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Case No. IPR2018-00386
`U.S. Patent No. 9,490,411
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`VIZIO, INC.,
`Petitioner
`
`v.
`
`NICHIA CORPORATION,
`Patent Owner
`____________
`
`Case No. 2018-00386
`Patent 9,490,411
`____________
`
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`
`
`

`

`Case No. IPR2018-00386
`U.S. Patent No. 9,490,411
`
`UPDATED LIST OF EXHIBITS
`
`Description
`U.S. Patent No. 9,490,411
`U.S. Patent No. 9,490,411 File History
`Declaration of Dr. Stanley R. Shanfield
`U.S. Patent Publication No. 2008/0012036 (“Loh”)
`U.S. Patent Publication No. 2005/0211991 (“Mori”)
`U.S. Patent Publication No. 2008/0073662 (“Wang”)
`U.S. Patent Publication No. 2005/0280017 (“Oshio”)
`U.S. Patent Publication No. 2008/0261339 (“Koung”)
`Japanese Patent Publication No. JP2006-093697 (“Park ’697”)
`with Certified English Translation
`U.S. Patent Publication No. 2007/0126020 (“Lin”)
`PCT Patent Publication No. WO2007/055486 (“Park ’486”)
`Nichia Corp. v. VIZIO, Inc., No. 2:16-cv-01453-JRG, D.I.152,
`Plaintiff Nichia Corporation’s P.R. 4-5(a) Opening Claim
`Construction Brief (E.D. Tex. Nov. 22, 2017)
`Nichia Corp. v. VIZIO, Inc., No. 2:16-cv-01453-JRG, D.I.186,
`Defendants’ Responsive Claim Construction Brief (E.D. Tex.
`Dec. 13, 2017)
`Declaration of Mary Oros in Support of Petition for Inter Partes
`Review of U.S. Patent No. 9,490,411
`Reserved
`Reserved
`Declaration of Dr. Stanley R. Shanfield in Support of
`Petitioner’s Reply
`Excerpts from the File History of U.S. Patent Application No.
`15/360,316 (U.S. Patent No. 10,115,870)
`Reserved
`U.S. Patent Publication No. 2005/0151149 (“Chia”)
`U.S. Patent Publication No. 2004/0126913 (“Loh ’913”)
`
`Exhibit
`Ex. 1001
`Ex. 1002
`Ex. 1003
`Ex. 1004
`Ex. 1005
`Ex. 1006
`Ex. 1007
`Ex. 1008
`Ex. 1009
`
`Ex. 1010
`Ex. 1011
`Ex. 1012
`
`Ex. 1013
`
`Ex. 1014
`
`Ex. 1015
`Ex. 1016
`Ex. 1017
`
`Ex. 1018
`
`Ex. 1019
`Ex. 1020
`Ex. 1021
`
`
`
`

`

`Case No. IPR2018-00386
`U.S. Patent No. 9,490,411
`
`Ex. 1027
`
`Ex. 1028
`
`Description
`Exhibit
`U.S. Patent Publication No. 2005/0269587 (“Loh ’587”)
`Ex. 1022
`Reserved
`Ex. 1023
`U.S. Patent Publication No. 2004/0106234 (“Sorg”)
`Ex. 1024
`IPR2017-02011, Paper 12, Patent Owner’s Preliminary Response
`Ex. 1025
`Ex. 1026 Webster’s Third New International Dictionary, Merriam-
`Webster, Incorporated, 2002
`Shorter Oxford English Dictionary, Oxford University Press,
`Sixth Edition, 2007
`Nichia Corp. v. VIZIO, Inc., No. 2:16-cv-246-JRG, (E.D. Tex.),
`Plaintiff Nichia Corporation’s Submissions Pursuant to Local
`Patent Rules 3-1 and 3-2, dated October 20, 2016
`U.S. Patent No. 10,115,870 (“Ichikawa”)
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`IEEE Standard Glossary of Computer Hardware Terminology,
`IEEE Std 610.10-1994, October 12, 1995
`Declaration of Drago N. Gregov in Support of Petitioner’s Reply
`Transcript of Teleconference in IPR2018-00386 and IPR2018-
`00437, dated January 17, 2019 (Corrected)
`
`Ex. 1029
`Ex. 1030
`Ex. 1031
`Ex. 1032
`Ex. 1033
`Ex. 1034
`Ex. 1035
`Ex. 1036
`Ex. 1037
`Ex. 1038
`Ex. 1039
`
`Ex. 1040
`Ex. 1041
`
`
`
`
`
`
`

`

`Respectfully submitted by:
`
`Case No. IPR2018-00386
`U.S. Patent No. 9,490,411
`
`/Gabrielle E. Higgins/
`Gabrielle E. Higgins
`
`January 22, 2019
`
`
`
`
`
`
`

`

`Case No. IPR2018-00386
`U.S. Patent No. 9,490,411
`
`CERTIFICATE OF SERVICE
`
`The undersigned certifies that the foregoing PETITIONER’S UPDATED
`
`EXHIBIT LIST was served by filing this document through the Patent Trial and
`
`Appeal Board End to End (PTAB E2E) as well as providing a courtesy copy via
`
`electronic mail to the following attorneys of record for the Patent Owner listed
`
`below:
`
`Martin M. Zoltick
`mzoltick@rfem.com
`Robert P. Parker
`rparker@rfem.com
`Derek F. Dahlgren
`ddahlgren@rfem.com
`Michael H. Jones
`mjones@rfem.com
`Mark T. Rawls
`mrawls@rfem.com
`
`ROTHWELL, FIGG, ERNST & MANBECK, P.C.
`607 14th Street, N.W., Suite 800
`Washington, DC 20005
`Phone: +1-202-783-6040
`Fax: +1-202-783-6031
`litigationparalegals@rothwellfigg.com
`
`
`Dated: January 22, 2019
`
`
`By: /Crena Pacheco/
`Name: Crena Pacheco
`ROPES & GRAY LLP
`
`
`
`
`
`

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