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IN THE UNITED STATES DISTRICT COURT
`FOR THE DISTRICT OF DELAWARE
`
`PACT XPP SCHWEIZ AG,
`
`Plaintiff,
`
`v.
`
`INTEL CORPORATION,
`
`Defendant.
`
`)
`)
`)
`)
`)
`)
`)
`)
`)
`
`C.A. No. 19-1006-RGA
`
`INTEL CORPORATION’S INITIAL INVALIDITY CONTENTIONS
`
`
`
`PACT - Ex. 2011.0001
`
`

`

`
`
`in accordance with Intel’s assumptions that PACT: (1) contends those claims are definite, (2) finds
`
`written description support for those claims, and (3) contends that those claims are enabled.
`
`However, Intel’s prior art invalidity contentions do not necessarily represent Intel’s agreement or
`
`view as to the meaning, definiteness, written description support for, or enablement of any claim
`
`contained therein, or that the patents-in-suit properly disclose structures corresponding to functions
`
`in claims governed by 35 U.S.C. § 112 ¶ 6. In fact, Intel notes numerous grounds for invalidity
`
`on such bases below.
`
`Much of the art identified in the attached exhibits reflects common knowledge and the state
`
`of the art before the filing date of the patents-in-suit. In many instances where a particular
`
`contention calls for combining references, any one of a number of references can be combined.
`
`The inclusion of certain exemplary combinations of prior art references does not exclude other
`
`combinations based upon the claim charts attached hereto.
`
`Each of the asserted claims of the patents-in-suit is anticipated by and/or obvious in view
`
`of one or more of the items of prior art identified herein alone or in combination with other prior
`
`art references. None of the contentions contained herein shall be construed as an admission that
`
`any asserted claim satisfies the requirements of 35 U.S.C. § 112.
`
`I.
`
`THE ’763 PATENT
`
`Claims 1, 2-10, 12-22, 24-26, 28, 30-31 of the ’763 Patent (the “Asserted ’763 Patent
`
`Claims”) have been asserted by Plaintiff in this litigation.1
`
`
`1 With respect to all patents-in-suit, pursuant to the Court’s Scheduling Order (D.I. 20), Intel has
`only provided invalidity contentions for the asserted claims of the patents-in-suit. Should
`Plaintiff later attempt to assert claims that they have not previously identified, Intel reserves the
`right to contend that any newly-asserted claims are invalid.
`
`-3-
`
`PACT - Ex. 2011.0002
`
`

`

`
`
`
`
`A.
`
`Identification of Prior Art, Basis for Invalidity Under 35 U.S.C. §§ 102, 103
`and Claim Charts
`1.
`
`Anticipation
`
`Based on Plaintiff’s October 11, 2019 Disclosure of Asserted Claims and Infringement
`
`Contentions, Intel identifies prior art below and in Exhibit A, which contains charts disclosing
`
`the identity of each item of prior art that anticipates each claim and/or renders it obvious. As
`
`shown in Exhibit A and below, Intel has identified each prior art patent by its number, country of
`
`origin, and date of issue. To the extent feasible, Intel has identified each prior art publication by
`
`its title, date of publication, author, and publisher. Intel notes that it has applied the prior art in
`
`accordance with Plaintiff’s improper assertions of infringement and improper applications of the
`
`claims. Intel does not agree with Plaintiff’s application of the claims and denies infringement.
`
`As set forth in Exhibit A and below, each of the following references, and any products,
`
`devices, or processes used in the prior art that embody the subject matter disclosed in the
`
`references, anticipates one or more asserted claims of the ’763 Patent by expressly or inherently
`
`disclosing each and every limitation of those claims. To the extent PACT contends that any of the
`
`following anticipatory references do not anticipate any asserted claim, Intel reserves the right to
`
`contend that each of the anticipatory references renders the claims obvious either in view of the
`
`reference alone or in combination with other references. A corresponding claim chart for each
`
`reference is attached hereto in Exhibit A as indicated in the “Exh. No.” column.
`
`While Intel has identified at least one citation per element or limitation for each reference
`
`identified in the charts contained in Exhibit A, each and every disclosure of the same element or
`
`limitation in the same reference is not necessarily identified. In an effort to focus the issues, Intel
`
`cites exemplary relevant portions of identified references, even where a reference may contain
`
`additional disclosure for a particular claim element or limitation, and reserves all rights to rely on
`
`-4-
`
`PACT - Ex. 2011.0003
`
`

`

`
`
`other portions of the identified references to support its claims and/or defenses. Persons of
`
`ordinary skill in the art generally read a prior art reference as a whole and in the context of other
`
`publications and literature. Intel may rely on uncited portions of the prior art references and on
`
`other publications and expert testimony to provide context and as aids to understanding and
`
`interpreting the portions of the prior art references that are cited. Disclosures relating to initial
`
`elements of dependent claims are disclosed in connection with the independent claims from which
`
`they depend. Intel may also rely on uncited portions of the prior art references, other publications,
`
`and the testimony of experts to establish that a person of ordinary skill in the art would have been
`
`motivated to modify or combine certain of the cited references so as to render the claims obvious.
`
`Where Intel cites to a particular figure in a prior art reference, the citation should be understood to
`
`encompass the caption and description of the figure and any text relating to the figure in addition
`
`to the figure itself. Conversely, where a cited portion of text refers to a figure, the citation should
`
`be understood to include the figure as well.
`
`a.
`
`Prior Art Patents and Domestic and Foreign Patent
`Applications Under 35 U.S.C. § 102
`
`Patent / Publication No. Country
`
`Inventor(s)
`
`Date of Issue
`
`Exh.
`No.
`
`A1
`
`5,761,455
`
`A2
`
`0071727A1
`
`A3
`
`6,381,682
`
`A4
`
`6,144,327
`
`U.S.
`
`EP
`
`U.S.
`
`U.S.
`
`Edward C. King, Alan G.
`Smith, and James C. Lee
`
`June 2, 1998
`
`Robert L. Budzinski and
`Satish M. Thatte
`
`February 16,
`1983
`
`Karen L. Noel, Gregory
`H. Jordan, Paul K. Harter,
`Jr., and Thomas Benson
`
`April 30, 2002
`
`Robert J. Distinti and
`Harry F. SmithRobert J.
`
`November 7,
`2000
`
`-5-
`
`PACT - Ex. 2011.0004
`
`

`

`
`
`Exh.
`No.
`
`Patent / Publication No. Country
`
`Inventor(s)
`
`Date of Issue
`
`A5
`
`5,761,523
`
`U.S.
`
`A6
`
`A7
`
`5,197,140
`
`6,457,087
`
`A8
`
`5,909,702
`
`
`
`U.S.
`
`U.S.
`
`U.S.
`
`b.
`
`Prior Art Product
`
`Paul Amba Wilkinson,
`James Warren
`Dieffenderfer, Peter
`Michael Kogge, and
`Nicholas Jerome
`Schoonover
`
`Keith Balmer
`
`Daniel D. Fu
`
`Marc Jalfon, David
`Regenold, Franco Ricci,
`and Ramprasad Satagopan
`
`Jun. 2, 1998
`
`March 23, 1993
`
`September 4,
`2002
`
`June 1, 1999
`
`Exh. No. Product Name
`
`A9
`
`A10
`
`A11
`
`A12
`
`--
`
`TMS320C80
`
`POWER4
`
`Intel IXP2800
`
`Date2
`
`1996
`
`1999
`
`1999
`
`Sequent NUMA-Q
`
`1997
`
`Intel Nehalem-EX3
`
`2010
`
`
`2 See 93613DOC0000003-4. Intel reserves the right to modify and supplement this information
`in the event that additional data is identified.
`3 Nehalem-EX was sold by Intel at least as early as January 15, 2010. PACT is not entitled to a
`priority date earlier than the filing date of the application leading to the ’763 patent. To the
`
`-6-
`
`PACT - Ex. 2011.0005
`
`

`

`
`
`2.
`
`Obviousness
`
`Each of the following combinations of prior art references renders the Asserted ’796 Patent
`
`Claims invalid under 35 U.S.C. § 103 for obviousness. In KSR Int’l Co. v. Teleflex Inc., 127 S.Ct.
`
`1727 (Apr. 30, 2007), the U.S. Supreme Court rejected the Federal Circuit’s rigid “teaching,
`
`suggestion, or motivation” requirement in favor of a flexible, functional approach in which an
`
`explicit finding of a “motivation” to combine prior art references is not required to establish
`
`obviousness. The Supreme Court held that it is sufficient that a combination of elements was
`
`“obvious to try” holding that, “[w]hen there is a design need or market pressure to solve a problem
`
`and there are a finite number of identified, predictable solutions, a person of ordinary skill has
`
`good reason to pursue the known option within his or her technical grasp.” Id. at 1742; see also
`
`Dystar Textilfarben GmbH v. C.H. Patrick Co., 464 F.3d 1356, 1368 (Fed. Cir. 2006) (explaining
`
`that when the “combination of references results in a product or process that is more desirable, for
`
`example because it is stronger, cheaper, cleaner, faster, lighter, smaller, more durable, or more
`
`efficient,” there exists a motivation to combine prior art references even when there is no explicit
`
`suggestion in the references themselves “[b]ecause the desire to enhance commercial opportunities
`
`by improving a product or process is universal—and even commonsensical”); LeapFrog
`
`Enterprises, Inc. v. Fisher-Price, Inc., 485 F.3d 1157 (Fed. Cir. 2007) (applying KSR and holding
`
`that “one of ordinary skill in the art of children’s learning toys would have found it obvious to
`
`combine the Bevan device with the SSR to update it using modern electronic components in order
`
`to gain the commonly understood benefits of such adaption, such as decreased size, increased
`
`reliability, simplified operation, and reduced cost”).
`
`
`extent PACT cannot prove an earlier priority date, the Nehalem-EX processor would invalidate
`the ’763 patent for at least the reasons set forth in PACT’s infringement contentions.
`
`-7-
`
`PACT - Ex. 2011.0006
`
`

`

`
`
`Primary Reference
`
`In Combination With
`
`POWER4
`
`POWER4
`
`POWER4
`
`POWER4
`
`IXP2800
`
`IXP2800
`
`IXP2800
`
`IXP2800
`
`IXP2800
`
`IXP2800
`
`IXP2800
`
`IXP2800
`
`Wilkinson ’523
`
`Fu ’087
`
`Jalfon ’702
`
`Balmer ’140
`
`King ’455
`
`Budzinski ’727
`
`Noel ’682
`
`Distinti ’327
`
`Wilkinson ’523
`
`Fu ’087
`
`Jalfon ’702
`
`Balmer ’140
`
`Sequent NUMA-Q
`
`King ’455
`
`Sequent NUMA-Q
`
`Budzinski ’727
`
`Sequent NUMA-Q
`
`Noel ’682
`
`Sequent NUMA-Q
`
`Distinti ’327
`
`Sequent NUMA-Q
`
`Wilkinson ’523
`
`Sequent NUMA-Q
`
`Fu ’087
`
`Sequent NUMA-Q
`
`Jalfon ’702
`
`-12-
`
`PACT - Ex. 2011.0007
`
`

`

`
`
`Primary Reference
`
`In Combination With
`
`Sequent NUMA-Q
`
`Balmer ’140
`
`King ’455
`
`King ’455
`
`Wilkinson ’523
`
`Balmer ’140
`
`Wilkinson ’523
`
`Jalfon ’702
`
`Wilkinson ’523
`
`Distinti ’327
`
`Wilkinson ’523
`
`Fu ’087
`
`Fu ’087
`
`Fu ’087
`
`Fu ’087
`
`Fu ’087
`
`Fu ’087
`
`Balmer ’140
`
`Balmer ’140
`
`Balmer ’140
`
`Balmer ’140
`
`Balmer ’140
`
`Noel ’682
`
`King ’455
`
`Budzinski ’727
`
`Balmer ’140
`
`Jalfon ’702
`
`Distinti ’327
`
`Noel ’682
`
`Budzinski ’727
`
`Noel ’682
`
`Distinti ’327
`
`Jalfon ’702
`
`Noel ’682
`
`Above combinations in further combination with the knowledge of a person of ordinary
`skill in the art
`
`-13-
`
`PACT - Ex. 2011.0008
`
`

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