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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`KINGSTON TECHNOLOGY COMPANY, INC.,
`Petitioner,
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`v.
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`POLARIS INNOVATIONS LTD.,
`Patent Owner.
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`Case IPR2017-00974
`Patent 6,840,414
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`PETITIONER’S REQUEST FOR REHEARING
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`Case IPR2017-00974
`Attorney Docket No: 37307-0007IP2
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`I.
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`BACKGROUND AND RELIEF REQUESTED
`Petitioner, Kingston Technology Company, Inc. (“Petitioner”), requests
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`rehearing of the Board’s August 14, 2017 Decision in Paper 8 (hereinafter the
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`“Decision”) declining to institute a trial as to both Grounds identified at pp. 9-10 of
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`the Petition (Paper 2) (hereinafter the “Petition”), which requests inter partes
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`review (“IPR”) of claim 4 of U.S. Patent No. 6,840,414 (“the ’414 Patent”). In the
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`Decision, the Board denied a trial purely on discretionary grounds under 35 U.S.C.
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`§§ 314(a) and 325(d).
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`II. REASONS FOR THE RELIEF REQUESTED
`Petitioner respectfully requests that the Board review the instant Petition on
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`the merits in view of Patent Owner’s Motion to Amend (Paper 18) (hereinafter
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`“Motion to Amend”) and Petitioner’s Opposition to the Motion to Amend (Paper
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`20) (hereinafter “Opposition”) filed in IPR2016-01622 (hereinafter “the
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`’622 IPR”). In its Motion, Patent Owner has elected to reinsert the subject matter
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`of non-instituted claim 4 (a height limitation) back into the proceeding as a “new”
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`limitation in its new claim (claim 9) (see claim chart below). Patent Owner’s
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`action presents a unique factor for the Board’s consideration in deciding whether to
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`exercise its discretion under 35 U.S.C. § 325(d). In so doing, Patent Owner has
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`instigated a situation in which declining to review the proposed rejections of claim
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`4 on the merits may result in an inconsistent application of the patent law. This
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`Attorney Docket No: 37307-0007IP2
`factor was not considered by the Board in its Institution Decision and was not
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`raised by Petitioner because the Motion to Amend had not yet been filed prior to
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`the filing of the present Petition.
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`Claim 4 of the ’414 Patent
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`Patent Owner’s Proposed Claim 9
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`The printed circuit board according to
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`The printed circuit board according to
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`claim 1, wherein:
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`claim 1, wherein:
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`said printed circuit board has a
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`said printed circuit board has a width
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`height of 1 to 1.2 inches
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`of 5.25 inches and has a height of 1 to
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`perpendicular to said contact strip.
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`1.2 inches perpendicular to said
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`contact strip.
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`Furthermore, the Board did not and could not have considered this issue
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`raised by Patent Owner prior to the Board issuing its Decision because Petitioner
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`had not yet filed its Opposition to the Motion to Amend. Yet, when the Board
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`reviews the Motion to Amend and Opposition it must substantively consider the
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`same references and arguments presented in this Petition, as well as additional
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`arguments and references that directly address chip sizes and the combination of a
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`5.25 inch board width with a 1-1.2 inch board height. The present Petition can no
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`longer be considered merely an attempt by Petitioner to benefit from the Institution
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`Decision in the ’622 IPR because the Patent Owner willingly chose to reinsert the
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`subject matter of claim 4 into the ’622 IPR.
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`Attorney Docket No: 37307-0007IP2
`Declining to review the present Petition on the merits will potentially result
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`in inconsistent application of the law to identical claim limitations of the same
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`patent. Should the Board determine that Patent Owner’s new claim 9 is
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`unpatentable under 35 U.S.C. § 103 (which it is), the Board’s decision would
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`create an inconsistency by leaving claim 4 (a broader claim than claim 9) valid,
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`while having determined that the subject matter of claim 4 is, in fact, unpatentable.
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`Such a result is inherently unjust and defies the primary purpose of the U.S. Patent
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`and Trademark Office. See 157 Cong. Rec. S5428-9 (daily ed. Sept. 8, 2011)
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`(statement of Sen. Coburn) (“the issuance of quality patents are critical
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`components and should remain the primary goal of the U.S. Patent and Trademark
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`Office”).
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`Further, declining to review the merits of the present petition in view of the
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`Patent Owner’s proposed claim amendments would undermine the goals of the
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`America Invents Act. A specifically stated objective of the America Invents Act
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`was to “increase the quality and certainty of patent rights” by providing a “timely
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`alternative to district court litigation.” Cong. Rec. S5354. (daily ed. Sept. 7, 2011)
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`(quoting STATEMENT OF ADMINISTRATION POLICY H.R. 1249—
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`AMERICA INVENTS ACT (Rep. Smith, R–Texas, and 5 cosponsors, June 21,
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`2011)) (emphasis added); see also Cong. Rec. S5435 9 (daily ed. Sept. 8, 2011)
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`(statement of Sen. Grassley) (“[The America Invents Act] will strengthen patent
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`Attorney Docket No: 37307-0007IP2
`quality and reduce costs and will curb litigation abuses and improve certainty for
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`investors and innovators.”) (emphasis added). Yet, permitting inconsistent
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`application of the patent law to identical claim features of the same patent would
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`serve only to decrease the quality and certainty of patent rights.
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`Whether the Board decides to allow Patent Owner’s amendment or deny the
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`amendment as unpatentable, the subject matter of claim 4 would, in either case, be
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`reviewed on the merits. In fact, in evaluating the merit of Patent Owner’s Motion
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`to Amend in the ’622 IPR, the Board will be required to consider the same
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`substantive subject matter it would in the present petition. As such, Petitioner
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`asserts that it would be most efficient for both the Board and the parties for the
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`present IPR to be instituted and aligned in schedule with the ’622 IPR.1 It would
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`be against the interest of justice to allow subject matter that has been found
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`unpatentable to remain within the patent monopoly. Moreover, Patent Owner’s
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`1 By itself requesting consideration of the patentability of the height limitation,
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`Patent Owner has waived any argument that proceeding with IPR 2017-000974
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`would be inefficient. Moreover, as proposed claim 9 in IPR2016-01622
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`includes every limitation of claim 4, a finding that proposed claim 9 is not
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`patentable would mean that claim 4 is by definition also not patentable.
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`actions of inserting identical claim language into its claim amendment nullifies its
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`own arguments to the contrary. See e.g., Prelim. Resp., 20-22.
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`Additionally, the consideration of whether an exercise of discretion under
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`§§ 314(a), 325(d) would result in inconsistent application of law to a patent should
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`outweigh other factors. This is particularly true when, as is the case here, such a
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`situation is instigated by the Patent Owner’s own actions. The eight factors used
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`by the Board for deciding whether to exercise its discretion pertain primarily to
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`efficient conduct of the post grant proceedings and fairness towards the Patent
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`Owner. See Decision, 7-8 (quoting Alarm.com v. Vivint, Inc., IPR2016-01110,
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`Paper 11 at 4–5 (PTAB Nov. 28, 2016). However, such considerations are
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`overridden by the interests of justice when, as here, Patent Owner itself instigates
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`issues that give rise to inconsistent applications of the law to a single patent.
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`III. CONCLUSION
`For each of the reasons set forth above, Petitioner respectfully requests
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`reconsideration of the institution decision for claim 4 of the ’414 Patent in view of
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`the arguments set forth above. Petitioner believes that the Petition establishes that
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`there is a reasonable likelihood that it will prevail on claim 4 and requests that the
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`Board institute a trial on claim 4 in addition to the already instituted trial on claims
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`1 and 5-8. In fact, in evaluating the merit of Patent Owner’s Motion to Amend in
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`the ’622 IPR, the Board will be required to substantively consider the same subject
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`Attorney Docket No: 37307-0007IP2
`matter as in the present Petition. As such, it would be most efficient for both the
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`Board and the parties for the present IPR to be instituted and aligned in schedule
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`with the ’622 IPR.
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`Date: August 30, 2017
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`(Trial No. IPR2017-00974)
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`Respectfully submitted,
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` /David Hoffman/
`By:
`David Hoffman (Reg. No. 54,174)
`FISH & RICHARDSON P.C.
`3200 RBC Plaza
`60 South Sixth Street
`Minneapolis, MN 55402
`Tel: (512) 226-8154
`Fax: (202) 783-2331
`hoffman@fr.com
`Attorney for Petitioner
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`7
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`Case IPR2017-00974
`Attorney Docket No: 37307-0007IP2
`CERTIFICATE OF SERVICE
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`Pursuant to 37 CFR §§ 42.6(e)(4) et seq., the undersigned certifies that on
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`August 30, 2017, a complete and entire copy of this Petitioner’s Request for
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`Rehearing was provided via email to the Patent Owner by serving the
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`correspondence email address of record as follows:
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`Kenneth J. Weatherwax
`Nathan Lowenstein
`Parham Hendifar
`Loweinsteikn & Weatherwax LLP
`1880 Century Park East, Suite 815
`Los Angeles, CA 90067
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`Email: PolarInnovs_IPRs@lowensteinweatherwax.com
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` /Edward G. Faeth/
`Edward G. Faeth
`Fish & Richardson P.C.
`60 South Sixth Street, Suite 3200
`Minneapolis, MN 55402
`(202) 626-6420
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`8
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