`U.S. Patent No. 9,537,071
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`VIZIO, INC.,
`Petitioner
`
`v.
`
`NICHIA CORPORATION,
`Patent Owner
`____________
`
`Case No. IPR2018-00437
`Patent 9,537,071
`____________
`
`
`PETITIONER’S UPDATED EXHIBIT LIST
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`
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`
`
`
`Case No. IPR2018-00437
`U.S. Patent No. 9,537,071
`UPDATED LIST OF EXHIBITS
`
`Description
`U.S. Patent No. 9,537,071
`U.S. Patent No. 9,537,071 File History
`Declaration of Dr. Stanley R. Shanfield
`U.S. Patent Publication No. 2008/0012036 (“Loh”)
`U.S. Patent Publication No. 2005/0211991 (“Mori”)
`U.S. Patent Publication No. 2008/0073662 (“Wang”)
`U.S. Patent Publication No. 2005/0280017 (“Oshio”)
`U.S. Patent Publication No. 2008/0261339 (“Koung”)
`Japanese Patent Publication No. JP2006-093697 (“Park ’697”)
`with Certified English Translation
`U.S. Patent Publication No. 2007/0126020 (“Lin”)
`PCT Patent Publication No. WO2007/055486 (“Park ’486”)
`Nichia Corp. v. VIZIO, Inc., No. 2:16-cv-01453-JRG, D.I.152,
`Plaintiff Nichia Corporation’s P.R. 4-5(a) Opening Claim
`Construction Brief (E.D. Tex. Nov. 22, 2017)
`Nichia Corp. v. VIZIO, Inc., No. 2:16-cv-01453-JRG, D.I.186,
`Defendants’ Responsive Claim Construction Brief (E.D. Tex.
`Dec. 13, 2017)
`Nichia Corp. v. VIZIO, Inc., No. 2:16-cv-01453-JRG, D.I.211,
`Joint Claim Construction Chart P.R. 4-5(D) (E.D. Tex. Jan. 8,
`2018)
`Declaration of Mary Oros in Support of Petition for Inter Partes
`Review of U.S. Patent No. 9,537,071
`Conference Call Transcript in IPR2018-00437 dated November
`7, 2018
`Declaration of Dr. Stanley R. Shanfield in Support of
`Petitioner’s Reply and Opposition to Patent Owner’s Contingent
`Motion to Amend Claims
`Excerpts from the File History of U.S. Patent Application No.
`15/360,316 (U.S. Patent No. 10,115,870)
`Reserved
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`
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`Exhibit
`Ex. 1001
`Ex. 1002
`Ex. 1003
`Ex. 1004
`Ex. 1005
`Ex. 1006
`Ex. 1007
`Ex. 1008
`Ex. 1009
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`Ex. 1010
`Ex. 1011
`Ex. 1012
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`Ex. 1013
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`Ex. 1014
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`Ex. 1015
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`Ex. 1016
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`Ex. 1017
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`Ex. 1018
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`Ex. 1019
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`Exhibit
`Ex. 1020
`Ex. 1021
`Ex. 1022
`Ex. 1023
`Ex. 1024
`Ex. 1025
`Ex. 1026
`Ex. 1027
`Ex. 1028
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`Ex. 1029
`Ex. 1030
`Ex. 1031
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`Ex. 1032
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`Ex. 1033
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`Ex. 1034
`Ex. 1035
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`Ex. 1036
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`Ex. 1037
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`Ex. 1038
`Ex. 1039
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`Ex. 1040
`Ex. 1041
`
`Case No. IPR2018-00437
`U.S. Patent No. 9,537,071
`
`Description
`U.S. Patent Publication No. 2005/0151149 (“Chia”)
`U.S. Patent Publication No. 2004/0126913 (“Loh ’913”)
`U.S. Patent Publication No. 2005/0269587 (“Loh ’587”)
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Nichia Corp. v. VIZIO, Inc., No. 2:16-cv-246-JRG, (E.D. Tex.),
`Plaintiff Nichia Corporation’s Submissions Pursuant to Local
`Patent Rules 3-1 and 3-2, dated October 20, 2016
`U.S. Patent No. 10,115,870
`U.S. Patent No. 6,770,498 (“Hsu”)
`Japanese Patent Publication No. JP2007-235085 (“Urasaki”) with
`Certified English Translation
`Japanese Patent Publication No. JP2006-156704 (“Kuramoto”)
`with Certified English Translation
`Japanese Patent Publication No. JP2001-036154 (“Suenaga”)
`with Certified English Translation
`U.S. Patent No. 6,433,277 (“Glenn”)
`Japanese Patent Publication No. JPH7-99345 (“Matoba”) with
`Certified English Translation
`IPR2017-01623, Exhibit 2727; Hirofumi Ichikawa’s Laboratory
`Notebook (public version of IPR2017-01623, Exhibit 2350)
`IPR2017-01623, Exhibit 2748; Second Declaration of Daisuke
`Yagi
`IPR2017-01623, Exhibit 2407; Patent Drawings
`IEEE Standard Glossary of Computer Hardware Terminology,
`IEEE Std 610.10-1994, October 12, 1995
`Declaration of Drago N. Gregov
`Transcript of Teleconference in IPR2018-00386 and IPR2018-
`00437, dated January 17, 2019 (Corrected)
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`
`
`Case No. IPR2018-00437
`U.S. Patent No. 9,537,071
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`Exhibit
`Ex. 1042
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`Ex. 1043
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`
`
`Description
`Transcript of Teleconference in IPR2018-00386 and IPR2018-
`00437, dated February 4, 2019
`Petitioner’s Demonstrative Slides for Oral Hearing on March 5,
`2019
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`Dated: March 1, 2019
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`Respectfully submitted,
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`ROPES & GRAY LLP
`
`By: /Gabrielle E. Higgins/
`
`Gabrielle E. Higgins
`Reg. No. 38,916
`ROPES & GRAY LLP
`1900 University Avenue, 6th Floor
`East Palo Alto, CA 94303-2284
`Phone: +1-650-617-4015
`Fax: +1-617-235-9492
`gabrielle.higgins@ropesgray.com
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`
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`Case No. IPR2018-00437
`U.S. Patent No. 9,537,071
`CERTIFICATE OF SERVICE
`
`The undersigned certifies that the foregoing PETITIONER’S UPDATED
`
`EXHIBIT LIST was served by filing this document through the Patent Trial and
`
`Appeal Board End to End (PTAB E2E) as well as providing a courtesy copy via
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`electronic mail to the following attorneys of record for the Patent Owner listed
`
`below:
`
`Martin M. Zoltick
`mzoltick@rfem.com
`Robert P. Parker
`rparker@rfem.com
`Derek F. Dahlgren
`ddahlgren@rfem.com
`Michael H. Jones
`mjones@rfem.com
`Mark T. Rawls
`mrawls@rfem.com
`
`ROTHWELL, FIGG, ERNST & MANBECK, P.C.
`607 14th Street, N.W., Suite 800
`Washington, DC 20005
`Phone: +1-202-783-6040
`Fax: +1-202-783-6031
`litigationparalegals@rothwellfigg.com
`
`
`Dated: March 1, 2019
`
`
`By: /Crena Pacheco/
`Name: Crena Pacheco
`ROPES & GRAY LLP
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