`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O.Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`14/517,233
`
`ISSUE DATE
`
`05/16/2017
`
`PATENT NO.
`
`9648805
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`78873.177US1
`
`7506
`
`04/26/2017
`34018
`7590
`GREENBERG TRAURIG, LLP
`77 WEST WACKER DRIVE
`SUITE 3100
`CHICAGO, IL 60601-1732
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Fangjie Nie, Nanjing, CHINA;
`CHERVON INTELLECTUAL PROPERTY LIMITED, Road Town, VIRGIN ISLANDS, BRITISH;
`Qian Liu, Nanjing, CHINA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`TTI
`Exhibit 1002 - Page 1
`
`
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`ave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`Cvnthia Tapia
`/Cvnthia Tania/
`April 10, 2017
`
`Eapers. Each additional paper, such as an assignment or formal drawing, must
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`PART B - FEE(S) TRANSMITTAL
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
`
`GREENBERG TRAURIG, L〇Lp/2017
`77 WEST WACKER DRIVE
`SUITE 3100
`CHICAGO, IL 60601-1732
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`78873.177US1
`Fangjie Nie
`10/17/2014
`14/517,233
`TITLE OF INVENTION: LOCKING DEVICE, TELESCOPIC ROD AND MOWER COMPRISING THE LOCKING DEVICE
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`7506
`
`DATE DUE
`
`04/12/2017
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`JOHNS, HILARY LYNN
`280-047371
`3618
`2. For printing on the patent front page, list
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`(1) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`Q Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`Q "Fee Address" indication (or "Fee Address" Indication form
`2 registered patent attorneys or agents. If no name is
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`listed, no name will be printed.
`Number is required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Greenberg Traurig, LLP
`
`Chervon (HK) Limited
`
`Wanchai, Hong Kong
`
`Please check the appropriate assignee category or categories (will not be printed on the patent): Q Individual Q Corporation or other private group entity Q Government
`
`4a. The following fee(s) are submitted:
`^Q^Issue Fee
`Q Publication Fee (No small entity discount permitted)
`Q Advance Order _# of Copies____________________
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`Q A check is enclosed.
`Q Payment by credit card. Form PTO-2038 is attached.
`Q ffh e director is hereby authorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number 50-74.7 ^_____ (enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`Q Applicant certifying micro entity status. See 37 CFR 1.29
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature reauirements and certifications.
`
`Q Applicant asserting small entity status. See 37 CFR 1.27
`
`Q Applicant changing to regular undiscounted fee status.
`
`Authorized Signature
`
`/G ary R . JaTOSik/
`
`Typed or printed name Gary R. Jarosik
`
`Date - April 10,2017
`35,906
`
`Registration No. _
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`Page 2 of 3
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`TTI
`Exhibit 1002 - Page 2
`
`
`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`14517233
`
`17-0ct-2014
`
`Title of Invention:
`
`LOCKING DEVICE, TELESCOPIC ROD AND MOWER COMPRISING THE LOCKING
`DEVICE
`
`First Named Inventor/Applicant Name:
`
`Fangjie Nie
`
`Filer:
`
`Gary R. Jarosik/Cynthia Tapia
`
`Attorney Docket Number:
`
`78873.177US1
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC 111 (a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-lssuance:
`
`UTILITYAPPL ISSUE FEE
`
`1501
`
`TTI
`Exhibit 1002 - Page 3
`
`
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USD ($)
`
`960
`
`TTI
`Exhibit 1002 - Page 4
`
`
`
`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`28878196
`
`14517233
`
`International Application Number:
`
`Confirmation Number:
`
`7506
`
`Title of Invention:
`
`LOCKING DEVICE, TELESCOPIC ROD AND MOWER COMPRISING THE LOCKING
`DEVICE
`
`First Named Inventor/Applicant Name:
`
`Fangjie Nie
`
`Customer Number:
`
`34018
`
`Filer:
`
`Gary R. Jarosik/Cynthia Tapia
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`Gary R. Jarosik
`
`78873.177US1
`
`10-APR-2017
`
`17-OCT-2014
`
`13:55:44
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Payment information:
`Submitted with Payment
`Payment Type
`Payment was successfully received in RAM
`RAM confirmation Number
`
`yes
`
`DA
`
`$960
`
`041117INTEFSW00000149502428
`
`Deposit Account
`Authorized User
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`TTI
`Exhibit 1002 - Page 5
`
`
`
`File Listing:
`Document
`Number
`
`Document Description
`
`File Name
`
`FileSize(Bytes)/
`Message Digest
`
`Multi
`Part /.zip 二
`
`110539
`
`1
`
`Issue Fee Payment (PTO-85B)
`
`078873_177US1 IssueFeeTrans.
`
`189f84822eb26998fb66e0124b4075c0df4f
`b056
`
`Warnings:
`Information:
`
`2
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`30868
`
`61 ae3d21 b01698309f8991 d888eb770556c
`02886
`
`no
`
`no
`
`1
`
`2
`
`Warnings:
`Information:
`
`Total Files Size (in bytes):
`
`141407
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`TTI
`Exhibit 1002 - Page 6
`
`
`
`UNITED STATES PATENT AND T R A D E M A R K O FFIC E
`C O M M IS S IO N E R FOR PATENTS
`P.O .BO X 1450
`A LEX A N D R IA VA 22313-1451
`
`PRESO R TED
`FIR ST-C LASS M AIL
`U.S. PO STAG E PAID
`P O STED IG ITAL
`NNNNN
`
`GREENBERG TRAURIG, LLP
`77 WEST WACKER DRIVE
`SUITE 3100
`CHICAGO, IL 60601-1732
`
`I.II..II....II..II■■■■■■II...III...I..II...1.1.lull
`
`Courtesy Reminder for
`Application Serial No: 14/517,233
`Attorney Docket No: 78873.177US1
`Customer Number: 34018
`Date of Electronic Notification: 01/12/2017
`
`_
`
`This is a courtesy reminder that new correspondence is available for this
`application. If you have not done so already, please review the
`correspondence. The official date of notification of the outgoing
`correspondence will be indicated on the form PTOL-90 accompanying the
`correspondence.
`An email notification regarding the correspondence was sent to the following
`email address(es) associated with your customer number:
`jarosikg@gtlaw.com
`chiipmail@gtlaw.com
`escobedot@gtlaw.com
`To view your correspondence online or update your email addresses, please
`visit us anytime at https://sportal.uspto.gov/secure/myportal/privatepair.
`If you have any questions, please email the Electronic Business Center (EBC)
`at EBC@uspto.gov or call 1 -866-217-9197.
`
`TTI
`Exhibit 1002 - Page 7
`
`
`
`United States Patent and T rademark Office
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`34018
`7590
`01/12/2017
`GREENBERG TRAURIG, LLP
`77 WEST WACKER DRIVE
`SUITE 3100
`CHICAGO, IL 60601-1732
`
`EXAMINER
`
`JOHNS, HILARY LYNN
`
`ART UNIT
`
`3618
`
`PAPER NUMBER
`
`DATE MAILED: 01/12/2017
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`78873.177US1
`Fangjie Nie
`10/17/2014
`14/517,233
`TITLE OF INVENTION: LOCKING DEVICE, TELESCOPIC ROD AND MOWER COMPRISING THE LOCKING DEVICE
`
`7506
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`DATE DUE
`
`04/12/2017
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 02/11)
`
`Page 1 of 3
`
`TTI
`Exhibit 1002 - Page 8
`
`
`
`PART B - FEE(S) TRANSMITTAL
`Mail Stop ISSUE FEE
`Complete and send this form, together with applicable fee(s), to: Mail
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`or Fax
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications._________________________________________________________________________________________________________________________
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`c u r r e n t c o r r e s p o n d e n c e a d d r e s s (Note: Use Block 1 for any change of address)
`
`01/12/2017
`7590
`34018
`GREENBERG TRAURIG, LLP
`77 WEST WACKER DRIVE
`SUITE 3100
`CHICAGO, IL 60601-1732
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`78873.177US1
`Fangjie Nie
`10/17/2014
`14/517,233
`TITLE OF INVENTION: LOCKING DEVICE, TELESCOPIC ROD AND MOWER COMPRISING THE LOCKING DEVICE
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`7506
`
`DATE DUE
`
`04/12/2017
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`280-047371
`3618
`JOHNS, HILARY LYNN
`2. For printing on the patent front page, list
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`(1) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`Q Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`Q "Fee Address" indication (or "Fee Address" Indication form
`2 registered patent attorneys or agents. If no name is
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`listed, no name will be printed.
`Number is required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified oeiow, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`工 --------------------------------------------------
`
`2
`3
`
`Please check the appropriate assignee category or categories (will not be printed on the patent): Q Individual Q Corporation or other private group entity Q Government
`
`4a. The following fee(s) are submitted:
`Q Issue Fee
`Q Publication Fee (No small entity discount permitted)
`Q Advance Order _# of Copies____________________
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`Q A check is enclosed.
`Q Payment by credit card. Form PTO-2038 is attached.
`Q The director is hereby authorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number_____________ (enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`Q Applicant certifying micro entity status. See 37 CFR 1.29
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature reauirements and certifications.
`
`Q Applicant asserting small entity status. See 37 CFR 1.27
`
`Q Applicant changing to regular undiscounted fee status.
`
`Authorized Signature _
`
`Typed or printed name _
`
`Date -
`
`Registration No. _
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`Page 2 of 3
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`TTI
`Exhibit 1002 - Page 9
`
`
`
`United States Patent and T rademark Office
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`14/517,233
`
`FILING DATE
`
`10/17/2014
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`Fangjie Nie
`
`78873.177US1
`
`7506
`
`01/12/2017
`7590
`34018
`GREENBERG TRAURIG, LLP
`77 WFST WACKKR DRTVK
`SUITE 3100
`CHICAGO, IL 60601-1732
`
`EXAMINER
`
`JOHNS, HILARY LYNN
`
`ART UNIT
`
`PAPER NUMBER
`
`DATE MAILED: 01/12/2017
`
`Determination of Patent Term Adjustment under 35 U,S,C, 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`Section 1(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(BXi) to eliminate the
`requirement that the Office provide a patent term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent term adjustment determination with the Issue Notification Letter that is mailed to applicant
`approximately three weeks prior to the issue date of the patent, and will include the patent term adjustment on the
`patent. Any request for reconsideration of the patent term adjustment determination (or reinstatement of patent term
`adjustment) should follow the process outlined in 37 CFR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at l-(888)-786-0101 or (571)-272-4200.
`
`PTOL-85 (Rev. 02/11)
`
`Page 3 of 3
`
`TTI
`Exhibit 1002 - Page 10
`
`
`
`OMB Clearance and PRA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and
`Budget approval before requesting most types of information from the public. When OMB approves an agency
`request to collect information from the public, OMB (i) provides a valid OMB Control Number and expiration
`date for the agency to display on the instrument that will be used to collect the information and (ii) requires the
`agency to inform the public about the OMB Control Number^ legal significance in accordance with 5 CFR
`1320.5(b).
`
`The information collected by PTOL-85 Part B is required by 37 CFR 1.311. The information is required to obtain
`or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary
`depending upon the individual case. Any comments on the amount of time you require to complete this form
`and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, Virginia 22313-1450. DO NOT
`SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box
`1450, Alexandria, Virginia 22313-1450. Under the Paperwork Reduction Act of 1995, no persons are required to
`respond to a collection of information unless it displays a valid OMB control number.
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is
`35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which
`the information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission
`related to a patent application or patent. If you do not furnish the requested information, the U.S. Patent and
`Trademark Office may not be able to process and/or examine your submission, which may result in termination of
`proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is required
`by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence
`to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of
`settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance
`from the Member with respect to the subject matter of the record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having
`need for the information in order to perform a contract. Recipients of information shall be required to
`comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes
`of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C.
`218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency's
`responsibility to recommend improvements in records management practices and programs, under authority
`of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations
`governing inspection of records for this purpose, and any other relevant (i.e., GSA or Commerce) directive.
`Such disclosure shall not be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after either publication
`of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a
`record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the
`record was filed in an application which became abandoned or in which the proceedings were terminated
`and which application is referenced by either a published application, an application open to public
`inspection or an issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`TTI
`Exhibit 1002 - Page 11
`
`
`
`Notice of Allowability
`
`Application No.
`14/517,233
`Examiner
`HILARY L. JOHNS
`
`Applicant(s)
`NIE ET AL.
`Art Unit
`3618
`
`A IA (F ir s t In v e n to r to F ile )
`S ta tu s
`Yes
`
`—The MA!L!NG DATE of this communication appears on the cover sheet with the correspondence address—
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application. If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`1. ^ This communication is responsive to 10/11/2016.
`I A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/were filed on_____ .
`I
`2. □ An election was made by the applicant in response to a restriction requirement set forth during the interview o n _____; the restriction
`requirement and election have been incorporated into this action.
`3■区 The allowed claim(s) is/are 15. 18-20. As a result of the allowed claim(s), you may be eligible to benefit from the Patent Prosecution
`Highway program at a participating intellectual property office for the corresponding application. For more information, please see
`http://www.uspto.gov/patents/init_events/pph/index.jsp or send an inquiry to PPHfeedback@uspto.gov.
`
`4. □ Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`Certified copies:
`*c) □ None of the:
`a) □ All
`b) □ Some
`1. D Certified copies of the priority documents have been received.
`2. □ Certified copies of the priority documents have been received in Application No._____.
`3. Q Copies of the certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`* Certified copies not received:_____.
`
`Applicant has THREE MONTHS FROM THE "MAILING DATE" of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`5. □ CORRECTED DRAWINGS ( as "replacement sheets") must be submitted.
`□
`including changes required by the attached Examiner's Amendment / Comment or in the Office action of
`Paper No./Mail Date_____.
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`6. □ DEPOSIT OF and/or INFORMATION about the deposit of 巳IOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. 〇 Notice of References Cited (PTO-892)
`2. 〇 Information Disclosure Statements (PTO/SB/08),
`Paper No./Mail Date
`3. □ Examiner's Comment Regarding Requirement for Deposit
`of 巳iological Material
`4. □ Interview Summary (PTO-413),
`Paper No./Mail Date
`/H. L. J./
`Examiner, Art Unit 3618
`
`5. □ Examiner's Amendment/Comment
`6. □ Examiner's Statement of Reasons for Allowance
`
`7. n Other
`
`/JACOB KNUTSON/
`Primary Examiner, Art Unit 3611
`
`U.S. Patent and Trademark Office
`PTOL-37 (Rev. 08-13)
`20161228
`
`Notice of Allowability
`
`Part of Paper No./Mail Date
`
`TTI
`Exhibit 1002 - Page 12
`
`
`
`Application/Control No.
`
`Search Notes
`
`14517233
`
`_____ Examiner
`
`HILARY L JOHNS
`
`Applicant(s)/Patent Under
`Reexamination
`NIE ET AL.
`
`Art Unit
`
`3618
`
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