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Trials@uspto.gov
`571.272.7822
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`Paper 10 (IPR2018-00168)
`Paper 10 (IPR2018-00169)
`Entered: June 8, 2018
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`FLATWING PHARMACEUTICALS, LLC,
`Petitioner,
`
`v.
`
`ANACOR PHARMACEUTICALS, INC.,
`Patent Owner.
`____________
`
`Case IPR2018-00168 (Patent 9,549,938 B2)
`Case IPR2018-00169 (Patent 9,566,289 B2)
`____________
`
`
`Before GRACE KARAFFA OBERMANN, TINA E. HULSE, and
`JACQUELINE T. HARLOW, Administrative Patent Judges.
`
`HULSE, Administrative Patent Judge.
`
`
`
`
`SCHEDULING ORDER
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`

`

`IPR2018-00168 (9,549,938 B2)
`IPR2018-00169 (9,566,289 B2)
`
`A. DUE DATES
`
`This order sets due dates for the parties to take action after institution
`
`of the proceeding. The parties may stipulate to different dates for DUE
`
`DATES 1 through 5 (earlier or later, but no later than DUE DATE 6). A
`
`notice of the stipulation, specifically identifying the changed due dates, must
`
`be promptly filed. The parties may not stipulate to an extension of DUE
`
`DATES 6 and 7. Due to scheduling constraints, such as hearing room
`
`availability, the parties must request a conference call with the panel if there
`
`are any conflicts that arise with DUE DATE 7 as soon as practicable, which
`
`will be modified only upon a showing of good cause.
`
`In stipulating to different times, the parties should consider the effect
`
`of the stipulation on times to object to evidence (37 C.F.R. § 42.64(b)(1)), to
`
`supplement evidence (37 C.F.R. § 42.64(b)(2)), to conduct cross-
`
`examination (37 C.F.R. § 42.53(d)(2)), and to draft papers depending on the
`
`evidence and cross-examination testimony (see section B, below).
`
`1. INITIAL CONFERENCE CALL
`
`The parties are directed to contact the Board within a month of this
`
`Order if there is a need to discuss proposed changes to this Scheduling Order
`
`or proposed motions. See Trial Practice Guide, 77 Fed. Reg. at 48,765–66
`
`(providing guidance in preparing for the initial conference call).
`
`2. DUE DATE 1
`
`The patent owner may file—
`
`a.
`
`b.
`
`A response to the petition (37 C.F.R. § 42.120), and
`
`A motion to amend the patent (37 C.F.R. § 42.121).
`
`The patent owner must file any such response or motion to amend by
`
`DUE DATE 1. If the patent owner elects not to file anything, the patent
`
`owner must arrange a conference call with the parties and the Board. The
`
`2
`
`

`

`IPR2018-00168 (9,549,938 B2)
`IPR2018-00169 (9,566,289 B2)
`
`patent owner is cautioned that any arguments for patentability not raised in
`
`the response will be deemed waived.
`
`3. DUE DATE 2
`
`The petitioner must file any reply to the patent owner’s response and
`
`opposition to the motion to amend by DUE DATE 2.
`
`4. DUE DATE 3
`
`The patent owner must file any reply to the petitioner’s opposition to
`
`the patent owner’s motion to amend by DUE DATE 3.
`
`5. DUE DATE 4
`
`a.
`
`Each party must file any motion for an observation on the
`
`cross-examination testimony of a reply witness (see section C, below) by
`
`DUE DATE 4.
`
`b.
`
`Each party must file any motion to exclude evidence (37 C.F.R
`
`§ 42.64(c)) by DUE DATE 4.
`
`c.
`
`Each party must file any request for oral argument (37 C.F.R.
`
`§ 42.70(a)) by DUE DATE 4. In its request, the parties may state a
`
`preference for the location of the oral argument at either the USPTO’s
`
`Headquarters in Alexandria, Virginia or the Silicon Valley Office in San
`
`Jose, California.
`
`6. DUE DATE 5
`
`a.
`
`Each party must file any response to an observation on cross-
`
`examination testimony by DUE DATE 5.
`
`b.
`
`Each party must file any opposition to a motion to exclude
`
`evidence by DUE DATE 5.
`
`7. DUE DATE 6
`
`Each party must file any reply for a motion to exclude evidence by
`
`DUE DATE 6.
`
`3
`
`

`

`IPR2018-00168 (9,549,938 B2)
`IPR2018-00169 (9,566,289 B2)
`
`8. DUE DATE 7
`
`The oral argument (if requested by either party) is set for DUE
`
`DATE 7.
`
`
`
`B. CROSS-EXAMINATION
`
`The parties are reminded that the Testimony Guidelines appended to
`
`the Office Patent Trial Practice Guide, 77 Fed. Reg. 48,756, 48,772 (Aug.
`
`14, 2012) (“Trial Practice Guide”) (Appendix D), apply to this proceeding.
`
`The Board may impose an appropriate sanction for failure to adhere to the
`
`Testimony Guidelines. 37 C.F.R. § 42.12. For example, reasonable
`
`expenses and attorneys’ fees incurred by any party may be levied on a
`
`person who impedes, delays, or frustrates the fair examination of a witness.
`
`Except as the parties might otherwise agree, for each due date—
`
`1.
`
`Cross-examination begins after any supplemental evidence is
`
`due. 37 C.F.R. § 42.53(d)(2).
`
`2.
`
`Cross-examination ends no later than a week before the filing
`
`date for any paper in which the cross-examination testimony is expected to
`
`be used. Id.
`
`
`
`C. MOTION FOR OBSERVATION ON CROSS-EXAMINATION
`
`A motion for observation on cross-examination provides the parties
`
`with a mechanism to draw the Board’s attention to relevant cross-
`
`examination testimony of a reply witness because no further substantive
`
`paper is permitted after the reply. See Trial Practice Guide, 77 Fed. Reg. at
`
`48,768. The observation must be a concise statement of the relevance of
`
`precisely identified testimony to a precisely identified argument or portion
`
`of an exhibit. Each observation should not exceed a single, short paragraph.
`
`4
`
`

`

`IPR2018-00168 (9,549,938 B2)
`IPR2018-00169 (9,566,289 B2)
`
`The opposing party may respond to the observation. Any response must be
`
`equally concise and specific. The parties may file one motion for
`
`observation per witness that is proffered with the reply.
`
`
`
`D. PROTECTIVE ORDER
`
`A protective order does not exist in this proceeding unless the parties
`
`file one and the Board approves it. If either party files a motion to seal
`
`before entry of a protective order, a jointly proposed protective order should
`
`be presented as an exhibit to the motion. We encourage the parties to adopt
`
`the Board’s default protective order if they conclude that a protective order
`
`is necessary. See Default Protective Order, Office Patent Trial Practice
`
`Guide, 77 Fed. Reg. 48,756, App. B (Aug. 14, 2012). If the parties choose
`
`to propose a protective order deviating from the default protective order,
`
`they must submit the proposed protective order jointly along with a redline
`
`comparison of the proposed and default protective orders showing the
`
`differences; and the parties must explain why the proposed deviations from
`
`the default protective order are necessary.
`
`The Board has a strong interest in the public availability of the
`
`proceedings. We advise the parties that redactions to documents filed in this
`
`proceeding should be limited to isolated passages consisting entirely of
`
`confidential information, and that the thrust of the underlying argument or
`
`evidence must be clearly discernible from the redacted versions. We also
`
`advise the parties that information subject to a protective order will become
`
`public if identified in a final written decision in this proceeding, and that a
`
`motion to expunge the information will not necessarily prevail over the
`
`public interest in maintaining a complete and understandable file history.
`
`See Office Patent Trial Practice Guide, 77 Fed. Reg. at 48,761.
`
`5
`
`

`

`IPR2018-00168 (9,549,938 B2)
`IPR2018-00169 (9,566,289 B2)
`
`
`
`E. MOTIONS TO SEAL
`
`A party intending a document or thing to be sealed shall file a motion
`
`to seal concurrent with the filing of the document or thing to be sealed. 37
`
`C.F.R. § 42.14.
`
`If seeking to file a portion of a document under seal, a redacted
`
`version of the document must be filed publicly.
`
`An unredacted version of the document must be filed confidentially
`
`(i.e., as available to the “Parties and Board Only”). The unredacted version
`
`must highlight or otherwise clearly indicate the portion(s) of the document
`
`that have been redacted in the redacted version.
`
`If the moving party is seeking to file under seal a document containing
`
`information designated confidential by the opposing party, the motion to seal
`
`must identify the party that has designated the material as confidential (“the
`
`designating party”). Within five business days, the designating party must
`
`file a response to the motion to seal that explains why the designated
`
`information is confidential or should otherwise be sealed.
`
`
`
`F. COMMUNICATIONS WITH THE BOARD
`
`Except as otherwise provided in the Rules, Board authorization is
`
`required before filing a motion. 37 C.F.R. § 42.20(b). A party seeking to file
`
`a non-preauthorized motion should request a conference to obtain
`
`authorization to file the motion. Parties may request a conference with us by
`
`contacting the Board staff by e-mail at Trials@uspto.gov or by telephone at
`
`571-272-7822.
`
`Finally, we refer the parties to the instructions on the Board’s website
`
`at http://www.uspto.gov/ip/boards/bpai/prps.jsp regarding the proper use of
`
`6
`
`

`

`IPR2018-00168 (9,549,938 B2)
`IPR2018-00169 (9,566,289 B2)
`
`email communication to the Board. Specifically, an email requesting a
`
`conference call should copy the other party, indicate generally the relief
`
`being requested or the subject matter of the conference call, state whether
`
`the opposing party opposes the request, and include multiple times when all
`
`parties are available. The email may not contain substantive argument. The
`
`parties also are reminded that they should discuss and attempt to resolve
`
`issues with each other first before requesting conference calls with the
`
`Board.
`
`
`
`7
`
`

`

`IPR2018-00168 (9,549,938 B2)
`IPR2018-00169 (9,566,289 B2)
`
`DUE DATE APPENDIX
`
`DUE DATE 1 ........................................................... September 7, 2018
`
`Patent owner’s response to the petition
`
`Patent owner’s motion to amend the patent
`
`DUE DATE 2 ........................................................... December 7, 2018
`
`Petitioner’s reply to patent owner’s response to petition
`
`Petitioner’s opposition to motion to amend
`
`DUE DATE 3 ............................................................... January 4, 2019
`
`Patent owner’s reply to petitioner’s opposition to motion to amend
`
`DUE DATE 4 ............................................................. January 25, 2019
`
`Motion for observation regarding cross-examination of reply witness
`
`Motion to exclude evidence
`
`Request for oral argument
`
`DUE DATE 5 ............................................................. February 8, 2019
`
`Response to observation
`
`Opposition to motion to exclude
`
`DUE DATE 6 ........................................................... February 15, 2019
`
`Reply to opposition to motion to exclude
`
`DUE DATE 7 ................................................................. March 1, 2019
`
`Oral argument (if requested)
`
`
`
`8
`
`

`

`IPR2018-00168 (9,549,938 B2)
`IPR2018-00169 (9,566,289 B2)
`
`PETITIONER:
`
`Philip Segrest
`philip.segrest@huschblackwell.com
`
`Eric Rakestraw
`ptab-erakestraw@huschblackwell.com
`
`
`
`PATENT OWNER:
`
`Aaron Maurer
`amaurer@wc.com
`
`David Berl
`dberl@wc.com
`
`
`
`
`
`
`
`9
`
`

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