throbber
Trials@uspto.gov
`571-272-7822
`
`
`Paper No. 16
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`APPLE, INC.,
`Petitioner,
`
`v.
`
`UNILOC 2017 LLC,
`Patent Owner.
`____________
`
`IPR2019-00702
`Patent 7,969,925 B2
`____________
`
`Record of Oral Hearing
`Held: May 21, 2020
`____________
`
`Before SALLY C. MEDLEY, JEFFREY S. SMITH, and
`GARTH D. BAER, Administrative Patent Judges.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`

`

`IPR2019-00702
`Patent 7,969,925
`
`
`
`APPEARANCES (ONLINE):
`
`ON BEHALF OF THE PETITIONER:
`
`
`James Heintz, Esquire
`Brian Erickson, Esquire
`Jeff Cole, Esquire
`DLA Piper LLP (US)
`
`Marc Breverman, Esquire
`Apple, Inc.
`
`
`
`ON BEHALF OF PATENT OWNER:
`
`
`
`
`Brett Mangrum, Esquire
`Etheridge Law Group
`
`The above-entitled matter came on for hearing on Thursday, May 21,
`2020, commencing at 3:00 p.m., by video/by telephone.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`2
`
`

`

`IPR2019-00702
`Patent 7,969,925
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`P R O C E E D I N G S
`- - - - -
`JUDGE MEDLEY: Yes. On the record, please. Good afternoon.
`This is the hearing for IPR2019-00702 involving U.S. Patent No. 7,969,925.
`At this time, we'd like the parties to please introduce counsel for the record
`beginning with the Petitioner.
`MR. HEINTZ: Thank you, Your Honor. This is Jim Heintz from
`DLA Piper on behalf of Petitioner Apple. With me is Brian Erickson, and
`by telephone Marc Breverman and Jeff Cole. Marc Breverman is from
`Apple. Jeff Cole is from DLA Piper.
`JUDGE MEDLEY: Okay. And Mr. Heintz, will you be presenting
`today?
`MR. HEINTZ: Yes, Your Honor, I will.
`JUDGE MEDLEY: Okay. Thank you. All right. And for Patent
`Owner?
`MR. MANGRUM: Yes. Good afternoon, Your Honor. This is Brett
`Mangrum with the Etheridge Law Group representing the Uniloc Patent
`Owner.
`JUDGE MEDLEY: Okay. Thank you.
`MR. MANGRUM: And I will be speaking on behalf of Patent Owner.
`JUDGE MEDLEY: Okay. Thank you. Each party will have 45
`minutes total time to present arguments. Petitioner will proceed first and
`may reserve some of its argument time to respond to arguments presented by
`Patent Owner. Thereafter, Patent Owner will respond to Petitioner's
`presentation and may reserve argument time for surrebuttal. Mr. Heintz, you
`3
`
`
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`IPR2019-00702
`Patent 7,969,925
`may proceed. Do you wish to reserve some of your time to respond?
`MR. HEINTZ: Yes, Your Honor. I'd like to reserve 20 minutes.
`JUDGE MEDLEY: Okay. And please keep abreast of your own time.
`I might not stop you.
`MR. HEINTZ: I will do that, Your Honor. Thank you.
`JUDGE MEDLEY: Okay.
`MR. HEINTZ: Your Honor, may it please the Board, I'd like to start
`my discussion today by reviewing a few background facts about the '925
`Patent at issue in this IPR. And then I'll discuss claim construction which
`largely will resolve the issues raised by Patent Owner. And I'll finish up by
`discussing a few issues raised by Patent Owner with respect to Ground 1.
`So if the Board would, please turn to Slide 3 of Petitioner's
`demonstrative. On Slide 3, we've reproduced Figure 1 of the '925 Patent.
`And the point I want to make to the Board here is that there are two mobile
`phones, that's 105 and 110, and those are colored in yellow. And those
`phones can communicate with other devices using two paths. The first path
`to the voice communication Path F-170, and that's highlighted in green on
`the left-hand side of the figure. And that path is used by using the other
`device's telephone number. Of course, we're talking about things like voice
`communications and SMS communications. The second path is through the
`IP network 165 that's shown in blue on the slide. Mobile phones 105 and
`110 can communicate with other devices on the internet via the second path,
`and they can also communicate with each other if they know each other's IP
`address. And the '925 Patent discusses a technique for allowing that to
`happen.
`Now, on Slide 4, Your Honor, we show that the '925 Patent is directed
`4
`
`
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`IPR2019-00702
`Patent 7,969,925
`toward peer-to-peer mobile data transfers. Peer-to-peer means the devices
`are able to communicate with each other. And there are two aspects about
`this technique that's disclosed in the '925 that I want to highlight for the
`Board. In the first highlighted passage, the peer-to-peer technique means the
`data can be exchanged directly between the phones, that's 105 and 110, via
`the internet path without the need for an intermediate server to store any
`data. And then the second aspect I want to highlight for the Board's
`attention is addressed in the second passage on Slide 4. And in that passage,
`the point that's being made is this technique that the '925 discloses does not
`require the mobile devices to know each other's IP addresses prior to a
`method performed according to those IP's being started. And that's
`important because unlike a phone number, the mobile devices often don't
`know each other's IP addresses on the IP network.
`Now, I'd like to move to Slide 5, Your Honor. And I'll briefly review
`how the '925 Patent discloses its method being performed. This is Figure 2
`of the '925 Patent. And we're going to focus like we did on the earlier -- in
`the earlier proceeding on the steps that are being performed by the initiating
`mobile device. This is the device that wants to start a data transfer section.
`It's what's called a target mobile device.
`So on Figure 2, the first step, which is 210 and which we've annotated
`as Step 1.a, the initiating mobile device opens a TCP port. And that's -- and
`in particular, it opens a listening port. And that limitation that we'll see in a
`few minutes in the claim that is directed toward this step is really the subject
`of almost the entire dispute between the parties. After the TCP port is
`opened, listening TCP port, in Steps 1.b, or 210 in the original figure, the
`device -- the initiating mobile device transmits an SMS invitation message to
`5
`
`
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`IPR2019-00702
`Patent 7,969,925
`the target mobile device. Again, this method is transmitted using target
`mobile device's phone number. And included in this invitation message is
`the initiating device's IP address. And that's, again, Your Honor, of course
`because these mobile devices don't have each other's IP addresses.
`Now, the third step for the method is at 1.c, or Step 270. Here, the
`target device receives -- the target device has sent and the initiating device
`received a TCP IP response to this invitation. This response is sent by the
`target device over using a TCP IP connection because now, through the SMS
`invitation message, the target device knows the initiating device's IP address.
`And because IP messages always come with both source and destination
`addresses, it's also the case that the initiating mobile device knows the target
`device's IP address. So at this point at Step 1.c, the devices, the target
`device and the initiating device, have now exchanged IP addresses. And that
`enables the last step, Step 1.b, or Step 280, to be performed. And there, a
`TCP IP connection is opened in the conventional way between the two
`mobile phones.
`I'd ask the Board to turn to Slide 6 now. Here on Slide 6, we've
`reproduced Claim 1 of the '925 Patent. And the point I want to draw the
`Board's attention to here is that the only dispute on Claim 1 raised by Patent
`Owner concerns the highlighted language that raised opening a listening
`software port. There are two other independent claims in the '925 Patent,
`Claims 8 and 15, and this same issue is raised for both of those claims.
`Other words, the issues are identical for Claims 1, 8 and 15.
`I'll ask the Board to turn now to Slide 7. And here, I reproduced
`Claim 2 of the '925 Patent. This comes from Claim 1. And the highlighted
`limitation, opening a second listening software port, is once again the only
`6
`
`
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`IPR2019-00702
`Patent 7,969,925
`limitation in Claim 2 that's disputed by Patent Owner. Claim 2 has
`corresponding dependent claims in Claims 9 and 16. And the same issues
`are raised with respect to those claims. The other point I want to make is of
`all the dependent claims in the '925 Patent, Patent Owner only raises
`separate issues with respect to Claims 2, 9, and 16.
`The other point I want to note at the outset is other than these two
`claim construction issues for Claims 1 and 2, the Patent Owner raises no
`other arguments with respect to Grounds 5 and 6. And, therefore, if these
`claim construction disputes are resolved in favor of Petitioner Apple, Patent
`Owner has put forth no argument as to why Claims 5 and 6 don't render all
`challenge claims unpatentable. All right. I'm going to ask the Board to go
`to Slide --
`JUDGE MEDLEY: I have a question.
`MR. HEINTZ: -- 9 now.
`JUDGE MEDLEY: Can I ask you a question? You said that Patent
`Owner disputes some of the dependent claims. I'm looking at page 21 of
`their -- of their Patent Owner response. Doesn't seem to me that they're
`individually addressing any dependent claims. Where is it that they argue?
`MR. HEINTZ: Yes, Your Honor. It's the discussion of Claim 2, and I
`think that's at page -- one moment here. It's on page 10 of the Patent Owner
`response, Your Honor.
`JUDGE MEDLEY: Is that -- isn't that with respect to claim
`construction?
`MR. HEINTZ: Yes. That's my point. The only argument that pertains
`to any dependent claim is the claim construction argument about what
`second means and whether second implies some kind of order in Claim 2
`7
`
`
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`IPR2019-00702
`Patent 7,969,925
`and the other two claims that are like Claim 2 (indiscernible).
`JUDGE MEDLEY: So why would we need to construe the order,
`what the scope of the claims, the order of the steps? In other words --
`MR. HEINTZ: So --
`JUDGE MEDLEY: -- is that in dispute? We don't generally construe
`things that aren't in dispute.
`MR. HEINTZ: Yes, Your Honor. So the petition states that there is
`no implied order between the steps of Claim 1 and the steps of Claim 2.
`And, in particular, the fact that Claim 2 recites opening a second listening
`software port doesn't mean that the second listening software port can only
`be opened after the first listening software port is opened. So that is the
`theory in the petition. Patent Owner says that the petition fails with respect
`to Claim 2 because there is, in fact, an order. And so for that reason, I think
`there is a dispute that needs the Board's resolution.
`JUDGE MEDLEY: Okay. But they didn't raise it with respect to the
`grounds. It's just sort of nested into this argument regarding claim
`construction.
`MR. HEINTZ: Yeah. I do believe that's correct, Your Honor. You're
`
`right.
`
`JUDGE MEDLEY: Thank you for clarifying that.
`MR. HEINTZ: Certainly, Your Honor. All right. I'd like to go to
`Slide 9 now. So, here, I'll address the first listening port limitation.
`Petitioner's construction is associating a port identifier with a process.
`Before I get into explaining why that construction is correct, I should point
`out to the Board that although Patent Owner takes issue with the associating
`part of that construction, Patent Owner never explains why construing the
`8
`
`
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`IPR2019-00702
`Patent 7,969,925
`term to be associating a port identifier with a process leads to any mistake,
`leads to any problem. In other words, Patent Owner disagrees with the
`construction but doesn't explain why adopting that construction or not
`adopting that construction would lead to the theories in the petition failing
`and not demonstrating unpatentability. So although the Petitioner's
`construction is correct, as I'll demonstrate, the only point that really needs
`resolution in this proceeding is whether Patent Owner's construction that
`requires a listening port to be opened for a specific target mobile device is
`correct. And we'll also show that it is not.
`So I'd like to turn to Slide 10. Here, Your Honor, we just demonstrate
`that when we replaced the words of the claim with Petitioner's construction,
`the construction is linguistically correct, and it makes sense in the context of
`the surrounding claim language. And on Slide 11, I also note, again, that
`Petitioner's construction is supported by the expert testimony of Dr. Houh.
`That's in sharp contrast to all of Patent Owner's unsupported attorney
`argument that they rely on and rely on solely for their construction.
`JUDGE MEDLEY: I have a question about --
`MR. HEINTZ: And I'll --
`JUDGE MEDLEY: Can I just point out on that paragraph 51?
`MR. HEINTZ: Yes, Your Honor.
`JUDGE MEDLEY: It seems like that there have been -- what you
`have highlighted there at the very last is also part of the meaning of that. In
`other words, in order to -- if you open a listening port, you need to open a
`listening port to enable a device to receive messages at that port.
`MR. HEINTZ: Yeah. And to be perfectly precise here, Your Honor,
`it's not so much that it enables the device to receive messages at that port,
`9
`
`
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`IPR2019-00702
`Patent 7,969,925
`and in particular, it's the device can receive the messages and then route
`them to the particular process that the port is associated with. So as
`discussed in the previous proceeding, there are many possible ports that
`could be used by a process for communicating. The real question is, and
`we're talking about a software port now, how is that used? Well, the device
`can receive a message from another device. But the question is how does
`the operating system on that device know which process to send the data
`from the message to? And it knows this because when you open a port, you
`just create an association. Port 369 is this particular process we're talking
`about for allowing this peer-to-peer communication.
`So you can see in Dr. Houh's testimony here that this is all about --
`these ports are all about routing. It's almost like a channel number in a
`multi-plex if we were talking about a hardware device. But, again, this is all
`software. So it's a simple association.
`JUDGE MEDLEY: Okay. Thank you.
`MR. HEINTZ: Does that answer your question, Your Honor?
`JUDGE MEDLEY: Yes, sir. Thank you.
`MR. HEINTZ: I'll turn now to Slide 12, Your Honor. And we can see
`that not only is Dr. Houh's testimony in accord with Petitioner's
`construction, so, too, is the documentary evidence. And, here, we show part
`of RFC 793 which is the specification for TCP. And you can see that what's
`going on here is a port serves the function of specifying which logical input,
`again, it's a logical input if they're talking about a software port, is associated
`with a particular process on the device. And that's all this port number is.
`It's just simply an identifier. And the identifier is used so when the
`incoming communication is received at a device, the device knows which
`10
`
`
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`IPR2019-00702
`Patent 7,969,925
`process that's running on that device gets that communication.
`Your Honor, I'll also point out that when Patent Owner gives its
`presentation, on Slide 6, you will see that it looks to the identical language
`about associating processes with port numbers that they quote. And, again,
`that's on their Slide 6. So I'll ask the Board to pay particular attention when
`that slide as shown up.
`So I'm going to ask, now, the Board to turn to Slide 16. So, again, as I
`mentioned earlier, while Petitioner believes that its construction is fully
`correct, the Board doesn't actually need to decide that in order to resolve this
`dispute. What the Board needs to decide is whether or not Patent Owner's
`construction that requires some sort of specificity in the way that this port is
`opened is correct.
`So on Slide 16, we show another instance, and this is from our reply,
`too, where we attempted to specify what Patent Owner's construction is.
`Just like Alicate (phonetic) in the previous proceeding, here, the Patent
`Owner never really specified what exactly the correct construction of Claim
`1 is supposed to be. And so we're stuck making a guess. We think it's
`something like what's on Slide 16. It may also be what's on Slide 9. But the
`particular point that's relevant here is that one way or another, what Patent
`Owner's construction is doing is reading words from the specification into
`the claim rather than actually construing the claim itself. When the Board
`looks at the language of the claim and then looks into the spirit of Patent
`Owner's construction, there's no word in the claim that Patent Owner
`contends means for a specific target mobile device. This is just a wholesale
`importation of the limitation that Patent Owner believes, incorrectly, I might
`add, is in the specification. And so because it's not a construction, in other
`11
`
`
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`IPR2019-00702
`Patent 7,969,925
`words, an interpretation of a word that's actually in the claim, it's wrong for
`at least that reason. I'd ask the Board now to turn to Slide 17. And here,
`again, I'm just making the point on the slide --
`JUDGE SMITH: Can I ask you -- can I ask you a question before we
`go to Slide 17? Can I ask you a question --
`MR. HEINTZ: Yes.
`JUDGE SMITH: -- about Slide 16? So when you say it's being
`imported from the specification, does the specification disclose any kind of
`technical difference between a port that's opened to receive messages
`generally and a port that is opened that will only receive messages from a
`specific target device? Is that technology disclosed in this -- well, when you
`say it's imported, is that disclosed in the specification?
`MR. HEINTZ: It is not, Your Honor. What the specification discloses
`is that the port is open to receive messages from a target mobile device. It
`says nothing in particular about how the port is opened. And, in fact, what
`we believe is the case is that when the specification says the port is open to
`receive messages from a target mobile device, all that means is the purpose
`that the port is being opened, not the manner in which it's being opened.
`So you can imagine, Your Honor, if you were to say, I'm going to turn
`on my cell phone because I want to receive -- I'm expecting to receive a call
`from my daughter, let's say. That doesn't mean that I have done something
`to my phone that restricts calls to only from my daughter. All that's saying
`is the reason I'm opening my phone up, I'm turning my phone on, is so I can
`receive a call. There is no description in the patent specification of exactly
`how one of these software ports is opened. And so it's been clear to us that
`they're relying on what's known in the industry such as RFC 793, which is
`12
`
`
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`IPR2019-00702
`Patent 7,969,925
`the specification for the TCP port. So just to be clear, the answer to your
`question is there are no technical details in the specification about just how
`this listening port is actually open.
`JUDGE SMITH: Thank you.
`MR. HEINTZ: Certainly, Your Honor. On Slides 17 and 18, we just
`make the point, again, that all of the arguments you see in Patent Owner's
`briefing is attorney argument. There is no support from any expert. And
`this is despite the warning in your institution decision at page 18 that
`attorney argument cannot take the place of records and evidence. Here, the
`Patent Owner has decided to ignore that and continue on its path of
`supporting its argument -- supporting its position with simple attorney
`argument.
`I'll ask the Board to turn now to Slide 19. So another interesting issue
`that's arisen is it appears, and, again, I have to say appears because Patent
`Owner is not being specific in its briefing, that their position has shifted on
`exactly what their construction is, what exactly it needs to open a port for a
`specific target mobile device. So on Slide 19, I show a portion of Patent
`Owner's response at 7. And, here, they seem to be saying that the support --
`that the support has got to be opened in a way that only messages from the
`target mobile device and no other device are going to be received via that
`port and sent to the process.
`And, again, as the Board may recall in our petition, our theory is that
`when a person of ordinary skill in the art sees that limitation opening
`listening software ports, that person of ordinary skill would understand that
`that's going to be accomplished by making an open call to the TCP process.
`And that open call is going to have an unspecified foreign socket. The
`13
`
`
`
`

`

`IPR2019-00702
`Patent 7,969,925
`foreign socket here means the combination of the target mobile device's IP
`address and the port number of the port that's on the target mobile device.
`What we said is an unspecified foreign socket, which means a foreign socket
`with all zeros for the IP address and the port means that the listening port, a
`passively opened port, is going to accept communications or messages from
`any foreign device and forward those messages onto the process on the local
`device, on the initiating device, with which that port is associated. So it's
`going to be up to the process on the initiating device to decide what to do
`with those messages.
`And so on 19, it appears that Patent Owner is taking issue with that
`argument or that theory in the petition. And we can see this even more
`clearly on Slide 20. Here, again, this is in Patent Owner's response at 12,
`they are making reference to the position in the petition that we would --
`what one of ordinary skill in the art would understand is that we're going to
`have a passively opened TCP port, passively opened means it's open in the
`listening state, with an unspecified foreign host. Again, all zeros for the
`foreign socket. That's the foreign socket IP address. Sorry, the foreign
`device's IP address and the foreign device's port number.
`Now, on Slide 21, in our reply we respond to that argument as
`follows. First, Dr. Houh explained that if you're going to open a port using
`TCP and that port is going to be restricted to a particular foreign device, then
`you have to specify the foreign socket. You have to specify what the foreign
`IP address is going to be and the port for that process that's running on that
`foreign device being that's the target mobile device. There is simply no
`other way to do it. And that's, again, uncontroverted testimony from Dr.
`Houh as you see on Slide 21.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`
`
`14
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`IPR2019-00702
`Patent 7,969,925
`Now, on Slide 22, Dr. Houh then explained that in the '925 Patent, we
`are talking about a situation where the initiating mobile device does not
`know the target device's IP address. And when the Board thinks about it for
`a moment, that makes perfect sense. This is the very reason why the
`claimed method in the '925 Patent, the techniques, start by sending an SMS
`message because the initiating mobile device knows the target mobile
`device's telephone number, but it doesn’t know the IP address.
`Now, Your Honors, with respect to the Slide 23, Dr. Houh then
`explained that because the initiating mobile device doesn't know the target
`mobile device's IP address, it is impossible, simply not possible, for the
`initiating mobile device to open a port that's specific to the target mobile
`device. And, again, that's simply because in order to do that, the initiating
`device would have to know the target device's IP address. And that's simply
`not known when the TCP listening port is being open.
`Now, on Slide 24, after seeing that demonstration by Dr. Houh, it
`appears that Patent Owner has now shifted its position. In its surreply, what
`Patent Owner seems to indicate is that when they say that the listening port
`has got to be open for a specific target mobile device, what they really mean
`is that it's open for a specific target device because only the target device and
`no other devices know what the port number is on the initiating device,
`right? In other words, when the initiating mobile device sends its invitation
`message and tells the target mobile device its IP address and what port
`number on the initiating device to use because only one other device is
`receiving that message, then the only -- that other device knows what the
`right port number and IP address is. And so in that sense, the port has been
`opened in a way that's specific for a target mobile device.
`15
`
`
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`IPR2019-00702
`Patent 7,969,925
`But the point that should be recognized here is that's only relevant --
`the knowledge of what this port and IP address is on the initiating device is
`only relevant if the port were opened in such a way as described in the
`petition. In other words, if the port were opened in such a way, then
`communications from any device could be received, right? In other words,
`exactly as we said that in the petition, we did a passive open with an
`unspecified foreign socket. Because if that were not the case, if we had
`somehow been able to open the device that was particular to a specific target
`device, then only that target device could get through anyway. And that's
`because when a port is opened with a specified foreign socket, and messages
`that come from some other device are simply going to be ignored and not
`passed on to the application on the initiating device with the port.
`That's incredibly significant because what that means is the chief
`criticism that we saw in Patent Owner's response that the petition was all
`wrong when it says we would do a passive open for a TCP port with an
`unspecified -- I'm sorry. With an unspecified foreign host is wrong, and
`now they appear to abandon that position. That means that the theory in the
`petition now stands uncontroverted by Patent Owner.
`Now, the other possibility is -- and, again, the briefing is not clear
`here at all. But the other possibility is that in the surreply what Patent
`Owner meant to say was that they were sticking with their position that the
`listening port -- the first listening port must be opened in a way that is
`specific to the target mobile device. And in that case, that construction is
`clearly wrong because it's just not possible to do it using TCP IP under the
`condition that is specified in the '925 Patent. Now --
`JUDGE MEDLEY: What's in that caption -- in that caption by their
`16
`
`
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`IPR2019-00702
`Patent 7,969,925
`next sentence following your highlighted sentence?
`MR. HEINTZ: All that says, Your Honor, is the first device opens a --
`this is talking about telnet here. They say it's a passive open call, but then
`they say, "for a specific target device." Now, it's possible to open a passive
`port with a specified foreign host. With a -- sorry. Specified foreign port.
`So I can passively open a port, and that port is dedicated to a particular
`foreign device, a particular target device. Now, again, when they say, "for a
`specific target device," do they just mean that nobody else knows about this
`port or, you know, in other words, we have a passively opened port with an
`unspecified foreign host, or do they mean, no, I've done a passive open and
`I've given a IP address and the port number for which I want to receive
`communication? It's just not clear from that passage.
`JUDGE MEDLEY: Okay. Thank you.
`MR. HEINTZ: Certainly, Your Honor. I'll now go to Slide 26. Now,
`we come to the second claim --
`JUDGE MEDLEY: You have approximately 15 minutes, is what I
`have. Is that what you have?
`MR. HEINTZ: Thank you, Your Honor.
`JUDGE MEDLEY: Yeah.
`MR. HEINTZ: Yeah, it is. And I'll go quickly here now. So on Slide
`26, we talk about the second claim construction issue. That's the second
`listening port. And the issue here is pretty -- Petitioner's position is that
`there is no order required by the word second. And Patent Owner says the
`opposite, that when you see the second port, you must understand that the
`second port should only be (indiscernible) the first port.
`I'll turn to Slide 27, now, Your Honor. Here, again, we have solely
`17
`
`
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`IPR2019-00702
`Patent 7,969,925
`attorney argument that supports their position. They don't make any attempt
`to support that position that second means second in time with any expert
`testimony, no citations to the specification, nothing else. And as you see on
`Slide 27, we have cited case law in the petition. That's the 3M Innovative
`Properties case. We've also cited case law in the reply. And that position,
`the primary problem with it is that position ignores the basic principle that's
`well known in patent law that first and second is basically just a convention
`under which we use those terms to differentiate between instances of an
`element. So we have a first listening port. We have a second listening port.
`And the absence of anything in the specification that says there is something
`important about the order in which those ports are open, and then the
`absence of something in the claim language other than the words first and
`second that imply some kind of order, the courts will not imply an order and
`the order should be implied.
`And given that we're short on time here, Your Honor, I'm going to go
`very quickly now. Those two claim construction issues almost entirely
`resolve this dispute. I'm going to ask the Board to go to Slide 34 now. On
`Ground 1 -- and this is not true for Grounds 5 and 6. But on Ground 1,
`Patent Owner raises three arguments. The first argument as shown on Slide
`34 is based on the incorrect construction of the opening -- the first software
`listening port limitation. So that argument fails for that reason.
`On Slide 35, there is an argument they make that there's some
`problem in the petition's theory that relies on well-known ports. The Board
`rejected that theory in its institution decision on page 18. But I'll note the
`following two things. Here on Slide 36, the first flaw on this position is the
`petition doesn't just rely on well-known ports. It also relies on ports that are
`18
`
`
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`
`IPR2019-00702
`Patent 7,969,925
`not known in advance, meaning that they're not well-known ports. And you
`can see that on Slide 36 where we show citations in the petition at 29 and 32
`and 33. So even if Patent Owner were right that well-known ports wouldn't
`work, it fails because we also rely in the petition on an unfortunate amount
`of well-known.
`And then very quickly, Your Honor, on Slide 37, the other problem
`with their argument is their own appeal brief in their parent application
`contradicts it. What their appeal brief says is that on mobile devices, which
`are unlike serves, these well-known ports are not open a priori. And so in
`that case, if you're on a mobile device, which is what's at issue here in the
`Alos reference which we're relying on in Ground 1, there is no opening well-
`known port. And then that means, of course, that the port must be open.
`And once again, on Slide 37, we also rely on Dr. Houh's uncontested
`testimony that any TCP port ha

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket