`Filed on behalf of Apple Inc.
`By: Jason D. Kipnis, Reg. No. 40,680
`David L. Cavanaugh, Reg. No. 36,476
`Mary V. Sooter, Reg. No. 71,022
`Richard Goldenberg, Reg. No. 38,895
`Ravinder Deol, Reg. No. 62,165
`Wilmer Cutler Pickering Hale and Dorr LLP
`60 State Street
`Boston, Massachusetts 02109
`Tel: (617) 526-6000
`Email:
`Jason.Kipnis@wilmerhale.com
`David.Cavanaugh@wilmerhale.com
`Mindy.Sooter@wilmerhale.com
`Richard.Goldenberg@wilmerhale.com
`Ravi.Deol@wilmerhale.com
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________________________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________________________________________
`
`
`APPLE INC.
`Petitioner
`
`v.
`
`OPTIS WIRELESS TECHNOLOGY, LLC
`Patent Owner
`
`Case IPR2020-00466
`U.S. Patent No. 8,411,557
`
`
`PETITIONER’S REPLY TO
`PATENT OWNER PRELIMINARY RESPONSE
`
`
`
`
`
`
`
`Reply to Patent Owner Preliminary Response
`IPR2020-00466
`
`
`TABLE OF CONTENTS
`
`Page
`
`The Fintiv Factors Counsel Against Exercising Discretion to Deny .............. 1
`A.
`Factor 1: Lack of Evidence of Stay Renders This Factor Neutral ....... 1
`B.
`Factor 3: Petitioner’s Diligence and No Tactical Advantage .............. 1
`C.
`Factor 4: The Issues Do Not Substantially Overlap ............................. 2
`D.
`Factor 6: Strong Petition Outweighs Other Factors ............................. 3
`E.
`Additional Considerations under Factor 6 Favor Institution ................ 4
`The NHK/Fintiv Framework Should Be Overturned ...................................... 6
`A.
`The NHK/Fintiv Framework Is Legally Invalid .................................... 6
`B.
`The NHK/Fintiv Framework Encourages Gamesmanship .................... 8
`
`I.
`
`II.
`
`
`
`
`
`i
`
`
`
`Reply to Patent Owner Preliminary Response
`IPR2020-00466
`
`
`The POPR urges denial of the Petition under § 314(a) based on
`
`misapplication of the Fintiv factors and an undue focus on the time between the
`
`trial date in the district court litigation (“Texas case”) and an expected Final
`
`Written Decision (“FWD”). Other factors favor institution, including Petitioner’s
`
`strong showing on the merits, a lack of overlap in prior art between the Petition
`
`and the Texas case, and the complexities of litigation. A balanced weighing of the
`
`factors shows that the patent system would best be served by instituting review.
`
`I.
`
`The Fintiv Factors Counsel Against Exercising Discretion to Deny
`
`A.
`
`Factor 1: Lack of Evidence of Stay Renders This Factor Neutral
`
`The Board routinely declines to speculate as to the likelihood of a stay where
`
`none has been requested. See, e.g., Fintiv, Paper 15 at 12. Because no stay has
`
`been requested in the Texas case, this factor is neutral. Id.
`
`B.
`
`Factor 3: Petitioner’s Diligence and No Tactical Advantage
`
`PO’s discussion of Factor 3 fails to acknowledge Petitioner’s diligence in
`
`filing the Petition, which favors institution. Petitioner’s initial invalidity
`
`contentions identified nearly 140 prior art references across seven asserted patents
`
`in the Texas case. Rather than burden the Board with multiple petitions on seven
`
`patents, Petitioner diligently evaluated the unique strengths of each prior art
`
`reference and combination, searched for additional prior art, and filed only three
`
`petitions. This Petition uses only two grounds to show unpatentability of 10 claims
`
`1
`
`
`
`in a way that does not depend on the constructions disputed by the parties in the
`
`Reply to Patent Owner Preliminary Response
`IPR2020-00466
`
`
`Texas case. Such careful selection of grounds shows Petitioner’s diligence. See
`
`Med-El Elek. Geräte GES.M.B.H v. Advanced Bionics AG, IPR2020-00190, Paper
`
`15 at 13-14 (June 3, 2020). PO does not allege that Petitioner obtained any tactical
`
`advantage for the Petition from the litigation based on the time the Petition was
`
`filed.
`
`C.
`
`Factor 4: The Issues Do Not Substantially Overlap
`
`PO’s assertion of complete overlap between the Petition and Texas case
`
`(POPR at 6-7) is now inaccurate. At PO’s request, and to eliminate the chance of
`
`inconsistent findings, Petitioner agreed on July 2, 2020 to drop the Harris grounds
`
`in the Texas case and further stipulates that it will not pursue Ground 2 (Sutivong
`
`and Tan) in this IPR. See Ex. 1045. This mitigates concerns of duplicative efforts.
`
`See Sand Revolution II, LLC v. Cont’l Intermodal Grp.–Trucking LLC, IPR2019-
`
`01393, Paper 24, 11-12 (June 16, 2020). The significant differences between the
`
`issues in the present IPR and the Texas case (below) tip factor 4 for institution:
`
`
`
`Grounds
`
`Claims
`
`Unique Issues
`
`Texas
`Case
`
`Sutivong + Tan
`(+046 Tdoc)
`
`1, 6, 10 Sutivong used for rejection of parent ’530
`Application (Pet. at 14-19)
`
`IPR
`
`Harris + Tan
`
`1-10
`
`Harris incorporates Tan (motivation to
`combine), not considered by USPTO
`
`
`
`2
`
`
`
`Neither party seeks a construction of a term construed by the district court.
`
`Reply to Patent Owner Preliminary Response
`IPR2020-00466
`
`
`Contrary to PO’s arguments, Petitioner’s analysis of non-overlapping claims is
`
`proportionate to their length (12/42 pages = 29%; 216/542 words = 40%).
`
`D.
`
`Factor 6: Strong Petition Outweighs Other Factors
`
`Petitioner’s strong showing on the merits more than balances out the time
`
`between trial and an FWD and the minimal overlap remaining in the proceedings.
`
`See Apple Inc. v. Seven Networks, LLC, IPR2020-00156, Paper 10 at 20-22.
`
`First, the Petition showed that one must “arrange ... [sequences] so that the
`
`base station and mobile devices ... [can] unambiguously identify[] each sequence”
`
`and that “arranging the sequences in an increasing order of cyclic shifts is the most
`
`obvious choice for a POSITA.” Pet. at 34-35, 27-32. The POPR at 24-31 does not
`
`address this, and mischaracterizes cases that, if read as PO does, would contravene
`
`precedent in KSR v. Teleflex. 550 U.S. 398 at 420-421 (a POSA “is also a person
`
`of ordinary creativity, not an automaton”). PO’s other arguments are wrong:
`
`paragraph 25 of Tan discloses multiple, not one, cyclic shifts, and the Petition
`
`addresses using multiple base sequences. Compare POPR at 26-27 with Pet. at 33-
`
`35, 27-32.
`
`Second, PO does not challenge Harris’s incorporation of Tan. See Ex. 1004,
`
`4:5-11. PO’s attempt to evade this teaching by asserting that “Harris is not
`
`concerned with ... interferences” and is instead “concerned with increasing the
`
`3
`
`
`
`number of useable code [sic] so as to avoid collisions” is self-contradictory (POPR
`
`Reply to Patent Owner Preliminary Response
`IPR2020-00466
`
`
`at 35-37)—avoiding collisions by using more codes requires that the additional
`
`codes do not mutually interfere (like Tan’s Chu sequences). Likewise, Harris’s
`
`disclosure that spreading channel codes need not be orthogonal (POPR at 34-35)
`
`does not negate the disclosure to use (Tan’s) orthogonal sequences, or that such
`
`sequences were desirable. Ex. 1004, 4:2-3; see also Pet. at 29-30, Ex. 1002 at ¶76.
`
`Third, PO’s arguments that rely on Tan’s disclosure of combining Chu
`
`sequences with other codes (POPR at 29-31) contradict PO’s allegations in district
`
`court that the use of Zadoff-Chu sequences in LTE RA preambles infringes despite
`
`further processing. Compare Ex. 1046 at 10-24 with Ex. 1047 at §§5.7, 5.8.
`
`Finally, the Petition showed adjusting code groupings in Harris would
`
`repartition the sequences. Pet. at 46-47. PO does not dispute that when the system
`
`load in Harris does not vary proportionally to the number of UEs in each group,
`
`there would be a change in the number of sequences in code groups. Instead, PO
`
`cites only to the particular situation in which the system load varies proportionally
`
`and might not result in changing the number of sequences in groups (POPR at 33).
`
`E. Additional Considerations under Factor 6 Favor Institution
`
`PO also fails to present other key factors that weigh in favor of institution.
`
`First, the public interest would be served by addressing the invalidity of the
`
`’557 patent, which PO alleges is essential to multiple 3GPP LTE standards and
`
`4
`
`
`
`which PO has already asserted twice. See Ex. 1048 at 8 (declaration of
`
`Reply to Patent Owner Preliminary Response
`IPR2020-00466
`
`
`essentiality); Ex. 1049 (against ZTE), Ex. 1050 (against Petitioner).
`
`Second, the Board is well suited to address the complex technical subject
`
`matter in the Petition, like Tan’s Chu sequences and Walsh codes. Presenting this
`
`subject matter to a jury with issues for five other patents is highly challenging in a
`
`one-week trial. Validity of the ’557 patent is likely to occupy approximately one
`
`hour of trial. Unlike a jury verdict, a detailed FWD on Harris and Tan would shed
`
`light on the large ’557 patent family, which PO continues to prosecute.
`
`Third, the uncertainties created by the COVID-19 pandemic counsel in favor
`
`of institution. PO’s statement that “trial has been moved up to August 3, 2020” is
`
`misleading. After (on March 4) the Court moved trial up to July 7, 2020, the
`
`parties jointly requested (on April 2) that trial be postponed to September 14, 2020.
`
`Ex. 1051. The Court rescheduled trial to August 3, 2020, but noted the parties
`
`could seek “additional relief ... as the COVID-19 pandemic develops.” Ex. 1052.
`
`Texas has recently experienced a significant increase in COVID-19 cases. Ex.
`
`1053. By contrast, the Board has continued to hold hearings remotely.
`
`Finally, the narrowing of issues in the Texas case that has already occurred
`
`shows “the complexity of multiple patents and issues” in a case involving six
`
`unrelated patents. Seven at 21-22. The case may narrow to omit the ’557 patent
`
`entirely. Compare Ex. 1054 (PO’s complaint asserting U.S. 8,102,833 in another
`
`5
`
`
`
`case) with Ex. 1055 (leaving ’833 patent out of trial). Even if overlapping issues
`
`Reply to Patent Owner Preliminary Response
`IPR2020-00466
`
`
`remain between the litigation and this IPR, the unpredictability of trials calls into
`
`question whether such issues will be fully considered at trial. By contrast, “this
`
`IPR trial will provide the parties with an in-depth analysis of” the ’557 patent and
`
`“a full record that will enhance the integrity of the patent system.” Id. at 22.
`
`II. The NHK/Fintiv Framework Should Be Overturned
`
`A.
`
`The NHK/Fintiv Framework Is Legally Invalid
`
`The NHK/Fintiv framework is legally invalid for three primary reasons.
`
`First, the PTO lacks authority to deny institution based on non-statutory
`
`factors. The AIA establishes the conditions that must be satisfied to institute IPR,
`
`e.g., 35 U.S.C. §311(c)(1), (2); §312(a)(1)-(5); §314(a); §315(a)(1), (b), and the
`
`conditions under which IPR may nonetheless not be instituted, e.g., §325(d); Pub.
`
`L. No. 112-29, §6(c)(2)(B). “In light of Congress’s special care in drawing so
`
`precise a statutory scheme,” it is “improper” to consider non-statutory factors.
`
`University of Texas Sw. Med. Ctr. v. Nassar, 570 U.S. 338, 356 (2013).
`
`The AIA further precludes the PTO from denying institution based on non-
`
`statutory efficiency considerations because Congress already specified how
`
`parallel litigation should be accounted for. §311(c)(2); §315; §325(d). Congress
`
`granted the PTO discretion to decide how to manage IPR when there is a parallel
`
`proceeding before the PTO, §315(d), but permitted “overlap” between IPR and
`
`6
`
`
`
`parallel litigation, §301(a), (d); §315(e)(2). “It would have made little sense for
`
`Reply to Patent Owner Preliminary Response
`IPR2020-00466
`
`
`Congress to insist on” such rules if the Director could deny institution for his own
`
`efficiency reasons. SAS Institute, Inc. v. Iancu, 138 S. Ct. 1348, 1356 (2018).
`
`Moreover, the NHK/Fintiv framework contravenes Congress’s judgment to
`
`allow IPR if filed within one year of the commencement of parallel infringement
`
`litigation. §315(b); cf. §315(a)(1). Congress crafted that limit “to minimize”—not
`
`eliminate—overlap between IPR and litigation. Thryv, Inc. v. Click-To-Call
`
`Techs., LP, 140 S. Ct. 1367, 1374-1375 (2020). Statutory limitations on filing
`
`inherently “take[] account of delay,” and therefore other “case-specific
`
`circumstances”—like the NHK-Fintiv factors—“cannot be invoked to preclude
`
`adjudication of a claim … brought within the [statutory] window.” Petrella v.
`
`Metro-Goldwyn-Mayer, Inc., 572 U.S. 663, 667, 677-680, 685 (2014).
`
`The NHK/Fintiv framework is also arbitrary and capricious. The factors
`
`require speculation about the likely course of parallel litigation, which will produce
`
`irrational and unfair outcomes. And if trial is rescheduled after a non-institution
`
`decision, as often happens, an IPR petitioner will have lost any avenue for
`
`expeditious resolution of patent validity. These unpredictable risks will undermine
`
`the PTO’s efficiency goal by incentivizing accused infringers to splinter issues and
`
`petition for IPR prematurely, see 157 Cong. Rec. S5430 (Sept. 8, 2011).
`
`Finally, the NHK/Fintiv framework is invalid because it is a substantive rule
`
`7
`
`
`
`that was adopted without public notice and comment. “[T]he Director has no
`
`Reply to Patent Owner Preliminary Response
`IPR2020-00466
`
`
`substantive rule making authority with respect to interpretations of the Patent Act.”
`
`Facebook, Inc. v. Windy City Innovations, LLC, 953 F.3d 1313, 1341 (Fed. Cir.
`
`2020) (additional views of Prost, C.J., Plager, & O’Malley, JJ.). And although
`
`agencies “must use notice-and-comment procedures” when adopting substantive
`
`rules, Kisor v. Wilkie, 139 S. Ct. 2400, 2420 (2019), the Director designated NHK
`
`and Fintiv as precedential (i.e., a binding rule) without such procedures.
`
`B.
`
`The NHK/Fintiv Framework Encourages Gamesmanship
`
`The NHK/Fintiv framework is also bad policy because it encourages
`
`inefficient gamesmanship. The framework will induce plaintiffs to sue in fast-
`
`moving districts in hopes of setting trial before the FWD. It will encourage
`
`plaintiffs to hide important claims early in litigation to delay the filing of IPR
`
`petitions. And it may cause plaintiffs to assert many patents in their complaint to
`
`increase the “overlap” with an IPR petition, only then to withdraw a patent from
`
`the lawsuit once institution of IPR has been denied. Accused infringers may
`
`respond by quickly filing petitions on more patents and claims without fully
`
`understanding the infringement allegations against them. And the pressure to act
`
`immediately will diverts efforts from alternative dispute resolution.
`
`Dated: July 2, 2020
`
`/Jason Kipnis/ (Registration No. 40,680)
`
`Respectfully Submitted,
`
`8
`
`
`
`Reply to Patent Owner Preliminary Response
`IPR2020-00466
`
`
`Jason D. Kipnis
`Lead Counsel for Petitioner Apple Inc.
`
`Mary V. Sooter
`Registration No. 71,022
`
`David L. Cavanaugh
`Registration No. 36,476
`
`Richard Goldenberg
`Registration No. 38,895
`
`Ravinder Deol
`Registration No. 62,165
`
`
`
`
`
`
`9
`
`
`
`
`
`Exhibit
`1001
`1002
`1003
`
`1004
`1005
`1006
`1007
`1008
`1009
`1010
`
`Reply to Patent Owner Preliminary Response
`IPR2020-00466
`
`
`Updated Exhibit List
`
`Description
`
`U.S. Patent No. 8,411,557
`
`Declaration of Mark R. Lanning
`
`International Patent Application No. WO 2006/019710 A1
`(“Sutivong”)
`
`U.S. Patent No. 8,009,637 (“Harris”)
`
`U.S. Patent Publication No. 2007/0165567 (“Tan”)
`
`File History for U.S. Patent No. 8,411,557 (’805 Application)
`
`File History for U.S. Patent No. 8,139,473 (’530 Application)
`
`Provisional Application No. 60/781,527 (“Harris Provisional”)
`
`Provisional Application No. 60/759,697 (“Tan Provisional”)
`
`Optis Wireless Technology, LLC v. Apple Inc., No. 2:19-cv-00066-
`JRG, *2 (E.D. Tex.) (Plaintiff’s Disclosure of Asserted Claims,
`Infringement Contentions, and Accompanying Document
`Production).
`
`1011
`
`Optis Wireless Technology, LLC v. ZTE Corp., No. 2:15-cv-300-
`JRG-RSP (E.D. Tex., Apr. 19, 2016) (Memorandum Opinion and
`Order).
`1012 Motorola, RACH Design for EUTRA, 3GPP TSG RAN #44,
`Document R1-060387
`
`1013
`1014
`
`1015
`
`CV of Craig Bishop
`
`ETSI, LISTSERV Archives (last visited Jan. 24, 2020) (Available
`at https://list.etsi.org/scripts/wa.exe?INDEX=&p=2)
`
`ETSI, LISTSERV Archives at LIST.ETSI.ORG (Jan. 04, 2006),
`http://list.etsi.org/archives/index.html[https://web.archive.org/web/
`
`10
`
`
`
`Exhibit
`
`1016
`
`1017
`
`1018
`
`1019
`
`1020
`
`1021
`
`1022
`
`Reply to Patent Owner Preliminary Response
`IPR2020-00466
`
`
`Description
`20060104073144/http://list.etsi.org/archives/index.html]
`
`3GPP, List of 3GPP Individual Members (Dec. 5, 1999)
`http://www.3gpp.org/Participation/3GPP_IM.htm[https://web.archi
`ve.org/web/19991205075508/http://www.3gpp.org:80/Participation
`/3GPP_IM.htm]
`
`Adrian Scrase, MCC Activity Report, 3GPP PCG#20 Tdoc 23 (Apr.
`22, 2008) (Available at
`http://www.3gpp.org/ftp/pcg/pcg_20/docs/PCG20_23.zip)
`
`3GPP TSG RAN WG1 Meeting #44 Report (Apr. 1, 2006)
`(Available at
`https://www.3gpp.org/ftp/tsg_ran/WG1_RL1/TSGR1_44/Reports)
`
`Email from Robert Love to
`3GPP_TSG_RAN_WG1@LIST.ETSI.ORG (Feb. 9, 2006)
`(Available at
`https://list.etsi.org/scripts/wa.exe?A2=3GPP_TSG_RAN_WG1;9d
`eb8c5f.0711A)
`
`ETSI, LISTSERV Archives at LIST.ETSI.ORG (Dec. 21, 2005),
`http://list.etsi.org/[https://web.archive.org/web/20051221155929/ht
`tp://list.etsi.org/]
`
`ETSI, LISTSERV Archives at LIST.ETSI.ORG (Feb. 2, 2006),
`http://list.etsi.org/[https://web.archive.org/web/20060202233210/ht
`tp://list.etsi.org:80/archives/index.html]
`
`Email from Yoshikazu Ishii to
`3GPP_TSG_RAN_WG1@LIST.ETSI.ORG (Nov. 17, 2005)
`(Available at
`https://list.etsi.org/scripts/wa.exe?A2=ind0511&L=3GPP_TSG_R
`AN_WG1&O=D&P=85658)
`
`1023
`
`3GPP TSG RAN WG1 Meeting #44 FTP Documents List (last
`accessed Jan. 30, 2020) (Available at
`https://www.3gpp.org/ftp/tsg_ran/WG1_RL1/TSGR1_44/Docs)
`
`11
`
`
`
`Reply to Patent Owner Preliminary Response
`IPR2020-00466
`
`
`Exhibit
`1024
`
`1025
`
`1026
`
`1027
`
`1028
`
`Description
`Tdoclist, 3GPP TSG RAN Meeting #44 (Mar. 4, 2006) (Available
`at https://www.3gpp.org/ftp/tsg_ran/WG1_RL1/TSGR1_44/Docs)
`
`3GPP TSG RAN WG1 Meeting #44 Draft Agenda, Document R1-
`060270 (Jan. 31, 2006) (Available at
`https://www.3gpp.org/ftp/tsg_ran/WG1_RL1/TSGR1_44/Agenda)
`
`3GPP TSG RAN WG1 Meeting #44 FTP Agenda (last accessed
`Jan. 30, 2020) (Available at
`https://www.3gpp.org/ftp/tsg_ran/WG1_RL1/TSGR1_44/Agenda)
`
`Email from Yoshikazu Ishii to
`3GPP_TSG_RAN_WG1@LIST.ETSI.ORG (Jan. 31, 2006)
`(Available at
`https://list.etsi.org/scripts/wa.exe?A2=ind0601&L=3GPP_TSG_R
`AN_WG1&O=D&P=66623)
`
`Email from Xin Michael Qian to
`3GPP_TSG_RAN_WG1@LIST.ETSI.ORG (Mar. 31, 2007)
`(Available at
`https://list.etsi.org/scripts/wa.exe?A2=3GPP_TSG_RAN;b06f8b08.
`0403)
`
`1029
`Park IP Translations and Certification
`1030 Motorola, Random Access Channel TP, 3GPP TSG RAN #44bis,
`Document R1-06xxxx (“Ghosh Proposal”)
`
`1031
`
`Email from Amitava Ghosh to
`3GPP_TSG_RAN_WG1@LIST.ETSI.ORG (Mar. 10, 2006)
`(Available at
`https://list.etsi.org/scripts/wa.exe?A2=ind0603B&L=3GPP_TSG_
`RAN_WG1&O=D&P=43036)
`
`1032
`
`NTT DoCoMo, NEC, Sharp, Orthogonal Pilot Channel Structure
`in E-UTRA Uplink, 3GPP TSG RAN Ad Hoc, Document R1-
`060046
`
`1033
`
`Email from Hiroyuki Atarashi to
`
`12
`
`
`
`Reply to Patent Owner Preliminary Response
`IPR2020-00466
`
`
`Exhibit
`
`1034
`
`1035
`
`1036
`
`1037
`
`1038
`
`1039
`
`1040
`
`Description
`3GPP_TSG_RAN_WG1@LIST.ETSI.ORG (Jan. 19, 2006)
`(Available at
`https://list.etsi.org/scripts/wa.exe?A2=ind0601&L=3GPP_TSG_R
`AN_WG1&O=D&P=38080)
`
`Email from Antti Toskala to
`3GPP_TSG_RAN_WG1@LIST.ETSI.ORG (Nov. 22, 2005)
`(Available at
`https://list.etsi.org/scripts/wa.exe?A2=ind0511&L=3GPP_TSG_R
`AN_WG1&O=D&P=116412)
`
`3GPP TSG RAN WG1 LTE Ad Hoc Meeting Report (Feb. 20,
`2006) (Available at
`https://www.3gpp.org/ftp/tsg_ran/WG1_RL1/TSGR1_AH/LTE_A
`H_0601/Report)
`
`3GPP TSG RAN WG1 LTE Ad Hoc Meeting FTP Documents List
`(last accessed Feb. 26, 2020) (Available at
`https://www.3gpp.org/ftp/tsg_ran/WG1_RL1/TSGR1_AH/LTE_A
`H_0601/Docs)
`
`Tdoclist, 3GPP TSG RAN LTE Ad Hoc Meeting (Feb. 3, 2006)
`(Available at
`https://www.3gpp.org/ftp/tsg_ran/WG1_RL1/TSGR1_AH/LTE_A
`H_0601/Docs)
`
`3GPP TSG RAN LTE Ad Hoc Meeting Draft Agenda, Document
`R1-060001 (Jan. 6, 2006) (Available at
`https://www.3gpp.org/ftp/tsg_ran/WG1_RL1/TSGR1_AH/LTE_A
`H_0601/Agenda)
`
`3GPP TSG RAN LTE Ad Hoc Meeting FTP Agenda (last accessed
`Feb. 26, 2020) (Available at
`https://www.3gpp.org/ftp/tsg_ran/WG1_RL1/TSGR1_AH/LTE_A
`H_0601/Agenda)
`
`Email from Yoshikazu Ishii to
`3GPP_TSG_RAN_WG1@LIST.ETSI.ORG (Jan. 6, 2006)
`(Available at
`
`13
`
`
`
`Reply to Patent Owner Preliminary Response
`IPR2020-00466
`
`
`Exhibit
`
`Description
`https://list.etsi.org/scripts/wa.exe?A2=ind0601&L=3GPP_TSG_R
`AN_WG1&O=D&P=849)
`
`1041
`
`1042
`
`1043
`
`1044
`1045
`1046
`
`1047
`1048
`
`1049
`
`1050
`
`1051
`
`1052
`
`1053
`
`Newsletter, GSA, Global Mobile Dialogue, GSA Newsletter: Issue
`Eleven (March 2005)
`
`ETSI, LISTSERV Archives at LIST.ETSI.ORG (Apr. 30, 2006),
`http://list.etsi.org/[https://web.archive.org/web/20060430220228/ht
`tp://list.etsi.org:80/archives/index.html]
`
`Harri Holma and Antti Toskala, WCDMA for UMTS: Radio
`Access For Third Generation Mobile Communications, 2000
`
`Declaration of Craig Bishop
`
`Letter from Mr. Selwyn to Mr. Sheasby
`
` Optis Wireless Tech., LLC v. Apple Inc., Case No. 19-cv-00066,
`Exhibit 4 to Plaintiffs’ Infringement Contentions (June 17, 2019)
`
`3GPP TS 36.211 v8.2.0 (2008-03)
`
`IPR Information Statement and Licensing Declaration by Optis
`Wireless Technology, LLC for ’557 Patent
`
`Optis Wireless Tech., LLC v. ZTE Corp., Case No. 15-cv-00300,
`Complaint (Mar. 2, 2015)
`
`Optis Wireless Tech., LLC v. Apple Inc., Case No. 19-cv-00066,
`Original Complaint (Feb. 25, 2019)
`
`Optis Wireless Tech., LLC v. Apple Inc., Case No. 19-cv-00066,
`Joint Motion to Amend the Docket Control Order and Proposed
`Order (Apr. 2, 2020)
`
`Optis Wireless Tech., LLC v. Apple Inc., Case No. 19-cv-00066,
`Amended Docket Control Order (Apr. 6, 2020)
`
`Nicole Cobler, Texas Breaks Previous Daily Record with Nearly
`7,000 New Coronavirus Cases, Austin American-Statesman, June
`
`14
`
`
`
`Reply to Patent Owner Preliminary Response
`IPR2020-00466
`
`
`Exhibit
`
`Description
`30, 2020, https://www.statesman.com/news/20200630/texas-
`breaks-previous-daily-record-with-nearly-7000-new-coronavirus-
`cases.
`
`1054
`
`1055
`
`Optis Wireless Tech., LLC v. Huawei Techs. Co. Ltd., Case No. 17-
`cv-00123, Third Amended Complaint for Patent Infringement (Apr.
`14, 2017)
`
`Optis Wireless Tech., LLC v. Huawei Techs. Co. Ltd., Case No. 17-
`cv-00123, Plaintiffs’ Notice of Election of Patent Claims for Trial
`(Aug. 15, 2018)
`
`1056
`
`Email Authorizing Reply to POPR and Sur-Reply
`
`
`
`
`
`
`
`15
`
`
`
`Reply to Patent Owner Preliminary Response
`IPR2020-00466
`
`
`
`
`CERTIFICATE OF SERVICE
`I hereby certify that on July 2, 2020, I caused a true and correct copy of the
`foregoing materials:
`• Reply to Patent Owner Preliminary Response
`• Updated Table of Exhibits (Ex-1001-1056)
`• Exhibits 1045-1056
`to be served via email on the following attorneys of record as listed in Patent
`Owner’s mandatory notices:
`
`
`Hong Annita Zhong (Reg. No. 66,530)
`Lead Counsel for Patent Owner
`hzhong@irell.com
`azhong@irell.com
`
`Jason Sheasby
`jsheasby@irell.com
`
`PanOptisIPRs@irell.com
`
`
`
`
`
`
`
`
` /Jason Kipnis/
`Jason D. Kipnis
`Registration No. 40,680
`
`
`16
`
`