`FOR THE EASTERN DISTRICT OF TEXAS
`MARSHALL DIVISION
`
`NICHIA CORPORATION,
`
`Plaintiff,
`
`v.
`
`VIZIO, INC.
`
`Defendant.
`
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`
`C.A. No. 2:16-cv-01453-JRG
`
`LEAD CASE
`
`PLAINTIFF NICHIA CORPORATION’S SUBMISSIONS
`PURSUANT TO LOCAL PATENT RULES 3-1 AND 3-2
`
`Pursuant to the Local Patent Rules of the Eastern District of Texas, Plaintiff Nichia
`
`Corporation (“Nichia”) serves on VIZIO, Inc. (“VIZIO”) the materials required by Rules 3-1 and
`
`3-2 as follows.
`
`RULE 3-1- INFRINGEMENT CONTENTIONS
`
`In accordance with Rule 3-l (a) and (b), the accused products in this case include all
`
`products that are or have been made, used, sold, or offered for sale in the United States, or
`
`imported into the United States, that contain or include LED devices that are covered by one or
`
`more claims of U.S. Patent No. 9,490,411 (the “’411 Patent”) and/or U.S. Patent No. 9,537,071
`
`(the “’071 Patent”), including:
`
`(i)
`
`The following products, which include or contain the representative LEDs
`
`reflected in the claim charts attached hereto in Exhibits 1 and 2;
`
`VIZIO TV Models
`
`D28h-C1
`
`D39hn-E0
`
`1
`
`VIZIO Ex. 1028 Page 00001
`
`
`
`
`
`(ii) Any product that includes or contains, for purposes of the asserted claims, LEDs
`
`with the same features as the LEDs identified in paragraph (i), including but not
`
`limited to the following;
`
`VIZIO TV Models
`
`D28hn-D1
`
`
`
`(iii) And any product that includes or contains an LED that is within the same product
`
`series, and/or has the same package design, as any of the Accused Products
`
`identified in paragraphs (i) and (ii).
`
`As required by Rules 3-l (a) - (d), claim charts showing “[e]ach claim of each patent in
`
`suit that is allegedly infringed by each opposing party” and “identifying specifically where each
`
`element of each asserted claim is found within each” accused product and process, and whether
`
`the elements are “literally present or present under the doctrine of equivalents” are attached as
`
`Exhibits 1 and 2. As demonstrated in the claim charts, based on information currently available
`
`to Nichia, the LEDs in the accused products literally infringe the asserted claims.
`
`As noted above, the claim charts are directed to exemplary products believed to be
`
`representative of the infringing LEDs. All of Defendant’s products that include or contain LEDs
`
`that are similar in structure and design to the LEDs in the exemplary products are accused
`
`products. Juxtacomm Techs., Inc. v. Ascential Software Corp., 548 F. Supp. 2d 379, 381 (E.D.
`
`Tex. 2008) (recognizing expedient of using “one chart to accuse both products”); see also
`
`ConnecTel, LLC v. Cisco Sys., Inc., 391 F. Supp. 2d 526, 528-29 (E.D. Tex. 2005) (“[T]he Court
`
`ORDERS ConnecTel to designate exemplar accused infringing products and compare those
`
`products to each asserted patent on a claim by claim, element by element basis.”).
`
`
`
`2
`
`VIZIO Ex. 1028 Page 00002
`
`
`
`Nichia’s infringement contentions are based on the information available to Nichia at this
`
`time, including data and inferences reasonably drawn from material regarding Defendant’s
`
`products that are available to Nichia from public sources. Nichia reserves the right to amend and
`
`revise these contentions, including the right to supplement the list of accused products, as
`
`additional information becomes available to Nichia through discovery or otherwise. See, e.g.,
`
`Nidec Corp. v. LG Innotek Co., Ltd., 07-cv-108, 2009 WL 3673253 (E.D. Tex. Sept. 2, 2009)
`
`(allowing for amendments for additional products identified through discovery).
`
`In accordance with Rule 3-1(e), the claims of the patents-in-suit are entitled to the
`
`priority dates of an earlier patent application, as follows:
`
`PATENT
`’411
`’071
`
`CLAIMS
`All asserted claims
`All asserted claims
`
`PRIORITY DATE
`September 3, 2008
`September 3, 2008
`
`Nichia reserves the right to assert a priority date based on conception and reduction to practice of
`
`the claimed inventions before the dates set forth above.
`
`Finally, Nichia reserves the right to rely, for any purpose, on the assertion that its own
`
`products, devices, processes, or acts practice the claimed inventions. In accordance with Rule 3-
`
`1(f), Nichia products, by model number, that practice one or more of the asserted claims of the
`
`’411 Patent and/or the ’071 Patent, are listed on Exhibit 3 attached hereto.
`
`RULE 3-2: DOCUMENTS ACCOMPANYING INFRINGEMENT CONTENTIONS
`
`Nichia’s disclosures as required by Local Patent Rule 3-2 are being served
`
`contemporaneously via FTP. Pending entry of a protective order in this lawsuit, Nichia
`
`designates each of the documents in this production “Confidential: Outside Attorneys’ Eyes
`
`Only.”
`
`Documents produced in accordance with Rule 3.2(a) are throughout the range
`
`NicCONSOL0003257-NicCONSOL0013245.
`
`
`
`3
`
`VIZIO Ex. 1028 Page 00003
`
`
`
`Documents produced in accordance with Rule 3.2(b) are included in the range
`
`NicCONSOL0000914 - NicCONSOL0034514.
`
`Pursuant to Rule 3.2(c), the file histories of the ’411 and ’071 Patents are at NicCONSOL
`
`0083681-NicCONSOL0084263.
`
`Nichia reserves the right to use any document for any permitted purpose.
`
`
`
`
`DATED: May 12, 2017
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`/s/Robert P. Parker
`
`
`ROTHWELL, FIGG, ERNST & MANBECK, P.C.
`
`Robert P. Parker
`Martin M. Zoltick
`Steven P. Weihrouch
`Jenny Colgate
`Michael H. Jones
`Daniel McCallum
`Mark Rawls
`607 14th Street, N.W. – Suite 800
`Washington, D.C. 20005
`Tel: (202) 783-6040
`Fax: (202) 783-6031
`Email: NichiaLIT@rfem.com
`
`
`IRELAND CARROLL & KELLEY
`Otis Carroll -- State Bar No. 03895700
`Collin Michael Maloney -- State Bar No. 00794219
`6101 S Broadway, Suite 500
`Tyler, TX 75703
`Tel: (903) 561-1600
`Fax: (903) 581-1071
`Email: otiscarroll@icklaw.com
`Email: cmaloney@icklaw.com
`
`
`
`
`Attorneys for Plaintiff
`
`4
`
`VIZIO Ex. 1028 Page 00004
`
`
`
`CERTIFICATE OF SERVICE
`
`
`I hereby certify that on this 12th day of May, 2017, a true and correct copy of the
`
`foregoing PLAINTIFF NICHIA CORPORATION’S SUBMISSIONS PURSUANT TO
`LOCAL PATENT RULES 3-1 AND 3-2 were served by electronic mail and file transfer portal,
`upon the following counsel of record.
`
`
`
`
`Charles Everingham, IV
`Akin Gump Strauss Hauer & Feld LLP
`911 West Loop 281, Suite 412
`Longview, TX 75604
`Email: ceveringham@akingump.com
`
`Kevin G. McBride
`Akin Gump Strauss Hauer & Feld LLP
`633 West Fifth Street, Suite 5900
`Los Angeles, CA 90071
`Email: kmcbride@akingump.com
`
`Ashraf Ahmed Fawzy
`Cono A. Carrano
`David C. Vondle
`Akin Gump Strauss Hauer & Feld LLP
`1333 New Hampshire Ave NW, Suite 400
`Washington, DC 20036
`Email: afawzy@akingump.com
`Email: ccarrano@akingump.com
`Email: dvondle@akingump.com
`
`Brock Forrest Wilson
`Akin Gump Strauss Hauer & Feld LLC
`4 Park Plaza, Suite 1900
`Irvine, CA 92614
`Email: bfwilson@akingump.com
`
`Counsel for VIZIO, Inc.
`
`John Michael Hardy
`Hardy & Atherton
`909 ESE Loop 323, Suite 750
`Tyler, TX 75701
`Email: jmh@hardylaw.com
`
`
`
`
`
`
`5
`
`VIZIO Ex. 1028 Page 00005
`
`
`
`Scott D. Stimpson
`Tod Melgar
`Trent S Dickey
`Sills Cummis & Gross P.C.
`101 Park Avenue, 28th Floor
`New York, NY 10178
`Email: sstimpson@sillscummis.com
`Email: tmelgar@sillscummis.com
`Email: tdickey@sillscummis.com
`
`Counsel for Lowe’s Home Centers, LLC and
`L G Sourcing, Inc.
`
`Elizabeth A Batts
`Kalpesh K Shah
`Benesch Friedlander Coplan & Aronoff
`200 Public Square, Suite 2300
`Cleveland, OH 44114
`Email: ebatts@beneschlaw.com
`Email: kshah@beneschlaw.com
`
`Eric Hugh Findlay
`Roger Brian Craft
`Findlay Craft PC
`102 N College Avenue, Suite 900
`Tyler, TX 75702
`Email: efindlay@findlaycraft.com
`Email: bcraft@findlaycraft.com
`
`Counsel for Feit Electric Company, Inc.
`
`J. Mark Mann
`G. Blake Thompson
`Mann | Tindel | Thompson
`300 West Main Street
`Henderson, Texas 75652
`mark@themannfirm.com
`blake@themannfirm.com
`
`6
`
`VIZIO Ex. 1028 Page 00006
`
`
`
`Raymond N. Nimrod
`Richard Erwine
`John T. McKee
`Quinn Emanuel Urquhart & Sullivan LLP
`51 Madison Ave., 22nd Floor
`New York, New York 10010
`raynimrod@quinnemanuel.com
`richarderwine@quinnemanuel.com
`johnmckee@quinnemanuel.com
`
`Attorneys for TCL Multimedia Technology Holdings
`Limited and TTE Technology, Inc.
`
`/s/ Nasri V. B. Hage
`Nasri V. B. Hage
`
`7
`
`VIZIO Ex. 1028 Page 00007
`
`
`
`
`EXHIBIT 1
`
`
`
`EXHIBIT 1
`
`VIZIO Ex. 1028 Page 00008
`
`VIZIO Ex. 1028 Page 00008
`
`
`
`
`
`Exhibit 1-A
`
`Infringement of U.S. Patent No. 9,490,411 by VIZIO Model D28h-C1 LED
`TV and VIZIO Models Containing Similar LED Devices
`This portion of Plaintiff’s infringement contentions uses the VIZIO Model D28h-C1 LED TV as an exemplar. These contentions
`apply to all VIZIO products containing the same or similar LED devices as those found in Model D28h-C1.1
`
`
`
`
`
`
`
`
`1 By way of example, these contentions also apply to at least the LED devices found in VIZIO Model D28hn-D1.
`
`VIZIO Ex. 1028 Page 00009
`
`
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Exhibit 1-A
`VIZIO Model D28h-C1
`
`Claim 1
`
`1.0
`
`
`
`
`
`
`
`A light emitting device comprising:
`
`
`
`
`
`
`
`
`
`The Accused Products include light emitting devices (the “Infringing LEDs”), as
`illustrated below.
`
`
`
`
`
`
`
`
`
`
`
`2
`
`VIZIO Ex. 1028 Page 00010
`
`
`
`1.1
`
`a resin package comprising a resin
`part and a metal part including at
`least two metal plates, said resin
`package having four outer lateral
`surfaces and having a concave
`portion having a bottom surface; and
`
`
`Exhibit 1-A
`VIZIO Model D28h-C1
`
`A resin package
`
`A resin part
`
`
`
`A metal part including at least two metal plates
`
`
`
`The Infringing LEDs include a resin package. This resin package includes a resin part
`and a metal part including at least two metal plates, as shown above.
`
`
`
`
`
`
`
`3
`
`VIZIO Ex. 1028 Page 00011
`
`
`
`Exhibit 1-A
`VIZIO Model D28h-C1
`
`Four outer lateral
`surfaces
`
`
`
`
`
`
`
`
`
`
`This resin package of the Infringing LEDs has four outer lateral surfaces and a concave
`portion, as shown above.
`
`4
`
`VIZIO Ex. 1028 Page 00012
`
`
`
`Exhibit 1-A
`VIZIO Model D28h-C1
`
`A concave portion
`
`A bottom surface
`
`
`
`
`As shown above, the concave portion has a bottom surface.
`See also:
`
`
`A concave portion
`
`A bottom surface
`
`
`
`
`
`5
`
`VIZIO Ex. 1028 Page 00013
`
`
`
`1.2
`
`a light emitting element mounted on
`the bottom surface of the concave
`portion and electrically connected to
`the metal part,
`
`Exhibit 1-A
`VIZIO Model D28h-C1
`
`A light emitting element
`
`Electrically connected
`
` Metal part
`
`Concave portion
`
`
`
`
`
`The Infringing LEDs include a light emitting element mounted on the bottom surface
`of the concave portion and electrically connected to the metal part, as shown above.
`
`
`
`6
`
`VIZIO Ex. 1028 Page 00014
`
`
`
`1.3 wherein at least a portion of an outer
`lateral surface of the resin part and at
`least a portion of an outer lateral
`surface of the metal part are coplanar
`at an outer lateral surface of the resin
`package,
`
`Exhibit 1-A
`VIZIO Model D28h-C1
`
`Resin package
`
`A portion of an outer lateral surface of
`the resin part
`A portion of an outer lateral surface of
`the metal part
`
`At an outer lateral surface of the resin package of the Infringing LEDs, a portion of an
`outer lateral surface of the resin part and a portion of an outer lateral surface of the
`metal part are coplanar, as shown above.
`See also:
`
`7
`
`VIZIO Ex. 1028 Page 00015
`
`
`
`1.4 wherein both a part of the metal part
`and a part of the resin part are
`disposed in a region below an upper
`surface of the metal part, on four
`outer lateral surfaces of the resin
`package, and
`
`As shown below, both a part of the metal part and a part of the resin part are disposed
`in a region below an upper surface of the metal part, on four outer lateral surfaces of
`the resin package.
`
`An upper
`surface of the
`metal part
`
`Exhibit 1-A
`VIZIO Model D28h-C1
`
`A part of the metal
`part disposed in a
`
`region below the
`A part of the resin part disposed in a region
`
`upper surface of the
`below the upper surface of the metal part
`metal part
`
`See also:
`
`
`
`
`I
`
`•
`
`
`
`
`
`[outer lateral surfaces of the resin package]
`
`
`
`See also:
`
`
`
`
`8
`
`
`
`VIZIO Ex. 1028 Page 00016
`
`
`
`1.5 wherein a notch is formed in the
`metal part at each of the four outer
`lateral surface of the resin package.
`
`
`
`A metal part
`
`A notch
`
`Exhibit 1-A
`VIZIO Model D28h-C1
`
`A notch
`
`A notch
`
`A notch
`
`
`A notch is formed in the metal part at each of the four outer lateral surfaces of the resin
`package of the Infringing LEDs, as shown above.
`
`See also:
`
`
`Four outer lateral surfaces of
`the resin package
`
`
`
`--,
`
`
`
`.-,
`
`
`
`
`[notches and metal part at outer surface]
`
`I
`
`
`
`
`
`
`9
`
`VIZIO Ex. 1028 Page 00017
`
`
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Exhibit 1-A
`VIZIO Model D28h-C1
`
`Claim 2
`
`2.0 The light emitting device according
`to claim 1, wherein a portion of the
`resin part above the upper surface of
`the metal part is formed integrally
`with a portion of the resin part below
`the upper surface of the metal part.
`
`
`
`A portion of the resin part
`above the upper surface of
`the metal part
`
`Upper surface of the
`metal part
`
`A portion of the resin part
`below the upper surface of
`the metal part
`
`
`
`
`In the Infringing LEDs, a portion of the resin part above the upper surface of the metal
`part is formed integrally with a portion of the resin part below the upper surface of the
`metal part, as shown above.
`
`
`
`
`
`
`10
`
`VIZIO Ex. 1028 Page 00018
`
`
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Exhibit 1-A
`VIZIO Model D28h-C1
`
`Claim 3
`
`3.0 A light emitting device according to
`claim 1, wherein the each of the at
`least two metal plates is substantially
`flat.
`
`
`Substantially flat
`
`
`
`Two metal plates
`
`
`
`In the Infringing LEDs, each of the at least two metal plates is substantially flat, as
`shown above.
`
`
`
`
`
`
`
`
`
`11
`
`VIZIO Ex. 1028 Page 00019
`
`
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Exhibit 1-A
`VIZIO Model D28h-C1
`
`Claim 5
`
`5.0 The light emitting device according
`to claim 1, wherein all upper edges of
`the metal part are coplanar.
`
`
`
`All upper edges of the metal part
`
`
`
`For the Infringing LEDs, all upper edges of the metal part are coplanar.
`
`See also:
`
`
`
`
`
`
`
`12
`
`VIZIO Ex. 1028 Page 00020
`
`
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Exhibit 1-A
`VIZIO Model D28h-C1
`
`Claim 6
`
`6.0 The light emitting device according
`to claim 1, wherein a lower surface of
`the metal part is exposed from the
`resin part in a region directly under
`the light emitting element.
`
`
`
`A lower surfaces of the
`metal part is exposed
`
`Resin part
`
`
`
`Light emitting element
`
`
`
`
`In the Infringing LEDs, a lower surface of the metal part is exposed from the resin part
`in a region directly under the light emitting element, as shown above.
`
`
`
`The metal part exposed in a
`region directly under the light
`emitting element
`
`13
`
`VIZIO Ex. 1028 Page 00021
`
`
`
`Exhibit 1-A
`VIZIO Model D28h-C1
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Claim 7
`
`7.0 The light emitting device according
`to claim 1, wherein the resin part is
`made using a thermosetting resin.
`
`In the Infringing LEDs, the resin part is made using a thermosetting resin.
`See claim 1 (“resin part”)
`
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Claim 8
`
`8.0 The light emitting device according
`to claim 1, wherein the metal part has
`a step portion, a concave portion,
`and/or a convex portion.
`
`
`
`
`In the Infringing LEDs, the metal part has at least a concave portion and/or a convex
`portion, as shown above.
`
`
`
`14
`
`VIZIO Ex. 1028 Page 00022
`
`
`
`Exhibit 1-A
`VIZIO Model D28h-C1
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Claim 10
`
`10.0 The light emitting device according
`to claim 1, wherein the light emitting
`device further comprises a sealing
`member that contains two or more
`kinds of phosphors.
`
`The Infringing LEDs further comprise a sealing member, as shown below:
`
`
`
`A sealing member
`
`
`
`
`The sealing member contains two or more kinds of phosphors.
`See e.g.:
`
`
`
`
`
`
`
`
`
`
`15
`
`VIZIO Ex. 1028 Page 00023
`
`
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Exhibit 1-A
`VIZIO Model D28h-C1
`
`Claim 13
`
`13.0 The light emitting device according
`to claim 1, wherein the metal part
`comprises surfaces at two or more
`different levels.
`
`Different levels
`
`
`
`Different levels
`
`
`For the Infringing LEDs, the metal part comprises at two or more different levels, as
`shown above.
`
`
`16
`
`VIZIO Ex. 1028 Page 00024
`
`
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Exhibit 1-A
`VIZIO Model D28h-C1
`
`Claim 15
`
`15.0 The light emitting device according
`to claim 1, wherein at least a portion
`of the light emitting element is
`exposed from the resin part.
`
`Light emitting element
`
`Resin part
`
`
`
`
`In the Infringing LEDs, at least a portion of the light emitting element is exposed from
`the resin part, as shown above.
`
`
`
`
`
`
`
`
`17
`
`VIZIO Ex. 1028 Page 00025
`
`
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Exhibit 1-A
`VIZIO Model D28h-C1
`
`Claim 16
`
`16.0 The light emitting device according
`to claim 1, wherein the metal part
`includes a base portion and a metal
`layer disposed on each of an upper
`surface and lower surface of the base
`portion, the metal layers being made
`of a material that is different from
`that of the base portion.
`
`See claim 1 (“metal part”)
`In the Infringing LEDs, the metal part includes a metal layer disposed on each of an
`upper surface and lower surface of the base portion, as shown below. For instance, the
`Infringing LEDs include a plating layer on the metal parts, where the plating metal
`(e.g., silver) is a different material than the base metal (e.g., copper).
`
`See also:
`
`A base portion
`
`
`
`A metal layer
`
`
`
`18
`
`VIZIO Ex. 1028 Page 00026
`
`
`
`Exhibit 1-A
`VIZIO Model D28h-C1
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Claim 17
`
`17.0 The light emitting device according
`to claim 16, wherein the metal layer
`is disposed at all surfaces of the
`metal part except a portion of an
`outer lateral surface of the metal part.
`
`See claim 16 (“metal layer”)
`
`
`Metal layer
`
`
`In the Infringing LED’s, the metal layer is disposed at all surfaces of the metal part
`except a portion of an outer lateral surface of the metal part, as shown above.
`See also:
`
`
`
`19
`
`VIZIO Ex. 1028 Page 00027
`
`
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Exhibit 1-A
`VIZIO Model D28h-C1
`
`Claim 18
`
`18.0 The light emitting device according
`to claim 16, wherein: the resin part is
`disposed over a first portion of the
`metal layer at the upper surface of the
`metal part, and a second portion of
`the metal layer at the upper surface of
`the metal part is exposed from the
`resin part.
`
`
`
`
`
`The resin part is disposed over a first portion of the
`metal layer at the upper surface of the metal part
`
`
`
`A second portion of the metal layer at the upper
`surface of the metal part is exposed from the resin
`part
`
`
`
`
`
`See claim 16 (“metal layer”)
`In the Infringing LEDS, the resin part is disposed over a first portion of the metal layer
`at the upper surface of the metal part, and a second portion of the metal layer at the
`upper surface of the metal part is exposed from the resin part, as shown above.
`
`
`
`20
`
`VIZIO Ex. 1028 Page 00028
`
`
`
`Exhibit 1-A
`VIZIO Model D28h-C1
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Claim 19
`
`19.0 The light emitting device according
`to claim 1, wherein the resin part
`contains a light reflecting material.
`
`In the Infringing LEDs, the resin part contains a light reflecting material.
`See claim 1 (“resin part”)
`
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Claim 20
`
`20.0 The light emitting device according
`to claim 19, wherein the light
`reflecting material is titanium
`dioxide.
`
`
`
`In the Infringing LEDs, the resin part contains a light reflecting material that is titanium
`dioxide.
`See also claim 19.
`
`21
`
`VIZIO Ex. 1028 Page 00029
`
`
`
`
`
`Exhibit 1-B
`
`Infringement of U.S. Patent No. 9,490,411 by VIZIO Model D39hn-E0 LED
`TV and VIZIO Models Containing Similar LED Devices
`This portion of Plaintiff’s infringement contentions uses the VIZIO Model D39hn-E0 LED TV as an exemplar. These contentions
`apply to all VIZIO products containing the same or similar LED devices as those found in Model D39hn-E0.
`
`
`
`
`
`
`
`VIZIO Ex. 1028 Page 00030
`
`
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Exhibit 1-B
`VIZIO Model D39hn-E0
`
`Claim 1
`
`1.0
`
`
`
`
`
`
`
`A light emitting device comprising:
`
`
`
`
`
`
`
`
`
`The Accused Products include light emitting devices (the “Infringing LEDs”), as
`illustrated below.
`
`
`
`----
`
`•
`
`
`
`,_
`
`
`
`
`
`
`
`
`
`2
`
`VIZIO Ex. 1028 Page 00031
`
`
`
`1.1
`
`a resin package comprising a resin
`part and a metal part including at
`least two metal plates, said resin
`package having four outer lateral
`surfaces and having a concave
`portion having a bottom surface; and
`
`
`Exhibit 1-B
`VIZIO Model D39hn-E0
`
`A resin package
`
`A resin part
`
`
`
`A metal part including at least two metal plates
`
`
`
`The Infringing LEDs include a resin package. This resin package includes a resin part
`and a metal part including at least two metal plates, as shown above.
`
`
`
`
`
`
`
`
`
`
`
`3
`
`VIZIO Ex. 1028 Page 00032
`
`
`
`Exhibit 1-B
`VIZIO Model D39hn-E0
`
`Four outer lateral
`surfaces
`
`
`
`
`
`
`
`
`
`
`This resin package of the Infringing LEDs has four outer lateral surfaces and a concave
`portion, as shown above.
`
`
`
`
`
`4
`
`VIZIO Ex. 1028 Page 00033
`
`
`
`Exhibit 1-B
`VIZIO Model D39hn-E0
`
`A concave portion
`
`A bottom surface
`
`
`
`
`As shown above, the concave portion has a bottom surface.
`See also:
`
`
`A concave portion
`
`
`
`A bottom surface
`
`
`
`
`
`
`
`
`
`5
`
`VIZIO Ex. 1028 Page 00034
`
`
`
`1.2
`
`a light emitting element mounted on
`the bottom surface of the concave
`portion and electrically connected to
`the metal part,
`
`Exhibit 1-B
`VIZIO Model D39hn-E0
`
`A light emitting element(s)
`
`Electrically connected
`
` Metal part
`
`Concave portion
`
`
`
`
`
`The Infringing LEDs include a light emitting element mounted on the bottom surface
`of the concave portion and electrically connected to the metal part, as shown above.
`
`
`
`
`
`
`
`6
`
`VIZIO Ex. 1028 Page 00035
`
`
`
`1.3 wherein at least a portion of an outer
`lateral surface of the resin part and at
`least a portion of an outer lateral
`surface of the metal part are coplanar
`at an outer lateral surface of the resin
`package,
`
`
`Exhibit 1-B
`VIZIO Model D39hn-E0
`
`Resin package
`
`A portion of an outer lateral surface of
`the resin part
`A portion of an outer lateral surface of
`the metal part
`
`
`
`
`At an outer lateral surface of the resin package of the Infringing LEDs, a portion of an
`outer lateral surface of the resin part and a portion of an outer lateral surface of the
`metal part are coplanar, as shown above.
`See also:
`
`
`
`
`
`
`
`
`7
`
`
`
`VIZIO Ex. 1028 Page 00036
`
`
`
`1.4 wherein both a part of the metal part
`and a part of the resin part are
`disposed in a region below an upper
`surface of the metal part, on four
`outer lateral surfaces of the resin
`package, and
`
`As shown below, both a part of the metal part and a part of the resin part are disposed
`in a region below an upper surface of the metal part, on four outer lateral surfaces of
`the resin package.
`An upper
`surface of the
`metal part
`
`Exhibit 1-B
`VIZIO Model D39hn-E0
`
`A part of the resin part disposed in a region
`below the upper surface of the metal part
`
`A part of the metal
`part disposed in a
`
`region below the
`
`upper surface of the
`metal part
`
`See also:
`
`
`
`
`..
`
`..
`
`
`
`See also:
`
`
`
`
`
`
`8
`
`
`
`..
`
`
`[outer lateral surfaces of the resin package]
`
`i •
`
`i
`
`
`
`
`
`VIZIO Ex. 1028 Page 00037
`
`
`
`1.5 wherein a notch is formed in the
`metal part at each of the four outer
`lateral surface of the resin package.
`
`
`
`A metal part
`
`A notch
`
`Exhibit 1-B
`VIZIO Model D39hn-E0
`
`A notch
`
`A notch
`
`A notch
`
`
`A notch is formed in the metal part at each of the four outer lateral surfaces of the resin
`package of the Infringing LEDs, as shown above.
`
`See also:
`
`
`Four outer lateral surfaces of
`the resin package
`
`
`
`
`
`
`
`
`
`
`[notches and metal part at outer surface]
`
`
`
`
`
`
`9
`
`
`
`VIZIO Ex. 1028 Page 00038
`
`
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Exhibit 1-B
`VIZIO Model D39hn-E0
`
`Claim 2
`
`2.0 The light emitting device according
`to claim 1, wherein a portion of the
`resin part above the upper surface of
`the metal part is formed integrally
`with a portion of the resin part below
`the upper surface of the metal part.
`
`
`
`A portion of the resin part
`above the upper surface of
`the metal part
`
`Upper surface of the
`metal part
`
`A portion of the resin part
`below the upper surface of
`the metal part
`
`
`
`
`In the Infringing LEDs, a portion of the resin part above the upper surface of the metal
`part is formed integrally with a portion of the resin part below the upper surface of the
`metal part, as shown above.
`
`
`
`
`
`
`
`
`
`
`10
`
`VIZIO Ex. 1028 Page 00039
`
`
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Exhibit 1-B
`VIZIO Model D39hn-E0
`
`Claim 5
`
`5.0 The light emitting device according
`to claim 1, wherein all upper edges of
`the metal part are coplanar.
`
`
`
`All upper edges of the metal part
`
`
`
`For the Infringing LEDs, all upper edges of the metal part are coplanar.
`
`See also:
`
`
`
`
`
`
`
`11
`
`
`
`VIZIO Ex. 1028 Page 00040
`
`
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Exhibit 1-B
`VIZIO Model D39hn-E0
`
`Claim 6
`
`6.0 The light emitting device according
`to claim 1, wherein a lower surface of
`the metal part is exposed from the
`resin part in a region directly under
`the light emitting element.
`
`A lower surfaces of the
`metal part is exposed
`
`Resin part
`
`
`
`Light emitting element(s)
`
`
`The metal part exposed in a
`region directly under the light
`emitting element
`
`
`In the Infringing LEDs, a lower surface of the metal part is exposed from the resin part
`in a region directly under the light emitting element, as shown above.
`
`
`
`
`
`
`
`
`
`
`12
`
`VIZIO Ex. 1028 Page 00041
`
`
`
`Exhibit 1-B
`VIZIO Model D39hn-E0
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Claim 7
`
`7.0 The light emitting device according
`to claim 1, wherein the resin part is
`made using a thermosetting resin.
`
`In the Infringing LEDs, the resin part is made using a thermosetting resin.
`See claim 1 (“resin part”)
`
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Claim 8
`
`8.0 The light emitting device according
`to claim 1, wherein the metal part has
`a step portion, a concave portion,
`and/or a convex portion.
`
`
`
`
`
`
`
`
`
`13
`
`VIZIO Ex. 1028 Page 00042
`
`
`
`Exhibit 1-B
`VIZIO Model D39hn-E0
`
`Concave portion of the metal part
`
`
`
`
`
`Concave portion of the metal part
`
`
`In the Infringing LEDs, the metal part has at least a concave portion and/or a convex
`portion, as shown above.
`
`
`
`
`
`
`
`
`
`14
`
`VIZIO Ex. 1028 Page 00043
`
`
`
`Exhibit 1-B
`VIZIO Model D39hn-E0
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Claim 10
`
`10.0 The light emitting device according
`to claim 1, wherein the light emitting
`device further comprises a sealing
`member that contains two or more
`kinds of phosphors.
`
`The Infringing LEDs further comprise a sealing member, as shown below:
`
`
`A sealing member
`
`
`The sealing member contains two or more kinds of phosphors.
`See, e.g.:
`
`
`
`
`
`
`
`
`15
`
`
`
`VIZIO Ex. 1028 Page 00044
`
`
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Exhibit 1-B
`VIZIO Model D39hn-E0
`
`Claim 13
`
`13.0 The light emitting device according
`to claim 1, wherein the metal part
`comprises surfaces at two or more
`different levels.
`
`Different levels
`
`
`
`Different levels
`
`
`
`
`For the Infringing LEDs, the metal part comprises at two or more different levels, as
`shown above.
`
`
`
`
`
`
`
`
`
`
`16
`
`VIZIO Ex. 1028 Page 00045
`
`
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Exhibit 1-B
`VIZIO Model D39hn-E0
`
`Claim 15
`
`15.0 The light emitting device according
`to claim 1, wherein at least a portion
`of the light emitting element is
`exposed from the resin part.
`
`Light emitting element(s)
`
`Resin part
`
`
`
`
`In the Infringing LEDs, at least a portion of the light emitting element is exposed from
`the resin part, as shown above.
`
`
`
`
`
`
`
`
`
`
`
`
`17
`
`VIZIO Ex. 1028 Page 00046
`
`
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Exhibit 1-B
`VIZIO Model D39hn-E0
`
`Claim 16
`
`16.0 The light emitting device according
`to claim 1, wherein the metal part
`includes a base portion and a metal
`layer disposed on each of an upper
`surface and lower surface of the base
`portion, the metal layers being made
`of a material that is different from
`that of the base portion.
`
`See claim 1 (“metal part”)
`In the Infringing LEDs, the metal part includes a metal layer disposed on each of an
`upper surface and lower surface of the base portion, as shown below. For instance, the
`Infringing LEDs include a plating layer on the metal parts, where the plating metal
`(e.g., silver) is a different material than the base metal (e.g., copper).
`
`A base portion
`
`See also:
`
`
`A metal layer
`
`
`
`
`
`18
`
`
`
`
`
`VIZIO Ex. 1028 Page 00047
`
`
`
`Exhibit 1-B
`VIZIO Model D39hn-E0
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Claim 17
`
`17.0 The light emitting device according
`to claim 16, wherein the metal layer
`is disposed at all surfaces of the
`metal part except a portion of an
`outer lateral surface of the metal part.
`
`See claim 16 (“metal layer”)
`
`
`Metal layer
`
`
`In the Infringing LED’s, the metal layer is disposed at all surfaces of the metal part
`except a portion of an outer lateral surface of the metal part, as shown above.
`See also:
`
`
`
`
`
`19
`
`
`
`
`
`VIZIO Ex. 1028 Page 00048
`
`
`
`Exhibit 1-B
`VIZIO Model D39hn-E0
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`20
`
`VIZIO Ex. 1028 Page 00049
`
`
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Exhibit 1-B
`VIZIO Model D39hn-E0
`
`Claim 18
`
`18.0 The light emitting device according
`to claim 16, wherein: the resin part is
`disposed over a first portion of the
`metal layer at the upper surface of the
`metal part, and a second portion of
`the metal layer at the upper surface of
`the metal part is exposed from the
`resin part.
`
`
`
`
`
`The resin part is disposed over a first portion of the
`metal layer at the upper surface of the metal part
`
`
`
`A second portion of the metal layer at the upper
`surface of the metal part is exposed from the resin
`part
`
`
`
`
`
`See claim 16 (“metal layer”)
`In the Infringing LEDS, the resin part is disposed over a first portion of the metal layer
`at the upper surface of the metal part, and a second portion of the metal layer at the
`upper surface of the metal part is exposed from the resin part, as shown above.
`
`
`
`
`
`
`
`21
`
`VIZIO Ex. 1028 Page 00050
`
`
`
`Exhibit 1-B
`VIZIO Model D39hn-E0
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Claim 19
`
`19.0 The light emitting device according
`to claim 1, wherein the resin part
`contains a light reflecting material.
`
`In the Infringing LEDs, the resin part contains a light reflecting material.
`See claim 1 (“resin part”)
`
`
`’411 Claim Element
`
`Elements in Accused Instrumentality
`
`Claim 20
`
`20.0 The light emitting device according
`to claim 19, wherein the light
`reflecting material is titanium
`dioxide.
`
`In the Infringing LEDs, the resin part contains a light reflecting material that is titanium
`dioxide.
`See also claim 19.
`
`
`
`
`
`
`
`
`
`22
`
`VIZIO Ex. 1028 Page 00051
`
`
`
`
`EXHIBIT 2
`
`
`
`EXHIBIT 2
`
`VIZIO Ex. 1028 Page 00052
`
`VIZIO Ex. 1028 Page 00052
`
`
`
`Exhibit 2-A
`
`Infringement of U.S. Patent No. 9,537,071 by VIZIO Model D28h-C1 LED
`TV and VIZIO Models Containing Similar LED Devices
`This portion of Plaintiff’s infringement contentions uses the VIZIO Model D28h-C1 LED TV as an exemplar.