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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`AVER INFORMATION INC., AND IPEVO, INC.
`Petitioner
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`v.
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`PATHWAY INNOVATIONS AND TECHNOLOGIES, INC.
`Patent Owner
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`_____________________
`CASE: IPR2017-02108
`U.S. PATENT NO. 8,508,751
`_____________________
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`PATENT OWNER’S MOTION TO EXCLUDE EXPERT EVIDENCE
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`Case No. IPR2017-02108
`Patent No. 8,508,751
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`TABLE OF CONTENTS
`INTRODUCTION ........................................................................................... 1
`I.
`II. ARGUMENT ................................................................................................... 3
`A. Madisetti’s Claim Construction Discussion Is Virtually
`Identical to the Petition. ........................................................................ 4
`1.
`“a series of frame images” (claims 1, 3, and 18) ........................ 4
`2.
`“a series of real-time images” (claim 18) ................................... 5
`3.
`“the output frame images” (claims 13 and 14) ........................... 5
`B. Madisetti’s Opinions on Obviousness Are Virtually Identical to
`those in the Petition with Little or No Explanation or Analysis. .......... 5
`1. Madisetti’s Overview of the Prior Art is Verbatim
`Identical ....................................................................................... 5
`C. Madisetti’s Opinions to Support Petitioner’s Opposition Are
`Also Not Credible .................................................................................. 8
`D. Dr. Madisetti Does Not Qualify as One of Ordinary Skill in the
`Art ........................................................................................................10
`III. CONCLUSION ..............................................................................................10
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`Case No. IPR2017-02108
`Patent No. 8,508,751
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`TABLE OF AUTHORITIES
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`
`Cases
`Blackberry Corp. v. Mobilemedia Ideas, LLC,
`IPR2013-00036 (PTAB 2014) .............................................................................. 8
`Corning Inc. v. DSM IP Assets B.V.,
`IPR2013-00049 (PTAB 2014) .............................................................................. 4
`Daubert v. Merrell Dow Pharm., Inc.,
`509 U.S. 579 (1993) .............................................................................................. 3
`Heart Failure Techs., LLC v. CardioKinetix, Inc.,
`IPR2013-00184 (PTAB 2013) ........................................................................1, 10
`InfoBionic, Inc. v. Braemar Manufacturing, LLC,
`IPR2015-01704 (PTAB 2016) .............................................................................. 4
`KSR Int’l Co. v. Teleflex Inc.,
`550 U.S. 398 (2007) ........................................................................................2, 10
`Lewis v. CITGO Petroleum Corp.,
`561 F.3d 698 (7th Cir. 2009) ................................................................................ 3
`Sloan Valve Co. v. Zurn Ind., Inc.,
`Civ. No. 10-cv-00204 (N.D. Ill. Nov. 18, 2013) ................................................10
`ZTE Corp. v. Interdigital Tech. Corp.,
`IPR2014-00275 (PTAB 2014) .............................................................................. 8
`Rules
`Fed. R. Ev. 702 ........................................................................................................... 3
`Regulations
`37 C.F.R. § 42.64(c) ................................................................................................... 2
`37 C.F.R. § 42.65(a) ........................................................................................ 1, 5, 10
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`Case No. IPR2017-02108
`Patent No. 8,508,751
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`I.
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`INTRODUCTION
`Patent Owner Pathway Innovations & Technologies, Inc. (“Patent Owner”)
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`respectfully moves to exclude the First Declaration (Ex. 1020) and Second
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`Declaration (Ex. 1025) of Dr. Vijay K. Madisetti, in their entireties, submitted by
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`Petitioner in support of its Petition (Paper 3) and Opposition to Patent Owner’s
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`Motion to Amend (Paper 17). Patent Owner further moves to bar Petitioners from
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`using or citing to the above-noted Madisetti Declarations (“Madisetti Decs.”) at any
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`hearing or oral argument in this proceeding.
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`While the Board is generally reluctant to exclude evidence, the Madisetti
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`Decs. are not credible and contain nothing more than “expertized” attorney argument
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`and fail to provide the required articulated reasoning as to how his supposed opinions
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`were reached. As clearly shown by a side-by-side visual comparison of the First
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`Declaration with the Petition, Dr. Madisetti simply repeats virtually all the same
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`conclusory arguments, word-for-word, of the Petition without any particularized
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`reasoning or explanation. See Exhibit A; see also Ex. 2001. Accordingly, the First
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`Declaration should be excluded as conclusory and unsupported. 37 C.F.R. § 42.65(a)
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`(“Expert testimony that does not disclose the underlying facts or data on which the
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`opinion is based is entitled to little or no weight.”). See Heart Failure Techs., LLC
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`v. CardioKinetix, Inc., IPR2013-00184, Paper 12 (PTAB 2013) (noting that the
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`petitioner must provide “some articulated reasoning with some rational
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`underpinning to support the legal conclusion of obviousness.”) (citing KSR Int’l Co.
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`v. Teleflex Inc. 550 U.S. 398, 418 (2007)).
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`Pursuant to 37 C.F.R. § 42.64(c), Patent Owner previously objected to the
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`First Declaration in its Preliminary Response, and then again in its Response. Paper
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`6 at 17-18; Paper 11 at 18-20. For ease of reference, Patent Owner submits a side-
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`by-side comparison of the First Declaration and the Petition, attached hereto as
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`Exhibit A.
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`The Second Declaration of Dr. Madisetti is no better. In creating his Second
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`Declaration, Dr. Madisetti testified that he followed a “very similar” process to that
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`of the word-for-word First Declaration. Ex. 2006 at 26:18-23. Moreover, Dr.
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`Madisetti was unable to answer questions regarding his Declarations without having
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`those Declarations in front of him and reading from such, and is incredulously
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`evasive when confronted with simple general questions involving, for example, the
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`definition of capturing. See, e.g., Ex. 2006 at 7:10-12 (“Q. Okay. What does the word
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`‘capturing’ mean to you? A. It means capturing. Q. Okay. Can you provide a
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`definition of capturing that doesn’t use the word ‘capturing’? [objection lodged.]
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`[A.] I’m quite comfortable with capturing. Q. So you can’t answer that question?
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`[objection lodged.] [A.] No. I felt that capturing captures -- capturing is a good
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`description of the term ‘capturing.’ So it captures a still image.”)
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`Lastly, Dr. Madisetti does not qualify as one of ordinary skill in the art
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`according to his own definition. For example, the record fails to establish that Dr.
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`Madisetti has “at least one year of direct technical experience in capturing real-time
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`video with zooming capability via a portable document camera.” Ex. 1020 at ¶ 15.
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`II. ARGUMENT
`Only expert testimony from reliable sources is admissible to assist the trier of
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`fact. Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579, 593 (1993). An expert
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`opinion must be the product of reliable principles and methods, and the expert must
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`reliably apply those principles and methods. See id.; Fed. R. Ev. 702. Importantly,
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`the proponent of expert testimony bears the burden of establishing the reliability of
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`the principles and methods applied by the expert. Lewis v. CITGO Petroleum Corp.,
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`561 F.3d 698, 705 (7th Cir. 2009) (“The proponent of the expert bears the burden of
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`demonstrating that the expert’s testimony would satisfy the Daubert standard.”)
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`Here, the Madisetti Declarations contain little more than bare assertions that
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`have little basis in reality. Moreover, Petitioners’ Petition is suffused with arguments
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`parroted directly from Madisetti’s First Declaration, or vice versa. Additionally, the
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`First Declaration and the Petition mirror informalities and errors that lead to the
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`inevitable conclusion that large portions of the Petition were lifted directly from the
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`First Declaration, or vice versa, and shared the same drafter. For example, the First
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`Declaration refers to “this petition” even though the First Declaration purportedly
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`predates the Petition. Compare Ex. 1020 at 38 with Paper 3 at 44. See also Exhibit
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`A at 32. In another example, both the First Declaration and the Petition use “See
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`Section…” without the use of italics. See Exhibit A at 44. Such expertized assertions
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`fall far short of admissibility standards. See, e.g., InfoBionic, Inc. v. Braemar
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`Manufacturing, LLC, IPR2015-01704, Paper 11 (PTAB 2016) (denying institution,
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`because expert merely repeated the argument in the Petition about what a reference
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`meant without explaining why the expert believed that meaning to be correct). Dr.
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`Madisetti’s First Declaration is attorney argument masqueraded as expert opinion
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`that fails to provide an objective basis and thus, should be excluded or, alternatively,
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`be afforded little to no weight. See Corning Inc. v. DSM IP Assets B.V., IPR2013-
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`00049, Paper 88, 21-22 (PTAB 2014) (affording “little weight” to an expert’s
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`opinion that was verbatim repeated by the petition and provided no objective basis).
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`A. Madisetti’s Claim Construction Discussion Is Virtually Identical
`to the Petition.
`“a series of frame images” (claims 1, 3, and 18)
`1.
`The First Declaration’s discussion of claim construction is virtually identical
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`to the Petition. For example, paragraphs 24-26 of the First Declaration are virtually
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`verbatim identical to the paragraphs in the Petition discussing “a series of frame
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`images.” Compare Madisetti Dec. (Ex. 1020 at ¶¶ 24-26) with Petition (Paper 3 at
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`8-9); see also Exhibit A at 1-2. After reiterating substantially verbatim the same text
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`from the Petition, Madisetti concludes that a person of ordinary skill in the art
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`(“POSITA”) would understand “a series of frame images” to be “a plurality of still
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`images.” Madisetti Dec. at ¶ 26 (Ex. 1020 at 12). But Madisetti provides absolutely
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`no factual basis or rationale for this conclusion. 37 C.F.R. § 42.65(a) (“Expert
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`testimony that does not disclose the underlying facts or data on which the opinion is
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`based is entitled to little or no weight.”).
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`“a series of real-time images” (claim 18)
`2.
`Likewise, Madisetti concludes in one sentence that a POSITA would
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`understand “a series of real-time images” to be “a plurality of real-time still images.”
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`Madisetti Dec. at ¶27 (Ex. 1020 at 12). But again Madisetti provides no factual basis
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`or data for this opinion.
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`“the output frame images” (claims 13 and 14)
`3.
`Similarly, Madisetti’s discussion of the construction of “the output frame
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`images” is virtually identical to that in the Petition. Compare Petition (Paper 3 at 12-
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`13) with Madisetti Dec. (Ex. 1020 at ¶ 34); see also Exhibit A at 4.
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`B. Madisetti’s Opinions on Obviousness Are Virtually Identical to
`those in the Petition with Little or No Explanation or Analysis.
`1. Madisetti’s Overview of the Prior Art is Verbatim Identical
`Madisetti’s discussion of Morichika, Krisbergh, Hara, Mitsui and Ishii is
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`verbatim identical to the Petition. Compare Petition (Paper 3 at 13-19) with
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`Madisetti Dec. (Ex. 1020 at ¶¶ 36-54); see also Exhibit A at 4-11.
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`a) Morichika
`As shown by a side-by-side comparison, Madisetti’s entire discussion of
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`Morichika (Ground 1 for invalidity) is virtually identical to the attorney argument in
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`the Petition. With the exception of a few minor paragraphs (Ex. 1020 at ¶¶ 83, 85,
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`102), Madisetti’s entire discussion of Morichika for over 24 pages is lifted virtually
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`verbatim from the attorney argument in the Petition without further explanation or
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`analysis. Compare Petition (Paper 3 at 20-44) with Madisetti Dec. (Ex. 1020 at
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`¶¶ 55-115); see also Exhibit A at 11-32.
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`Madisetti summarily concludes that it would have been obvious to a POSITA
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`to modify “the Morichika device to use a video camera” and “modify the PC’s
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`software accordingly.” Ex. 1020 at ¶ 56. Madisetti also opines in one sentence that
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`a POSITA “would understand that the manipulations performed by the PC would
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`not affect the resolution of the image that is projected by the projector.” Id. at ¶ 97.
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`But again, Madisetti fails to provide any articulated basis or reasoning for these
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`opinions as required.
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`b) Krisbergh in View of Hara
`Again, with the exception of one minor sentence, Madisetti’s entire discussion
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`spanning 12 pages that Krisbergh in view of Hara renders claims 8-10, 12, 14 and
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`16 obvious is lifted verbatim from the Petition (Ground 2 for invalidity) without any
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`explanation or analysis. Compare Petition (Paper 3 at 44-56) with Madisetti Dec.
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`(Ex. 1020 at ¶¶ 116-41); see also Exhibit A at 32-44. A more blatant example of
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`“expertizing” could scarcely be imagined.
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`c) Krisbergh in View of Hara and Mitsui
`Likewise, Madisetti’s entire discussion that Krisbergh in view of Hara and
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`Mitsui renders claims 13 and 16 obvious (Ground 3 for invalidity) is lifted verbatim
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`from the Petition with no analysis or factual underpinning. Compare Petition (Paper
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`3 at 56-59) with Madisetti Dec. (Ex. 1020 at ¶¶ 142-47); see also Exhibit A at 44-
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`47. Further, Madisetti concludes in one sentence that it would have been obvious for
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`a POSITA “to incorporate Hara’s technique for reducing the volume of transmitted
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`data,” but provides no explanation or factual basis for this opinion. Madisetti Dec.
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`(Ex. 1020 at ¶145). Madisetti concludes in one sentence that it would have been
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`obvious for a POSITA “to combine the image rotation feature of Mitsui into the
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`videophone disclosed in Krisbergh,” but Madisetti provides no articulated reasoning
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`for this opinion. Id. Worse, Madisetti provides no basis for his opinion that a
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`POSITA seeking to use a PC to perform digital zoom over real-time video would
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`even look to videophone references such as Hara and Mitsui.
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`Ishii
`d)
`Further still, Madisetti’s entire discussion spanning 14 pages that Ishii renders
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`claims 1-5, 8, and 16 obvious is lifted verbatim from the Petition (Ground 4 for
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`invalidity) with no explanation or analysis. Compare Petition (Paper 3 at 59-72) with
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`Madisetti Dec. (Ex. 1020 at ¶¶152-87); see also Exhibit A at 48-60. Madisetti opines
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`that it would have been obvious for a POSITA to employ Ishii to render the ‘751
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`patent obvious, but Madisetti provides no articulated reasoning for his opinion. Ex.
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`1020 at ¶ 153. Certainly, Ishii’s sparse acknowledgement that “digital video cameras
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`are widely used in the ordinary household” does not provide any particularized
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`direction on how to accomplish digital zoom over real-time video using a PC as
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`taught by the ‘751 patent.
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`C. Madisetti’s Opinions to Support Petitioner’s Opposition Are Also
`Not Credible
`With all due respect, Dr. Madisetti is a paid oath taker. Ex. 2006 at 22:22-23.
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`On at least two separate occasions, the Board has found his opinions to be
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`unsubstantiated. See, e.g., ZTE Corp. v. Interdigital Tech. Corp., IPR2014-00275,
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`Paper 11 at 13 (PTAB 2014) (“Likewise, Dr. Madisetti, does not provide sufficient
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`and persuasive evidence demonstrating that a person of ordinary skill in the art
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`would have understood ….”); Blackberry Corp. v. Mobilemedia Ideas, LLC,
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`IPR2013-00036, Paper 65 at 18 (PTAB 2014) (“We do not credit the testimony of
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`Dr. Madisetti, that one skilled in the art at the time of the invention of the ‘048 patent
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`would understand ….”). Yet, when recently asked if the Board has ever found his
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`testimony to not be credible, Dr. Madisetti evasively replied: “I don’t recall.” Ex.
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`2006 at 24:1-15. In his recent deposition, Dr. Madisetti was unable to answer
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`questions about his Second Declaration without reading from his declaration. See
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`Ex. 2006 at 15:22, 29:18-20, 30:6-7; 33:14-16, and 42:8-12. Moreover, Dr. Madisetti
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`followed the same process in creating both his declarations. Ex. 2006 at 26:18-23.
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`Dr. Madisetti is also prone to taking contradictory positions. In his ITC
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`deposition regarding Petitioner’s same invalidity position as raised in this
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`proceeding, Dr. Madisetti stated that Morichika’s camera 4c “provides a video
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`image.” Ex. 2005 at 81:19-23 (“the camera outputs frame images, and it provides an
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`– a set of – it provides a video image comprising a plurality of frame images.”). Yet,
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`in his first declaration, Dr. Madisetti avoided addressing whether Morichika’s
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`camera 4c was a video or still camera. See generally Ex. 1020. Now, Dr. Madisetti
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`takes the position that Morichika “is not explicit one way or the other as to whether
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`the camera is a digital video camera or a digital still camera.” Ex 1025 at ¶ 50. Dr.
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`Madisetti’s testimony is useless in this regard.
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`Dr. Madisetti testimony is often incredulous and evasive. For example, in the
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`Parties’ related ITC proceeding, Dr. Madisetti refused to admit that Morichika’s
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`video adapter 25 generates a video signal (as opposed to Morichika explicitly
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`teaching the camera 4c generating a video signal). See Ex. 2005 at 75:7-86:6. In his
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`recent deposition regarding his second declaration, Dr. Madisetti refused to provide
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`a meaningful definition of video stream. Ex. 2006 at 14:21-15:13 (“Q. What does a
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`video stream mean to you? A. It means a video stream.…If a student came to you
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`and asked you what a video stream is, would you answer “a video stream?” A.
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`Yes.”).
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`D. Dr. Madisetti is Not Qualified to Give Opinions as One of
`Ordinary Skill in the Art
`Lastly, by his own definition, Dr. Madisetti lacks the industry experience to
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`qualify as one of ordinary skill in the art. Dr. Madisetti defined one of ordinary skill
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`in the art around the time of the ‘751 patent to have, among other things, “at least
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`one year of direct technical experience in capturing real-time video with zooming
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`capability via a portable document camera.” Ex. 1025 at ¶ 15. Yet, Dr. Madisetti
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`(nor any document submitted by Petitioner) does not address how Dr. Madisetti
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`meets this technical experience requirement. Nowhere in Dr. Madisetti’s CV does it
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`show that he worked with video zooming in portable document cameras, let alone
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`portable document cameras in general. By his own definition, Dr. Madisetti is not
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`one of ordinary skill in the art and thus, his obviousness testimony as to what is
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`“understood” by, “considered” by, “known” to, or “disclosed” to a person of
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`ordinary skill in the art is not reliable and should be excluded. See, e.g., Sloan Valve
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`Co. v. Zurn Ind., Inc., Civ. No. 10-cv-00204 (N.D. Ill. Nov. 18, 2013) (“The majority
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`of [expert’s] opinions regarding obviousness are based on the perspective of a
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`POSITA. Because he is not a POSITA, he is not qualified to give these opinions.”)
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`III. CONCLUSION
`In summary, Dr. Madisetti’s opinions and discussion of invalidity are not
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`admissible and should be excluded from this proceeding.
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`Dated: November 20, 2018
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`Case No. IPR2017-02108
`Patent No. 8,508,751
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`Respectfully submitted,
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`Pathway Innovations and Technologies, Inc.
`By counsel:
`/s/Trevor Q. Coddington, Ph.D.
`TREVOR Q. CODDINGTON, PH.D.
`PTO REG. NO. 46,633
`DONNY K. SAMPORNA
`PTO REG. NO. 76,604
`SAN DIEGO IP LAW GROUP LLP
`12526 High Bluff Drive, Suite 300
`San Diego, California 92130
`Telephone: (858) 792-3446
`Facsimile: (858) 408-4422
`Email: uspto@sandiegoiplaw.com
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`and any supporting exhibits was served on November 20, 2018, by filing this
`document through the Patent Review Processing System as well as delivering a
`copy via email directed to the attorneys of record for Petitioners:
`K&L Gates LLP
`Jackson Ho
`Jackson.ho@klgates.com
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`Benjamin Weed
`Benjamin.weed.ptab@klgates.com
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`Kevin McCormick
`Kevin.mccormick@klgates.com
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`Respectfully submitted,
`/s/ Trevor Q. Coddington, Ph.D.
`Trevor Q. Coddington, Ph.D.
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`CERTIFICATE OF SERVICE
`The undersigned hereby certifies that a copy of the foregoing
`PATENT OWNER’S MOTION TO EXCLUDE EXPERT EVIDENCE
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