UNITED STATES PATENT AND TRADEMARK OFFICE
`____________________________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________________________________________
`
`SAMSUNG ELECTRONICS CO., LTD.,
`SAMSUNG ELECTRONICS AMERICA, INC.
`Petitioners
`
`v.
`
`NANOCO TECHNOLOGIES LIMITED,
`Patent Owner
`
`U.S. PATENT NO. 7,803,423
`
`Case IPR2021-00184
`
`PETITIONERS’ UPDATED EXHIBIT LIST
`
`
`____________________________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________________________________________
`
`SAMSUNG ELECTRONICS CO., LTD.,
`SAMSUNG ELECTRONICS AMERICA, INC.
`Petitioners
`
`v.
`
`NANOCO TECHNOLOGIES LIMITED,
`Patent Owner
`
`U.S. PATENT NO. 7,803,423
`
`Case IPR2021-00184
`
`PETITIONERS’ UPDATED EXHIBIT LIST
`
`
`
`IPR2021-00184: Petitioners’ Updated Exhibit List
`
`Exhibit No.
`1001
`1002
`
`1003
`1004
`1005
`
`1006
`
`1007
`
`1008
`
`1009
`1010
`
`1011
`1012
`
`1013
`1014
`1015
`1016
`
`LIST OF EXHIBITS
`Description
`U.S. Patent No. 7,803,423 (“the ’423 patent”)
`Declaration of Mark A. Green in Support of Petition for Inter
`Partes Review of U.S. Patent No. 7,803,423
`Curriculum Vitae for Mark A. Green
`Prosecution History of U.S. Patent No. 7,803,423
`International Patent Publication No. WO 03/097904 to Banin et
`al. (“Banin”)
`A. Zaban, O. I. Mićić, B. A. Gregg, and A. J. Nozik,
`Photosensitization of Nanoporous TiO2 Electrodes with InP
`Quantum Dots, 14 LANGMUIR 3153 (1998) (“Zaban”)
`Olga I. Mićić et al., Synthesis and Characterization of InP
`Quantum Dots, 98 J. PHYSICAL CHEMISTRY 4966 (1994) (“Mićić”)
`V. Ptatschek et al., Quantized Aggregation Phenomena in II–VI-
`Semiconductor Colloids, 102 BERICHTE DER BUNSEN–
`GESELLSCHAFT FÜR PHYSIKALISCHE CHEMIE 85 (1998)
`(“Ptatschek”)
`INTENTIONALLY OMITTED
`Heng Yu et al., Heterogeneous Seeded Growth: A Potentially
`General Synthesis of Monodisperse Metallic Nanoparticles, 123 J.
`AM. CHEMICAL SOC’Y 9198 (2001)
`U.S. Patent No. 7,193,098 to Lucey et al. (“Lucey”)
`S.P. Ahrenkiel et al., Synthesis and Characterization of Colloidal
`InP Quantum Rods, 3 NANO LETTERS 833 (2003) (“Ahrenkiel”)
`INTENTIONALLY OMITTED
`U.S. Patent No. 6,576,291 to Bawendi et al. (“Bawendi”)
`INTENTIONALLY OMITTED
`N. Herron et al., Crystal Structure and Optical Properties of
`Cd32S14(SC6H5)36·DMF4, a Cluster with a 15 Angstrom CdS Core,
`259 SCIENCE 1426 (1993)
`
`1
`
`
`
`IPR2021-00184: Petitioners’ Updated Exhibit List
`
`Exhibit No.
`1017
`
`1018
`
`1019
`
`1020
`
`1021
`
`1022
`
`1023
`1024
`1025
`1026
`1027
`1028
`1029
`1030
`1031
`1032
`1033
`1034
`1035
`
`1036
`1037
`
`Description
`Seven Networks, LLC v. Apple Inc., C.A. No. 2:19-cv-00115-JRG,
`Dkt. 313 (Sept. 22, 2020)
`Docket Control Order, Nanoco Technologies Ltd. v. Samsung
`Electronics Co., Ltd., No. 2:20-cv-00038 (E.D. Tex.)
`October 2021 Calendar for Judge Rodney Gilstrap, Eastern
`District of Texas
`Return of summons to Samsung Electronics Co. and Samsung
`Electronics America, Nanoco Technologies Ltd. v. Samsung
`Electronics Co., Ltd., No. 2:20-cv-00038 (E.D. Tex.)
`Letter dated November 9, 2020 from M. Pearson to M. Newman
`re stipulation about invalidity grounds
`Infringement contentions, Nanoco Technologies Ltd. v. Samsung
`Electronics Co., Ltd., No. 2:20-cv-00038 (E.D. Tex.)
`Cover material for Zaban
`Cover material for Mićić
`Cover material for Ptatschek
`INTENTIONALLY OMITTED
`Cover material for Yu
`Cover material for Ahrenkiel
`INTENTIONALLY OMITTED
`INTENTIONALLY OMITTED
`Declaration of Chris Lowden
`Declaration of David Smorodin
`Affidavit of Elizabeth Rosenberg
`INTENTIONALLY OMITTED
`Catherine J. Murphy, Optical Sensing with Quantum Dots, 74
`ANALYTICAL CHEMISTRY 520A (2002)
`U.S. Patent App. No. 2003/0106488 to Huang et al.
`NANOPARTICLES: FROM THEORY TO APPLICATION (Günter Schmid
`ed., March 2004)
`
`2
`
`
`
`IPR2021-00184: Petitioners’ Updated Exhibit List
`
`Exhibit No.
`1038
`
`1039
`
`1040
`1041
`
`1042
`1043
`1044
`
`1045
`
`1046
`
`1047
`
`1048
`
`1049
`
`1050
`
`1051
`
`Description
`Victor I. Klimov, Nanocrystal Quantum Dots, 28 LOS ALAMOS
`SCI. 214 (2003)
`David J. Norris, Electronic Structure in Semiconductor
`Nanocrystals, in SEMICONDUCTOR AND METAL NANOCRYSTALS 65
`(Victor I. Klimov ed., 2003)
`U.S. Patent App. Pub. No. 2004/0036130 to Lee et al. (“Lee”)
`Andy Watson et al., Lighting Up Cells with Quantum Dots, 34
`BIOTECHNIQUES 296 (2003)
`INTENTIONALLY OMITTED
`INTENTIONALLY OMITTED
`Victor K. LaMer et al., Theory, Production and Mechanism of
`Formation of Monodispersed Hydrosols, 72 J. AM. CHEMICAL
`SOC’Y 4847 (1950)
`Scott L. Cumberland et al., Inorganic Clusters as Single-Source
`Precursors for Preparation of CdSe, ZnSe, and CdSe/ZnS
`Nanomaterials, 14 CHEMISTRY OF MATERIALS 1576 (2002)
`C. B. Murray et al., Synthesis and Characterization of Nearly
`Monodisperse CdE (E = S, Se, Te) Semiconductor
`Nanocrystallites, 115 J. AM. CHEMICAL SOC’Y 8706 (1993)
`David Battaglia et al., Formation of High Quality InP and InAs
`Nanocrystals in a Noncoordinating Solvent, 2 NANO LETTERS
`1027 (2002)
`Tobias Hanrath et al., Nucleation and Growth of Germanium
`Nanowires Seeded by Organic Monolayer-Coated Gold
`Nanocrystals, 124 J. AM. CHEMICAL SOC’Y 1424 (2002)
`Jennifer A. Hollingsworth et al., “Soft” Chemical Synthesis and
`Manipulation of Semiconductor Nanocrystals, in
`SEMICONDUCTOR AND METAL NANOCRYSTALS 1 (Victor I. Klimov
`ed., 2003)
`Nigel L. Pickett et al., Syntheses of Semiconductor Nanoparticles
`Using Single-Molecular Precursors, 1 CHEMICAL REC. 467 (2001)
`S.B. Qadri et al., Size-Induced Transition-Temperature Reduction
`in Nanoparticles of ZnS, 60 PHYSICAL REV. B 9191 (1999)
`
`3
`
`
`
`IPR2021-00184: Petitioners’ Updated Exhibit List
`
`Exhibit No.
`1052
`
`1053
`1054
`1055
`1056
`1057
`1058
`1059
`1060
`
`1061
`1062
`1063
`
`1064
`1065
`1066
`
`1067
`
`1068
`
`Description
`T.M. Hayes et al., Growth and Dissolution of CdS Nanoparticles
`in Glass, 13 J. PHYSICS: CONDENSED MATTER 425 (2001)
`U.S. Patent No. 7,056,471 to Han et al.
`U.S. Patent No. 7,588,828
`INTENTIONALLY OMITTED
`INTENTIONALLY OMITTED
`INTENTIONALLY OMITTED
`INTENTIONALLY OMITTED
`INTENTIONALLY OMITTED
`Arthur J. Nozik, et al., III-V Quantum Dots and Quantum Dot
`Arrays: Synthesis, Optical Properties, Photogenerated Carrier
`Dynamics, and Applications to Photon Conversion, in
`SEMICONDUCTOR AND METAL NANOCRYSTALS 327 (Victor I.
`Klimov ed., 2003)
`INTENTIONALLY OMITTED
`INTENTIONALLY OMITTED
`Supporting Material of Heng Yu et al., Heterogeneous Seeded
`Growth: A Potentially General Synthesis of Monodisperse
`Metallic Nanoparticles, 123 J. AM. CHEMICAL SOC’Y 9198 (2001)
`U.S. Patent No. 6,864,626 to Weiss et al. (“Weiss”)
`U.S. Patent No. 7,147,712 to Zehnder et al. (“Zehnder ’712”)
`M. A. Olshavsky, Organometallic Synthesis of GaAs Crystallites
`Exhibiting Quantum Confinement, 112 J. AM. CHEM. SOC. 9438
`(1990)
`A. R. Kortan et al, Nucleation and Growth of CdSe on ZnS
`Quantum Crystallite Seeds, and Vice Versa, in Inverse Micelle
`Media, 112 J. AM. CHEM. SOC. 1327 (1990)
`Holger Borchert et al., Investigation of ZnS Passivated InP
`Nanocrystals by XPS, 2 NANO LETTERS 151 (2002)
`
`4
`
`
`
`IPR2021-00184: Petitioners’ Updated Exhibit List
`
`Exhibit No.
`1069
`
`1070
`
`1071
`
`1072
`
`1073
`1074
`
`1075
`
`1076
`1077
`1078
`
`1079
`
`1080
`1081
`
`1082
`
`1083
`
`Description
`Gregory A. Khitrov, Synthesis, Characterization and Formation
`Mechanisms of Inorganic Nanomaterials, University of California
`Santa Barbara (1993)
`Frederic V. Mikulec, Organometallic Synthesis and Spectroscopic
`Characterization of Manganese-Doped CdSe Nanocrystals, 122 J.
`AM. CHEM. SOC. 2532 (2000)
`Stephan Haubold, Strongly Luminescent InP/ZnS Core-Shell
`Nanoparticles, 2 CHEMPHYSCHEM 331 (2001)
`Huheey et al., INORGANIC CHEMISTRY: PRINCIPLES OF STRUCTURE
`AND REACTIVITY (4th ed. 1993)
`Linus Pauling, GENERAL CHEMISTRY (3d ed. revised 1988)
`Richard L. Wells et al., Tris(trimethylsilyl)arsine and Lithium
`Bis(trimethylsilyl)arsenide, 31 INORGANIC SYNTHESES 150 (Alan
`H. Cowley ed., 1997)
`J.R. De Laeter et al., Atomic Weights of the Elements: Review
`2000, 75 PURE & APPLIED CHEMISTRY 683 (2003)
`U.S. Patent No. 6,649,138 to Adams et al. (“Adams ’138”)
`European Patent App. No. 84303605.4 (“Hashimoto”)
`M. W. G. De Bolster, Glossary of Terms Used in Bioinorganic
`Chemistry, 69 PURE & APPLIED CHEMISTRY 1251 (1997)
`YunWei Cao et al., Growth and Properties of Semiconductor
`Core/Shell Nanocrystals with InAs Cores, 122 J. AM. CHEM. SOC.
`9692 (2000)
`U.S. Patent No. 8,033,977 to Hainfeld et al. (“Hainfeld”)
`Charles L. Cleveland, Structural Evolution of Smaller Gold
`Nanocrystals: The Truncated Decahedral Motif, 79 PHYSICAL
`REV. LETTERS 1873 (1997)
`Shinichiro Hakomori, The Electrode Potential of Indium Against
`Indium Chloride Solutions, 52 J. AM. CHEM. SOC. 2372 (1930)
`Von G. Becker et al., Synthese und Eigenschaften von
`Trimethylsilylarsanen, 462 ZEITSCHRIFT FÜR ANORGANISCHE UND
`ALLGEMEINE CHEMIE 113 (1980)
`
`5
`
`
`
`IPR2021-00184: Petitioners’ Updated Exhibit List
`
`Exhibit No.
`1084
`
`1085
`
`1086
`
`1087
`
`1088
`
`1089
`1090
`1091
`
`Description
`B. O. Dabbousi et al., (CdSe)ZnS Core-Shell Quantum Dots:
`Synthesis and Characterization of a Size Series of Highly
`Luminescent Nanocrystallites, 101 J. PHYS. CHEM. B 9463 (1997)
`Nathalie Audebrand et al., The Layer Crystal Structure of
`[In2(C2O4)3(H2O)3]·7H2O and Microstructure of Nanocrystalline
`In2O3 Obtained from Thermal Decomposition, 5 SOLID ST. SCI.
`783 (2003)
`G. W. Parshall, Synthesis of Alkylsilylphosphines, 81 J. AM.
`CHEM. SOC. 6273 (1959)
`Michael L. Steigerwald et al., Semiconductor Crystallites: A
`Class of Large Molecules, 23 ACCTS. OF CHEMICAL RES. 183
`(1990)
`Richard L. Wells, Synthesis of Nanocrystalline Indium Arsenide
`and Indium Phosphide from Indium(III) Halides and
`Tris(trimethylsilyl)pnicogens; Synthesis, Characterization, and
`Decomposition Behavior of I3In·P(SiMe3)3, Office of Naval
`Research, United States Government (1995)
`U.S. Patent No. 6,699,647 to Lynch (“Lynch”)
`March 2, 2021 Letter M. Pearson to M. Newman
`May 11, 2021 Claim Construction Order from Nanoco
`Technologies Ltd. v. Samsung Electronics Co., Ltd., No. 2:20-cv-
`00038 (E.D. Tex.)
`
`6
`
`
`
`IPR2021-00184: Petitioners’ Updated Exhibit List
`
`CERTIFICATE OF SERVICE
`The undersigned certifies that the above-captioned “PETITIONERS’
`
`UPDATED EXHIBIT LIST” and accompanying Exhibit 1091 were served in their
`
`entirety on May 14, 2021, via electronic service on lead and back-up counsel:
`
`WAMeunier@mintz.com
`
`PJCuomo@mintz.com
`
`MCNewman@mintz.com
`
`TWintner@mintz.com
`
`MSGalica@mintz.com
`
`NanocoIPRs@mintz.com
`
`/s/ F. Christopher Mizzo, P.C.
`F. Christopher Mizzo, P.C.
`
`
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