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IPR2018-00437
`U.S. Patent No. 9,537,071
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`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`______________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`______________________
`
`VIZIO, INC.,
`Petitioner,
`
`v.
`
`NICHIA CORPORATION
`Patent Owner.
`
`______________________
`
`Case IPR2018-00437
`Patent 9,537,071
`______________________
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`

`

`
`Description
`Exhibit
`Ex. 1001 U.S. Patent No. 9,537,071
`Ex. 1002 U.S. Patent No. 9,537,071 File History
`Ex. 1003 Declaration of Dr. Stanley R. Shanfield
`Ex. 1004 U.S. Patent Publication No. 2008/0012036 (“Loh”)
`Ex. 1005 U.S. Patent Publication No. 2005/0211991 (“Mori”)
`Ex. 1006 U.S. Patent Publication No. 2008/0073662 (“Wang”)
`Ex. 1007 U.S. Patent Publication No. 2005/0280017 (“Oshio”)
`Ex. 1008 U.S. Patent Publication No. 2008/0261339 (“Koung”)
`Ex. 1009
`Japanese Patent Publication No. JP2006-093697 (“Park ’697”) with
`Certified English Translation
`Ex. 1010 U.S. Patent Publication No. 2007/0126020 (“Lin”)
`Ex. 1011
`PCT Patent Publication No. WO2007/055486 (“Park ’486”)
`Ex. 1012
`Nichia Corp. v. VIZIO, Inc., No. 2:16-cv-01453-JRG, D.I.152,
`Plaintiff Nichia Corporation’s P.R. 4-5(a) Opening Claim
`Construction Brief (E.D. Tex. Nov. 22, 2017)
`Nichia Corp. v. VIZIO, Inc., No. 2:16-cv-01453-JRG, D.I.186,
`Defendants’ Responsive Claim Construction Brief (E.D. Tex. Dec.
`13, 2017)
`Nichia Corp. v. VIZIO, Inc., No. 2:16-cv-01453-JRG, D.I.211, Joint
`Claim Construction Chart P.R. 4-5(D) (E.D. Tex. Jan. 8, 2018)
`Ex. 1015 Declaration of Mary Oros in Support of Petition for Inter Partes
`Review of U.S. Patent No. 9,537,071
`Conference Call Transcript in IPR2018-00437 dated November 7,
`2018
`
`Ex. 1016
`
`Ex. 1013
`
`Ex. 1014
`
`
`
`
`
`IPR2018-00437
`U.S. Patent No. 9,537,071
`
`LIST OF EXHIBITS
`
`i
`
`

`

`Dated: November 9, 2018
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`
`
`
`
`Mailing address for all
`correspondence:
`ROPES & GRAY LLP
`IPRM – Floor 43
`Prudential Tower
`800 Boylston Street
`Boston, MA 02199-3600
`
`
`IPR2018-00437
`U.S. Patent No. 9,537,071
`Respectfully submitted,
`
`ROPES & GRAY LLP
`
`
`By: /Gabrielle E. Higgins/
`
`Gabrielle E. Higgins
`Reg. No. 38,916
`ROPES & GRAY LLP
`1900 University Avenue, 6th Floor
`East Palo Alto, CA 94303-2284
`Phone: +1-650-617-4015
`Fax: +1-617-235-9492
`gabrielle.higgins@ropesgray.com
`
`Attorneys for Petitioner, VIZIO, INC.
`
`1
`
`

`

`IPR2018-00437
`U.S. Patent No. 9,537,071
`CERTIFICATE OF SERVICE
`
`The undersigned certifies that a copy of the foregoing PETITIONER’S
`
`UPDATED EXHIBIT LIST and EXHIBIT 1016 was served on November 9, 2018
`
`in its entirety by causing the aforementioned document to be electronically mailed,
`
`pursuant to the parties’ agreement, to the following attorneys of record for the
`
`Patent Owner listed below:
`
`Lead Counsel:
`
`Back-up
`Counsel:
`
`Martin M. Zoltick
`mzoltick@rfem.com
`ROTHWELL, FIGG, ERNST & MANBECK, P.C.
`607 14th Street, N.W., Suite 800
`Washington, DC 20005
`Phone: +1-202-783-6040
`Fax: +1-202-783-6031
`
`Robert P. Parker, rparker@rfem.com
`Derek F. Dahlgren, ddahlgren@rfem.com
`Michael H. Jones, mjones@rfem.com
`Mark T. Rawls, mrawls@rfem.com
`
`ROTHWELL, FIGG, ERNST & MANBECK, P.C.
`607 14th Street, N.W., Suite 800
`Washington, DC 20005
`Phone: +1-202-783-6040
`Fax: +1-202-783-6031
`litigationparalegals@rothwellfigg.com
`
`Counsel for Patent Owner, NICHIA CORPORATION
`
`Dated: November 9, 2018
`
`
`
`
`
`By: /Crena Pacheco/
`Name: Crena Pacheco
`ROPES & GRAY LLP
`
`
`
`
`
`

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