`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`________________
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`________________
`
`
`PFIZER INC.,
`Petitioner
`
`v.
`
`NOVO NORDISK A/S,
`Patent Owner.
`_______________
`
`Case No.: IPR2020-01252
`United States Patent No. 8,114,833 B2
`Issued: February 14, 2012
`Filed: May 17, 2006
`
`Title: Propylene Glycol-Containing Peptide Formulations Which Are Optimal for
`Productions and for Use in Injection devices
`________________
`
`PETITION FOR INTER PARTES REVIEW
`
`
`
`Mail Stop Patent Board
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`Submitted Electronically via the Patent Review Processing System
`
`
`
`IPR2020-01252 Patent No. 8,114,833
`
`TABLE OF CONTENTS
`
`Page
`
`a.
`
`b.
`c.
`
`i
`
`
`INTRODUCTION ........................................................................................... 1
`I.
`II. MANDATORY NOTICES ............................................................................. 1
`A.
`Real Parties-In-Interest .......................................................................... 1
`B.
`Related Matters ...................................................................................... 1
`C.
`Identification of Counsel (37 C.F.R. § 42.8(b)(3)) ............................... 2
`D.
`Service Information ............................................................................... 3
`III. GROUNDS FOR STANDING ........................................................................ 3
`IV.
`IDENTIFICATION OF CHALLENGES AND STATEMENT OF PRECISE
`RELIEF REQUESTED ................................................................................... 3
`THRESHOLD REQUIREMENTS FOR INTER PARTES REVIEW ............. 4
`V.
`VI. STATEMENT OF REASONS FOR THE RELIEF REQUESTED ............... 4
`A.
`Summary of the Argument .................................................................... 4
`B.
`Level of Ordinary Skill in the Art ......................................................... 5
`C.
`The ’833 Patent and Its Prosecution ...................................................... 5
`The ʼ833 Patent Disclosures ............................................................ 5
`The ʼ833 Patent Priority Date .......................................................... 7
`The ʼ833 Patent Claims .................................................................... 8
`Prosecution History of the ʼ833 Patent ............................................ 9
`Claim Construction (37 C.F.R. §§ 42.100(b), 42.104(b)(3)) ..............11
`The POSA’s Knowledge of GLP-1 Agonists and Drug Formulation.12
`GLP-1 Agonists Were Well Known in the Art ..............................13
`The POSA’s Knowledge of Parenteral Dosage Forms ..................14
`Parenteral dosage forms are preferred for peptide-based drugs
` ...................................................................................................14
`Stability of peptide formulations ..............................................15
`Formulation design for peptide-containing parenteral
`formulations ..............................................................................16
`i. pH and Buffering Capacity .......................................................17
`
`1.
`2.
`3.
`4.
`
`1.
`2.
`
`D.
`E.
`
`
`
`IPR2020-01252 Patent No. 8,114,833
`
`d.
`
`F.
`
`1.
`
`ii.
`iii.
`iv.
`v.
`
`Vehicles and Diluents ..........................................................17
`Tonicity and Osmolarity ......................................................18
`Particulates ...........................................................................19
`Excipient Selection ..............................................................19
`Propylene glycol offers several advantages in a peptide
`formulation ................................................................................20
`i. Propylene glycol is a multi-functional excipient ......................20
`ii.
`Propylene glycol is safe .......................................................21
`iii.
`Propylene glycol’s advantages over other isotonic agents ..21
`Scope and Content of the Prior Art Relied Upon in Grounds 1-3 ......24
`International Publication No. WO003/002136 (“Flink”) (Ex. 1004)
` ........................................................................................................24
`International Publication No. WO04/004781 (“Betz”) (Ex. 1005)27
`2.
`G. Ground 1: Flink Anticipated Claims 1-15 ...........................................28
`1.
`Claim 1 ...........................................................................................28
`2.
`Claims 2-4 ......................................................................................35
`3.
`Claims 5-7 ......................................................................................36
`4.
`Claims 8-9 ......................................................................................37
`5.
`Claim 10 .........................................................................................37
`6.
`Claim 11 .........................................................................................37
`7.
`Claim 12 .........................................................................................38
`8.
`Claim 13 .........................................................................................39
`9.
`Claim 14 .........................................................................................39
`10. Claim 15 .........................................................................................40
`H. Ground 2: Claims 1-15 Would Have Been Obvious Over Flink ........40
`1.
`Claim 1 ...........................................................................................41
`Differences between the claimed invention and the prior art ...41
`i. Flink taught a POSA to use disodium phosphate dihydrate
`buffer ....................................................................................42
`Flink taught a POSA to use propylene glycol as an isotonic
`agent .....................................................................................43
`
`a.
`
`ii.
`
`ii
`
`
`
`ii.
`
`a.
`
`b.
`
`a.
`
`b.
`
`2.
`3.
`4.
`5.
`
`iii. Determining concentrations of isotonicity agents is routine
` ..............................................................................................45
`Claims 2-15 ....................................................................................48
`Ground 3: Claims 1-31 Would Have Been Obvious Over Flink In
`View of Betz ........................................................................................48
`Claim 1 ...........................................................................................49
`The combination of Flink and Betz disclosed each element of
`claim 1 .......................................................................................49
`A POSA would have been motivated to modify Flink in view of
`Betz ...........................................................................................51
`i. Flink taught away from using mannitol in formulations having a
`pH of 7.4 ..............................................................................51
`Betz and Flink both address the problem of peptide stability
`in formulation ......................................................................52
`Claims 2-15 ....................................................................................53
`Claim 16 .........................................................................................54
`Claims 17-22 ..................................................................................55
`Independent Claims 23, 26, and 29 ................................................55
`The effects recited in the preambles of claims 23, 26, and 29 are
`inherent to the claimed formulation ..........................................55
`Betz motivated the POSA to use propylene glycol in place of
`mannitol ....................................................................................58
`Claims 24, 27, and 30 .....................................................................58
`Claims 25, 28, and 31 .....................................................................60
`No Secondary Considerations Overcome Prima Facie Obviousness.61
`The Methods Recited in the ʼ833 Patent Produce No Unexpected
`Results ............................................................................................61
`Long-Felt But Unmet Need ............................................................62
`2.
`There Was No Commercial Success ..............................................62
`3.
`There Was No Industry Skepticism ...............................................62
`4.
`Copying by Generic Drug Makers Is Irrelevant ............................63
`5.
`VII. THIS PETITION SHOULD NOT BE DENIED INSTITUION UNDER 35
`U.S.C. § 325(D) .............................................................................................63
`
`I.
`
`2.
`
`1.
`
`6.
`7.
`
`1.
`
`J.
`
`IPR2020-01252 Patent No. 8,114,833
`
`iii
`
`
`
`IPR2020-01252 Patent No. 8,114,833
`
`A.
`
`B.
`
`C.
`
`D.
`
`Factor 1: Similarities and Material Differences Between the Asserted
`Art and the Prior Art Involved During Examination ..........................63
`Factor 2: Cumulative Nature of the Asserted Art to the Prior Art
`Evaluated During Examination ...........................................................64
`Factor 3: Extent to Which the Asserted Art Was Evaluated During
`Examination, Including Whether the Prior Art Was the Basis for
`Rejection ..............................................................................................65
`Factor 4: Extent of the Overlap Between the Arguments Made During
`Examination and the Manner in Which Petitioner Relies on the Prior
`Art or Patent Owner Distinguishes the Prior Art ................................65
`Factor 5: Whether Petitioner Pointed Out Sufficiently How the
`Examiner Erred in Its Evaluation of the Asserted Prior Art ...............65
`Factor 6: Extent to Which Additional Evidence and Facts Presented in
`the Petition Warrant Reconsideration of the Prior Art or Arguments 66
`VIII. CONCLUSION ..............................................................................................66
`
`
`E.
`
`F.
`
`
`
`
`
`iv
`
`
`
`IPR2020-01252 Patent No. 8,114,833
`
`TABLE OF AUTHORITIES
`
`Page(s)
`
`Cases
`Ex parte A,
`1990 WL 354589 (BPAI June 5, 1990) .............................................................. 33
`Acorda Therapeutics, Inc. v. Roxane Labs., Inc.,
`903 F.3d 1310 (Fed. Cir. 2018), cert. denied, 140 S. Ct. 111 (2019) ................. 62
`Bayer Healthcare Pharm., Inc. v. Watson Pharm., Inc.,
`713 F.3d 1369, 1377 (Fed. Cir. 2013) ................................................................ 63
`Becton, Dickinson & Co. v. B. Braun Melsungen AG,
`IPR2017-01586, Paper 8 (PTAB Dec. 15, 2017) ............................................... 63
`Braintree Labs., Inc. v. Novel Labs., Inc.,
`749 F.3d 1349 (Fed. Cir. 2014) .......................................................................... 12
`Catalina Mktg. Int’l, Inc. v. Coolsavings.com, Inc.,
`289 F.3d 801 (Fed. Cir. 2002) ............................................................................ 12
`ClearValue, Inc. v. Pearl River Polymers, Inc.,
`668 F.3d 1340 (Fed. Cir. 2012) .................................................................... 35, 36
`Collective Minds Gaming Co. v. Ironburg Inventions Ltd.,
`IPR2018-00356, Paper 11 (PTAB June 7, 2018) ............................................... 65
`In re: Copaxone Consol. Cases,
`906 F.3d 1013 (Fed. Cir. 2018) .......................................................................... 12
`Famy Care Ltd. v. Allergan, Inc.,
`2017 WL 2983375 (P.T.A.B. July 10, 2017) ..................................................... 35
`In re Fout,
`675 F.2d 297 (CCPA 1982) ................................................................................ 53
`Galderma Laboratories, L.P. v. Tolmar, Inc.,
`737 F.3d 731 (Fed. Cir. 2013) ............................................................................ 62
`In re Huai-Hung Kao,
`639 F.3d 1057 (Fed. Cir. 2011) .......................................................................... 56
`
`v
`
`
`
`IPR2020-01252 Patent No. 8,114,833
`
`Illumina, Inc. v. Trustees of Columbia University,
`IPR2013-00011, Paper 130 (PTAB Mar. 6, 2014) ............................................. 33
`In re Katz,
`687 F.2d 450 (CCPA 1982) .................................................................................. 8
`Kennametal, Inc. v. Ingersoll Cutting Tool Co.,
`780 F.3d 1376 (Fed. Cir. 2015) .............................................................. 32, 34, 35
`KSR Int’l Co. v. Teleflex Inc.,
`550 U.S. 398 (2007) ............................................................................................ 41
`Merck & Co. v. Biocraft Labs., Inc.,
`874 F.2d 804 (Fed. Cir. 1989) ............................................................................ 42
`Merck & Co. v. Teva Pharmaceuticals USA, Inc.,
`395 F.3d 1364 (Fed. Cir. 2005) .......................................................................... 62
`Perricone v. Medicis Pharm. Corp.,
`432 F.3d 1368 (Fed. Cir. 2005) .......................................................................... 33
`Pfizer, Inc. v. Apotex, Inc.,
`480 F.3d 1348 (Fed. Cir. 2007) .................................................................... 44, 61
`Pharms., Inc. v. Eon Labs, Inc.,
`616 F.3d 1267 (Fed. Cir. 2010) .......................................................................... 57
`Purdue Pharma Prod. L.P. v. Par Pharm., Inc.,
`377 F. App’x 978 (Fed. Cir. 2010) ..................................................................... 42
`Sanofi-Aventis Deutschland GMBH v. Mylan Pharm. Inc.,
`2019 WL 6130471 (Fed. Cir. Nov. 19, 2019) .................................................... 52
`In re Sivaramakrishnan,
`673 F.2d 1383 (CCPA 1982) .............................................................................. 33
`Unified Patents Inc. v. Pen-One Acquisition Grp., LLC,
`IPR2017-02167, Paper 12, at 27 (PTAB Apr. 4, 2018) ..................................... 65
`Wm. Wrigley Jr. Co. v. Cadbury Adams USA, LLC,
`683 F.3d 1356 (Fed. Cir. 2012) .................................................................... 32, 52
`
`vi
`
`
`
`IPR2020-01252 Patent No. 8,114,833
`
`Statutes
`35 U.S.C. § 102(b) ............................................................................................... 7, 28
`35 U.S.C. § 102(e) ............................................................................................ 10, 28
`35 U.S.C. § 103(a) ................................................................................................... 41
`35 U.S.C. § 103(c) ............................................................................................. 11, 64
`35 U.S.C. § 119(a) ..................................................................................................... 7
`35 U.S.C. § 282(b) ................................................................................................... 11
`35 U.S.C. § 311-319................................................................................................... 1
`35 U.S.C. § 314(a) ..................................................................................................... 4
`35 U.S.C. § 325(d) ................................................................................................... 63
`Other Authorities
`37 C.F.R. § 42 ............................................................................................................ 1
`37 C.F.R. § 42.8(b)(1) ................................................................................................ 1
`37 C.F.R. § 42.8(b)(2) ................................................................................................ 1
`37 C.F.R. § 42.8(b)(3) ................................................................................................ 2
`37 C.F.R. § 42.8(b)(5) ................................................................................................ 3
`37 C.F.R. § 42.22(a) ................................................................................................... 3
`37 C.F.R. § 42.100(b) .............................................................................................. 11
`37 C.F.R. § 42.103 ..................................................................................................... 1
`37 C.F.R. § 42.104(a) ................................................................................................. 3
`37 C.F.R. § 42.104(b) ................................................................................................ 3
`37 C.F.R. § 42.106(a) ................................................................................................. 1
`C.F.R. § 42.10(b) ....................................................................................................... 1
`
`vii
`
`
`
`IPR2020-01252 Patent No. 8,114,833
`
`C.F.R. § 42.15(e) ........................................................................................................ 1
`C.F.R. § 42.63(e) ........................................................................................................ 1
`MPEP 706.02 ............................................................................................................. 7
`MPEP 2123(II) ........................................................................................................... 8
`MPEP 2143(I)(B) ..................................................................................................... 51
`
`
`
`
`
`viii
`
`
`
`Exhibit
`No.
`1001
`
`1002
`
`1003
`
`1004
`
`1005
`
`1006
`
`1007
`
`1008
`
`1009
`
`1010
`
`1011
`
`IPR2020-01252 Patent No. 8,114,833
`
`LIST OF EXHIBITS
`
`Description
`
`U.S. Patent No. 8,114,833, Propylene Glycol-Containing Peptide
`Formulations which are Optimal for production and for Use in
`Injection Devices (issued Feb. 14, 2012)
`
`Declaration of Laird Forrest, Ph.D. in Support of Petition for Inter-
`Partes Review
`
`Prosecution history excerpts for U.S. Patent No. 8,114,833
`
`International Publication NO. WO 03/002136, Stable Formulation
`of Modified GLP-1 (published Jan. 9, 2003) (“Flink”)
`
`International Publication No. WO 2004/004781, Liquid
`Formulations with High Concentration of Human Growth
`Hormone (hgh) Comprising 1,2-Propylene Glycol (published Jan.
`15, 2004) (“Betz”)
`
`U.S. Patent No. 6,268,343, Derivatives of GLP-1 Analogs (filed
`Feb. 26, 1999) (issued July 31, 2001)
`
`EP 0 923 950, Liquid Agent for Contact Lens (issued June 23,
`1999)
`
`Powell et al., Parenteral Peptide Formulations: Chemical and
`Physical Properties of Native Luteinizing Hormone-Releasing
`Hormone (LHRH) and Hydrophobic Analogues in Aqueous
`Solution, 8(10) PHARMACEUTICAL RESEARCH 1258 (1991)
`
`E. Epperson, Mannitol Crystallization in Plastic Containers, 35
`AM. J. HOSP. PHARM. 1337 (1978)
`
`Griffin et al., Polyhydric Alcohols, CRC HANDBOOK OF FOOD
`ADDITIVES 431 (Thomas E. Furia ed., 2d ed. 1972)
`
`J. Jacobs, Factors Influencing Drug Stability in Intravenous
`Infusions, 27 J. HOSP. PHARM. 341 (1969)
`
`ix
`
`
`
`IPR2020-01252 Patent No. 8,114,833
`
`Description
`
`MODERN PHARMACEUTICS (Gilbert S. Banker et al. eds., 3d ed.
`1996)
`
`Exhibit
`No.
`
`1012
`
`1013
`
`REMINGTON’S PHARMACEUTICAL SCIENCES (18th ed. 1990)
`
`1014
`
`1015
`
`1016
`
`1017
`
`1018
`
`1019
`
`1020
`
`1021
`
`1022
`
`1023
`
`1024
`
`1025
`
`International Publication No. WO 03/072195, Method for
`Administering GLP-1 Molecules (published Sept. 4, 2003)
`
`INTENTIONALLY LEFT BLANK
`
`INTENTIONALLY LEFT BLANK
`
`U.S. Patent No. 8,759,291, Methods of Treatment using Exendin
`Peptides or GLP-1 Peptides (filed Apr. 5, 2011) (issued June 24,
`2014)
`
`U.S. Patent Application Publication US 2005/0 48497, Method for
`Administering GLP-1 Molecules (July 7, 2005)
`
`International Publication No. WO 95/22560 A1, Pharmaceutical
`Formulations of CNTF (published Aug. 24, 1995)
`
`U.S. Patent No. 6,458,924, Derivatives of GLP-1 Analogs (filed
`Sept. 16, 1999) (issued Oct. 1, 2002)
`
`International Publication No. WO 00/37098 A1, Shelf-Stable
`Formulation of Glucagon-Like Peptide-1 (published June 29, 2000)
`
`Handbook of Pharmaceutical Excipients (3d ed. 2000)
`
`Handbook of Pharmaceutical Excipients (4th ed. 2003)
`
`Akers, Formulation Development of Protein Dosage Forms in
`DEVELOPMENT AND MANUFACTURE OF PROTEIN PHARMACEUTICALS
`(2002)
`
`International Patent Publication No. WO 1999/040788, Inotropic
`and Diuretic Effects of Exendin and GLP-1 (published August 19,
`1999)
`
`x
`
`
`
`IPR2020-01252 Patent No. 8,114,833
`
`Description
`
`DEVELOPMENT OF BIOPHARMACEUTICAL PARENTERAL DOSAGE
`FORMS (John A. Bontempo ed., 1997)
`
`Gaitlin, Formulation and Administration Techniques to Minimize
`Injection Pain and Tissue Damage Associated with Parenteral
`Products in INJECTABLE DRUG DEVELOPMENT (1999)
`
`Exhibit
`No.
`
`1026
`
`1027
`
`1028
`
`A DICTIONARY OF CHEMISTRY (1996) (excerpts)
`
`1029
`
`1030
`
`1031
`
`1032
`
`1033
`
`1034
`
`1035
`
`1036
`
`1037
`
`FDA Guidance for Industry - Chemistry Manufacturing and
`Controls (2003)
`
`U.S. Patent No. 5,514,097, Self Administered Injection Pen
`Apparatus and Method (issued May 7, 1996)
`
`International Publication No. WO 93/19175, Receptor for the
`Glucagon-Like-Peptide-1 (GLP-1) (published Sept. 30, 1993)
`
`International Publication No. WO 99/43705, N-Terminally
`Truncated GLP-1 Derivatives (published Sept. 2, 1999)
`
`International Publication No. WO 99/43706, Derivatives of GLP-1
`Analogs (published Sept. 2, 1999)
`
`International Publication No. WO 99/43707, N-Terminally
`Modified GLP-1 Derivatives (published Sept. 2, 1999)
`
`International Publication No. WO 98/08871, GLP-1 Derivatives
`(published Mar. 5, 1998)
`
`International Publication No. WO 02/46227, GLP-1 Fusion
`Proteins (published June 13, 2002)
`
`International Publication No. WO 99/43708, GLP-1 Derivatives of
`GLP-1 and Exendin with Protracted Profile of Action (published
`Sep. 2, 1999)
`
`xi
`
`
`
`IPR2020-01252 Patent No. 8,114,833
`
`Exhibit
`No.
`
`Description
`
`1038
`
`1039
`
`1040
`
`1041
`
`1042
`
`1043
`
`1044
`
`1045
`
`1046
`
`1047
`
`1048
`
`International Publication No. WO 99/43341, GLP-1 Derivatives
`with Helix-Content Exceeding 25%, Forming Partially Structured
`Micellar-like Aggregates (published Sept. 2, 1999)
`
`International Publication No. WO 87/06941, Insulinotropic
`Hormone (published Nov. 19, 1987)
`
`International Publication No. WO 0/11296, Insulinotropic
`Hormone (published Oct. 4, 1990)
`
`International Publication No. WO 91/11457, GLP-1 Analogs useful
`for Diabetes Treatment (published Aug. 8, 1991)
`
`International Publication No. WO 98/43658, Glucagon-Like
`Peptide-1 Analogs (published Oct. 8, 1998)
`
`International Publication No. EP 0 708 179, Glucagon-Like
`Insulinotropic Peptide Analogs, Compositions, and Methods of Use
`(published Dec. 22, 2004)
`
`International Publication No. EP 0 699 686, Biologically Active
`Fragments of Glucagon-Like Insulinotropic Peptide (published
`Oct. 8, 2003)
`
`International Publication No. WO 01/98331, Glucagon-Like
`Peptide-1 Analogs (published Dec. 27, 2001)
`
`J. Sturis et al., GLP-1 Derivative Liraglutide in Rats with β-cell
`Deficiencies: Influence of Metabolic State on β-cell Mass
`Dynamics, 140 BRIT. J. PHARMACOLOGY 123 (2003)
`
`J. Fransson et al., Local Tolerance of Subcutaneous Injections, 48
`J. PHARM. PHARMACOL. 1012 (1996)1
`
`L. Gerweck et al., Cellular pH Gradient in Tumor Versus Normal
`Tissue: Potential Exploitation for the Treatment of Cancer, 56
`CANCER RESEARCH 1194 (1996)
`
`xii
`
`
`
`Exhibit
`No.
`
`1049
`
`1050
`
`1051
`
`1052
`
`1053
`
`1054
`
`IPR2020-01252 Patent No. 8,114,833
`
`Description
`
`I. Madshus, Regulation of Intracellular pH in Eukaryotic Cells, 250
`BIOCHEM. J. 1 (1988)
`
`C. Fox et al., Ability to Handle, and Patient Preference for, Insulin
`Delivery Devices in Visually Impaired Patients with Type 2
`Diabetes, 19(4) PRACTICAL DIABETES INT 104 (2002)
`
`A.M. Robinson et al., Subcutaneous Versus Intravenous
`Administration of Heparin in the Treatment of Deep Vein
`Thrombosis; Which do Patients Prefer? A Randomized Cross-Over
`Study, 69 POSTGRAD MED J. 115 (1993)
`
`D. Schade et al., The Intravenous, Intraperitoneal, and
`Subcutaneous Routes of Insulin Delivery in Diabetic Man, 28
`DIABETES 1069 (1979)
`
`X.H. Zhou et al., Peptide and Protein Drugs: I. Therapeutic
`Applications, Absorption and Parenteral Administration, 75 INT’L
`J. PHARM. 97 (1991)
`
`J. Napaporn et al., Assessment of the Myotoxicity of
`Pharmaceutical Buffers Using an In vitro Muscle Model: Effect of
`pH, Capacity, Tonicity, and Buffer Type, 5(1) PHARM. DEV. &
`TECH. 123 (2000)
`
`1055
`
`C.M.B. Edwards et al., Peptides as Drugs, 92 Q J MED 1 (1999)
`
`1056
`
`C. Akiyama et al., Comparison of Behavior in Muscle Fiber
`Regeneration After Bupivacaine Hydrochloride- and Acid
`Anhydride-Induced Myonecrosis, 83 ACTA NEUROPATHOL 584
`(1992)
`
`1057
`
`Alfred Martin, PHYSICAL PHARMACY (4th ed. 1993)
`
`1058
`
`S. Borchert et al., Particulate Matter in Parenteral Products: A
`Review, 40 J. PARENTERAL SCI. & TECH. 212 (1986)
`
`xiii
`
`
`
`IPR2020-01252 Patent No. 8,114,833
`
`Exhibit
`No.
`
`Description
`
`1059
`
`1060
`
`1061
`
`1062
`
`1063
`
`1064
`
`1065
`
`1066
`
`1067
`
`X. Chang et al., NMR Studies of the Aggregation of Glucagon-Like
`Peptide-1: Formation of a Symmetric Helical Dimer, 515 FEBS
`LETTERS 165 (2002)
`
`M. Stranz et al., A Review of pH and Osmolarity, 6(3) INT’L J.
`PHARM. COMPOUNDING 216 (2002)
`
`PHARMACEUTICS THE SCIENCE OF DOSAGE FORM DESIGN (Michael
`E. Aulton ed., 2d ed. 2002)
`
`D. Dubost et al., Characterization of a Solid State Reaction
`Product from a Lyophilized Formulation of a Cyclic Heptapeptide.
`A Novel Example of an Excipient-Induced Oxidation, 13(12)
`PHARM. RESEARCH 1811 (1996)
`
`U.S. Patent No. 4,425,346, Pharmaceutical Compositions (issued
`Jan 10, 1984)
`
`U.S. Patent No. 6,207,684, Compounds with Combined
`Antihistaminic and Mast Cell Stabilizing Activities, Intended for
`Ophthalmic Use (issued Mar. 27, 2001)
`
`U.S. Patent No. 6,440,460, Pharmaceutical Compositions
`Containing Buffered Ortho Ester Polymers (issued Aug. 2, 2002)
`
`J. Bothe et al., Peptide Oligomerization Memory Effects and Their
`Impact on the Physical Stability of the LP-1 Agonist Liraglutide, 16
`MOL. PHARMACEUTICS 2153 (2019)
`
`M.J. Akers, Excipient-Drug Interactions in Parenteral
`Formulations, J PHARM SCI 91(11) (2002)
`
`1068
`
`U.S. PHARMACOPEIA XXII, NATIONAL FORMULARY XVII (1990)
`
`1069
`
`1070
`
`R. Noel, Statistical Quality Control in the Manufacture of
`Pharmaceuticals, 4(4) QUALITY ENGINEERING 649 (1992)
`
`NOTE FOR GUIDANCE SPECIFICATIONS: TEST PROCEDURES AND
`ACCEPTANCE CRITERIA FOR NEW DRUG SUBSTANCES AND NEW
`
`xiv
`
`
`
`IPR2020-01252 Patent No. 8,114,833
`
`Description
`
`DRUG PRODUCTS: CHEMICAL SUBSTANCES (CPMP/ICH/367/96)
`(2000)
`
`M. Gnanalingham et al., Accuracy and Reproducibility of Low
`Dose Insulin Administration Using Pen-Injectors and Syringes, 79
`ARCH. DIS. CHILD 59 (1998)
`
`C. Burke et al., The Adsorption of Proteins to Pharmaceutical
`Container Surfaces, 86 INT’L J. OF PHARMACEUTICS 89 (1992)
`
`T. Asakura et al., Occurrence of Coring in Insulin Vials and
`Possibility of Rubber Piece Contamination by Self-Injection, 121(6)
`YAKUGAKU ZASSHI 459 (2001)
`
`M. Roe et al., Dose Accuracy Testing of the Humalog® Humulin®
`Insulin Pen Device, 3(4) DIABETES TECH. & THERAPEUTICS 623
`(2001)
`
`Exhibit
`No.
`
`1071
`
`1072
`
`1073
`
`1074
`
`1075
`
`Parenteral Drug Association, Points to Consider for Cleaning
`Validation. Technical Report No. 29, 52(6 suppl) PDA J PHARM SCI
`TECHNOL. 1 (1998)
`1076 WIPO Patentscope PCT Bibliography Data for
`PCT/DK2004/000792
`
`xv
`
`
`
`IPR2020-01252 Patent No. 8,114,833
`
`I.
`
`INTRODUCTION
`Petitioner Pfizer Inc. (“Petitioner”) petitions for Inter Partes Review of claims
`
`1-31 of U.S. Patent No. 8,114,833 (“the ’833 patent”) (Ex. 1001), which is assigned
`
`to Novo Nordisk A/S (“Patent Owner”), under 35 U.S.C. §§ 311-319 and 37 C.F.R.
`
`§ 42 and seeks a determination that all claims (1-31) of the ’833 patent be canceled
`
`as unpatentable.
`
`II. MANDATORY NOTICES
`This Petition is filed in accordance with 37 C.F.R. § 42.106(a). Filed herewith
`
`is a power of attorney and exhibit list per § 42.10(b) and § 42.63(e). Pursuant to 37
`
`C.F.R. § 42.103, the fee set forth in § 42.15(e) accompanies this Petition.
`
`A. Real Parties-In-Interest
`In accordance with 37 C.F.R. § 42.8(b)(1), the real parties-in-interest are
`
`Pfizer Inc. and Hospira, Inc.
`
`
`
`B. Related Matters
`In accordance with 37 C.F.R. § 42.8(b)(2), Petitioner is not aware of any
`
`reexamination certificates or pending prosecution concerning the ʼ833 patent.
`
`The Board has instituted review of claims 1-31 of the ’833 patent in Mylan
`
`Institutional LLC. v. Novo Nordisk A/S, No. IPR2020-00324, and Petitioner has
`
`moved to join this Petition with that proceeding.
`
`The ’833 patent has been asserted in: Novo Nordisk Inc. et al. v. Teva
`
`Pharmaceuticals USA, Inc., No. 1:17-cv-00227 (D. Del.); Novo Nordisk Inc. et al.
`
`1
`
`
`
`IPR2020-01252 Patent No. 8,114,833
`
`v. Mylan Institutional LLC, No. 1:19-cv-01551 (D. Del.); Novo Nordisk Inc. et al. v.
`
`Mylan Institutional LLC, No. 1:19-cv-00164 (N.D. W.Va); Novo Nordisk Inc. et al.
`
`v. Sandoz, Inc., No. 1:20-cv-00747 (D. Del.); and Novo Nordisk Inc. et al. v. Sandoz,
`
`Inc., No. 1:20-cv-06842 (D.N.J.). The real parties-in-interest listed above are not
`
`parties to these litigations.
`
`Petitioner is not aware of any other pending litigation, or any other pending
`
`proceedings in front of the Patent Trial and Appeal Board.
`
`A patent application in the same patent family as the ʼ833 patent is pending as U.S.
`
`Patent Application No. 16/260,204, filed January 29, 2019.
`
`C.
`
`Identification of Counsel (37 C.F.R. § 42.8(b)(3))
`Lead Counsel
`Back-Up Counsel
`
`
`Jovial Wong (Reg. No. 60,115)
`Charles B. Klein*
`WINSTON & STRAWN LLP
`WINSTON & STRAWN LLP
`1901 K Street, NW
`1901 K Street, NW
`Washington, DC 20036
`Washington, DC 20036
`Telephone No.: (202) 282-5867
`Telephone No.: (202) 282-5977
`Facsimile No.: (202) 628-5116
`Facsimile No.: (202) 628-5116
`jwong@winston.com
`cklein@winston.com
`
`
`
`Sharon Lin*
`
`WINSTON & STRAWN LLP
`1901 K Street, NW
`Washington, DC 20036
`Telephone No.: (202) 282-5756
`Facsimile No.: (202) 628-5116
`slin@winston.com
`
`
` Back-up counsel to seek pro hac vice admission.
`
`2
`
` *
`
`
`
`IPR2020-01252 Patent No. 8,114,833
`
`
`
`Service Information
`D.
`Pursuant to 37 C.F.R. § 42.8(b)(5), Petitioner respectfully requests that all
`
`correspondence be directed to lead counsel and back-up counsel at the contact
`
`information provided below. Petitioner consents to electronic service by e-mail at
`
`the below listed email address:
`
` Email address:
`
`PfizerIPRs@winston.com
`
` Mailing address: WINSTON & STRAWN LLP
`
`1901 K Street, NW
`
`Washington, DC 20036
`
` Telephone number:
`
`(202) 282-5000
`
` Fax number:
`
`
`
`(202) 282-5100
`
`III. GROUNDS FOR STANDING
`Pursuant to 37 C.F.R. § 42.104(a), Petitioner certifies that the ’833 patent is
`
`available for inter partes review and Petitioner is not barred or estopped from
`
`requesting inter partes review on the grounds identified herein.
`
`IV.
`
`IDENTIFICATION OF CHALLENGES AND STATEMENT OF
`PRECISE RELIEF REQUESTED
`Pursuant to 37 C.F.R. § 42.22(a) and 37 C.F.R. § 42.104(b), Petitioner
`
`requests inter partes review and cancellation of claims 1-31 on the following
`
`grounds:
`
`3
`
`
`
`
`
`Ground 1: Claims 1-15 of the ʼ833 patent were anticipated by Flink (Ex.
`
`IPR2020-01252 Patent No. 8,114,833
`
`1004).
`
`
`
`Ground 2: Claims 1-15 of the ʼ833 patent would have been obvious over Flink
`
`(Ex. 1004).
`
`
`
`Ground 3: Claims 1-31 of the ʼ833 patent would have been obvious over Flink
`
`(Ex. 1004) in view of Betz (Ex. 1005).
`
`Petitioner’s statement of the reasons for the relief is set forth below. In support
`
`of these grounds for unpatentability, Petitioner submits the declaration of Laird
`
`Forrest, Ph.D., and relies on the Exhibits identified in the concurrently-filed Listing
`
`of Exhibits.
`
`V. THRESHOLD REQUIREMENTS FOR INTER PARTES REVIEW
`A petition for inter partes review must demonstrate “a reasonable likelihood
`
`that the petitioner would prevail with respect to at least 1 of the claims challenged
`
`in the petition.” 35 U.S.C. § 314(a). This Petition clears that threshold. There is a
`
`reasonable likelihood that Petitioner will prevail with respect to at least one of the
`
`challenged claims.
`
`VI. STATEMENT OF REASONS FOR THE RELIEF REQUESTED
`Summary of the Argument
`A.
`The challenged clai