`571.272.7822
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`
`
`
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`Paper No. 11
`Entered: August 10, 2016
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`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
`APPLE INC.,
`Petitioner,
`
`v.
`
`OPENTV, INC.,
`Patent Owner.
`_______________
`
`Case IPR2016-00992
`Patent 6,233,736 B1
`_______________
`
`
`
`Before JAMESON LEE, SALLY C. MEDLEY, and
`MICHAEL R. ZECHER, Administrative Patent Judges.
`
`LEE, Administrative Patent Judge.
`
`
`ORDER
`Conduct of Proceedings
`37 C.F.R. § 42.5
`
`On August 9, 2016, a telephone conference call was held. The
`participants were respective counsel for the parties and Judges Lee, Medley,
`and Zecher. The purpose of the call was to discuss the parties’ Joint Motion
`to Terminate Proceeding (Paper 8).
`
`
`
`
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`IPR2016-00992
`Patent 6,233,736 B1
`
`
`1.
`We noted that none of the settlement agreements filed in support of
`the Joint Motion to Terminate explicitly mention the Patent Owner, and
`asked the parties to review whether there is an understanding or agreement
`involving the Patent Owner in contemplation of termination of the
`proceeding. Counsel for the parties replied that there is such an
`understanding and expectation by “everyone.”1 We directed the parties to
`comply with 37 C.F.R. § 42.74(b) with respect to that understanding.
`2.
`Because some of the settlement agreements filed in support of the
`
`Joint Motion to Terminate involve Kudelski S.A., the alleged “parent” of
`Patent Owner, we asked Patent Owner to update its Mandatory Notices, to
`indicate that Kudelski S.A. is its parent company. We also asked Patent
`Owner to review, while updating its Mandatory Notices, whether Kudelski
`S.A. should be identified as a real party in interest.
`3.
`We noted that Schedule A-1 to Exhibit 2001, which purports to list
`the licensed patents, appears to be missing an attachment and asked the
`parties to check in that regard. The same is true with respect to Schedule A-
`1 in Exhibit 2002. We, however, take this opportunity to remind the parties
`that Petitioner does not have access to Exhibit 2002. Thus, Patent Owner
`alone will perform that checking for Exhibit 2002.
`Counsel for the parties inquired how they would correct a missing
`attachment in these exhibits, if any. We directed them to file a complete
`agreement under the same exhibit number, but also to ask for expungement
`
`1 “Everyone” includes Petitioner and Patent Owner.
`
`2
`
`
`
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`IPR2016-00992
`Patent 6,233,736 B1
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`of the incomplete agreement. This may be done by contacting the Board
`administrative staff at Trials@uspto.gov or 571-272-7822.
`4.
`The parties have filed Joint Motions for termination in other
`
`proceedings now pending before the Board. We inquired whether the parties
`intend that all proceedings are terminated or none is terminated, or that there
`is no such restrictive contingency requirement. Counsel for the parties
`replied that there is no such restrictive contingency.
`5.
`The parties intend that Petitioner does not have access to Exhibit 2002
`and that Patent Owner does not have access to Exhibit 1017. For that
`reason, they have filed Exhibits 1017 and 2002 as “available only to Board.”
`We explained that the Board is not a party to such an agreement regarding
`restrictive access, and we simply authorize the filing of these two exhibits as
`“available only to Board.”
`
`ORDER
`
`It is
`ORDERED that within one week of entry of this Order, Patent Owner
`
`shall file updated Mandatory Notices consistent with the above discussion;
`
`FURTHER ORDERED that within one week of entry of this Order,
`the parties shall file replacement Exhibits 2001 and 2002, if any is necessary
`according to the above discussion; and
`
`FURTHER ORDERED that within three weeks of entry of this Order,
`the Patent Owner shall file a true copy of a writing that reflects an agreement
`or understanding between Petitioner and Patent Owner made in connection
`
`3
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`IPR2016-00992
`Patent 6,233,736 B1
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`with or in contemplation of termination of this proceeding.2 See 37 C.F.R.
`§ 42.74(b).
`
`
`
`
`
`For PETITIONER:
`
`Mark E. Miller
`Ryan K. Yagura
`Anne E. Huffsmith
`Brian M. Cook
`Xin-Yi Zhou
`John Kevin Murray
`markmiller@omm.com
`ryagura@omm.com
`ahuffsmith@omm.com
`bcook@omm.com
`vzhou@omm.com
`kmurray2@omm.com
`
`
`
`For PATENT OWNER:
`
`Joshua L. Goldberg
`Erika H. Arner
`Daniel G. Chung
`josha.goldberg@finnegan.com
`erika.arner@finnegan.com
`daniel.chung@finnegan.com
`
`2 During the conference call, we indicated that the agreement to be filed
`needs to involve Patent Owner, but not necessarily Petitioner. However,
`37 C.F.R. § 42.74(b) refers to agreement or understanding between the
`parties. Accordingly, we now make this requirement for an agreement or
`understanding between Petitioner and Patent Owner. The existence of such
`an “understanding” was acknowledged by counsel for the parties during the
`conference call.
`
`4