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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`IN THE UNITED STATES PATENT TRIAL AND APPEAL BOARD
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`______________________
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`IN THE UNITED STATES PATENT TRIAL AND APPEAL BOARD
`______________________
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`AVER INFORMATION INC., AND IPEVO, INC.
`AVER INFORMATION INC., AND IPEVO, INC.
`PETITIONER
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`V.
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`PATHWAY INNOVATIONS AND TECHNOLOGIES, INC.
`PATHWAY INNOVATIONS AND TECHNOLOGIES, INC.
`PATENT OWNER
`_______________________________
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`CASE: IPR2017-02108
`U.S. PATENT NO. 8,508,751
`U.S. PATENT NO. 8,508,751
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`PETITIONER’S SUR-REPLY TO PATENT OWNER’S
`MOTION TO AMEND
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`PETITIONER
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`V.
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`PATENT OWNER
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`CASE: IPR2017-02108
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`PETITIONER’S SUR-REPLY TO PATENT OWNER’S
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`MOTION TO AMEND
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`MAIL STOP PATENT BOARD
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`PATENT TRIAL AND APPEAL BOARD
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`U.S. PATENT AND TRADEMARK OFFICE
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`PO. BOX 1450
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`MAIL STOP PATENT BOARD
`PATENT TRIAL AND APPEAL BOARD
`U.S. PATENT AND TRADEMARK OFFICE
`P.O. BOX 1450
`ALEXANDRIA, VA 22313-1450
`ALEXANDRIA, VA 22313-1450
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`IPR2017-02108
`U.S. Patent No. 8,508,751
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`List of Exhibits1
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`Ex. 1001 U.S. Patent No. 8,508,751
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`Ex. 1002 U.S. Patent Application Publication No. 2005/0078052 (“Morichika”)
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`Ex. 1003 U.S. Patent No. 7,239,338 (“Krisbergh”)
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`Ex. 1004 U.S. Patent Application Publication No. 2001/0012051 (“Hara”)
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`Ex. 1005 U.S. Patent No. 7,148,911 (“Mitsui”)
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`Ex. 1006 U.S. Patent Application Publication No. 2004/0174444 (“Ishii”)
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`Ex. 1007 U.S. Patent No. 6,965,460 (“Gann”)
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`Ex. 1008 RESERVED
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`Ex. 1009 RESERVED
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`Ex. 1010
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`ITC 337-TA-1045, PO’s Initial Claim Construction Brief
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`Ex. 1011
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`ITC 337-TA-1045, PO’s Reply Claim Construction Brief
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`Ex. 1012 RESERVED
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`Ex. 1013
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`IPR2016-00661, PTAB Decision
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`Ex. 1014
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`ITC 337-TA-1045, ITC Claim Construction Order
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` 1
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` Citations to non-patent publications are to the original page number of the
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`publication, and citations to U.S. patents are to column:line number of the patents,
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`unless paragraph numbers are provided.
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`IPR2017-02108
`U.S. Patent No. 8,508,751
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`Ex. 1015 U.S. Patent No. 6,744,109
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`Ex. 1016 Correspondence with Patent Owner regarding claim 18
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`Ex. 1017 Non-final Rejection for U.S. Patent No. 8,508,751, dated 11/6/2012
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`Ex. 1018 Response to Non-final Rejection for U.S. Patent No. 8,508,751, dated
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`2/5/2013
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`Ex. 1019 Notice of Allowance for U.S. Patent No. 8,508,751, dated 4/18/2013
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`Ex. 1020 Declaration of Dr. Vijay Madisetti
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`Ex. 1021 U.S. Patent No. 6,540,415 (“Slatter”)
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`Ex. 1022
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`Transcript of September 20, 2018 Deposition of Dr. Jeffrey Rodriguez
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`Ex. 1023 U.S. Patent Application Publication No. 2009/0002548 (“Liang”)
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`Ex. 1024 U.S. Patent No. 6,128,006 (“Rosenberg”)
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`Ex. 1025
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`Second Declaration of Dr. Vijay Madisetti
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`ii
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`IPR2017-02108
`U.S. Patent No. 8,508,751
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`Petitioner submits this Sur-Reply in opposition to PO’s MTA (Paper 12)
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`based on the Board’s Order dated November 30, 2018 (Paper 27).
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`I.
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`PO’S FAILED TO MEET ITS MTA BURDEN
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`PO’s proposed substitute claims are broader in at least some respects than
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`the claims they replace in violation of 35 U.S.C. §316(d)(3). Relevant here is the
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`generic concept of “resolution” and the subsidiary concepts of “display resolution”
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`and “reference resolution,” which are illustrated in the following Venn-diagram.
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`The genus “resolution” includes various
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`species, including “reference resolution”
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`and “display resolution.” Dr. Madisetti
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`explained that there are circumstances
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`where a “display resolution” is something
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`different from a “reference resolution,” meaning that subject matter not previously
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`captured as a “reference resolution” would nonetheless be captured as a “display
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`resolution.” (Paper 17, 14-15; Ex. 1025, ¶¶36-46). He provided substantial
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`testimony about this fact at his deposition (Ex. 2006, 49:23-68:22), including
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`explaining that “in my opinion, the term ‘display resolution’ is broader than the
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`‘reference resolution’ because, No. 1, it's different. No. 2, not all display
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`resolutions are reference resolutions.” (Id., 66:19-22; see also (Ex. 1025, ¶42)). PO
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`lacks evidentiary rebuttal from an expert or otherwise.
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`1
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`Instead, PO’s only response is argument that “display resolution” is logically
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`narrower than “reference resolution.” (Paper 19, 5-6). PO’s position is belied by
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`the fact that it did not claim a “display resolution, wherein the display resolution is
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`a reference resolution.” By replacing the modifier “reference” with “display,” PO
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`covered different (though perhaps partially overlapping) claim scope, and created
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`broader claim that would capture subject matter not previously captured. (See, e.g.,
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`MPEP 1412.03 (broadening reissue if claim is broader in at least one respect)).2
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`Since the Federal Circuit’s 2017 decision in Aqua Products v. Matal, patent
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`owners have not borne a burden of proving that substitute claims are patentable.
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`(872 F.3d 1290, 1303 (Fed. Cir. 2017)). However, the Federal Circuit was clear
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`that “the patent owner must satisfy the Board that the statutory criteria in §
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`316(d)(1)(a)-(b) and § 316(d)(3) [i.e., that the scope of the claims is not enlarged]
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` 2
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` Regarding PO’s arguments about indefiniteness (Paper 19, 6-7), neither cited case
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`stands for the idea that making an indefinite claim definite is per se narrowing. The
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`paragraph after the quoted paragraph from Western Digital Corp. v. SPEX Tech.
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`confirms that while correcting indefiniteness may be permissible, “a patent owner
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`may not seek to broaden a challenged claim in any respect…” (IPR2017-00082,
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`Paper 13 at 6-7. (PTAB Apr. 25, 2018)). Here, PO seeks to broaden infinitesimally
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`small scope (Paper 9, 15) to finite scope in violation of 35 U.S.C. §316(d)(3).
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`2
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`are met.” (Id. at 1305-06). PO has failed to meet this burden.
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`PO’s MTA also fails to comply with other applicable regulations and
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`statutes. As the Board’s Paper 27 dissent noted, PO admitted it has failed to
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`comply with formal requirements for its MTA. (Paper 27, 6-7). More importantly,
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`the dissent recognized that PO proposed a second, new set of substitute claims in
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`its Reply. (Id., 7-8). This second set is improper, as it raises new issues (37 C.F.R.
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`§42.23), replaces non-challenged claims (35 U.S.C. §316(d)(1)(B)) and was filed
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`without prior authorization (37 C.F.R §42.121(c)). IPR is not an opportunity to
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`redo the back-and-forth of examination to try to “get it right.” The totality of PO’s
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`failures to comply with its Aqua Products obligations warrants denial of its MTA.3
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`II.
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`PO’S PROPOSED SUBSTITUTE CLAIMS ARE OBVIOUS
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`PO presents three substantive obviousness arguments: (1) Morichika does
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` The majority characterized PO’s failings as “procedural issues” (see Paper 27, 2-
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`4), but in fact PO failed to comply, in its moving paper, with the obligations
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`associated with such motions. Aqua Products, 872 F.3d 1290 at 1306. PO did not
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`need to amend; it elected to do so and did so incorrectly. The prejudice lies in the
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`time and pages required to point out PO’s failings, and the fact that if these failings
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`are overlooked, a motion that should have been denied may be granted, and
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`amended claims issued, following an examination-like process at the PTAB.
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`3
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`not rely on video; (2) “Liang merely teaches selecting zoom for the display” and
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`(3) Rosenberg teaches “zooming functions on views in windows.”4
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`Morichika generally discloses a system that includes a digital camera 4c
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`connected to a PC 2 via a USB interface. (Paper 17, 17; Ex. 1002, ¶¶42-46, Fig. 4),
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`but does not state whether the camera is a digital video camera or a digital still
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`camera. However, Morichika does describe its applicability in a “real time”
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`environment. (Paper 17, 17; Ex. 1002, ¶65; Ex. 1025, ¶52; Ex. 2006, 38:14-15
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`(“Morichika can support video and still cameras.”)). Liang confirms that, as early
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`as 2007, it was well known that digital video cameras could be used in a look down
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`document camera to provide a “live display” of what the video camera sees. (Paper
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`17, 18; Ex. 1023, ¶¶65-78; Ex. 1025, ¶¶53-56; Ex. 2006, 40:5-14). Dr. Madisetti
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`testified that a POSA would have understood that camera 4c in Morichika would
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`have been modified or augmented to include the camera and related capabilities
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`from Liang, and that image processing described in Morichika as being real-time
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` 4
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` PO’s other arguments (Paper 19 at 7-11) reflect a lack of understanding of KSR
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`Int’l Co. v. Teleflex Inc., 550 U.S. 398, 420-21 (2007). In particular Petitioner’s
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`Opposition (Paper 17, 16-24; Ex. 1025, ¶¶47-110) shows (in the allowed number
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`of pages--no trivial task) that the “the subject matter as a whole would have been
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`obvious at the time the invention was made”--the inquiry under KSR. Id. at 399.
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`4
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`could have been done for each frame of video data. (Paper 17, 18; Ex. 1025, ¶¶53-
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`56; Ex. 1022, 14:6-13, 16:10-20). Use of a video camera as a source for the image
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`data Morichika discusses processing is therefore obvious.
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`Regarding use of a mouse wheel to zoom, Liang inherently discloses (and
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`thus renders obvious) using mice for zooming. (Paper 17, 19; Ex. 1023, ¶¶33-35;
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`Ex. 2006, 71:4-7). Specifically, Fig. 19 of Liang “teaches or suggests that there is a
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`way to provide a user interface device so that the user can click a zoom button that
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`is displayed on computer 1910 to carry out specific functionality that includes
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`command such as zoom.” (Ex. 2006, 44:7-11).
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`This well-known feature is also obvious in view of Rosenberg, which
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`discloses that “[t]o allow the user easier control of scrolling, zooming, and other
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`like functions when using a mouse, a ‘scroll wheel’ or ‘mouse wheel’ has been
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`developed and has become quite common.” (Paper 17, 10 (citing Ex. 1024, 1:65-
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`2:16)). PO’s demand that Petitioner’s opposition build an allegedly invalidating
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`system misapplies the standard for obviousness, which is not one of bodily
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`incorporation. In re Keller, 642 F.2d 413, 425, 208 USPQ 871, 881 (CCPA 1981).
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`Dr. Madisetti confirmed that Rosenberg taught video zoom, such as “in virtual
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`reality simulations . . . [to] perform functions on a computer.” (Ex. 2006, 48:10-
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`20). Thus, zooming is obvious in view of Rosenberg. All PO has done is added
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`well-known elements to its claims; this does not resurrect them from obviousness.
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`5
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`Date: December 11, 2018
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`IPR2017-02108
`U.S. Patent No. 8,508,751
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`Respectfully submitted,
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`/Benjamin E. Weed/
`Benjamin E. Weed
`Reg. No. 65,939
`K&L GATES LLP
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`IPR2017-02108
`U.S. Patent No. 8,508,751
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`CERTIFICATE OF SERVICE
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`I hereby certify that on December 11, 2018, a true and correct copy of the
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`foregoing was caused to be served electronically on the following counsel of
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`record for Patent Owner at the following email addresses:
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`Trevor Q. Coddington Ph.D. (trevorcoddington@sandiegoiplaw.com)
`Donny K. Samporna (donnysamporna@sandiegoiplaw.com)
`James K. Fazio III (jamesfazio@sandiegoiplaw.com)
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`/Benjamin E. Weed/
`Benjamin E. Weed
`Reg. No. 65,939
`K&L GATES LLP
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