Case 2:18-cv-00456-JRG Document 3 Filed 11/05/18 Page 1 of 1 PagelD #: 66
`
`AO 120 (Rev. 08/10
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`Eastern District of Texas
`on the following
`filed in the U.S. District Court
`g Patents. ( LI the patent action involves 35 U.S.C. § 292.):
`['Trademarks or
`
`DATE FILED
`11/1/2018
`
`DOCKET NO.
`2:18-cv-456
`PLAINTIFF
`UNILOC 2017 LLC, UNILOC LICENSING USA LLC, and
`UNILOC USA, INC.
`
`U.S. DISTRICT COURT
`Eastern District of Texas
`
`DEFENDANT
`GOOGLE LLC
`
`PATENT OR
`TRADEMARK NO.
`1 8,407,609
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`3/26/2013
`
`Uniloc 2017 LLC
`
`2
`
`3
`
`4
`
`5
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`0 Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`0 Answer
`
`0 Cross Bill
`
`11 Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Upon initiation of action, mail this copy to /)'rector Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Sling-Uniloc-609
`Exhibit 1004, Page 0001
`
`

`

`Case 8:18-cv-01930-AG-ADS Document 5 Filed 10/29/18 Page 1 of 1 Page ID #:84
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`Central District of California
`filed in the U.S. District Court
`on the following
`q Trademarks or
`( E the patent action involves 35 U.S.C. § 292.):
`
`Patents.
`
`DOCKET NO.
`8:18-cv-01930
`PLAINTIFF
`
`DATE FILED
`10/29/2018
`
`U.S. DISTRICT COURT
`Central District of California
`DEFENDANT
`
`Uniloc 2017 LLC and Uniloc Licensing USA LLC
`
`American Broadcasting Companies, Inc.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 6,519,005
`
`2 6,895,118
`
`3 8,407,609
`
`4
`
`5
`
`2/11/2003
`
`5/17/2005
`
`3/26/2013
`
`Uniloc 2017 LLC
`
`Uniloc 2017 LLC
`
`Uniloc 2017 LLC
`
`In the above entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENT OR
`TRADEMARK NO.
`
`INCLUDED BY
`
`q Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`q Answer
`
`q Cross Bill
`
`q Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Sling-Uniloc-609
`Exhibit 1004, Page 0002
`
`k
`

`

`.6 ,54,T ANT
`
`131
`
`ax N
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION NUMBER
`12/545,131
`
`FILING OR 371 (C) DACE
`08/21/2009
`
`27799
`Cozen O'Connor
`277 Park Avenue, 20th floor
`NEW YORK, NY 10172
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Aare.: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uoptogov
`
`FIRS1 NAMED APPLICAN1
`Tod C. Turner
`
`ATTY. DOCKET NO./ TITLE
`6072-5B-321456.000
`CONFIRMATION NO. 1708
`POWER OF ATTORNEY NOTICE
`
`
`111111111111 1111111qcl allalllo111t11111.11111111111 11 III 01111
`
`Date Mailed: 06/11/2014
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/02/2014.
`
`• The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`/rmturner myles/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`Sling-Uniloc-609
`Exhibit 1004, Page 0003
`
`

`

`.6 ,54,T ANT
`
`131
`
`ax N
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Aare.: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uoptogov
`
`APPLICATION NUMBER
`12/545,131
`
`FILING OR 371 (C) DACE
`08/21/2009
`
`FIRS1 NAMED APPLICAN1
`Tod C. Turner
`
`ATTY. DOCKET NO./ TITLE
`
`96051
`Uniloc USA Inc.
`Legacy Town Center
`7160 Dallas Parkway
`Suite 380
`Plano, TX 75024
`
`0000000068927658
`
`CONFIRMATION NO. 1708
`POA ACCEPTANCE LETTER
`
`111111111111
`
`
`
`111111 11111
`
`Date Mailed: 06/11/2014
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/02/2014.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/rmturner myles/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`Sling-Uniloc-609
`Exhibit 1004, Page 0004
`
`

`

`PTO/SB/80 (11-08)
`Approved for use through 11/30/2011. OMB 0651-0035
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`I hereby revoke all previous powers of attorney given in the application identified in the attached statement under
`37 CFR 3.73(b).
`I hereby appoint:
`
`1
`
`Practitioners associated with the Customer Number:
`
`96051
`
`OR
`Practitioner(s) named below (if more than ten patent practitioners are to be named, then a customer number must be used):
`
`Name
`
`Registration
`Number
`
`Name
`
`Registration
`Number
`
`as attorney(s) or agent(s) to represent the undersigned before the United States Patent and Trademark Office (USPTO) in connection with
`any and all patent applications assigned only to the undersigned according to the USPTO assignment records or assignment documents
`attached to this form in accordance with 37 CFR 3.73(b).
`
`Please change the correspondence address for the application identified in the attached statement under 37 CFR 3.73(b) to:
`
`3 The address associated with Customer Number:
`OR
`
`Firm or
`Individual Name
`Address
`
`96051
`
`City
`
`Country
`
`Telephone
`
`State
`
`Zip
`
`Email
`
`Assignee Name and Address:
`Uniloc Luxembourg, S.A.
`75, Boulevard Grande Duchesse Charlotte
`Luxembourg, LU L-1331
`
`A copy of this form, together with a statement under 37 CFR 3.73(b) (Form PTO/SB/96 or equivalent) is required to be
`filed in each application in which this form is used. The statement under 37 CFR 3.73(b) may be completed by one of
`the practitioners appointed in this form if the appointed practitioner is authorized to act on behalf of the assignee,
`and must identify the application in which this Power of Attorney is to be filed.
`
`SIGNATURE of Assignee of Record
`The individual whose signature and title is supplied below is authorized to act on behalf of the assignee
`
`Signature
`
`Date
`
`June 6, 2014
`
`/Craig S. Etchegoyen/
`Name
`Craig S. Etchegoyen
`Title
`Uniloc Luxembourg, S.A. CEO
`This collection of information is required by 37 CFR 1.31, 1.32 and 1.33. The information is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes
`to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Telephone
`
`If you need assistance in completing the form; call 1-800-PTO-9199 and select option 2.
`
`Sling-Uniloc-609
`Exhibit 1004, Page 0005
`
`q
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.0 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`Sling-Uniloc-609
`Exhibit 1004, Page 0006
`
`

`

`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`19185488
`
`12545131
`
`International Application Number:
`
`Confirmation Number:
`
`1708
`
`Title of Invention:
`
`SYSTEM AND METHOD FOR PROVIDING AND TRACKING THE PROVISION OF
`AUDIO AND VISUAL PRESENTATIONS VIA A COMPUTER NETWORK
`
`First Named Inventor/Applicant Name:
`
`Tod C. Turner
`
`Customer Number:
`
`27799
`
`Filer:
`
`Sean Dylan Burdick/Sarah Baker
`
`Filer Authorized By:
`
`Sean Dylan Burdick
`
`Attorney Docket Number:
`
`6072-5B-321456.000
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`02-JUN-2014
`
`21-AUG-2009
`
`15:29:02
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`no
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`1
`
`Assignee showing of ownership per 37
`CFR 3.73.
`
`Warnings:
`
`Information:
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`119914
`
`CC-170_aia0096.pdf
`
`no
`
`3
`
`74e3e227RaMer69104 9)9h6f7p041r5e
`ga/21
`
`Sling-Uniloc-609
`Exhibit 1004, Page 0007
`
`

`

`2
`
`Power of Attorney
`
`CC-170_sb0080.pdf
`
`no
`
`2
`
`162054
`
`3c6c1791f8c85351cb7215f8143560cbb9844
`104
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes):
`
`281968
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Sling-Uniloc-609
`Exhibit 1004, Page 0008
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01;31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office,U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of1995, no persons arerequired to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`Applicant/Patent Owner: Uniloc Luxembourg, S.A.
`U
` Filed/Issue Date: August 21, 2009
`
`Application No./Patent No.: 12/545,131
`Titled: SYSTEM AND METHOD FOR PROVIDING AND TRACKING THE PROVISION OF AUDIO AND VISUAL PRESENTATIONS VIA A COMPUTER NETWORK
`Uniloc Luxembourg, S.A.
`a corporation
`
`(Name of Assignee)
`
`(Type of Assignee, e.g. corporation, partnership, university, government agency, etc.)
`
`states that, for the patent application/patent identified above, it is (choose one of options 1, 2, 3 or 4 below):
`1. E The assignee of the entire right, title, and interest.
`2. q An assignee of less than the entire right, title, and interest (check applicable box):
`
`I
`
`%. Additional Statement(s) by the owners
`I The extent (by percentage) of its ownership interest is
`holding the balance of the interest must be submitted to account for 100% of the ownership interest.
`E There are unspecified percentages of ownership. The other parties, including inventors, who together own the entire
`right, title and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`3. q The assignee of an undivided interest in the entirety (a complete assignment from one of the joint inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`4. q The recipient, via a court proceeding or the like (e.g., bankruptcy, probate), of an undivided interest in the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose one of options A or B below):
`
`A.
`
`An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a copy
`thereof is attached.
`
`B. 111
`
`To: Linqware, Inc.
`
`A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`1. From: Tod C. Turner
`The document was recorded in the United States Patent and Trademark Office at
`Reel 023406
`
`2. From: Linoware, Inc.
`
`, Frame 0319
`
` , or for which a copy thereof is attached.
`To: Uniloc Luxmbourg, S.A.
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel 032854
`
` , Frame 0161
`
` , or for which a copy thereof is attached.
`
`[Page 1 of 2]
`This collection of information is required by37 CFR3.73(b). The information is required loobtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentialityis governed by35 U.S.C. 122and 37 CFR1.11 and1.14. Thiscollection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submittingthe completed application form to the USPTO.Time will vary depending upon the individual case. Any comments on the amount
`of time you require to complete this form andior suggestions for reducing this burden, should be sent tothe Chief Information Officer, U.S. Patent and Trademark
`Office. U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS.SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Sling-Uniloc-609
`Exhibit 1004, Page 0009
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`
`3. From:
`
`4. From:
`
`5. From:
`
`6. From:
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
` To:
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidence of the chain of title from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`/Sean D. Burdick/
`June 2, 2014
`Signature
`Date
`Sean D. Burdick
`Printed or Typed Name
`
`51513
`Title or Registration Number
`
`[Page 2 of 2]
`
`Sling-Uniloc-609
`Exhibit 1004, Page 0010
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that yoube given certain informationin connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, pleasebe advised that: (1) the general authority forthe collection of thisinformation is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and(3) the principal purpose forwhich the
`information isused by the U.S. Patent and Trademark Office is to process and/or examine your submission related
`to a patent applicationor patent. If you do not furnish the requested information,the U.S. Patent and Trademark
`Office may not be able to process and/or examineyour submission,which may result in termination of proceedings
`or abandonment of the applicationor expiration of the patent.
`
`The informationprovided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.0 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is
`required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the
`course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the informationin order to perform a contract. Recipients of information shall be required
`to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an InternationalApplication filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency's
`responsibility to recommend improvements in records management practices and programs, under
`authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA
`regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C.
`151. Further, arecord may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the
`public if the record was filed in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to
`public inspection or an issued patent.
`9. A record from thissystem of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`Sling-Uniloc-609
`Exhibit 1004, Page 0011
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.usro.gov
`
`APPLICATION NO.
`
`12/545,131
`
`ISSUE DATE
`
`03/26/2013
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8407609
`
`6072-5B
`
`1708
`
`7590
`27799
`Cozen O'Connor
`277 Park Avenue, 20th floor
`NEW YORK, NY 10172
`
`03/06/2013
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 559 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Tod C. Turner, Kenmore, WA:
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`Sling-Uniloc-609
`Exhibit 1004, Page 0012
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`FEE
`Complete and send this form, together „,th applicable fee(s), to: Mail Mail Stop ISS
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
`
`27799
`7590
`Cozen O'Connor
`277 Park Avenue, 20th floor
`NEW YORK, NY 10172
`
`11/26/2012
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`6072-513
`Tod C. Turner
`08/21/2009
`12/545,131
`TITLE OF INVENTION: SYSTEM AND METHOD FOR PROVIDING AND TRACKING THE PROVISION OF AUDIO AND VISUAL
`PRESENTATIONS VIA A COMPUTER NETWORK
`
`1708
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREY. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`nonprovisional
`
`YES
`
`$885
`
`$300
`
`$0
`
`$1185
`
`DATE DUE
`
`02/26/2013
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`BAUTISTA, XIOMARA L
`
`2171
`
`715-760000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1363).
`El Change of correspondence address (or Change of Correspondence
`Address form PTO/SE/122) attached.
`0 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`(1) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attomeys or agents. If no name is
`listed, no name will be printed.
`
`2
`
`3
`
`Cozen O'Connor
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`(A) NAME OF ASSIGNEE
`
`LINOware Inc.
`
`Kenmore, WA
`
`Please cheek the appropriate assignee category or categories (will not be printed on the patent) :
`
`q Individual .Corporation or other private group entity El Government
`
`4a. The following fcc(c) are submitted:
`%Issue Fee
`.12-Publication Fee (No small entity discount permitted)
`El Advance Order - # of Copies
`
`4b. Payment of Fee(s): (Please firSt reapply any previously paid issue fee shown abort)
`CI A check is enclosed.
`Payment by credit card. Form P10-2038 is attached.
`kirThe Director is hereby authorized to charge ther6isuireolfee(s), any deficiency, or credit any
`(enclose an extra copy of this form).
`11.
`overpayment, to Deposit Account Number
`
`5. Change in Entity Status (from sta
`q a. Applicant claims SMALL
`NOTE: The Issue Fcc and Public
`interest as shown by the records .f
`
`indicated abov
`to
`S 3
`
`at
`
`CFR 1.27.
`II not be acccp
`and Tra
`
`0 b. A
`is no longer claiming SMALL ENTITY status. Sec 37 CFR 1.27(g)(2).
`m anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`Office.
`
`Authorized Signature
`
`Typed or printed name
`
`Heide
`
`ger
`
`
`
`Registration No. 27, 899
`
`Date February 26, 2013
`
`r r uired by 37 CFR 1.311. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`This collection of information
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes