DECLARATION AND POWER OF ATTORNEY
`FOR PATENT APPLICATION
`
`As a below named inventor, | hereby declare that:
`
`ATTORNEY DOCKET NO. 70070048-1
`
`My residence/carrespondence post office addrass and citizenship are as stated below next to my name:
`
`| believe | am theoriginal, first and sole Inventer(if only one name [s‘listed beiow).or an original, first and joint inventor (if plural
`namesare listed below) of the -subject:matter whichis: clalmed andforwhich:apatentis sought on the Invention entitled:
`LIGHT EMITTING DEVICE
`
`the specification of whichis. attached herete-unless thefollowing. box is checked:
`C wasfiled on
`BS.usAp gationSerial No, or POT Intemational Application
`
`Number
`and was amended ‘on
`.
`(if applicable).
`( hereby state that | have reviewed and understoodthe coblenteofthe above-identified specification, Including the claims,as
`amended by any amendment(s} referred to above. |.acknowledge the duty to:disclose ail information which is material to
`patentability as defined in 37 CFR1.56.
`Foreign Application(s) and/or Clajin of Foreign Priority
`| hereby claim foreign priority bevefits under Tille 36, United Status Code Section 119 of any foreign application(s) for patent of inventor(s)
`cenificete Iisted below and havealso identified balow anyforeign application for patent or Inventor(s) cerliNcate naving a Filing dale before that of lhe
`
`application on which priarity is claimed:
`nee
`eect
`COUNTRY
`APPLICATION NUMBER
`BATE PILED
`PRIORITY CLAIMED ONDER 35 U8. 119
`Lennie!
`.Spey
`|
`eepy ary
`
`sa
`
`:
`
`"
`
`~
`a
`Provistonal Application
`[hereby clalm the benefit under Title 35, United States Code Section 119(e) of any United States provisional application(s) listed balow.
`APPLICATION SERIAL NUMBER
`~
`PRONG DATE
`™
`
`
`
`
`
`
`U.S. Priority Claim
`
`[hereby ctsim the benefit under Title 35, United States’Code Section420 ofany.y UnitedStates application(s) listed below and,insofar as the
`
`subject matter of gach of theclaims of this applicationis nat
`867in the. priorLUnited Slatesapplication|in the manner provided by the first
`
`paragraph of Title 35, United States Code Section 112,
`iérlal Information as defined In Title 97, Code af
`Federal Regulations, Section 4.56{a) which occurred betweentthe
`168 anid the naficnal or PCT international filing date
`ee
`of this application:
`*
`
`STATUS (patentedpendinglabandoned)
`
`
` %
`APPLICATIONSERIAL NUWGER
`t
`FILINGCATE
`
`1
`
`—|aan
`POWER OF ATTORNEY: — °
`"
`Ag anamed inventor, | hereby appo.nt the following attarmey(s) and/or ageril(s).to prosecute this application andtransact all business in the Patent
`and Trademark Office connected therewith: PRACTITIONERS ASSOCIATED WITH CUSTOMER NUMGER 57299.
`
`Send Correspondenceto:
`Direct Telephone Calls To:
`Customer Number
`§7299
`
`
`
`AVAGO TEGHNOLOGIES, LTO.
`4300 Ziegler Road
`Fort Collins, CO 80525
`
`Robert W. Nelson, Esq.
`(303) 288-9888
`
`.
`
`OR
`
`Scatt Weitzel
`(970) 288-0747
`
`
`
`hereby declare that all statements made herein of my own knowledge are true and thatall statements mace on informationand
`pellet are believed to be true; and further that these statements were made-with the knowledge thatwillful false statements and the
`lke so made are punishable by fine or imprisonment, or bath, under Section 1001 of Titie 16 of the United States Code and that
`such willful false statements may jeopardize thé validity of the application or any patent issued thereon.
`
`Full Name of jnventor; Lae Kee Hon
`Residence: Penang, Malaysia
`Correspondence Post Office Address: 4380 Ziegler Road, Fort Collins, CO 80525
`
`x ppon
`
`Inventor's 8 igimlicn
`
`Citizenship: Malaysian
`
`84/ ¢/200F
`
`Date
`
`Rev 09/05 [DacPwr)
`
`Page tof
`
`2
`
`Nichia Exhibit 1002
`Page 1
`
`
`
`Nichia Exhibit 1002
`Page 1
`
`

`

`DECLARATION AND POWER OF ATTORNEY
`FOR PATENT APPLICATION {Continued}
`
`ATTORNEY DOCKET NO. 70070048-4
`
`Citizenship; Malaysian
`
`Full Name of #2 Joint Inventor: Tan Kheng Leng
`Residence: Malaysia
`Correspondence Post Office;Address: 4380 Ziegler Road, Fort Collins, COQ 90525
`
` Inventor's Signature
`
`
`Full Name of #3 Joint inventor: Lge Chiau Jin
`Residence: Malaysia
`
`Citizenship: Malaysian
`Full Name of #4 Joint Inventor: Ny Keat Chuan
`Residence: Malaysia
`.
`Correspondence Post VC. Address: 4380 Ziegler Road, Fort Colllns, CO 80525
`
`a4 [08 |0F
`<p
`
`Toventor's Signainve
`
`
`Inventoe’s Signature
`
`Dale
`
`Joint Inventor:
`
`FullName of #
`Residence:
`Correspondence Post Office Address:
`
`Dyvantor’s Signature
`Date
`
`.
`
`Citizenship:
`
`FullName of #
`Residence:
`Correspondence Post Office Address:
`
`Joint Inventor:
`
`Cltlzenship;
`
`
`hivedtar's Signatire
`
`~
`
`hie
`
`Rey 008 (DacPwr)
`
`Pagu 2of 2
`
`Nichia Exhibit 1002
`Page 2
`
`Full Name of #5 Joint Inventor: Ocn Slang Ling
`Residence: Malaysia
`Correspondence Post Office Address: 4380 Zlegler Road, Fort Collins, CO 80528
`tx
`~
`
`Inventor's Sygnanie
`
`Full Name of #6 Joint inventor: Ong Klam Soort
`Residence: Malaysia
`Correspondence Post Office Address: 4380 Ziegler Road, Fort Collins, CO 80525
`
`Oda J).
`
`Date
`Inventor's Signatare U
`.
`:
`
`Full Name of #=Joint Inventor: Citizenship;
`Residence:
`Correspondence Post Office Address:
`
`2 tle] oF
`
`ti
`
` -.
`
`Citlzenship: Malaysian
`
`an fox / &3
`~~
`
`Gabe
`
`Citizenship: Malaysian
`
`
`
`xK
`
`i
`
`Nichia Exhibit 1002
`Page 2
`
`

`

`TITLE: LIGHT EMITTING DEVICE
`INVENTOR:
`Lee Kee Honet al.
`ATTY DKT NO:
`70070048-1
`DRAWINGS:
`2 sheets, Figures 1-2
`
`1/2
`
`
`
`FIG.1
`
`160
`
`Nichia Exhibit 1002
`Page 3
`
`Nichia Exhibit 1002
`Page 3
`
`

`

`TITLE: LIGHT EMITTING DEVICE
`INVENTOR:
`Lee Kee Honetal.
`ATTY DKT NO:
`70070048-1
`DRAWINGS:
`2 sheets, Figures 1-2
`
`2/2
`
`
`
`FIG. 2
`
`Nichia Exhibit 1002
`Page 4
`
`Nichia Exhibit 1002
`Page 4
`
`

`

`
`
`
`
`
`LIGHT EMITT
`NG DEVICE
`
` Background
`
`avity.
`
`Light emitting devices typically include a light
`
`
`tting diode (LED
`)
`located inaec
`
`ty may be reflective in order to increase
`
`light-emitting device.
`
`The walls of the
`
`
`
`
`
`the efficiency
`
`The
`cavity is filled with an
`
`es
`ino
`rder to protect the LED
`
`emi
`
`of
`
`cavi
`
` the
`
`
`
`
`
`
`
`
`e or pull away
`
`
`
`
`ll section of
` ls.
` the delamina
` tting device.
`
`
`such as silicone,
`encapsulate,
`
`
`and the reflector.
`
` Encapsulants
`
` flector wal
`
`
`
`tend
`
`to delaminat
`
`Once
`
`the wall,
`
`the dela
`
`
`
`
`
`
`
`
`from the
`
`
`
`tion has started ona
`
`mination typically
`
`10
`
`15
`
`20
`
`con
`
`con
`
`emi
`
`the
`
`delamination may spread to
`Pi
`
`to the LED and
`
` fal ]
`
`ure of the light
`
`
`
`
`
`
`
`the LED,
`
` diffract
`
`
`
`
`efficience of the light-
`
`
`may also adversely affect
`
`aminated wall, which may
`—
`
`t. Eventually,
`
`
`
`
`
`the
`
`which may cause damage
`
`-emitting device.
`
`
`
`tinues rapidly.
`
`The delaminated areas may enable
`
`taminants to enter the light-emi tting device and either
`
`cause
`
`
`failure or a reduction in
`
`The delamination
`
`
`
` the
`
`light pattern p
`
`
`
`reduce o
`
`roximate the del
`
`the emitted ligh
`
`
`
`
` Description offF Drawings
`
` Brief
`
`
`25
`
`Fig.
`
`
`1 is a side cut away view of
`
`
`an embodiment of a
`
`light-emitting device.
`
`Fig.
`
`
`2 is a top plan view of t
`
`he light-emitting device
`
`of Fig. 1.
`
`30
`
`Docket No. 70070048-1
`
`Nichia Exhibit 1002
`Page 5
`
`Nichia Exhibit 1002
`Page 5
`
`

`

`
`
` Detailed
`Description
`
`A side cut away view
`
`
`of an embodiment of
`
`a light-
`
`emitting device 100 is shown i
`
`
`
`greater detail below,
`
`the
`
`described herein uses devices
`
`probability that an encapsulan
`
`
`
`and met
`
`n Fig. 1.
`
`light-emit
`ting device 100
`
`As described in
`
`
`
`t used in the ligh
`
`thods to reduce the
`
` t-emitting
`
`
`device 100 will delaminate or peel
`
`
`
`from components within
`
`100.
`
`described herein to
`
`reduce
`
`In additi
`
`on,
`
`devices and
`
`
`
`
`
`
`
`the probability that
`
`ting device 100 become
`
`components within the
`
`light-emitt
`
`dislodged.
`
`the light-emitting device
`
`methods are
`
`
`
`ludes a substrate 110
`The light-emitting device 100 incl
`
`
`
`
`
`112 and a reflector
`Diode
`on which a Light Emitting
`(LED)
`T
`
`The LED 112 may be electrically
`
`
`
`
`
`connected
`
`114 are mounted.
`
`to the substrate 110.
`
`The portion of
`
`
`the reflector 114
`
`10
`
`15
`
`
`
`
`
`located proximate the substrate 110 is
`
`
`
`as the lower portion.
`
`It
`
`for illustration and that
`
`sometimes referred to
`<.
`
`is noted that the LED 112 is used
`
`
`
`
`and fill
`
`
`
`
`
`
`light emitters other than LEDs may
`
`be used in conjunction with the light
`
`described herein.
`The combinat
`
`
`the reflector 114 forms a
`
`Lion of
`
`cavity 118 in
`
`
`
`the
`
`
`
`emitting device 100
`
`substrate 110 and
`
`
`LED 112 is
`
`
`
`which the
`
`
`
`
`
`
`
`20
`
`25
`
`located.
`
`An encapsulant,
`
`
`
`s or substantially fills
`
`described in greater detail bel
`
`
`
`
`
`such as silicone,
`
`is located in
`
`the cavity 118.
`
`Ow,
`
`the encapsulan
`
`t adheres
`
`
`
`te 110, and the LED 112.
`
`As
`
`
`
`
`
`
`
`to the reflector 114,
`
`The encapsulant serves
`
`the substrat
`
`
`
`to keep cont
`
`taminants out of the
`
` Fig. 2,
`
`cavity 118.
`
`30
`
`
`plan view of
`
`With additional reference to
`
`which is a top
`the light-emitting device 100 of Fig
`
`
`
`-
`
`il,
`
`the
`
`Docket No. 70070048-1
`
`Nichia Exhibit 1002
`Page 6
`
`Nichia Exhibit 1002
`Page 6
`
`

`

`
`ret
`
`secure the
`
`capsulant.
`
`These
`
`recessed portions also reduce
`
`del
`
`amination
`
`and the probabilit
`
`ty of delamination between the
`
`reflector 114
`
`and the encapsulant.
`
`outer circumferal wall 122 tha
`
`
`t may form the outer wall of
`
`the light-emitting device 100.
`
`An upper edge 124 extends
`
`
`around the circumference of the reflector 114 and may
`
`OL
`the highest point
`the light-emitting device 100.
`
`the reflector 114 proxi
`
`mate
`
`the
`
`upper
`
`edge
`
`form
`
`The
`
`124 is
`
`referred
`
`ight-emitting device
`
`to as the upper portion. Light emitted
`
`
`
`exits the opening in the
`
`portion of
`
`sometimes
`
` from the
`
`
`
`
`
`located proximate the upper portion.
`
`Opposite the upper portion of
`
`
`
`122
`
`is a first
`
`inner wall
`
`
`
`the outer circumferal
`
`Substrate 110 from the upper edge 124.
`
`
`extends from the first inner wall 126.
`
`A second inner wall
`
`
`
`126 that extends toward the
`
`
`128
`A first platform
`
`130 extends from the first platform 128.
`
`
`
`The combination of the first inner wall 126,
`
`
`platform 128 and the second inner wall 130 forms a first
`
`
`the first
`
`notch 134.
`
`
`
`reflector 114.
`
`As described in greater detail below,
`
`The first notch 134 extends axially around the
`
`
`
`
`
`
`
`
`
`
`The reflector 114 has an
` lector 114
`en has many recessed portions and the like that
`
`
`
`
`reflector
`
`
`114
` wall
`
`
`
`
`
`
`the
`
`
`
`
`
`
`first notch 134 serves to hold the encapsulant within the
`
`
`the first notch 134 limits the
`
`cavity 118.
`
`
`In addition,
`
`
`
`
`
`
`extent of delamination that may occur should delamination
`
`start.
`
`
`A second platform 138 extends from the second inner
`
`wall 130.
`
`A
`
`slanted wall 140 extends from the second
`
`
`
`platform 138.
`
` In the embodiment of
`
`device described herein,
`
`the slanted
`
`
`
`
`
`
`relative to the substrate 110 so
`
`
`that light emitted from the
`
`the light-emitting
`
`
`
`
`
`wall 140 is at an angle
`
`Docket No. 70070048-1
`
`Nichia Exhibit 1002
`Page 7
`
`10
`
`15
`
`20
`
`25
`
`30
`
`Nichia Exhibit 1002
`Page 7
`
`

`

`light-emitting device 100 has a specified beam pattern
`
`associated therewith.
`
`A second notch 146 is located between the slanted wall
`
`
`
`The second notch 146 may
`140 and a third platform 148.
`
`extend along and around the reflector 114 as shown in Fig.
`
`
`
`
`As with other portions of
`
`
`notch 146 may be filled with the encapsulant.
`
`
`
`the cavity 118,
`
`the second
`
`As described
`
`
`
`2.
`
`in greater detail below,
`
`
`
`the second notch 146 serves to stop
`
`
`
`delamination between the reflector 114 and the encapsulant.
`the third platt
`
`In the embodiment described herein,
`
`
`
`form 148
`
`
`
`well defined walls and platforms.
`
`the
`In some embodiments,
`
`transitions between the walls and platforms are relatively
`
`smooth,
`
`so there are few,
`
`if any, edges between the
`
`transitions.
`
`
`
`In the embodiment of
`
`the light-emitting device 100
`
`described herein,
`
`a gap 152 exists between the reflector 114
`
`
`and the LED 112.
`
`The gap 152 may contain contact
`
`
`
`supply power to the LED 112.
`
`For illustration purposes,
`
`ts used to
`
`a
`
`and the LED 112.
`
`The wire bond 154 may supply power or
`T]
`
`
`
`electrical signals to the LED 112. Other embodiments of the
`
`light emitting device 100 may have more wires connected
`
`
`between the LED 112 and the substrate 110.
`
`Conventional light emitting devices do not
`
`t have either
`
`
`
`
`
`
`
`
`
` is located proximate the substrate 110.
` The reflector 114 has been described above as having
`
`
`
`
`
`
`
`single wire bond 154 is shown extending between the gap 152
`
`
`
`
`
`
`
`
`
`toward
`
`
`
`the
`
`
`
`
`
`
`
`
`
`
`
`
`tion between
`the first notch or the second notch. Delaminat
`
`
`the reflector and the encapsulant may start near the
`top of
`
`
`the reflector and continue down the reflector
`
`substrate. Delamination near the top of the light
`
`t emitting
`
`Docket No. 70070048-1
`
`4
`
`Nichia Exhibit 1002
`Page 8
`
`10
`
`15
`
`20
`
`25
`
`30
`
`Nichia Exhibit 1002
`Page 8
`
`

`

`device will
`
`
`adversely affect the brigh
`
`tness and beam pattern
`
`of the light
`
`commence at
`the junction of
`
`emitting device.
`
`
`Delamination may also
`
`the reflector
`
`and the substrate.
`
`
`
`
`
`tuation,
`
`
`delamination may spread to the LED and
`
`D to separate
`
`the wire bonds between the
`
`trate.
`from the subst
`
`
`LED and
`
`
`
`In other
`
`the substrate
`
`cause
`
`the
`
`si
`
`
`
`Situations,
`
`may break.
`
`The
`
`
`reflector 114 described herein serves
`
`
`t has started.
`or stop delamination after i
`
` In either tA
`
`
`
`
`
` to prevent
`
`If
`
`
`
`
`
`
`
`
`10
`
`
`
`
`
`
`
`delamination
`
`delamination
`starts proximate the top or upper
`
`
`the reflecto
`vr 114,
`
`1rst
`inner
`wall 126,
`
`
`
`but it will
`
`
`
`the delamination may progress down the
`
`the first
`
`edge 124 of
`
`be stopped by
`
`notch 134.
`
`Therefore,
`
`proceed down the slanted wall 140.
`
`
`
`the delamination will
`
`not
`
`be able to
`
`The first notch
`
`134 also
`
`15
`
`serves to an
`
`chor
`
`the encapsulant
`
`to the reflector 114,
`
`which
`
` further serv
`
`es
`
`to prevent delamination.
`
`The same occurs
`
`ond notch 146.
`
`
`
`
`
`
`
`lector 114 has been described herein with two
`
`and 146,
`
`the first notch 134 and the second
`
`Some embodiments of
`
`
`
`fF the reflector 114 may have
`
`Other embodiments may
`
`the notches 134 and 146.
`
`tches located
`
`therein that serve to
`
` further
`
`
`
`
`
`
`
`
`
`with the sec
`
`The rei
`
`
`
`notches 134
`
`notch 146.
`
`
`only one of
`
`have more no
`
`anchor the e
`
`The rei
`
`
`
`may be more
`
`it from lift
`
`light emitti
`
`
`substrate if
`
`
`20
`
`25
`
`30
`
` the substrate 110.
` Ds may separate
`
`ncapsulant
`
`and stop delamination.
`
`Lion,
`
`
` te 110 to prevent
`
`
`In conventional
`
`delamination of the encapsulant.
`
`In addit
`
`described above serves to prevent
`
`Ct]
`
`
`the LED 112
`
`lector 114
`
`firmly secured to
`
`the substra
`
`ing from
`
`ng devices,
`
`delamination occ
`
`the LI
`
`
`
`GI
`
`urs adjacent the
`
`from the
`
`
`
` LEDs.
`
`In
`
`addition,
`
`thermal stresses may weaken the bond between the
`
`Docket No.
`
`70070048-1
`
`Nichia Exhibit 1002
`Page 9
`
`Nichia Exhibit 1002
`Page 9
`
`

`

`The light-emitting device 100
`
`described herein serves to overcome these problems by more
`
`the LED 112 to the substrate 110.
`
`
`In order to more securely attach the LED 112 to the
`
`
`
`
`
`
`
`
`
`substrate 110,
`
`
`tion
`for holding an adhesive located under the LED 112.
`
`ubstrate 110 has at least one recessed
`
`substrate and the LE D.
`
`
`securely fastening
`
`
`
`the s
`
`por
`
` In
`
`
`
`
`
`the embodiment de
`
`recessed portions 16
`
`0 or dimples.
`
`The recessed portions 160
`
`scribed herein,
`
`the substrate has two
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`serve to hold the adhesive used to adhere the LED 112 to the
`
`
`
`D112 from becoming dislodged from the substrate 110.
`
`
`
`if delamination spreads to the LED 112,
`herefore,
`
`
`lower probability of becoming dislodged from the
`
`extra adhesion serves to prevent
`
`
`
`
`
`
`
`the
`
`
`the LED
`
`
`
`ubstrate 110.
`
`It is noted tha
`
`t other recessed portions may be
`
`ncluded under the LED 112.
`
`For example,
`
`a single ring may
`
`
`
`be used.
`
`
`In another
`
`example,
`
`a single recessed portion may
`
`be provided.
`
`It is also noted that the light-emitting device 100 may
`
`
`substantial lly round as shown in Fig. 2,
`
`
`
`be virtually any shape.
`
`For example, rather than being
`
`
`device 110 and the reflector may be shaped as a rectangle,
`
`rhombus, square, or ellipse.
`
`the light-emitting
`
`Docket No. 70070048-1
`
`Nichia Exhibit 1002
`Page 10
`
`ubstrate 110. This
`
`
`
`i
`
`s L T 1 S
`
`s
`
`12 has a
`
`
`
`10
`
`15
`
`20
`
`Nichia Exhibit 1002
`Page 10
`
`

`

`What is claimed is:
`
`1.
`
`A light
`
`emitting device comprising:
`
`a substrate;
`
`
`
`a reflector e
`
`
`reflector forming
`
`substrate;
`
`xtending from said substrate, said
`
`a cavity in conjunction with said
`
`
`
`a light emitt
`
`er located in said cavity; and
`
`at least one
`
`
`
`
`
`reflector, said at
`
`extending substant
`
`first recessed portion located in said
`
`rtion
`least one first recessed pol
`
`ially axially around said ret
`
` Flector.
`
`
`
`
`
`
`
`comprising an encapsulant located in said cavity, wherein
`
`s also located in said at least one first
`Said encapsulant
`i
`
`
`£ emitting device of claim 1
`
`
`
`
`
`
`
`and further
`
`
`
`2.
`
`The ligh
`
`recessed portion.
`
`
`t emitting device of claim 1, wherein said
`
`
`
`peer portion and a lower portion, said
`
`g located proximate said substrate, said
`
`recessed portion being located proximate
`
`
`
`3.
`
`re
`ector has an u
`
`The ligh
`
`lower portion bein
`
`at
`
` least one first
`
`
`said upper portion
`
`4,
`
`ref
`lector has an u
`
`The ligh
`
`lower portion bein
`
`at
`
`
`
`
`
`least one first
`
`
`
`
`t emitting device of claim 1, wherein said
`
`peer portion and a lower por
`
`tion, said
`
`g located proximate said substrate, said
`
`recessed portion being locatted proximate
`
`
`
`said lower portion
`
`Docket No. 70070048-1
`
`Nichia Exhibit 1002
`Page 11
`
`Nichia Exhibit 1002
`Page 11
`
`

`

`5.
`
`
`The light emitting device of
`
`claim 1 wherein said
`
`at least one
`
`
`first recessed portion is a notch bordered by a
`
`
`first wall and a second wall
`
`
`formed within said reflector.
`
`6.
`
`
`The light emitting device of
`
`claim 1, wherein said
`
`light emitter is electrically connected to said substrate.
`
`platform, wherein sai d platform is
`
`located proximate said
`
`substrate; and wherein
`
`said at least one
`
` recessed portion is
`
` claim 1, wherein said
`7.
`The light emitting device of
`
`
` reflector comprises a slan
`ted portion that intersects a
`
`
`
`
`
`
`
`located at the intersecti
`
`platform.
`
`on of said slanted portion and said
`
`8.
`
`The light emit
`
`
`tLting device of
`
`claim 1, wherein said
`
`substrate comprises at least one recessed portion and
`
`wherein said light emitt
`
`ter is located on said at least one
`
`claim 8 and further
`
`at least one recessed
`
`said light emitter to
`
`
`
`recessed portion.
`
`9.
`
`
`The light emitting device of
`
`comprising an adhesive located in said
`
`portion,
`
`said adhesive serving to bond
`
`said substrate.
`
`Docket No. 70070048-1
`
`Nichia Exhibit 1002
`Page 12
`
`Nichia Exhibit 1002
`Page 12
`
`

`

`10.
`
`
`The light emitting device of claim 1, wherein said
`
`
`reflector comprises:
`
`a first wall
`
`said
`
`substrate;
`
`a first plat
`
`extending substantially perpendicular to
`
`
`
` form extending from said first wall;
`
`
`
`
`
`
`wall,
`
`a second wall extending from said first platform and
` facing said first
`
`the space between said first wall
`
`and said second wall constituting one of said at least one
`
`
`
`
`
`
`a second platform extending from said second wall
`
`of said light emitting device;
`
`
`a Slanted portion extending from said second platform
`
`
`
`
`
`recessed portions;
`
`
`
` toward the center
`
`
`10
`
`10
`
`toward said substrate; and
`
`a third plat form located on said substrate and
`
`15
`
`intersecting said slanted portion;
`
`wherein a second of said at least recessed portion is
`
`
`loca ted at
`the intersection of said third platform and said
`
`
`
`slant
`
`
`
`ted portion.
`
`11.
`
`A light
`
`emitting device comprising:
`
`a substrate;
`
`
`
`a reflector extending from said substrate, said
`
`
`reflector forming
`
`a cavity in conjunction with said
`
`
`
`
`
`substrate;
`
`a light emitter located in said cavity;
`
`at least one
`
`reflector, said at least one first recessed portion
`
` extending substantially axially around said reflector; and
`
`
`first recessed portion located in said
`
`second recessed portion located in said
`
` at least one
`
`
`
`substrate proximate said light emitter.
`
`Docket No. 70070048 -1
`
`9
`
`Nichia Exhibit 1002
`Page 13
`
`Nichia Exhibit 1002
`Page 13
`
`

`

`12,
`
`
`
`The light emitting device of claim 11 and further
`
`comprising an adhesive located in said at least one second
`
`recessed portion, said adhesive serving to bond said light
`
`emitter to said substrate.
`
`13.
`
`
`
`The light emitting device of claim 11 and further
`
`comprising an encapsulant located in said cavity, wherein
`
`
`said encapsulant is also located in said at least one first
`
`recessed portion.
`
`
`
`
`
`
`
`The light emitting device of claim 11, wherein
`14.
`
`
`said reflector has an upper portion and a lower portion,
`
`
`
`
`
`
`
`
`
`
`
`
`said lower portion being located proximate said substrate,
`
`
`
`
`
`said at least one first recessed portion being located
`
`
`
`proximate said upper portion.
`
`15.
`
`
`The light emitting device of claim 11, wherein
`
`said reflector has an upper portion and a lower portion,
`
`said lower portion being located proximate said substrate,
`
`said at least one first recessed portion being located
`
`
`
`proximate said lower portion.
`
`
`
`
`
`16.
`
`
`The light emitting device of claim 11 wherein said
`
`
`at least one first recessed portion is a notch bordered by a
`
`
`first wall and a second wall
`
`
`formed within said reflector.
`
`Docket No. 70070048 -1
`
`10
`
`Nichia Exhibit 1002
`Page 14
`
`Nichia Exhibit 1002
`Page 14
`
`

`

`10
`
`15
`
`20
`
`17,
`
`A light emitting device comprising:
`
`a substrate;
`
`a reflector extending from said substrate, said
`
`
` reflector forming a cavity in conjunction with said
`
`
`
`
`
`substrate, said reflector comprising:
`
`a first wall extending substantially perpendicular to
`
`said substrate;
`
`
`
`a first platform extending from said first wall;
`
`
`
`a second wall extending from said first plat
`
`facing said first wall,
`
`
`the space between said first
`
`t
`recessed
`wall and said second wall constituting a firs
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
` fo
`
`
`
`
`
`
`
`
`
`portion;
`
` rm and
`
`
`
`
`
`
`
`a second platform extending from said second wall
`
`toward the center of said light emitting device;
`
`
`
`
`
`
`a slanted portion extending from said second platform
`
`toward said substrate; and
`
`
`a third platform located on said substrate and
`
`
`
`intersecting said slanted portion;
`
`
`
` portion;
`
`wherein a second recessed portion is located at the
`
`
`intersection of said third platform and said slanted
`
`
`
`a light emitter located in said cavity; and
`
`at least one third recessed portion located in said
`
`substrate proximate said light emitter.
`
`
`
`18.
`
`
`The light emitting device of claim 17 and further
`
`comprising an adhesive located in said at least one third
`
`recessed portion, said adhesive serving to bond said light
`
`emitter to said substrate.
`
`Docket No. 70070048-1
`
`11
`
`Nichia Exhibit 1002
`Page 15
`
`Nichia Exhibit 1002
`Page 15
`
`

`

`19.
`
`The light emit
`
`comprising an encapsulan
`
`
`
`
`ting device of
`
`claim 17 and
`
` further
`
`t located in said cavity.
`
`Docket No. 70070048-1
`
`12
`
`Nichia Exhibit 1002
`Page 16
`
`Nichia Exhibit 1002
`Page 16
`
`

`

`A light emitting device is disclosed herein.
`
`embodiment of the light emitting device comprises a
`
`Abstract
`
`
`
`An
`
`The
`
`substrate and a reflector extending from the substrate.
`
`reflector forms a cavity in conjunction with the substrate.
`
`
`
`
`
`
`
`
`
`
`A light emitter is located in the cavity. At least one
`
`
`first recessed portion is located in the reflector,
`
`least one first recessed portion extends substantially
`
`
`axially around the reflector.
`
`
`
`
`
`the at
`
`Docket No. 70070048 -1
`
`13
`
`Nichia Exhibit 1002
`Page 17
`
`Nichia Exhibit 1002
`Page 17
`
`

`

`
`
`Application Number:
`
`Filing Date:
`
`Title of Invention:
`
`LIGHT EMITTING DEVICE
`
`
`
`First Named Inventor/Applicant Name:
`
`Lee Kee Hon
`
`Attorney Docket Number:
`
`70070048-1
`
`
`Filed as Large Entity
`
`Utility
`
`Filing Fees
`
`
`
`|
`
`Electronic Patent Application Fee Transmittal
`
`Patent-Appeals-and-Interference:
`
`
`
`200
`
`1
`
`5
`
`00
`
`2
`1
`Utility Examination Fee
`
`Claims:
`
`Miscellaneous-Filing:
`
`Nichia Exhibit 1002
`Page 18
`
`Nichia Exhibit 1002
`Page 18
`
`

`

`
`
`
`
`
`
`
`
`Sub-Total in
`Description USD($) Fee Code Quantity Amount
`
` Total in USD ($)
`
`Post-Allowance-and-Post-Issuance:
`
`
`Extension-of-Time:
`
`
`Miscellaneous:
`
`Nichia Exhibit 1002
`Page 19
`
`Nichia Exhibit 1002
`Page 19
`
`

`

`Electronic Acknowledgement Receipt
`
`
`
`EFSID: 2180974
`
`Application Number:
`
`11853179
`
`Title of Invention:
`
`LIGHT EMITTING DEVICE
`
`Customer Number:
`
`57299
`
`
`
`
`
`Filer Authorized By: Robert Wayne Nelson
`
`
`
`Attorney Docket Number: 70070048-1
`
`ReceiptDate:
`
`11-SEP-2007
`
`Utility under 35 USC 111(a)
`Application Type:
`
`
`Paymentinformation:
`
`Submitted with Payment
`
`yes
`
`
`
`The Director of the USPTOis hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 and 1.17
`
`File Listing:
`
`Nichia Exhibit 1002
`Page 20
`
`Nichia Exhibit 1002
`Page 20
`
`

`

`Document
`
`Information:
`
`
`
`
`Warnings:
`
`Information:
`
`
`
`
`Pages
`
`
`
`Oath or Declaration filed
`
`70070048-1_Declaration.pdf 48tetfe7S2bdb4e6f82911e2cObb7e0ddb
`of57
`
`File Size((Bytes)
`
`Multi
`
`128435
`
`Drawings
`
`70070048-1_drawings.pdf
`
`€7b101 2bc2d3991 8763it1 207cS5c3c0t9
`a9ea109
`
`70070048-1_application.pdf
`
`27edsest71{216c57296abl | be6688dd 11
`
`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Specification
`
`Claims
`
`Abstract
`
`Warnings:
`
`Information:
`
`
`Fee Worksheet (PTO-06)
`
`fee-info.pdf
`
`9597e4ac391 OdebdOctef6161d91dad5
`0d368145
`
`Nichia Exhibit 1002
`Page 21
`
`Nichia Exhibit 1002
`Page 21
`
`

`

`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see
`37 CFR 1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date
`shownon this Acknowledgement Receiptwill establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions
`of 35 U.S.C. 371 and other applicable requirements a Form PCT/DO/E0O/903 indicating acceptanceof the
`application as a national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt,
`in due course.
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable.
`It serves as evidence of receipt
`similar to a Post Card, as described in MPEP 503.
`
`Receiptwill establish the international filing date of the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary
`componentsfor an internationalfiling date (see PCT Article 11 and MPEP 1810), a Notification of the
`International Application Number and of the International Filing Date (Form PCT/RO/105)will be issued in due
`course, subject to prescriptions concerning national security, and the date shown on this Acknowledgement
`
`Nichia Exhibit 1002
`Page 22
`
`Nichia Exhibit 1002
`Page 22
`
`

`

`Electronic Acknowledgement Receipt
`
`
`
`EFSID: 2180974
`
`Application Number:
`
`11853179
`
`Title of Invention:
`
`LIGHT EMITTING DEVICE
`
`Customer Number:
`
`57299
`
`
`
`
`
`Filer Authorized By: Robert Wayne Nelson
`
`
`
`Attorney Docket Number: 70070048-1
`
`ReceiptDate:
`
`11-SEP-2007
`
`Utility under 35 USC 111(a)
`Application Type:
`
`
`Paymentinformation:
`
`Submitted with Payment
`
`yes
`
`
`
`The Director of the USPTOis hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 and 1.17
`
`File Listing:
`
`Nichia Exhibit 1002
`Page 23
`
`Nichia Exhibit 1002
`Page 23
`
`

`

`Document
`
`Information:
`
`
`
`
`Warnings:
`
`Information:
`
`
`
`
`Pages
`
`
`
`Oath or Declaration filed
`
`70070048-1_Declaration.pdf 48tetfe7S2bdb4e6f82911e2cObb7e0ddb
`of57
`
`File Size((Bytes)
`
`Multi
`
`128435
`
`Drawings
`
`70070048-1_drawings.pdf
`
`€7b101 2bc2d3991 8763it1 207cS5c3c0t9
`a9ea109
`
`70070048-1_application.pdf
`
`27edsest71{216c57296abl | be6688dd 11
`
`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Specification
`
`Claims
`
`Abstract
`
`Warnings:
`
`Information:
`
`
`Fee Worksheet (PTO-06)
`
`fee-info.pdf
`
`9597e4ac391 OdebdOctef6161d91dad5
`0d368145
`
`Nichia Exhibit 1002
`Page 24
`
`Nichia Exhibit 1002
`Page 24
`
`

`

`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see
`37 CFR 1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date
`shownon this Acknowledgement Receiptwill establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions
`of 35 U.S.C. 371 and other applicable requirements a Form PCT/DO/E0O/903 indicating acceptanceof the
`application as a national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt,
`in due course.
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable.
`It serves as evidence of receipt
`similar to a Post Card, as described in MPEP 503.
`
`Receiptwill establish the international filing date of the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary
`componentsfor an internationalfiling date (see PCT Article 11 and MPEP 1810), a Notification of the
`International Application Number and of the International Filing Date (Form PCT/RO/105)will be issued in due
`course, subject to prescriptions concerning national security, and the date shown on this Acknowledgement
`
`Nichia Exhibit 1002
`Page 25
`
`Nichia Exhibit 1002
`Page 25
`
`

`

`9/1 1 /07
`
`APPLICATION AS FILED — PART|
`(Column 1)
`
`(Column 2)
`
`SMALL ENTITY
`
`OTHER THAN
`SMALL ENTITY
`
`FEE ($)
`
`BASIC FEE
`
`foreman||SEARCH FEE
`
`EXAMINATION FEE
`
`aSo7
`fercrwvsen)|9miuszo|
`TOTAL CLAIMS
`1
`
`x|x oln8]awta
`
`.farcevier|iru)
`INDEPENDENT CLAIMS
`3
`If the specification and drawings exceed 100
`sheets of paper, the application size fee due is
`$250 ($125 for small entity) for each additional
`SQ sheetsorfraction thereof. See 35
`U.S.C, 41(a)(1)(G) and 37 CFR 1.16(s).
`
`APPLICATION SIZE
`FEE
`(37 CFR 4.16(s))
`
`MULTIPLE DEPENDENTCLAIM PRESENT(37 CFR 1.16(j))
`
`* If the difference in column 1 is less than zero, enter "0" in column 2.
`
`APPLICATION AS AMENDED -— PARTI!
`
`PTO/SB/06 (12-04)
`Approved for use through 7/31/2006. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unlessit displays a valid OMB control number.
`PATENT APPLICATION FEE DETERMINATION RECORD
`
`
`
`.
`
`OTHER THAN
`
`SMALL ENTITY
`
`RATE(8)
`
`x
`
`WN
`
`TOTAL
`ADD'T FEE
`
`(Column 2)
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`(Column 3)
`
`PRESENT
`EXTRA
`
`(Column 1)
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`eros
`Independent
`|,
`;
`(37 CFR 1.16(h))
`Application Size Fee (37 CFR 1.16(s))
`FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j))
`
`TOTAL
`ADD'T FEE
`
`(Column 3)
`
`PRESENT
`EXTRA
`
`RATE(5)
`
`(Column 1)
`
`REMAINING
`AFTER
`AMENDMENT
`
`(Column 2)
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`Total
`(37 CFR 1.16(i))
`Independent
`(37 CFR 1.16(h))
`Application Size Fee (37 CFR 1.16(s))
`FIRST PRESENTATION OF MULTIPLE DEPENDENTCLAIM (37 CFR 1.16()))
`
`<k
`
`KzW
`
`W=a=u
`
`w=<
`
`AMENDMENTB
`
`ADD'T FEE
`
`If the entry in column 1 is less than the entry in column 2, write “0” in column 3.
`*
`If the “Highest Number Previously Paid For” IN THIS SPACEisless than 20,enter “20”.
`**
`** If the “Highest Number Previously Paid For” IN THIS SPACEisless than 3, enter “3”.
`The “Highest Number Previously Paid For” (Total or Independent) is the highest number found in the appropriate box in column 1.
`This collection of information is required by 37 CFR 1.16. The information is required to obtain or retain a benefit by the public whichis to file (and by the
`USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Timewill vary depending uponthe individual case. Any comments
`on the amountof time you