`
` Date filed: January 8, 2019
`
`Filed on behalf of: Nichia Corporation Paper ____
`
`
`
`
`By: Martin M. Zoltick, Lead Counsel
`
`Robert P. Parker, Back-up Counsel
`
`Derek F. Dahlgren, Back-up Counsel
`
`Michael H. Jones, Back-up Counsel
`
`
`Mark T. Rawls, Back-up Counsel
`ROTHWELL, FIGG, ERNST & MANBECK, P.C.
`607 14th Street, N.W., Suite 800
`Washington, DC 20005
`Phone: 202-783-6040
`Facsimile: 202-783-6031
`Emails: mzoltick@rfem.com
`
` rparker@rfem.com
`
` ddahlgren@rfem.com
`
` mjones@rfem.com
`
` mrawls@rfem.com
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
`VIZIO, INC.,
`Petitioner,
`
`v.
`
`NICHIA CORPORATION,
`Patent Owner.
`_______________
`
`Case IPR2018-00437
`Patent 9,537,071
`_______________
`
`PATENT OWNER’S EXHIBIT LIST
`(as of January 8, 2019)
`
`
`
`Case IPR2018-00437
`Patent 9,537,071
`
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`
`
`Pursuant to 37 C.F.R. § 42.63(e), Patent Owner Nichia Corporation
`
`(“Nichia”) hereby furnishes below a current listing of Patent Owner’s exhibits to
`
`the Board and counsel for Petitioner Vizio, Inc. (“Vizio”). Nichia hereby certifies
`
`that copies of the exhibits listed below have been served on counsel for Vizio.
`
`Exhibit No.
`2001
`
`2002
`
`2003
`
`2004
`
`2005
`
`2006
`
`2007
`
`2008
`
`Description
`Declaration of Dr. Stanley R. Shanfield, dated June 16, 2017, in
`IPR2017-01608 (Ex. 1003 in that IPR).
`Declaration of Dr. Stanley R. Shanfield, dated June 16, 2017, in
`IPR2017-01623 (Ex. 1103 in that IPR).
`Dandan Zhu and Colin J. Humphreys, Solid-State Lighting Based
`on Light Emitting Diode Technology, Chapter 5 (2016).
`Sheng Liu and Xiaobing Luo, LED Packaging for Lighting
`Applications: Design, Manufacturing and Testing, Chemical
`Industry Press (2011).
`Vizio Holdings, Inc.’s Amendment No. 3 to Form S-1 Registration
`Statement, filed with the Securities and Exchange Commission on
`October 22, 2015 (retrieved from
`http://secfilings.nasdaq.com/filingFrameset.asp?FilingID=1096439
`2&RcvdDate=10/22/2015&CoName=VIZIO%20HOLDINGS%2
`C%20INC.&FormType=S-
`1/A&View=html%20September%2026,%202016%20Disc\Internet
`%20articles\FetchF%20VIZIO(4).pdf).
`Westlaw Company Investigator Reports for Vizio, Inc., AmTran
`Logistics Company and AmTran Logistics Inc. Company.
`Transcript of Teleconference in IPR2017-01608 and IPR2017-
`01623, dated February 28, 2018 (Ex. 2029 and Ex. 2129
`respectively, in those IPRs).
`Declaration of Dr. E. Fred Schubert In Support of Patent Owner’s
`Response, dated September 18, 2018.
`
`
`
`2
`
`
`
`
`
`Exhibit No.
`2009
`
`2010
`
`2011
`2012
`2013
`2014
`2015
`2016
`2017
`2018
`2019
`
`2020
`
`2021
`2022
`
`2023
`
`2024
`
`2025
`2026
`2027
`2028
`2029
`2030
`
`Case IPR2018-00437
`Patent 9,537,071
`
`Description
`Transcript of Stanley R. Shanfield, Ph.D. Deposition, dated May
`21, 2018, taken in IPR2017-01608, IPR2017-01623, IPR2018-
`00893, IPR2017-02011, IPR2017-02014 (Ex. 2710 in IPR2017-
`01608 and IPR2017-01623).
`E. Chen, “III. Wet and Dry Etching,” Harvard University Center
`for Imaging and Mesoscale Structures (2004) (retrieved from
`https://www.mrsec.harvard.edu/education/ap298r2004/Erli%20che
`n%20Fabrication%20III%20-%20Etching.pdf).
`EXHIBIT NUMBER NOT BEING USED
`EXHIBIT NUMBER NOT BEING USED
`EXHIBIT NUMBER NOT BEING USED
`EXHIBIT NUMBER NOT BEING USED
`EXHIBIT NUMBER NOT BEING USED
`EXHIBIT NUMBER NOT BEING USED
`EXHIBIT NUMBER NOT BEING USED
`EXHIBIT NUMBER NOT BEING USED
`Declaration of Dr. E. Fred Schubert in Support of Patent Owner’s
`Contingent Motion to Amend, dated September 18, 2018.
`Claims Appendix for Patent Owner’s Contingent Motion to
`Amend.
`Japanese Patent Publication No. JP 2008-225408.
`Certified Translation of Japanese Patent Publication No. JP 2008-
`225408.
`U.S. Patent Application Serial No. 12/737,940, filed on March 2,
`2011.
`Exhibit B to Complaint for Patent Infringement, Nichia Corp. v.
`Vizio, Inc., Case No. 2:16-cv-00246, Dkt. 1-2 (E.D. Tex. Mar. 21,
`2016 ) [Copy of Memorandum Opinion and Order, Nichia Corp. v.
`Everlight Elecs. Co., Case No. 2:13-cv-00702-JGR, Dkt. 193 (E.D.
`Tex. Jan. 26, 2016)].
`EXHIBIT NUMBER NOT BEING USED
`EXHIBIT NUMBER NOT BEING USED
`EXHIBIT NUMBER NOT BEING USED
`EXHIBIT NUMBER NOT BEING USED
`EXHIBIT NUMBER NOT BEING USED
`Second Declaration of Dr. E. Fred Schubert In Support of Patent
`Owner’s Contingent Motion to Amend, dated January 8, 2019.
`
`
`
`3
`
`
`
`Case IPR2018-00437
`Patent 9,537,071
`
`
`
`Exhibit No.
`2031
`
`2032
`
`2033
`
`2034
`
`2035
`
`2036
`
`
`
`Description
`Excerpts from Second Declaration of Dr. E. Fred Schubert, dated
`June 8, 2018, in IPR2017-01608 (Ex. 2030 in that IPR).
`Excerpts from Second Declaration of Dr. E. Fred Schubert, dated
`June 8, 2018, in IPR2017-01623 (Ex. 2724 in that IPR).
`Transcript of Stanley R. Shanfield, Ph.D. Deposition, dated
`December 19, 2018.
`Exhibit S8 from December 19, 2018 Deposition of Stanley R.
`Shanfield, Ph.D.
`Exhibit S9 from December 19, 2018 Deposition of Stanley R.
`Shanfield, Ph.D.
`Opinion and Judgment, Nichia Corp. v. Everlight Americas, Inc.,
`Appeal Nos. 16-1585 & 16-1618 (Fed. Cir. Apr. 28, 2017).
`
`By:
`
`Dated: January 8, 2019
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`/ Martin M. Zoltick /
`Martin M. Zoltick, Reg. No. 35,745
`ROTHWELL, FIGG, ERNST &
` MANBECK, P.C.
`607 14th Street, N.W., Suite 800
`Washington, DC 20005
`Phone: 202-783-6040;
`Facsimile: 202-783-6031
`Email: mzoltick@rfem.com
`
`Counsel for Patent Owner
`Nichia Corporation
`
`
`
`
`
`4
`
`
`
`Case IPR2018-00437
`Patent 9,537,071
`
`
`CERTIFICATE OF SERVICE
`
`I hereby certify that on this 8th day of January, 2019, a true and correct copy
`
`of the foregoing PATENT OWNER’S EXHIBIT LIST was served, via electronic
`
`mail, upon the following counsel of record for Petitioner Vizio, Inc.:
`
`
`Gabrielle E. Higgins
`James L. Davis, Jr.
`Christopher M. Bonny
`James F. Mack
`ROPES & GRAY LLP
`1900 University Avenue, 6th Floor
`East Palo Alto, CA 94303-2284
`Phone: 650-617-4000
`Facsimile: 650-566-4090
`Emails: Gabrielle.Higgins@ropesgray.com
`James.L.Davis@ropesgray.com
`Christopher.Bonny@ropesgray.com
`James.Mack@ropesgray.com
`VIZIO2NichiaIPRs@ropesgray.com
`
`
`Scott McKeown
`ROPES & GRAY LLP
`2099 Pennsylvania Avenue, N.W.
`Washington, DC 20006-6807
`Phone: 202-508-4740
`Facsimile: 617-235-9492
`Email: Scott.McKeown@ropesgray.com
`
`
`
`/ Erik van Leeuwen /
`Erik van Leeuwen
`Litigation Operations Coordinator
`Rothwell, Figg, Ernst & Manbeck, P.C.
`
`
`
`
`
`
`
`1
`
`
Accessing this document will incur an additional charge of $.
After purchase, you can access this document again without charge.
Accept $ Charge
Still Working On It
This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.
Give it another minute or two to complete, and then try the refresh button.
A few More Minutes ... Still Working
It can take up to 5 minutes for us to download a document if the court servers are running slowly.
Thank you for your continued patience.
This document could not be displayed.
We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.
Your account does not support viewing this document.
You need a Paid Account to view this document. Click here to change your account type.
Your account does not support viewing this document.
Set your membership
status to view this document.
With a Docket Alarm membership, you'll
get a whole lot more, including:
- Up-to-date information for this case.
- Email alerts whenever there is an update.
- Full text search for other cases.
- Get email alerts whenever a new case matches your search.
One Moment Please
The filing “” is large (MB) and is being downloaded.
Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.
Your document is on its way!
If you do not receive the document in five minutes, contact support at support@docketalarm.com.
Sealed Document
We are unable to display this document, it may be under a court ordered seal.
If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.
Access Government Site
