`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`First Inventor Name: Hirofumi ICHIKAWA
`
`Title:
`
`LIGHT EMITTING DEVICE, RESIN PACKAGE, RESIN(cid:173)
`MOLDED BODY, AND METHODS FOR MANUFACTURING
`LIGHT EMITTING DEVICE, RESIN PACKAGE AND RESIN(cid:173)
`MOLDED BODY
`
`Prior Appl. No.:
`
`13/969,182
`
`Prior Appl. Filing
`Date:
`
`8/16/2013
`
`Examiner:
`
`Unassigned
`
`Art Unit:
`
`Unassigned
`
`CONTINUING PATENT APPLICATION
`TRANSMITTAL LETTER
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-14 5 0
`
`Commissioner:
`
`Transmitted herewith for filing under 37 C.F.R. § 1.53(b) is a:
`
`[ X] Continuation
`
`[ ] Division
`
`[ ] Continuation-In-Part (CIP)
`
`of the above-identified copending prior application in which no patenting, abandonment, or
`
`termination of proceedings has occurred. Priority to the above-identified prior application is
`
`hereby claimed under 35 U.S.C. § 120 for this continuing application. The entire disclosure of
`
`the above-identified prior application is considered as being part of the disclosure of the
`
`accompanying continuing application and is hereby incorporated by reference therein.
`
`Enclosed are:
`
`[ X ] Description, Claim(s ), and Abstract ( 4 7 pages).
`
`4849-2932-7914.1
`
`-1-
`
`VIZIO Ex. 1002 Page 0001
`
`
`
`Atty. Dkt. No. 100415-0199
`
`[ x] Formal drawings (13 sheets, Figures 1-19D).
`
`[ x] Executed Declaration ( 4 pages).
`
`[ x] Power of Attorney (1 page).
`
`[ x] 3.73(c) statement.
`
`[ x]
`
`Information Disclosure Statement.
`
`[ x] Form PTO-SB08.
`
`[ x] Preliminary Amendment ( 4 pages).
`
`[ x] Application Data Sheet (37 CFR 1.76).
`
`The adjustment to the number of sheets for EFS-Web filing follows:
`
`Number of
`Sheets
`64
`
`x
`
`EFS-Web
`Adjustment
`75%
`
`Number of Sheets for EFS-Web
`
`48
`
`The filing fee is calculated below at the large entity rate:
`
`4849-2932-7914.1
`
`-2-
`
`VIZIO Ex. 1002 Page 0002
`
`
`
`$280.00
`
`$600.00
`$720.00
`
`$400.00
`$80.00
`$420.00
`$780.00
`$140.00
`
`0
`5
`0
`
`x
`x
`x
`+
`+
`
`Basic Filing
`Fee
`Search Fee
`Examination
`Fee
`100
`48
`Size Fee
`20
`25
`Total Claims:
`3
`1
`Independents:
`If any Multiple Dependent Claim(s) present:
`Surcharge under 3 7 CFR 1.16( e) for late filing of
`Executed Declaration or late payment of filing fee
`Prioritized Examination fee (Track I) under 3 7 C .F .R. § 1.17 ( c)
`Processing Fee (Track I) under 37 C.F.R. § 1.17 (i)
`TOTAL FILING FEE:
`+
`$40.00
`+
`$140.00
`
`Fee
`Totals
`
`$280.00
`
`$600.00
`$720.00
`
`$0.00
`$400.00
`$0.00
`$0.00
`$0.00
`
`$0.00
`$0.00
`$2000.00
`$0.00
`$0.00
`
`$2000.00
`
`Atty. Dkt. No. 100415-0199
`
`Number
`Filed
`
`Included
`in
`Basic Fee
`
`Extra
`
`Rate
`
`Assignment Recordation Fee:
`Processing Fee under 37 CFR 1.17(i) for Late Filing
`of English Translation of Application:
`TOTAL FEE
`
`The above-identified fees of $2000.00 are being paid by credit card via EFS-Web.
`
`The Commissioner is hereby authorized to charge any additional fees which may be
`
`required regarding this application under 3 7 C.F.R. § § 1.16-1.17, or credit any overpayment, to
`
`Deposit Account No. 19-0741. Should no proper payment be enclosed herewith, as by the credit
`
`card payment instructions in EFS-Web being incorrect or absent, resulting in a rejected or
`
`incorrect credit card transaction, the Commissioner is authorized to charge the unpaid amount to
`
`Deposit Account No. 19-0741.
`
`4849-2932-7914.1
`
`-3-
`
`VIZIO Ex. 1002 Page 0003
`
`
`
`Atty. Dkt. No. 100415-0199
`
`Please direct all correspondence to the undersigned attorney or agent at the address
`
`indicated below.
`
`Respectfully submitted,
`
`Date October 30, 2015
`
`By /Stephen B. Maebius/
`
`FOLEY & LARDNER LLP
`Customer Number: 22428
`Telephone:
`(202) 672-5569
`Facsimile:
`(202) 672-5399
`
`Stephen B. Maebius
`Attorney for Applicant
`Registration No. 35,264
`
`4849-2932-7914.1
`
`-4-
`
`VIZIO Ex. 1002 Page 0004
`
`
`
`PTO/AIN14 (07-14)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`100415-0199
`
`Application Number
`
`I LIGHT EMITTING DEVICE. RESIN PACKAGE, RESIN-MOLDED BODY, AND METHODS FOR
`.
`.
`Title of Invention MANUFACTURING LIGHT EMITTING DEVICE, RESIN PACKAGE AND RESIN-MOLDED BODY
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2
`D Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`
`1
`Inventor
`Legal Name
`
`I Remove I
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`ICHIKAWA
`Hirofumi
`Residence Information (Select One) 0 US Residency
`(!) Non US Residency 0 Active US Military Service
`Komatsushima-shi
`City
`!country of Residence i
`I JP
`
`Mailing Address of Inventor:
`
`Address 1
`
`c/o NICHIA CORPORATION
`
`City
`
`Address 2
`
`491-100, Oka, Kaminaka-cha
`I Anan-shi, Tokushima
`I 774-8601
`Postal Code
`
`2
`Inventor
`Legal Name
`
`I State/Province
`I JP
`I Country i
`
`I
`
`I Remove I
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`HAYASHI
`Masaki
`Residence Information (Select One) 0 US Residency
`(!) Non US Residency 0 Active US Military Service
`Anan-shi
`City
`!country of Residence i
`I JP
`
`Mailing Address of Inventor:
`
`Address 1
`
`c/o NICHIA CORPORATION
`
`Address 2
`City
`
`491-100, Oka, Kaminaka-cha
`I Anan-shi, Tokushima
`I 774-8601
`Postal Code
`
`3
`Inventor
`Legal Name
`
`EFS Web 2.2.12
`
`I State/Province
`I JP
`I Country i
`
`I
`
`I Remove I
`
`VIZIO Ex. 1002 Page 0005
`
`
`
`PTO/AIN14 (07-14)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`100415-0199
`
`Application Number
`
`Title of Invention
`
`I
`
`LIGHT EMITTING DEVICE, RESIN PACKAGE, RESIN-MOLDED BODY, AND METHODS FOR
`MANUFACTURING LIGHT EMITTING DEVICE, RESIN PACKAGE AND RESIN-MOLDED BODY
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`SASAO KA
`Shimpei
`Residence Information (Select One) 0 US Residency
`(!) Non US Residency 0 Active US Military Service
`I JP
`Tokushima-shi
`City
`!country of Residence i
`
`Mailing Address of Inventor:
`
`Address 1
`
`c/o NICHIA CORPORATION
`
`Address 2
`
`491-100, Oka, Kaminaka-cha
`I Anan-shi, Tokushima
`Postal Code
`1 774-8601
`
`City
`
`Inventor 4
`Legal Name
`
`I State/Province
`I JP
`I Country i
`
`I
`
`I Remove I
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`MIKI
`Tomohide
`(!) Non US Residency 0 Active US Military Service
`Residence Information (Select One) 0 US Residency
`I JP
`Tokushima-shi
`City
`!country of Residence i
`
`Mailing Address of Inventor:
`
`Address 1
`
`c/o NICHIA CORPORATION
`
`City
`
`Address 2
`
`491-100, Oka, Kaminaka-cha
`I State/Province
`I Anan-shi, Tokushima
`I 774-8601
`I JP
`I Country i
`Postal Code
`All Inventors Must Be Listed - Additional Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`I
`
`I
`
`Add
`
`I
`
`Correspondence Information:
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`D An Address is being provided for the correspondence Information of this application.
`22428
`Customer Number
`
`Email Address
`
`IPDocketing@foley.com
`
`I I Add Email I
`
`!Remove Emaill
`
`EFS Web 2.2.12
`
`VIZIO Ex. 1002 Page 0006
`
`
`
`PTO/AIN14 (07-14)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`100415-0199
`
`Application Number
`
`Title of Invention
`
`I
`
`LIGHT EMITTING DEVICE, RESIN PACKAGE, RESIN-MOLDED BODY, AND METHODS FOR
`MANUFACTURING LIGHT EMITTING DEVICE, RESIN PACKAGE AND RESIN-MOLDED BODY
`
`Application Information:
`LIGHT EMITTING DEVICE, RESIN PACKAGE, RESIN-MOLDED BODY, AND METHODS FOR
`MANUFACTURING LIGHT EMITTING DEVICE, RESIN PACKAGE AND RESIN-MOLDED BODY
`I Small Entity Status Claimed D
`Attorney Docket Number 100415-0199
`
`Title of the Invention
`
`Application Type
`
`Nonprovisional
`
`Subject Matter
`
`Utility
`
`Total Number of Drawing Sheets (if any)
`Filing By Reference:
`Only complete this section when filing an application by reference under 35 U.S.C. 111 (c) and 37 CFR 1.57(a). Do not complete this section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below (i.e., "Domestic Benefit/National Stage Information" and "Foreign Priority Information").
`
`I Suggested Figure for Publication (if any) I
`
`I 13
`
`For the purposes of a filing date under 37 CFR 1.53(b), the description and any drawings of the present application are replaced by this
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a).
`
`Application number of the previously
`filed application
`
`Filing date (YYYY-MM-DD)
`
`Intellectual Property Authority or Country i-
`
`Publication Information:
`D Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`Request Not to Publish. I hereby request that the attached application not be published under
`D 35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below. If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
`Please Select One:
`
`Customer Number
`
`® Customer Number
`22428
`
`I 0 US Patent Practitioner 10 Limited Recognition (37 CFR 11.9)
`
`EFS Web 2.2.12
`
`VIZIO Ex. 1002 Page 0007
`
`
`
`PTO/AIN14 (07-14)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`100415-0199
`
`Application Number
`
`Title of Invention
`
`I
`
`LIGHT EMITTING DEVICE, RESIN PACKAGE, RESIN-MOLDED BODY, AND METHODS FOR
`MANUFACTURING LIGHT EMITTING DEVICE, RESIN PACKAGE AND RESIN-MOLDED BODY
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, 365(c), or 386(c) or indicate National
`Stage entry from a PCT application. Providing this information in the application data sheet constitutes the specific reference
`required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`When referring to the current application, please leave the application number blank.
`
`Prior Application Status
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Continuation of
`
`13/969182
`
`Prior Application Status
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`13/969182
`
`Continuation of
`
`12/737940
`
`Prior Application Status
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`I Remove I
`Filing Date (YYYY-MM-DD)
`
`2013-08-16
`I Remove I
`Filing Date (YYYY-MM-DD)
`
`2011-05-13
`I Remove I
`Filing Date (YYYY-MM-DD)
`
`12/737940
`
`a 371 of international
`
`PCT/JP2009/004170
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Add button.
`
`2009-08-27
`I Add I
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55. When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (POX) ~he information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(i)(1) and (2). Under the POX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority application is filed, within the lime period specified in 37 CFR 1.55(g)(1 ).
`I Remove I
`Access Codei (if applicable)
`
`Application Number
`
`Country i
`
`Filing Date (YYYY-MM-DD)
`
`2008-225408
`
`JP
`Additional Foreign Priority Data may be generated within this form by selecting the
`Add button.
`
`2008-09-03
`
`I Add I
`
`EFS Web 2.2.12
`
`VIZIO Ex. 1002 Page 0008
`
`
`
`PTO/AIN14 (07-14)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`100415-0199
`
`Application Number
`
`Title of Invention
`
`I
`
`LIGHT EMITTING DEVICE, RESIN PACKAGE, RESIN-MOLDED BODY, AND METHODS FOR
`MANUFACTURING LIGHT EMITTING DEVICE, RESIN PACKAGE AND RESIN-MOLDED BODY
`
`Statement under 37 CFR 1.55or1.78 for AIA (First Inventor to File) Transition
`Applications
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`D 16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`16, 2013, will be examined under the first inventor to file provisions of the AIA.
`
`Authorization to Permit Access:
`
`~ Authorization to Permit Access to the Instant Application by the Participating Offices
`
`If checked, the undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO),
`the Japan Patent Office (JPO), the Korean Intellectual Property Office (KIPO), the World Intellectual Property Office (WIPO),
`and any other intellectual property offices in which a foreign application claiming priority to the instant patent application
`is filed access to the instant patent application. See 37 CFR 1.14(c) and (h). This box should not be checked if the applicant
`does not wish the EPO, JPO, KIPO, WIPO, or other intellectual property office in which a foreign application claiming priority
`to the instant patent application is filed to have access to the instant patent application.
`
`In accordance with 37 CFR 1.14(h)(3), access will be provided to a copy of the instant patent application with respect
`to: 1) the instant patent application-as-filed; 2) any foreign application to which the instant patent application
`claims priority under 35 U.S.C. 119(a)-(d) if a copy of the foreign application that satisfies the certified copy requirement of
`37 CFR 1.55 has been filed in the instant patent application; and 3) any U.S. application-as-filed from which benefit is
`sought in the instant patent application.
`
`In accordance with 37 CFR 1.14(c), access may be provided to information concerning the date of filing this Authorization.
`
`Applicant Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`EFS Web 2.2.12
`
`VIZIO Ex. 1002 Page 0009
`
`
`
`PTO/AIN14 (07-14)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`100415-0199
`
`Application Number
`
`Title of Invention
`
`LIGHT EMITTING DEVICE, RESIN PACKAGE, RESIN-MOLDED BODY, AND METHODS FOR
`I MANUFACTURING LIGHT EMITTING DEVICE, RESIN PACKAGE AND RESIN-MOLDED BODY
`
`Applicant 1
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`I Remove I
`
`lo Legal Representative under 35 U.S.C. 117
`® Assignee
`0 Person to whom the inventor is obligated to assign.
`10
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`Person who shows sufficient proprietary interest
`
`I Clear I
`lo Joint Inventor
`
`Name of the Deceased or Legally Incapacitated Inventor : I
`
`If the Applicant is an Organization check here.
`
`~
`
`Organization Name
`
`I NICHIA CORPORATION
`
`Mailing Address Information For Applicant:
`
`I
`
`Address 1
`
`Address 2
`
`City
`
`Country i I JP
`
`Phone Number
`
`Email Address
`
`491-100, Oka, Kaminaka-cha
`
`Anan-shi, Tokushima
`
`State/Province
`
`Postal Code
`
`774-8601
`
`Fax Number
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`I Add I
`
`Assignee Information including Non-Applicant Assignee Information:
`
`Providing assignment information in this section does not subsitute for compliance with any requirement of part 3 of Tille 37 of CFR to
`have an assignment recorded by the Office.
`
`Assignee 1
`
`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
`application publication . An assignee-applicant identified in the "Applicant Information" section will appear on the patent application
`publication as an applicant. For an assignee-applicant, complete this section only if identification as an assignee is also desired on the
`patent application publication.
`
`If the Assignee or Non-Applicant Assignee is an Organization check here.
`
`EFS Web 2.2.12
`
`I Remove I
`~
`
`VIZIO Ex. 1002 Page 0010
`
`
`
`PTO/AIN14 (07-14)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`100415-0199
`
`Application Number
`
`Title of Invention
`
`I
`
`LIGHT EMITTING DEVICE, RESIN PACKAGE, RESIN-MOLDED BODY, AND METHODS FOR
`MANUFACTURING LIGHT EMITTING DEVICE, RESIN PACKAGE AND RESIN-MOLDED BODY
`
`Organization Name
`
`I NICHIA CORPORATION
`
`Mailing Address Information For Assignee including Non-Applicant Assignee:
`
`491-100, Oka, Kaminaka-cha
`
`I Anan-shi, Tokushima
`
`Address 1
`
`Address 2
`
`City
`
`Country i
`
`I JP
`Phone Number
`
`Email Address
`
`State/Province
`
`Postal Code
`
`Fax Number
`
`774-8601
`
`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
`selecting the Add button.
`
`I Add
`
`I
`
`Signature:
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and
`certifications.
`
`Remove
`
`Signature
`
`First Name
`
`Stephen B.
`
`/Stephen B. Maebius/
`I Last Name I Maebius
`Additional Signature may be generated within this form by selecting the Add button.
`
`Date (YYYY-MM-DD) 2015-10-30
`
`35264
`Registration Number
`I Add I
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EFS Web 2.2.12
`
`VIZIO Ex. 1002 Page 0011
`
`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P .L. 93-579) requires that you be given certain information in connection with your submission of the attached form related to
`a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that: (1) the general authority for the collection
`of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information is
`used by the U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or patent. If you do not
`furnish the requested information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act (5 U.S.C. 552)
`and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Department of Justice to determine
`whether the Freedom of Information Act requires disclosure of these records.
`
`2.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a court, magistrate, or
`administrative tribunal, including disclosures to opposing counsel in the course of settlement negotiations.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a request involving an
`individual, to whom the record pertains, when the individual has requested assistance from the Member with respect to the subject matter of
`the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for the information in
`order to perform a contract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records may be disclosed,
`as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security
`review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or his/her designee,
`during an inspection of records conducted by GSA as part of that agency's responsibility to recommend improvements in records
`management practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the
`GSA regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or Commerce) directive. Such
`disclosure shall not be used to make determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of the application pursuani
`to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to public inspections or an issued
`patent.
`
`9.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law enforcement agency, if the
`USPTO becomes aware of a violation or potential violation of law or regulation.
`
`EFS Web 2.2.12
`
`VIZIO Ex. 1002 Page 0012
`
`
`
`Atty. Dkt. No. 100415-0199
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`First Inventor Name:
`
`Hirofumi ICHIKAWA
`
`Title:
`
`LIGHT EMITTING DEVICE, RESIN PACKAGE, RESIN(cid:173)
`MOLDED BODY, AND METHODS FOR
`MANUFACTURING LIGHT EMITTING DEVICE, RESIN
`PACKAGE AND RESIN-MOLDED BODY
`
`Appl. No.:
`
`Unassigned
`
`Filing Date:
`
`10/30/2015
`
`Examiner:
`
`Art Unit:
`
`Unassigned
`
`Unassigned
`
`Confirmation Number: Unassigned
`
`PRELIMINARY AMENDMENT UNDER 3 7 CFR 1.115
`
`Mail Stop AMENDMENT
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-14 5 0
`
`Commissioner:
`
`Prior to examination of the present Continuing Application, Applicant respectfully
`
`requests that the application be amended as follows:
`
`Amendments to the Specification begin on page 2 of this document.
`
`Remarks/ Arguments begin on page 3 of this document.
`
`Please amend the application as follows:
`
`4830-6640-1578.1
`
`-1-
`
`VIZIO Ex. 1002 Page 0013
`
`
`
`Amendments to the Specification:
`
`Please amend paragraph [0001] of specification as follows:
`
`Atty. Dkt. No. 100415-0199
`
`,:\~1g.\g~.t.Lt\ .. ?\!.U"""\YJ.\j,~;.h.h~ . .t\!.EL.~~--f,~.continuation of U.S. Patent Application No. 12/73 7, 940,
`
`filed on May 13, 2011, which issued as U.S. Patent No. 8,530,250 on September 10, 2013.
`
`4830-6640-1578.1
`
`-2-
`
`VIZIO Ex. 1002 Page 0014
`
`
`
`Atty. Dkt. No. 100415-0199
`
`REMARKS
`
`Applicant respectfully requests that the foregoing amendments be made prior to
`
`examination of the present application.
`
`Applicant believes that the application is in condition for allowance. Favorable
`
`consideration is respectfully requested.
`
`The Examiner is invited to contact the undersigned by telephone if it is felt that a
`
`telephone interview would advance prosecution.
`
`Respectfully submitted,
`
`Date October 30, 2015
`
`By /Stephen B. Maebius/
`
`FOLEY & LARDNER LLP
`Customer Number: 22428
`Telephone:
`(202) 672-5569
`Facsimile:
`(202) 672-5399
`
`Stephen B. Maebius
`Attorney for Applicant
`Registration No. 35,264
`
`4830-6640-1578.1
`
`-3-
`
`VIZIO Ex. 1002 Page 0015
`
`
`
`Attv. Dkt. No. 100415-0134
`
`LIGHT EMITTING DEVICE, RESIN PACKAGE, RESIN-MOLDED BODY, AND
`
`METHODS FOR MANUFACTURING LIGHT EMITTING DEVICE, RESIN PACKAGE
`
`AND RESIN-MOLDED BODY
`
`CROSS-REFERENCE TO RELATED APPLICATIONS
`
`[0001]
`
`This application is a continuation of U.S. Patent Application No. 12/737,940, filed on
`
`May 13, 2011, which issued as U.S. Patent No. 8,530,250 on September 10, 2013.
`
`TECHNICAL FIELD
`
`[0002)
`
`The present invention relates to a light emitting device used for light equipment, a
`
`display, a backlight of a mobile telephone, a movie lighting auxiliary light source, and other
`
`general consumer light sources, and to a method for manufacturing a light emitting device.
`
`BACKGROUND ART
`
`[0003]
`
`A light emitting device using light emitting elements is small, provides good power
`
`efficiency, and emits light of bright color. Further, the light emitting elements are
`
`semiconductor elements, and therefore there is no concern for blowout. The light emitting
`
`elements have characteristics of good initial driving performance and are robust against
`
`vibration and repetition of on and off oflighting. The light emitting elements have these good
`
`characteristics, and therefore light emitting devices using light emitting elements such as light
`
`emitting diodes (LEDs) and laser diodes (LDs) are utilized as various light sources.
`
`(0004)
`
`4828-9823-7719.1
`
`VIZIO Ex. 1002 Page 0016
`
`
`
`Atty. Dkt. No. 100415-0134
`
`FIG. 14 is a perspective view illustrating a method for manufacturing a conventional
`
`light emitting device. FIG. 15 is a perspective view illustrating an intermediate ofthe
`
`conventional light emitting device. FIG. 16 is a perspective view illustrating the conventional
`
`light emitting device.
`
`[0005]
`
`Conventionally, as a method for manufacturing a light emitting device, a method is
`
`disclosed for insert-molding a lead frame with a non-translucent, light reflecting white resin,
`
`and molding a resin-molded body which has concave cups at predetermined intervals through
`
`the lead frame (e.g., refer to Patent Document l ). A I though quality of a material of a white
`
`resin is not clearly described, as is insertion-molding performed and as is clear from the
`
`figures, a general thermoplastic resin is used. As a general thermoplastic resin, for example, a
`
`thermoplastic resin such as liquid crystal polymer, PPS (polyphenylene sulfide), and nylon is
`
`often used as a light blocking resin-molded body (e.g., refer to Patent Document 2).
`
`[0006]
`
`However, the thermoplastic resin has little adhesion with a lead frame, and the resin
`
`part and lead frame are likely to be detached. Further, the thermosetting resin has lower resin
`
`fluidity of the resin and therefore is not adequate to mold a resin-molded body of a
`
`complicated shape, and has little light resistance. In recent years in particular, the output of a
`
`light emitting element is remarkably improved and, as the output of a light emitting clement
`
`is increased, light deterioration of a package made of a thermoplastic resin becomes more
`
`distinct.
`
`[0007]
`
`4828-9823-7719.1
`
`2
`
`VIZIO Ex. 1002 Page 0017
`
`
`
`Atty. Dkt. No. 100415-0134
`
`In order to solve the above problems, a light emitting device using a thermosetting
`
`resin for a material of a resin-molded body is disclosed (e.g., refer to Patent Document 3).
`
`FIG. 17 is a perspective view and sectional view illustrating a conventional light emitting
`
`device. FIG. 18 is a schematic sectional view illustrating a method for manufacturing the
`
`conventional light emitting device. It is disclosed that, with this light emitting device, metal
`
`wires are formed from a metal foil by a common method such as punching or etching and arc
`
`further arranged in a mold of a predetermined shape, and a thermosetting resin is filled in a
`
`mold resin inlet to transfer-mold.
`
`[0008]
`
`I Iowever, this manufacturing method has difficulty in manufacturing multiple light
`
`emitting devices in a short time. Further, there is a problem that a great amount of a resin of a
`
`runner part is discarded per one light emitting device.
`
`[0009]
`
`As a different light emitting device and manufacturing method therefor, an optical
`
`semiconductor element mounting package substrate whic