete and send this form. together with applicable feels). to: Mail Mail Stop ISSUE FEE
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`05f! ”EDI 1
`Horst Olschewski
`080(1iS-1 I56
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`TITLE OF INVENTION: TREI‘ROSTISIL ADMTNIS'I'RATION BY INHALATION
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`tin" nth. at-nlitnt
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`{l} l'he names 0] up to 3 registered patent attorneys
`or agents 0R. alternatively.
`t2} lhe name of a single tirrn (having as a member a
`registered attorney or agent: and the names of up to
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` Authorized Signature _ _ Date
`fStephen B. Maebiusi
`April 14, 2016
`
`.
`.1.
`'l‘yped or printed nami- Stephen 3' Maebtus
`_ 351264
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`['15. Patent illld 'I‘riidemark (“lice-1 l'.5. lilil'AR IMFNT fit? COMMERCE
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`Page 2 of 3
`
`Liquidia's Exhibit 1017
`Page 3
`
`Liquidia's Exhibit 1017
`Page 3
`
`
`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`13469854
`
`Filing Date:
`
`1 i—May-201 2
`
`Title of Invention:
`
`TREPROSTINFL ADMINlSTRATlON BY lNHALATION
`
`First Named Inventormpplicant Name:
`
`Horst Olschewski
`
`_ Stephen Bradford MBEbius
`
`Attorney Docket Number:
`
`080618—1156
`
`
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC111la}
`
`Description
`
`Quantity
`
`Sub-Total in
`USDl$l
`
`Basic Filing:
`
`
`
`Miscellaneous—Filing:
`
`Petition:
`
`
`Patent-Appeals-and-Interference:
`
`Post-AlIowance-and-PosI-Issuance:
`
`
`
`Utility Appl Issue Fee
`
`Liquidia's Exhibit 1017
`Page 4
`
`Liquidia's Exhibit 1017
`Page 4
`
`
`
`_
`
`'
`
`Sub-Total in
`
`
`
`Extension-of-Time:
`
`
`
`Total in USD (5)
`
`960
`
`Liquidia's Exhibit 1017
`Page 5
`
`Liquidia's Exhibit 1017
`Page 5
`
`
`
`Electronic Acknowledgement Receipt
`
`
`
`Title of Invention:
`
`TREPROSTINIL ADMINISTRATION BY INHALATION
`
`First Named Inventormpplicant Name:
`
`Horst Dischewskl
`
`Customer Number:
`
`22428
`
`
`
`
`
`Filer: Stephen Bradford Maebius/Karen Strawderman
`
`Filer Authorized By:
`
`Stephen Bradford Maebius
`
`Payment information:
`
`”may ”Horas usc 11 ”a
`
`The Director ofthe USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Deposit Account
`Authorized User
`
`Liquidia's Exhibit 1017
`Page 6
`
`Liquidia's Exhibit 1017
`Page 6
`
`
`
`File Listing:
`
`Document
`
`Information:
`
`Information:
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`.
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`.
`
`File Size(Bytes}l‘
`
`Multi
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`Pages
`
`issue Fee Payment {PTO-853]
`
`u-_| IIH-I at“! I ’- z: umnmrtn *cI!:!r(|:lH I'- R'i'lr
`{71-1919
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`Fee Worksheet (5306}
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`fee—info.pdf
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`Minna-lIa-Il‘vull.\ulu)riridu'l1194r'm’eitnl
`Lin-NI
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`
`Liquidia's Exhibit 1017
`Page 7
`
`Liquidia's Exhibit 1017
`Page 7
`
`
`
`UNlTISD STATES PATENT AND TRADEMARK Ol'TICL-E
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`1orpnrposes oflhis notice. small entity fees an: [1’2 the amount ol undiscounled fees. and micro entity fees are [1'2 the amount 01 small entity
`lees
`
`lI. PART B - li'l'il'it'S'J TRANSMlTI‘A] 4. or its equivalent. must be completed and returned to the United States Patent and Trademark Office
`('USP‘TO) with your ISSUE FEE and PUBLICATION FEE (if required}. If you are eharging the feet's) to your deposit account, section "411"
`of Part B - Fee-{5'} Tranismittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed. a
`request to reapply a previously paid issue fee must he clearly made. and delays in processing may occur due to the difficulty in recognizing
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`Ill. All communications regarding this application must give the application number. Please direct all communications prior to issuzutee to
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`IMI’OR'I‘AN'I‘ REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's rtsplinsibility to ensure. timely payment 111' maintenance fees when due.
`
`P'I‘OL-as (Rev. 0211 I
`
`1
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`Page l 01' 3
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`Liquidia's Exhibit 1017
`Page 8
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`Liquidia's Exhibit 1017
`Page 8
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`
`
`PART B - FEElS) TRANSMITTAL
`
`Complete and send this form. together with applicable feels). to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`I’.0. Box 1450
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`or m (571)-273-2885
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`Ihrotigh 5 should be completed where
`[NS'l‘RI‘C’I‘ltJNS: this form should be used for transmitting the ISSI.‘E FF.F. and PUBLICATION FF}; tit'lrequiredi. Blocks ]
`up
`ipriate. All further correspondence including the Patent. advanee orders and notification of maintenance lees will be mailed to the current cones
`ndenee nddn. s to;
`'n icated unless corrected below or directed otherwise in Block I. by [at specifying a new correspondence address: auditor tbt indicating a separate " ~'liE rmDRl-LSS" for
`maintenance fee notifications.
`Note: A certificate of mailio
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`Feels} transmittal. This eerti Irate eimnol be used lor any other accompanying
`open. liach additional paper. such as an assignment or formal drawing. must
`uve it! own certificate of mailing or tranrin'iisfiton.
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`(‘l‘RREN‘I‘(‘URRE'SI‘UNDENCH ANDRE“ 1N0"!- “W Black | For ell) Cl-nltsrl'it-utlllml
`
`23-423
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`759::
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`maintains
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`‘
`l‘oley (KL Lardner LLP
`1000 K S'I‘Ri‘drl‘N W
`-'
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`‘
`SUI l 1: 600
`WASI‘IING'l‘UN. DC 20007-5109
`
`‘
`
`-
`.
`.
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`
`
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`Certificate ol‘ Mailing or Transmission. - .. . - - .
`-
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`I hereby certify that this I‘K‘Elfi_l lransmltlal Is being deposited With the l nited
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop lSSl'E I‘LL: address above. or being facsimile
`transmitted to the I'SF'TO t. "it: Bil-3385. on the date indicated tit-low.
`m .
`.
`' “mmmm'
`[Signaturel
`
`IDnJeI
`
`At’PLit‘i't'i'ION .‘JO.
`FILING lim'l‘li
`FIRST NAMED INW'EiN'l't'm
`J\'I"I'ORNEY IYK‘KET N0.
`t‘fJNHRMA'l'lON NO
`
`l.'.lHt":9.85-'I
`05ft ”EDI 1
`Horst Dischewski
`0806! 8—1 I56
`01?]
`TITLE OF INVIL'VTlON: T'RIZI‘ROSTISI'L ADMINISTRATION BY INHALATION
`
`APT-’LN.
`l'Y’Pl—L
`ENTRY STAN :S
`ISSUES—Eli 91 'ii
`PUBLICATION l‘l‘lli 01 '12'
`PREV. PAID [SSI I'Ii FEE
`TU'l'AL hFIEtSI DI iii
`DATE liltiti
`
`nonpmvisional
`l 3N DISCO L1 N'T'EIJ
`59(1)
`50
`St)
`$900
`WMEQO] (a
`
`EMMINER
`ART UNIT
`CLASS-SliiflLA SE
`
`'l'OWNSLl-LY. SARA ELIZABETH
`1629
`5 I +5690tll}
`
`1. Change of correspmdence address or indicalion of "Fee Adda-ts” (3?
`[TR I363].
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`D Chan e of correspondence address tor Change of Correspondence
`Address t'It'I'II P'I‘OISBI l 22] attached.
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`
`
`1. For printing on the patent front page. list
`{it The names of up to 3 registered patent attorneys
`or agents 0R. alternatively.
`tltjhe name of a single lirrn (having as a member a
`reglstcrctl aim-nay or agent: and the names nl up to
`D "Ft-t Address" indication nit- "tact- Address" Indication form
`1’. registered patent attorncvs or agents. IF no name Is
`P'l‘Di’SBMT: Rev 03-01 or more recent} attached. Use of a Customer
`listed. no name will be printed.
`Number is required.
`.'i. ASSIGNEIE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT [print or type!
`if an assignee is identified below. the document has been filed [or
`PLEASE NOTE: t-‘nless an assi rice is identified below. an assiguee data will appear on the patent.
`t'eerirdation as set turth in 3? C .
`3.1 t. t‘umpletion at this form is NOT a substitute for filing an assignment.
`IA} NAME OF ASSIt’iN'I-I:
`Iii] RESIDENFE: t't.‘i'l"‘t' and STA'J‘IE DR (‘01 ‘XTRYJ
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`l
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`3
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`—
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`-
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`Please check the appropriate assignee category or categories {will not be printed on the patent: : El Individual CI Corporation or other private group entity El Government
`4a. The following ['ee(st are submitted:
`4b. Payment-1i" Feelsi: {Please first reapply any previously paid issue fee shown abovet
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`[I A check is enclosed.
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`D Payment by credit card. l‘orm FPO-2038 is attached.
`3 Advance Order — it ot'tTopie-s
`D‘l‘he director is hereby authorized to charge the required feels). any deficiency. or credits any
`ovemayment. to Deposit Account Number [enclose an extra copy tit'this l‘ornit.
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`5. Change in Entity Status t’li'om status indicated above}
`3 Applicant certifying micro entity status. See 3? UR 12‘)1
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`3 Applicant asserting small entity status. See 3? CFR 1.2T
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`V531 [1' Absent a valid certification Lil'Micm Entity Slams tsec forms l'TtJiSBi'IfiA and 1531. issue
`fee payment in the micro entity amount will not he accepted at the risk of application aliandimnienL
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`N's HIT; lithe application was previously under micro. entity status. checking this box will be taken
`to he a notification of loss of entitlement to micro entity status.
`
`5911;." t.‘l1e-elting this box will be taken in be a notification of loss of entitlement to small or micro
`3 Applicant changing to regular undiscounted fee status.
`
`entity status, as applicable.
`tied in accordance with 3? CFR 1.31 and 1.33. See 3? CFR l4 for sienarure he tutements and certifications.
`NOTE: This I'm-m must he si
`
`
`
`
`Authorized Signature
`
`
`Date
`
`'l‘yped or printed name
`Registration No.
`
`
`1"[01 :35 Part ill
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`I Ilt- I 3: Approvedl't-r use through tilt} liltllfi.
`
`0MB Unfit-tilt.“
`
`t'.5. Patent and 'I‘rademark (illicit: I'.5. IDISI'AR IMI‘NT fill COMMERCE
`
`Page 2 of 3
`
`Liquidia's Exhibit 1017
`Page 9
`
`Liquidia's Exhibit 1017
`Page 9
`
`
`
`UNITED STA'IES PA'l'liNT AND TRADEMARK OFFICE
`
`
`
`UNITED STATES HEFARTMENT ”I“ commute
`[Tailed titans Palm! and Trademark Offici-
`chums: (.T.'J.\"L\'ITSSlOI\‘ER I-UR PA PEN—1'3
`PO 1303. I-L‘il'l
`Meumdn'a. Vitglnia 21113-1451)
`mausplmgnv
`
` APPLICA'I'II'JN NO.
`
`1 314011854
`
`FILING DA'J'I;
`
`1.1511 [an]:
`
`FIRST NAMED INVENTOR
`
`.-\'I"I'l;lkNEY [KJLTKLT NU.
`
`CONHRNLA J'IIIIN NO.
`
`Horst Ulsrhewski
`
`(Jane 1 3-1 [in
`
`91 71
`
`mmmzum
`
`Tsar:
`21423
`[iolcy 8L Lardner Ll 41’
`3000 K S‘I'RJFZI'ST NW.
`SUI-warm
`WASHINGTON. DC 20007-5109
`
`H‘W'P'ER
`'n'nstu-n'. saua stream-rm
`
`
`mu
`DATE MAILED: (14:11:51er 6
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (I1)
`(Applications filed on or after May 29. 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`to eliminate the
`Section 1(h')(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3'}tB}(i)
`requirement
`that
`the Office provide a patent
`term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, ?8 Fed. Reg. 19416. 19417 (Apr. 1, 2013']. Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent
`term adjustment determination with the Issue Notification Letter that
`is mailed to applicant
`approximately three weeks prior to the issue date of the patent. and will include the patent term adjustment on the
`patent. Any request for reconsideration of the patent term adjustment determination (or reinstatement of patent term
`adjustment) should follow the process outlined in 3? CFR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment deteimination should be directed to the Office of
`Patent Legal Administration at (571)—272—7?02. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at l—(883)—786~0101 or {STD—234200.
`
`P'I‘ot.-ss (Rev. 02” I
`
`l
`
`Page 3 ol' 3
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`Liquidia's Exhibit 1017
`Page 10
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`Liquidia's Exhibit 1017
`Page 10
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`
`
`OMB Clearance and FHA Burden Statement for PTOL-85 Part B
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`The Paperwork Reduction Act (l’RA) of 1995 requires Federal agencies to obtain Office of Management and
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`'l‘lic inl'onnation collected by P’l‘OL-ttS Part B is required by 3'! (117R 1.31 l. The infonnation is required to obtain
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`andfor suggestions for reducing this burden. should be sent to the (Thief Information Officer. 1.1.8. Patent and
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`Privacy Act Statement
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`The Privacy Act of 1974 (l’.l... 93-579] requires that you be given certain infonnation in connection with your
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`The information provided by you in this fortn will be subject to the following routine uses:
`1. The information on this t'omt will be treated confidentially to the extent allowed under the l-‘reedotn of
`information Act (5 L|.S-C. 552) and the Privacy Act [5 |_l-S.C 5523). Records front this system of records
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`3. A record in this system of records may be disclosed. as a routine ttse. to a Member of Congress submitting a
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`need for the information in order to perform a contract. Recipients of infonnalion shall be required to
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`5. A record related to an International Application filed under the Patent Cooperation Treaty it] this system of
`records may be disclosed, as a routine use. to the International Bureau of the World Intellectual Property
`('lrganiration. pursuant to the Patent Cooperation Treaty.
`IS. A record in this system of records may be disclosed. as a routine use. to another federal agency for purposes
`of National Security review (35 LLSLT. 131) and for review pursuant to the Atomic Energy Act [42 U.S.C.
`218M).
`to the Administrator. General
`'1". A record from this system of records may be disclosed. as a routine use.
`Services, or liislhcr designee, during an inspection of records conducted by GSA as part of that agency's
`responsibility to recommend improvements in records management practices and programs. under authority
`of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations
`governing inspection of records for this purpose. and any other relevant ti.c.. GSA or Commerce) directive.
`Such disclosure shall not he used to make determinations about individuals.
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`ti. A record from this system of records may be disclosed. as a routine use. to the public after either publication
`of the application pursuant to 35 LLSC. 1221b] or issuance ol'a patent pursuant to 35 U.S.C. 151. I-‘unher. a
`record may be disclosed. subject to the limitations of 37 CPR 1.14, as a rotttitte use. to the public if the
`record was tiled in an application which becatnc abandoned or in which the proceedings were terminated
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`9. A record from this system of records may be disclosed. as a routine use. to a Federal. State. or local law
`enforcement agency. if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`Liquidia's Exhibit 1017
`Page 11
`
`Liquidia's Exhibit 1017
`Page 11
`
`
`
`
`Application No.
`Applicantts}
`13i469.854
`OLSCHEWSKI ET AL.
`-
`'
`#IAIFirstlnventorln File}
`gig???owNSLEY
`sous
`No
`
` .
`
`.
`.