UNITED STATES PATENT AND TRADEMARK OFFICE
`____________________________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________________________________________
`
`SAMSUNG ELECTRONICS CO., LTD.,
`SAMSUNG ELECTRONICS AMERICA, INC.
`Petitioner
`
`v.
`
`NANOCO TECHNOLOGIES LIMITED,
`Patent Owner
`
`U.S. PATENT NO. 8,524,365
`
`Case IPR2021-00186
`
`PETITIONERS’ UPDATED EXHIBIT LIST
`
`
`____________________________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________________________________________
`
`SAMSUNG ELECTRONICS CO., LTD.,
`SAMSUNG ELECTRONICS AMERICA, INC.
`Petitioner
`
`v.
`
`NANOCO TECHNOLOGIES LIMITED,
`Patent Owner
`
`U.S. PATENT NO. 8,524,365
`
`Case IPR2021-00186
`
`PETITIONERS’ UPDATED EXHIBIT LIST
`
`
`
`IPR2021-00186: Petitioners’ Updated Exhibit List
`
`Exhibit No.
`1001
`1002
`
`1003
`1004
`1005
`
`1006
`
`1007
`
`1008
`
`1009
`
`1010
`
`1011
`1012
`
`1013
`1014
`1015
`1016
`
`LIST OF EXHIBITS
`Description
`U.S. Patent No. 8,524,365 (“the ’365 patent”)
`Declaration of Mark A. Green in Support of Petition for Inter
`Partes Review of U.S. Patent No. 8,524,365
`Curriculum Vitae for Mark A. Green
`Prosecution History of U.S. Patent No. 8,524,365
`International Patent Publication No. WO 03/097904 to Banin et
`al. (“Banin”)
`A. Zaban et al., Photosensitization of Nanoporous TiO2
`Electrodes with InP Quantum Dots, 14 LANGMUIR 3153 (1998)
`(“Zaban”)
`Olga I. Mićić et al., Synthesis and Characterization of InP
`Quantum Dots, 98 J. PHYSICAL CHEMISTRY 4966 (1994) (“Mićić”)
`V. Ptatschek et al., Quantized Aggregation Phenomena in II–VI-
`Semiconductor Colloids, 102 BERICHTE DER BUNSEN–
`GESELLSCHAFT FÜR PHYSIKALISCHE CHEMIE 85 (1998)
`(“Ptatschek”)
`W. E. Farneth et al., Bulk Semiconductors from Molecular Solids:
`A Mechanistic Investigation, 4 CHEMISTRY OF MATERIALS 916
`(1992) (“Farneth”)
`Heng Yu et al., Heterogeneous Seeded Growth: A Potentially
`General Synthesis of Monodisperse Metallic Nanoparticles, 123 J.
`AM. CHEMICAL SOC’Y 9198 (2001) (“Yu”)
`U.S. Patent No. 7,193,098 to Lucey et al. (“Lucey”)
`S.P. Ahrenkiel et al., Synthesis and Characterization of Colloidal
`InP Quantum Rods, 3 NANO LETTERS 833 (2003) (“Ahrenkiel”)
`INTENTIONALLY OMITTED
`INTENTIONALLY OMITTED
`U.S. Patent No. 6,815,064 to Treadway et al. (“Treadway”)
`N. Herron et al., Crystal Structure and Optical Properties of
`Cd32S14(SC6H5)36·DMF4, a Cluster with a 15 Angstrom CdS
`
`1
`
`
`
`IPR2021-00186: Petitioners’ Updated Exhibit List
`
`Exhibit No.
`
`1017
`
`1018
`
`1019
`
`1020
`
`1021
`
`1022
`
`1023
`1024
`1025
`1026
`1027
`1028
`1029
`1030
`1031
`1032
`1033
`1034
`1035
`
`1036
`
`Description
`Core, 259 SCIENCE 1426 (1993) (“Herron”)
`Seven Networks, LLC v. Apple Inc., C.A. No. 2:19-cv-00115-JRG,
`Dkt. 313 (Sept. 22, 2020)
`Docket Control Order, Nanoco Technologies Ltd. v. Samsung
`Electronics Co., Ltd., No. 2:20-cv-00038 (E.D. Tex.)
`October 2021 Calendar for Judge Rodney Gilstrap, Eastern
`District of Texas
`Return of summons to Samsung Electronics Co. and Samsung
`Electronics America, Nanoco Technologies Ltd. v. Samsung
`Electronics Co., Ltd., No. 2:20-cv-00038 (E.D. Tex.)
`Letter dated November 9, 2020 from M. Pearson to M. Newman
`re stipulation about invalidity grounds
`Infringement contentions, Nanoco Technologies Ltd. v. Samsung
`Electronics Co., Ltd., No. 2:20-cv-00038 (E.D. Tex.)
`Cover material for Zaban
`Cover material for Mićić
`INTENTIONALLY OMITTED
`Cover material for Farneth
`Cover material for Yu
`Cover material for Ahrenkiel
`INTENTIONALLY OMITTED
`Cover material for Herron
`Declaration of Chris Lowden
`Declaration of David Smorodin
`INTENTIONALLY OMITTED
`Declaration of Rachel Watters
`Catherine J. Murphy, Optical Sensing with Quantum Dots, 74
`ANALYTICAL CHEMISTRY 520A (2002)
`U.S. Patent App. No. 2003/0106488 to Huang et al.
`
`2
`
`
`
`IPR2021-00186: Petitioners’ Updated Exhibit List
`
`Exhibit No.
`1037
`
`1038
`
`1039
`
`1040
`1041
`
`1042
`1043
`1044
`
`1045
`
`1046
`
`1047
`
`1048
`
`1049
`
`1050
`
`Description
`NANOPARTICLES: FROM THEORY TO APPLICATION (Günter Schmid
`ed., March 2004)
`Victor I. Klimov, Nanocrystal Quantum Dots, 28 LOS ALAMOS
`SCI. 214 (2003)
`David J. Norris, Electronic Structure in Semiconductor
`Nanocrystals, in SEMICONDUCTOR AND METAL NANOCRYSTALS 65
`(Victor I. Klimov ed., 2003)
`U.S. Patent App. Pub. No. 2004/0036130 to Lee et al. (“Lee”)
`Andy Watson et al., Lighting Up Cells with Quantum Dots, 34
`BIOTECHNIQUES 296 (2003)
`INTENTIONALLY OMITTED
`INTENTIONALLY OMITTED
`Victor K. LaMer et al., Theory, Production and Mechanism of
`Formation of Monodispersed Hydrosols, 72 J. AM. CHEMICAL
`SOC’Y 4847 (1950)
`Scott L. Cumberland et al., Inorganic Clusters as Single-Source
`Precursors for Preparation of CdSe, ZnSe, and CdSe/ZnS
`Nanomaterials, 14 CHEMISTRY OF MATERIALS 1576 (2002)
`C. B. Murray et al., Synthesis and Characterization of Nearly
`Monodisperse CdE (E = S, Se, Te) Semiconductor
`Nanocrystallites, 115 J. AM. CHEMICAL SOC’Y 8706 (1993)
`David Battaglia et al., Formation of High Quality InP and InAs
`Nanocrystals in a Noncoordinating Solvent, 2 NANO LETTERS
`1027 (2002)
`Tobias Hanrath et al., Nucleation and Growth of Germanium
`Nanowires Seeded by Organic Monolayer-Coated Gold
`Nanocrystals, 124 J. AM. CHEMICAL SOC’Y 1424 (2002)
`Jennifer A. Hollingsworth et al., “Soft” Chemical Synthesis and
`Manipulation of Semiconductor Nanocrystals, in
`SEMICONDUCTOR AND METAL NANOCRYSTALS 1 (Victor I. Klimov
`ed., 2003)
`Nigel L. Pickett et al., Syntheses of Semiconductor Nanoparticles
`Using Single-Molecular Precursors, 1 CHEMICAL REC. 467 (2001)
`
`3
`
`
`
`IPR2021-00186: Petitioners’ Updated Exhibit List
`
`Exhibit No.
`1051
`1052
`1053
`1054
`1055
`1056
`
`1057
`
`1058
`
`1059
`
`1060
`
`1061
`
`1062
`1063
`1064
`1065
`1066
`
`Description
`INTENTIONALLY OMITTED
`INTENTIONALLY OMITTED
`U.S. Patent No. 7,056,471 to Han et al.
`U.S. Patent No. 7,588,828
`INTENTIONALLY OMITTED
`Olga I. Mićić et al., Core–Shell Quantum Dots of Lattice-Matched
`ZnCdSe2 Shells on InP Cores: Experiment and Theory, 104 J. OF
`PHYSICAL CHEMISTRY B 12149 (2000)
`Michael L. Steigerwald, Clusters as Small Solids, 13
`POLYHEDRON 1245 (1994)
`M.L. Steigerwald et al., Application of Phosphine Tellurides to
`the Preparation of Group II-VI (2-16) Semiconductor Materials, 7
`ORGANOMETALLICS 245 (1988)
`Uri Banin et al., Tunneling and Optical Spectroscopy of
`Semiconductor Nanocrystal Quantum Dots: Single-Particle and
`Ensemble Properties, in SEMICONDUCTOR AND METAL
`NANOCRYSTALS 327 (Victor I. Klimov ed., 2003)
`Arthur J. Nozik, et al., III-V Quantum Dots and Quantum Dot
`Arrays: Synthesis, Optical Properties, Photogenerated Carrier
`Dynamics, and Applications to Photon Conversion, in
`SEMICONDUCTOR AND METAL NANOCRYSTALS 327 (Victor I.
`Klimov ed., 2003)
`Yong Han et al., Synthesis and Characterization of Zinc
`Sulfide/Gallium Phosphide Nanocomposite Powders, 77 J. AM.
`CERAMICS SOC’Y 3153 (1994)
`INTENTIONALLY OMITTED
`INTENTIONALLY OMITTED
`U.S. Patent No. 6,864,626 to Weiss et al. (“Weiss”)
`U.S. Patent No. 7,147,712 to Zehnder et al. (“Zehnder ’712”)
`M. A. Olshavsky, Organometallic Synthesis of GaAs Crystallites
`Exhibiting Quantum Confinement, 112 J. AM. CHEM. SOC. 9438
`(1990)
`
`4
`
`
`
`IPR2021-00186: Petitioners’ Updated Exhibit List
`
`Exhibit No.
`1067
`
`1068
`
`1069
`
`1070
`
`1071
`
`1072
`
`1073
`1074
`
`1075-1089
`1090
`1091
`
`Description
`A. R. Kortan et al, Nucleation and Growth of CdSe on ZnS
`Quantum Crystallite Seeds, and Vice Versa, in Inverse Micelle
`Media, 112 J. AM. CHEM. SOC. 1327 (1990)
`Holger Borchert et al., Investigation of ZnS Passivated InP
`Nanocrystals by XPS, 2 NANO LETTERS 151 (2002)
`Gregory A. Khitrov, Synthesis, Characterization and Formation
`Mechanisms of Inorganic Nanomaterials, University of California
`Santa Barbara (1993)
`Frederic V. Mikulec, Organometallic Synthesis and Spectroscopic
`Characterization of Manganese-Doped CdSe Nanocrystals, 122 J.
`AM. CHEM. SOC. 2532 (2000)
`Stephan Haubold, Strongly Luminescent InP/ZnS Core-Shell
`Nanoparticles, 2 CHEMPHYSCHEM 331 (2001)
`Huheey et al., INORGANIC CHEMISTRY: PRINCIPLES OF STRUCTURE
`AND REACTIVITY (4th ed. 1993)
`Linus Pauling, GENERAL CHEMISTRY (3d ed. revised 1988)
`Richard L. Wells et al., Tris(trimethylsilyl)arsine and Lithium
`Bis(trimethylsilyl)arsenide, 31 INORGANIC SYNTHESES 150 (Alan
`H. Cowley ed., 1997)
`INTENTIONALLY OMITTED
`March 2, 2021 Letter M. Pearson to M. Newman
`May 11, 2021 Claim Construction Order from Nanoco
`Technologies Ltd. v. Samsung Electronics Co., Ltd., No. 2:20-cv-
`00038 (E.D. Tex.)
`
`5
`
`
`
`IPR2021-00186: Petitioners’ Updated Exhibit List
`
`CERTIFICATE OF SERVICE
`The undersigned certifies that the above-captioned “PETITIONERS’
`
`UPDATED EXHIBIT LIST” and accompanying Exhibit 1091 were served in their
`
`entirety on May 14, 2021, via electronic service on lead and back-up counsel:
`
`WAMeunier@mintz.com
`
`PJCuomo@mintz.com
`
`MCNewman@mintz.com
`
`TWintner@mintz.com
`
`MSGalica@mintz.com
`
`NanocoIPRs@mintz.com
`
`/s/ F. Christopher Mizzo, P.C.
`F. Christopher Mizzo, P.C.
`
`
Accessing this document will incur an additional charge of $.
After purchase, you can access this document again without charge.
Accept $ Charge
Still Working On It
This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.
Give it another minute or two to complete, and then try the refresh button.
A few More Minutes ... Still Working
It can take up to 5 minutes for us to download a document if the court servers are running slowly.
Thank you for your continued patience.
This document could not be displayed.
We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.
Your account does not support viewing this document.
You need a Paid Account to view this document. Click here to change your account type.
Your account does not support viewing this document.
Set your membership
status to view this document.
With a Docket Alarm membership, you'll
get a whole lot more, including:
- Up-to-date information for this case.
- Email alerts whenever there is an update.
- Full text search for other cases.
- Get email alerts whenever a new case matches your search.
One Moment Please
The filing “” is large (MB) and is being downloaded.
Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.
Your document is on its way!
If you do not receive the document in five minutes, contact support at support@docketalarm.com.
Sealed Document
We are unable to display this document, it may be under a court ordered seal.
If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.
Access Government Site
