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`Amendment Under 37 C.F.R. § 1.116
`Expedited Procedure - Art Unit 2683
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`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
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`In re application of:
`
`Jacob JORGENSEN
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`Art Unit: 2683
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`Appl. No. 09/349,975
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`Examiner: Lee Nguyen
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`Filed: July 9, 1999
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`Atty. Docket No. 36792-162252
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`For: METHOD FOR THE
`RECOGNITION AND
`OPERATION OF VIRTUAL
`PRIVATE NETWORKS (VPNs)
`OVER A WIRELESS POINT TO
`MULTI·POINT (PtMP)
`TRANSMISSION SYSTEM
`
`Customer
`
`I
`26694
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`PATENT TllADEMARK OFFICE
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`Reply Under 37 C.F.R. § 1.116
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`Altention: Box AF
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`Honorable Commissioner for Patents
`Washington, D.C. 20231
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`Sir:
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`In reply to the Final Office Action dated September 6, 2002, Applicants submit the
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`following Amendment and Reply.
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`It is not believed that extensions of time or fees for net addition of claims are required
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`beyond those that may otherwise be provided for in documents accompanying this paper.
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`However, if additional extensions of time are needed to prevent abandonment of this application,
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`then such extensions of time are hereby petitioned under 37 C.F.R. § 1.136(a), and any fees
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`Applicant: Jacob JORGENSEN
`Appl. No. 09/349,975
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`required therefor (including fees for net addition of claims), and any other fee deficiency arc
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`hereby authorized to be charged, any overpayments credited, to our Deposit Account No. 22-
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`0261.
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`Kindly entcr the following Reply.
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`Reconsideration of this Application is respectfully requested.
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`Remarks
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`Upon entry of reply, claims I - 19 are pending in the application, with claims I, 7. and 15
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`being the independent claims.
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`Based on the following Remarks, Applicant respectfully requests that the Examiner
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`reconsider all outstanding objections and rejections and that they be withdrawn.
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`Point 2 of the Office Action
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`In point 2 of the Action, the Examiner canceled Claim 2. Since the Applicant did not
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`cancel Claim 2, and the Examiner is not penmitted to cancel Claim 2 (MPEP § 1302.04),
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`Applicant respectfully requests that the Examiner correct this typographical error and restore
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`Claim 2 of the patent application.
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`Rejections under 35 U.S.c. §l03
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`In point 4 of the Office Action, the Examiner rejected Claims 1 and 3-19 under 35 U.S.C.
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`§ I 03(a) as being unpatentable over Buchholz et al. ( U.S. Patent No. 5,493,569 hereafter
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`Applicant: Jacob JORGENSEN
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`" Buchholz") in view of Chase et aL (U.S. Patent No. 6,188,671 hereafter "Chase"). This
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`rejection is respectfully traversed.
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`1.
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`Chase fails to teach packet-centric wireless pOint to multipOint communication
`system using a packet centricpr%co/.
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`As claimed, for a network protocol to be packet-centric, the protocol can not be circu;l-
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`centric. As clearly defined in the specification, a packet-centric protocol "does not use dedicated
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`circuits through which to transfer packets." Specification, page 57, lines 8-9. In a packet-centric
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`protocol according to the present invention, when a large file is sent down the protocol stack,
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`"segmentation and packetization of the data" occurs, and then "a header is placed on the packet
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`for delivery to the data link." Page 57, lines 11-12. A circuit-centric protocol and/or network
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`such as, e.g., an asynchronous transfer mode (ATM) protocol network of Chase is different from
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`a packet-centric protocol network, in that the circuit-centric network assigns circuits for the A TM
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`network. Unlike the circuit-centric ATM protocol, the packet-centric protocol does "not
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`specifically route" the packets across a "specific channel." Page 57. lines 14-15. Instead, the
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`packet-centric protocol places a header on the packet and lets the network deal with routing the
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`packets. Page 57, lines 15-16. "Therefore, the outbound packets can take various routes to get
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`from a source to a destination. This means that the packets are in a datagram form and not
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`sequentially numbered as they are in other protocols." Page 57. lines 16-18.
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`Where the specification provides definitions for claim terms, the specification may be
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`used in interpreting claim language. In re Vogel, 422 F.2d 438, 441 , 164 USPQ 619, 622 (CCrA
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`1970). Here, the definition of a packet-centric protocol is provided in the specification. page 57,
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`for example. and should be given proper weight in interpreting the term. Claims are not to be
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`read in a vacuum, and limitations therein are to be interpreted in light of specification. In re
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`Marosi, 710 F.2d at 802, 218 USPQ at 292 (quoting In re Okuzaw!!, 537 F.2d 545, 548, 190
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`USPQ 464, 466 (CCPA 1976).
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`Here, reading claim I in light of the specification, the claimed packet-centric protocol
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`should be reasonably interpreted to mean a protocol in which "segmentation and packetization of
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`the data" occurs, and then "a header is placed on the packet for delivery to the data link", where
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`"the packets are in a datagram form and not sequentially numbered." Page 57, lines 11 -12 and
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`16- 18. As defined in the specification, the packet-centric protocol is not circuu-centric. Thus,
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`the term packet centric should be reasonably interpreted to mean that the packet-centric protocol
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`is not a protocol that sets up "virtual circuits between source and destination nodes ... by
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`dedicating the virtual circuit to a specific traffic type" such as ATM. Specification at page 57,
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`lines 4-9. Applicant's claimed invention requires use of a packet-centric protocol over a wireless
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`link. Chase sets forth an A TM circuit-centric type network which further does not contemplate a
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`wireless link. Instead, Chase contemplates a fast packet network. A fast packet network is
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`defined as a network whose link error rate is so low as to not require error checking. The
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`wireless link (an inherently unreliable link) of the claimed invention is anything but a reliable
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`link. fast packet network.
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`2.
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`Improper Combination oj References
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`The Examiner has not shown a proper motivation to combine the references, and thus has
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`not proven the Examiner's prima facie case of obviousness. The Examiner is combining the
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`references in hindsight, using Applicant' s Specification as a roadmap. It is improper to combine
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`the references without showing a proper motivation to combine the references.
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`As noted recently by the Federal Circuit in In Re Sang- Su Lee, (Fed. Cir. 2002), it is
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`fundamental that rejections under 35 U.S.C. §103 must be based on evidence comprehended by
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`the language of that section (quoting In re Grasselli, 713 F.2d 731, 739, 218 USPQ 769, 775
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`(Fed. Cir. 1983». The essential factual evidence on the issue of obviousness is set forth in
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`Graham v. John Deere Co., 383 U.S. 1, 17-18, 148 USPQ 459, 467 (1966) and extensive ensuing
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`precedent. The patent examination process centers on prior art and the analysis thereof. When
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`patentability turns on the question of obviousness, the search for and analysis of the prior art
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`includes evidence relevant to the finding of whether there is a teaching, motivation, or suggestion
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`to select and combine the references relied on as evidence of obviousness. See,~, McGinley v.
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`Franklin Sports, Inc., 262 F.3d 1339, 1351-52,60 USPQ2d 1001, 1008 (Fed. Cir. 2001) stating
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`that "the central question is whether there is reason to combine [the] references," a question of
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`fact drawing on the Graham factors. "The factual inquiry whether to combine references must be
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`thorough and searching." Jd. It must be based on objective evidence of record. This precedent
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`has been reinforced in myriad decisions, and cannot be dispensed with. See, ~, Brown &
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`Williamson Tobacco Corp. v. Philip Morris Inc., 229 F.3d 1120, 1124-25,56 USPQ2d 1456,
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`1459 (Fed. Cir. 2000) that required "a showing of a suggestion, teaching, or motivation to
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`combine the prior art references is an 'essential component ofan obviousness holding'" (quoting
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`C.R. Bard, Inc., v. M3 Systems, Inc., 157 F.3d 1340, 1352, 48 USPQ2d 1225, 1232 (Fed. Cir.
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`1998». In re Dembiczak, 175 F.3d 994, 999, 50 USPQ2d 1614, 1617 (Fed. Cir. 1999) states
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`that" . . . case law makes clear that the best defense against the subtle but powerful attraction of a
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`hindsight-based obviousness analysis is rigorous application of the requirement for a showing of
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`the teaching or motivation to combine prior art references." In re Dance, 160 F.3d 1339, 1343,
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`48 USPQ2d 1635, 1637 (Fed. Cir. 1998) requires that there must be some motivation,
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`suggestion, or teaching of the desirability of making the specific combination that was made by
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`the applicant. In re Fine, 837 F.2d 1071, 1075,5 USPQ2d 1596, 1600 (Fed. Cir. 1988) set forth
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`that "'teachings of references can be combined only if there is some suggestion or incentive to do
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`so.'" (emphasis in original) (quoting ACS Hosp. Sys., Inc. v. Montefiore Hosp., 732 F.2d 1572,
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`1577,221 USPQ 929, 933 (Fed. Cir. 1984». The need for specificity pervades this authority.
`
`See,~, In re Kotzab, 217 F.3d 1365, 1371 , 55 USPQ2d 1313, 1317 (Fed. Cir. 2000) stating
`
`that "particular findings must be made as to the reason the skilled artisan. with no knowledge of
`
`the claimed invention, would have selected these components for combination in the manner
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`claimed"; In re Rouffet, 149 F.3d 1350, 1359,47 USPQ2d 1453, 1459 (Fed. Cir. 1998) stating
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`that "even when the level of skill in the art is high, the Board must identify specifically the
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`principle, known to one of ordinary skill, that suggests the claimed combination. In other words,
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`the Board must explain the reasons one of ordinary skill in the art would have been motivated to
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`select the references and to combine them to render the claimed invention obvious"; In re Fritch,
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`972 F.2d 1260, 1265, 23 USPQ2d 1780, 1783 (Fed. Cir. 1992) states that the examiner can
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`satisfy the burden of showing obviousness of the combination "only by showing some objective
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`teaching in the prior art or that knowledge generally available to one of ordinary skill in the art
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`would lead that individual to combine the relevant teachings of the references."
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`With respect to this application, the Examiner has not adequately supported the selection
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`and combination of the Buchholz and Chase references to render obvious that which Applicant
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`has claimed. The Examiner's conclusory statements that "[it] would have been obvious to one of
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`ordinary skill in the art at the time the invention was made to provide the prioritization of Chase
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`to the system of Buchholz in order to provide users with service selections," do not adequately
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`provide a proper motivation to combine. Buchholz and Chase are directed to two different fields
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`of endeavor, the former to wireless voice communication and the latter to wired data
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`communication. The fields are orthogonal to one another. Technologies that apply to one, do
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`not apply to the other. The Buchholz patent relates to the field of early analog cellular telephone
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`time division multiple access (TDMA) voice communications. Chase on the other hand, relates
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`to the field of asynchronous transfer mode (ATM)/ frame relay (FR) data communications. A
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`network engineer or developer in the fonner field would not have worked in the latter field, and
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`vice versa, and further would not have had access to the document from the other field without a
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`teaching or motivation to combine as provided by Applicant' s invention. The Examiner is
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`improperly using Applicant's Specification in hindsight as motivation. This factual question of
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`motivation is material to patentability, and can not be resolved on subjective belief and unknown
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`authority. See In re Sang-Sil Lee (Fed. Cir. 2002). It is improper, in determining whether a
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`person of ordinary skill would have been led to this combination of references, simply to «[use]
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`that which the inventor taught against its teacher." W.L. Gore v. Garlock. Inc., 721 F.2d 1540,
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`1553 ,220 USPQ 303, 312-13 (Fed. Cir. 1983). In effect, the Examiner is using Applicant's
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`Specification as a blueprint in hindsight to allegedly render Applicant's claimed invention
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`obvious.
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`Chase teaches a frame relay (FR) and an asynchronous transfer mode (ATM) network
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`architectures for transmitting data in ATM cells using a circuit-centric permanent virtual circuit
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`(pYC) or a switched virtual circuit (SYC) in a wired network environment. Nowhere in the
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`specification of Chase is a wireless environment discussed. Nowhere in Figs. 1-14 of Chase is a
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`wireless network depicted. Buchholz teaches TDMA wireless transmission of data in a wireless
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`local area network. Further, Buchholz has nothing to do with virtual private networks (YPNs).
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`No where in Buchholz is a YPN discussed. A YPN does not appear in any of the figures of
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`Buchholz. Further, as noted above, Buchholz presumes a TDMA wireless environment, while
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`Chase presupposes an ATM or FR wired environment. Nowhere has the Examiner shown any
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`motivation to combine the references as is mandated by the patent law. The Examiner has
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`improperly failed to show any motivation to combine the references to allegedly reach the
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`claimed invention.
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`3.
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`The Combination of Buchholz and Chase is Inoperative
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`Further, Applicant respectfully asserts that the combination is also improper because the
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`combination is inoperative. Claim I recites subscriber workstations in communication with a
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`subscriber customer premise equipment (CPE) stations, which in tum is in wireless
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`communication with a wireless base station over a shared wireless bandwidth, and further recites
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`a prioritization means for prioritizing an IP flow over the shared wireless bandwidth in
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`comparison to other IP flows based on priorities of a virtual private network (VPN) associated
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`with said IP flow. This feature is illustrated in Fig. 158. for example. where a VPN directory
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`enabled networking (DEN) data table 1572 can be taken into account in prioritization of IP flow
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`data so as to ensure a predetermined quality of service for a VPN, e.g., for a company that
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`subscribes to VPN functionality. VPN DEN data table 1572 pennits a module 1562 to provide a
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`higher quality of service to a customer's VPN traffic as compared to that provided other traffic
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`being carried over the network. (See Specification, page 122, lines 22-23, page 123, lines 1-4.)
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`The present invention can use various tables including service level agreement (SLA) priority
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`data table 1570 and VPN DEN data table 1572, wherein SLA priority data table 1570 can be used
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`to prioritize traffic according to predetennined service level agreements for particular customers
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`to affect the queuing function. (See Specification, page 122, lines 17-18).
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`The combination of Buchholz and Chase as asserted by the Examiner in the Office Action
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`fails to teach or suggest the recited features of a "resource allocation means for optimizing cnd-
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`user quality of service (QoS) and allocating said shared wireless bandwidth among said
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`subscriber ePE stations" and a "prioritization means for prioritizing said IP flow in comparison
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`to other IP flows based on priorities of a virtual private network (VPN) associated with said IP
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`flow," where the IP flow is communicated over a shared wireless bandwidth used for
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`communication between a base station and ePE stations.
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`Chase teaches using A TM QoS, which relies on assigning circuit centric permanent
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`virtual circuits (pVes) and switched virtual circuits (SVCs) to carry certain types of traffic.
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`Chase appears to teach a circuit-centric method of simplifying the task of PVC management for
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`ATM operators. Chase reconstitutes packets for classification and subsequent assignment to
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`specific pves that match the classification parameters and can then behave, in effect, as a VPN-
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`like post office. Unlike the present invention, Chase does not schedule packets, but rather merely
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`sorts packets into queues and lets token buckets pump out queued packets to the VPN PVC at a
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`certain rate. The approach of Chase is consistent with both ATM and FR QoS which are both
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`circuit-centric. ATM QoS, and circuit-centric PVCs and SVCs are orthogonal to packet-centric
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`networking and end user QoS as defined in Applicant's specification and as set forth in the
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`claimed invention. See, e.g., Specification at pages 57 and 58.
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`The Examiner asserts at secrion 4 of the Office Action that Buchholz teaches a packet-
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`centric wireless point to multipoint communication system in Fig. I comprising a wireless base
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`station CM 110 coupled to a first data network 118, one or more subscriber customer premise
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`equipment UM 112, and one or more subscriber workstations 114. The Examiner concedes at
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`section 4 of the Office Action that Buchholz does not explicitly teach prioritization of an internet
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`protocol (lP) flow based upon the quality of service (QoS) and the priorities of a virtual private
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`network (VPN). Applicant strongly agrees.
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`The Examiner then proceeds to assert that Chase teaches packets, including IP packets,
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`prioritized based upon a QoS comparison of an IP flow of a VPN. Applicant strongly disagrees.
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`Chase teaches a wired network architecture, more specifically, a frame relay (FR) or
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`asynchronous transfer mode (ATM) network, which as claimed in Chase would only work in a
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`fast packet network. Inherently unreliable, wireless networks as disclosed and claimed in the
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`present invention, are anything but the reliable fast packet networks taught in Chase. Further, the
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`QoS of Chase is in the ATM circuit-centric context (PVCs and SVCs) unlike the claimed
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`invention. In contrast, Applicant's Specification and claims set forth a technique that optimizes
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`end user QoS, which requires a knowledge by the prioritizing system of end user applications
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`such as data applications including voice over IP (VoIP) data packets. A TM has no knowledge
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`of the contents of the ATM cell. In Chase, IP packets are segmented into equal size ATM cells.
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`Chase asserts that the IP switch of Chase can use IP addresses and TCP ports to make quality of
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`service (QoS) decisions (Col. 6, lines 51-64). Applicant notes that knowledge of a computer's IP
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`address is insufficient to detennine end user application QoS requirements. Since the IP packets
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`of Chase are segmented into ATM cells in a wired fast packet frame relay circuit-centric A TM
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`network, the ATM cells cannot be used in the wireless non-fast packet TDMA networks of
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`Buchholz. Chase's fast packet circuit-centric ATM wired network is not compatible with
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`Buchholz's packet transmission wireless network since the wireless network is not a fast packet
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`network. The resulting combination asserted by the Examiner does not appear to be operable.
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`Thus, the asserted combination also fails as being inoperative.
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`Applicant respectfully submits that it would not have been obvious 10 use lite ATM cells
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`o/the wired network with the wireless system of Buchholz as suggested in the Office Action to
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`allegedly reach the claimed invention. The fast packet, circuit-centric wired ATM network
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`architecture of Chase is not capable of being integrated with the wireless system of Buchholz and
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`even if combined would not result in Applicant's claimed packet-centric invention.
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`4.
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`Failure to show optimizing end-user QoS
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`Buchholz and Chase, alone or in combination, do not contemplate optimizing end-user
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`QoS according to Applicant's invention. The concept of quality of service (QoS) as a
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`mechanism is discussed at great length in Applicant's specification and the Examiner is directed
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`to the Specification for definitions relating to circuit-switched QoS, ATM QoS, circuit-centric
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`QoS, packet-switched QoS, end-user optimized QoS and IP QoS. See for example, Applicant's
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`Specification at pages 4-6, 22-23, and 34-40, and 57-58. At best, Chase contemplates a circuit-
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`centric A TM QoS capable system, which is orthogonal to Applicant's packet-centric end-user
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`QoS system as set forth in the claimed invention.
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`Applicant's invention sets forth a system, method and computer program product that
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`allocates shared wireless network bandwidth resources between a base station and a plurality of
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`CPE stations so as to optimize end-user QoS. For example, claim 1 recites a system that
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`optimizes end-user QoS. Buchholz and Chase, alone or in combination, do not teach or suggest
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`means optimizing end-user QoS. Further, Buchholz and Chase do not explicitly teach
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`prioritization of an internet protocol (IP) flow based upon the quality of service (QoS) and the
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`priorities of a virtual private network (VPN) in a wireless architecture.
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`5.
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`Failure to show an IP flow over a wireless shared bandwidth
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`Claim 1 recites, inter alia, an IP flow over a shared wireless bandwidth. The IP flows,
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`according to the Applicant' s claimed invention, are a group ofrelated internet protocol (IF)
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`packets that can be identified, characterized, classified and prioritized or scheduled so as to
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`advantageously optimize end-user quality of service (QoS). See, for example. Figures 15A,
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`158, 16A and 16B, and the Specification from page 114 to 137. According to one embodiment
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`of Applicant's invention, packets received that are related to previously identified IP flows can
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`be scheduled based on previous IP flow characterization and classification, providing substantial
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`perfonnance enhancement as compared to conventional solutions. Buchholz and Chase. alone or
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`in combination, do not teach or suggest an IP flow over a shared wireless bandwidth.
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`Hence, Applicant submits that Claim I is allowable over the combination of Buchholz
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`and Chase. Claims 2-6 are dependent from Claim 1 and therefore are submitted to be allowable
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`also because they are dependent from an allowable claim. Further, Claims 7-19 are submitted to
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`be patentable over the combination of Buchholz and Chase for at least the same reasons that
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`Claim I is considered patentable.
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`6.
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`Failure to show IP flow prioritization based on one or more subscriber-defined
`parameters
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`Further. neither Buchholz nor Chase teaches the IP flow prioritization based on onc or
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`morc subscriber-defined parameters as in Claims 4, 10, and 17. Therefore, these claims are
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`clearly distinguishable over Buchholz and Chase, alone or in combination, for at least the abovc-
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`noted reasons.
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`7.
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`Failure 10 show a directory enabled networking (DEN) management scheme
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`Even further, neither Buchholz nor Chase teaches the DEN management scheme as in
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`Claims 5 and II . Therefore, these claims are clearly distinguishable over Buchholz and Chase,
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`alone or in combination for at least the above-noted reasons.
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`8.
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`Failure to show a virtual private network (VPN) implemented using point-to-point
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`tunne[;ng protocol (PPTP)
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`PPTP is a completely different type ofVPN than the PVCs taught in Chase. PPTP is an
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`active protocol, not an assigned switch fabric time slot as taught by C hase. PPTP can be used for
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`VPNs that dynami cally change the endpoints of the VPN based upon OSllayer 2 negotiations.
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`PPTP was specifically developed to allow user to access networks without the preconfigured
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`knowledge of the network required. by both Buchholz and Chase. Neither Buchholz nor Chase
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`teaches a VPN implemented. using PPTP as in Claims 6 and 13 . Therefore, these claims are
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`clearly distinguishable over Buchholz and Chase, alone or in combination for at least the reasons
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`noted above.
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`9.
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`Failure to show a virtual private network (VPN) implemented using internet
`protocol security (IPSec) protocol
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`Neither Buchholz nor Chase teaches the VPN implemented using IPSec as in Claim 14.
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`Therefore, these claims are clearly distinguishable over Buchholz and Chase, alone or
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`combination for at least the reasons stated above.
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`10.
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`Failure to show a resource allocation which is application aware
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`Claims 18 and 19 recite a "resource allocation means" and a "resource allocator,"
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`respectively. which are "application aware." An "application aware" network element according
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`to Applicant's invention has knowledge oflntemational Standards Organization's Open Systems
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`Interconnect (OSI) model layers above layer 4 as will be understood by those skilled in the art.
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`The application aware network element can obtain awareness of applications via, e.g .•
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`configuration files, the classification features of Applicant's invention (see Specification at page
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`131), and application operational profiles. Conventional classifiers perform classifications using
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`packet components from layer 1 through the lower half of layer 4 (i.e. UDP vs.TCP). As
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`described in Applicant's Specification, the claimed invention performs additional analysis on
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`layers 4 through 7 of the OSf model to identify the application(s) in use. Applicant's invention
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`DC2J40762 1vl
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`Applicant: Jacob JORGENSEN
`Appl. No. 09/349,975
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`can then use the knowledge of the particular detected application's operation to optimize end-
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`user quality of service (QoS) as set forth in the claimed invention by allocating wireless network
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`resources that the IP flow associated with the application receives. Applicant's invention not
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`only identifies the application, but can also continuously reconfigure resource allocations "on the
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`fly" based on the application's quality of service needs. Using the claimed invention' s
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`application awareness, Applicant's invention is able to provide optimal end-user quality of
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`service (QoS) to identified and analyzed applications. ATM QoS, as set forth in the A TM
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`context in the applied Chase reference is not application aware and cannot change resource
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`allocations to meet end-user QoS application needs. Chase is unaware of the enduser application
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`associated with data being carried in an ATM cell.
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`Conclusion
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`All of the stated grounds of objection and rejection have been properly traversed,
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`accommodated, or rendered moot. Applicants therefore respectfully request that the Examiner
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`reconsider all presently outstanding objections and rejections and that they be withdrawn.
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`Applicants believe that a full and complete reply has been made to the outstanding Office Action
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`and, as such, the present application is in condition for allowance. If the Examiner believes, for
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`any reason, that personal communication will expedite prosecution of this application, the
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`Examiner is hereby invited to telephone the undersigned at the number provided.
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`Applicant: Jacob JORGENSEN
`App!. No. 09/349,975
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`Prompt and favorable consideration of this Amendment is respeclfully requested.
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`Date: --1.!iI--f.-!/ G'Lf-)~O;3=-------_
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`Respectfully submitted,
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`~~ Registration No. 43,466
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`VENABLE
`P.O. Box 34385
`Washington, D.C. 20043-9998
`Telephone: (202) 962-4800
`Telefax: (202) 962-8300
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