throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`
`________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`________________
`
`HP INC.,
`
`Petitioner
`
`v.
`
`MEMJET TECHNOLOGY LIMITED,
`
`Patent Owner
`
`
`
`Patent No. 8,678,550
`
`_____________________________________________________________
`
`DECLARATION OF STEPHEN F. POND, Ph.D.
`
`
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 1 of 71
`
`

`
`TABLE OF CONTENTS
`
`
`Page
`INTRODUCTION .......................................................................................... 1 
`
`BACKGROUND AND QUALIFICATIONS ................................................ 2 
`
` I. 
`
`II. 
`
`III.  DOCUMENTS CONSIDERED ..................................................................... 4 
`
`IV.  RELEVANT PATENT LAW AND LEGAL STANDARDS ........................ 5 
`
`A. 
`
`B. 
`
`C. 
`
`D. 
`
`Priority Date ......................................................................................... 5 
`
`Anticipation .......................................................................................... 5 
`
`Obviousness .......................................................................................... 5 
`
`Standard of Proof .................................................................................. 7 
`
`V. 
`
`LEVEL OF ORDINARY SKILL IN THE ART ............................................ 7 
`
`VI.  OVERVIEW OF THE ’550 PATENT AND ITS PROSECUTION
`HISTORY ....................................................................................................... 7 
`
`VII.  CLAIM CONSTRUCTION ......................................................................... 13 
`
`A. 
`
`B. 
`
`“laminated ink distribution stack” ...................................................... 13 
`
`“transitional ducts” ............................................................................. 16 
`
`VIII.  ANALYSIS OF THE ’550 PATENT CLAIMS IN LIGHT OF THE
`PRIOR ART .................................................................................................. 18 
`
`A. 
`
`The Prior Art ...................................................................................... 18 
`
`1. 
`
`2. 
`
`3. 
`
`Disclosure of Boyd .................................................................. 19 
`
`Disclosure of Waller ................................................................ 22 
`
`Disclosure of Ayata .................................................................. 24 
`
`4.  Motivation to Combine Boyd with Waller .............................. 24 
`
`5.  Motivation to Combine Boyd and Waller with Ayata ............. 28 
`
`B. 
`
`Ground 1: Claims 1-3 Are Obvious under 35 U.S.C. § 103(a) in
`View of Boyd and Waller ................................................................... 28 
`i
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd
`
`HP 1002
`Page 2 of 71
`
`

`
`TABLE OF CONTENTS
`(continued)
`
`Page
`Claim 1 ..................................................................................... 29 
`
`Claim 2 ..................................................................................... 48 
`
`Claim 3 ..................................................................................... 49 
`
`1. 
`
`2. 
`
`3. 
`
`C. 
`
`Ground 2: Claim 4 Is Obvious under 35 U.S.C. § 103(a) in
`View of Boyd, Waller, and Ayata ...................................................... 53 
`
`IX.  CONCLUDING STATEMENTS ................................................................. 55 
`
`ii
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 3 of 71
`
`

`
`
`
`I, Stephen F. Pond, declare as follows:
`
`I.
`
`INTRODUCTION
`
`1.
`
`I formerly worked for the Xerox Corporation for over 25 years. I now
`
`work as a consultant in the area of electronic printing and have done so for the last
`
`17 years. Accordingly, I have extensive experience in electronic printing,
`
`including ink jet technology. I have been retained by HP Inc. (formerly known as
`
`Hewlett-Packard Company) in connection with the above-captioned Petition for
`
`Inter Partes Review.
`
`2.
`
`I understand that the Petition involves U.S. Patent No. 8,678,550 (“the
`
`’550 patent”) (Ex. 1001). I have been asked by Petitioner to offer opinions
`
`regarding the ’550 patent, including the construction of certain claim terms and the
`
`patentability of the claims in view of certain prior art. This declaration sets forth
`
`the opinions I have reached to date regarding these matters.
`
`3.
`
`In preparing this declaration, I have reviewed the ’550 patent and
`
`considered each of the documents cited herein. In reaching my opinions, I have
`
`relied upon my experience in the field and also considered the viewpoint of a
`
`person of ordinary skill in the art at the time of the earliest claimed priority date of
`
`the ʼ550 patent, i.e., the year 2000. As explained below, I am familiar with the
`
`level of a person of ordinary skill in the art regarding the technology at issue as of
`
`that time.
`
`1
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 4 of 71
`
`

`
`
`
`4.
`
`I am being compensated at my normal rate of $500 per hour in
`
`connection with this review. My compensation is not contingent on the outcome
`
`of this review or on the substance of my opinions. I further have no financial
`
`interest in Petitioner. I have been informed that the ’550 patent may currently be
`
`assigned to Memjet Technology Limited (“Memjet”). I have no financial interest
`
`in Memjet.
`
`II. BACKGROUND AND QUALIFICATIONS
`
`5.
`
`A true and correct copy of my curriculum vitae is attached as Ex.
`
`1007. As set forth in my CV, I have over 40 years of research, product
`
`engineering, and consulting experience in the field of electronic printing, including
`
`thermal inkjet ink printing technologies. I received a Bachelor’s Degree (Magna
`
`Cum Laude) in Physics in 1967 from Dartmouth College, a Master’s Degree in
`
`Physics from University of Illinois in 1968, and a Ph.D. in Physics from University
`
`of Illinois in 1971. I am a member of the Phi Beta Kappa honor society.
`
`6.
`
`I served for 26 years at Xerox Corporation in numerous areas related
`
`to electronic printing. From 1972-1979, I served as a Scientist at Xerox
`
`responsible for experimental studies in toner adhesion, was project leader and
`
`principal technical contributor for feasibility studies for a magnetographic
`
`electronic duplicator, and became a charter technical contributor to Xerox’s
`
`continuous inkjet research program. In that last role, I was responsible for early
`
`2
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 5 of 71
`
`

`
`
`
`continuous inkjet demonstration, technical strategy and competitive technology
`
`information analysis.
`
`7.
`
`During the 1980s, I was a manager at Xerox in the Advanced Marking
`
`Development Section, in the Electronic Marking Device Area, and in the
`
`Electronic Marking Laboratory, where I was responsible for thermal inkjet
`
`research and technology feasibility demonstration.
`
`8.
`
`From 1989-1994, I was Chief Engineer in Xerox’s Components
`
`Development and Manufacturing Unit, where I was responsible for thermal inkjet
`
`advanced technology and product development. In that role, I had line
`
`management responsibility for approximately 60 engineers and technologists, and I
`
`managed inkjet development collaborations with foreign OEM suppliers and a
`
`Xerox Japanese subsidiary. My efforts on behalf of the company were recognized
`
`in 1991, when I received the Xerox President’s Award—the highest individual
`
`honor attainable within the organization.
`
`9.
`
`From 1994-1998, I was a Principal in Xerox’s Ink Jet Business Group,
`
`where I was responsible for workgroup and special product concept development.
`
`In that role, I managed the initial productization project for Xerox 600 dpi thermal
`
`inkjet printhead and ink technology, and I managed the development of a state of
`
`the art thermal inkjet printer mechanism.
`
`10. For the last 17 years, I have been an electronic printing and
`
`3
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 6 of 71
`
`

`
`
`
`microelectromechanical systems (MEMS) consultant, working with outside
`
`investors and corporate managers to evaluate intellectual property possibilities for
`
`MEMS devices, and inkjet printing.
`
`11.
`
`I am a registered patent agent and I am named an inventor on 51
`
`issued United States Patents. I am also the author of numerous publications in the
`
`field of inkjet printing, including the textbook “Inkjet Technology and Product
`
`Development Strategies,” Torrey Pines Research (2000).
`
`III. DOCUMENTS CONSIDERED
`
`12.
`
`In formulating my opinion, I have considered not only my general
`
`knowledge and experience, but also the following:
`
`HP
`Exhibit #
`Ex. 1001
`Ex. 1003
`Ex. 1004
`Ex. 1005
`Ex. 1006
`Ex. 1008
`Ex. 1009
`
`Ex. 1010
`
`Ex. 1011
`
`Ex. 1012
`
`Description
`
`U.S. Patent No. 8,678,550 to Silverbrook
`File History of U.S. Patent 8,678,550
`U.S. Patent No. 6,322,206 to Boyd et al.
`U.S. Patent No. 6,250,738 to Waller et al.
`U.S. Patent No. 4,463,359 to Ayata et al.
`Excerpt from American Heritage College Dictionary (4th ed. 2007)
`Excerpt from McGraw-Hill Dictionary of Scientific and Technical
`Terms (5th ed. 1994)
`Certified Translation of Final Judgment in Docket No. 21 O
`20498/15 before Regional Court of Munich I dated January 29,
`2016
`Memjet’s Responsive Claim Constructions served March 7, 2016 in
`Case No. 3:15-cv-01769-BEN-BLM (S.D. Cal.)
`U.S. Patent No. 5,917,527 to Boyd et al.
`
`4
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 7 of 71
`
`

`
`
`
`IV. RELEVANT PATENT LAW AND LEGAL STANDARDS
`
`A.
`
`13.
`
`Priority Date
`
`I have been asked to use May 24, 2000, as the priority date for the
`
`purpose of my analysis and this declaration.
`
`B. Anticipation
`
`14.
`
`I understand that a claimed invention may be “anticipated” and thus
`
`unpatentable if a single prior art reference teaches each and every limitation recited
`
`in the claim.
`
`15.
`
`I understand that a claim is unpatentable if every element is actually
`
`disclosed in a prior art reference as recited in the claims. The disclosure may be
`
`explicit, implicit, or inherent. I understand that a single prior art reference may
`
`anticipate claims without expressly disclosing a feature of the claimed invention if
`
`that feature is necessarily present, or inherent, in that reference. I understand that a
`
`reference is read from the perspective of one of ordinary skill in the art at the time
`
`of the alleged invention.
`
`C. Obviousness
`
`16.
`
`I understand that a determination that a claim is “obvious” is based on
`
`underlying factual issues including the content of the prior art and the level of skill
`
`in the art. I understand that for a single reference or a combination of references to
`
`render the claimed invention obvious, a person of ordinary skill in the art must
`
`5
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 8 of 71
`
`

`
`
`
`have been able to arrive at the claims by altering or combining the references.
`
`17.
`
`I further understand that a claim may be obvious if common sense
`
`directs one to combine multiple prior art references or add missing features to
`
`reproduce the alleged invention recited in the claims. I also understand that if a
`
`person of ordinary skill in the relevant art could implement a predictable variation,
`
`then the claim is likely unpatentable. For the same reason, if a technique has been
`
`used to improve one device and a person having ordinary skill in the art would
`
`recognize that it would improve similar devices in the same way, then using the
`
`technique is obvious. I further understand that a claim can be obvious if it unites
`
`old elements with no change to their respective functions, or alters prior art by
`
`merely substituting one element for another known in the field to yield a
`
`predictable result.
`
`18.
`
`I also understand that when considering the obviousness of a patent
`
`claim, one should consider whether a teaching, suggestion, or motivation to
`
`combine the references exists so as to avoid impermissibly applying hindsight
`
`when combining or modifying the prior art. I understand this test should not be
`
`applied rigidly, but that the test can be important to avoid such hindsight.
`
`19.
`
`I further understand that where a prior art reference discloses the
`
`general conditions or parameters of a claim, the claim may be obvious if it claims
`
`an optimum value or preferred range, and a skilled artisan could determine the
`
`6
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 9 of 71
`
`

`
`
`
`optimum value or workable range by routine experimentation.
`
`D.
`
`20.
`
`Standard of Proof
`
`I understand that the standard to prove unpatentability is by a
`
`preponderance of the evidence, which means more likely than not.
`
`V. LEVEL OF ORDINARY SKILL IN THE ART
`
`21.
`
`I was also asked to provide an opinion regarding the skill level of a
`
`person of ordinary skill in the art of the ’550 patent in the year 2000. I considered
`
`several factors, including the types of problems encountered in the art, the
`
`solutions to those problems, the pace of innovation in the field, the sophistication
`
`of the technology, and the education level of active workers in the field.
`
`22.
`
`It is my opinion that a person of ordinary skill (i.e., a skilled artisan)
`
`in the art at the time of the ʼ550 patent’s invention would have had at least a
`
`bachelor’s degree in Electrical Engineering, Mechanical Engineering, Physics,
`
`Material Science, or a related field, and several years of experience in inkjet
`
`printing design, micro-mechanical structures, or analogous fields.
`
`VI. OVERVIEW OF THE ’550 PATENT AND ITS PROSECUTION
`HISTORY
`
`23.
`
`I have reviewed and understand the specification, claims, and file
`
`history of the ’550 patent.
`
`24. The application that led to the ’550 patent was filed on July 13, 2010,
`
`and purports to claim priority through a chain of prior applications to an
`
`7
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 10 of 71
`
`

`
`
`
`application filed on May 24, 2000. In particular, the application that led to the
`
`’550 patent purports to be a continuation of application No. 11/779,845, filed on
`
`July 18, 2007, now Pat. No. 7,758,181, which purports to be a continuation of
`
`application No. 11/227,240, filed on Sept. 16, 2005, now Pat. No. 7,258,430,
`
`which purports to be a continuation of application No. 10/974,751, filed on Oct.
`
`28, 2004, now Pat. No. 6,966,625, which purports to be a continuation of
`
`application No. 10/296,438, filed in Australia as PCT application No.
`
`PCT/AU00/00597 (designating the United States) on May 24, 2000, now Pat. No.
`
`6,824,242.
`
`25. The ’550 patent describes a drop on demand printhead with
`
`replaceable printhead modules. Ex. 1001 at 1:20-24, 1:25-31. Multiple modules
`
`may be arrayed across a pagewidth printing zone, thus allowing for single-pass
`
`pagewide printing. Id. at 1:47-54. Each of the printhead modules receives
`
`multiple inks from multiple sources. Id. at 5:14-23, 6:1-6. An ink distribution
`
`molding distributes the inks from the multiple sources to the multiple printhead
`
`modules. In particular, inks from the sources are supplied to channels of an ink
`
`distribution molding. Id. at 4:44-58. The inks are then fed to a laminated stack of
`
`ink distribution sheets. Id. at 5:14-23. The sheets include holes and slots that are
`
`positioned such that, when the layers are stacked and laminated, paths are formed
`
`to distribute the inks from the multiple ink sources to the printhead modules. Id. at
`
`8
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 11 of 71
`
`

`
`
`
`5:24-6:6.
`
`26. With reference to an embodiment of the ’550 patent, inks are fed from
`
`ink sources (not shown) through inlet ports 34 (light blue) of ducts cover 39 (blue).
`
`Ex. 1001 at 4:44-49.
`
`
`
`Id. at Fig. 6.
`
`27. The inks that enter at the inlet ports 34 (light blue) are then distributed
`
`to ink ducts 40 (light orange) of ink distribution molding 35 (orange) by way of
`
`cross-flow ink channels 42 (dark blue). Id. at 4:49-54.
`
`9
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 12 of 71
`
`

`
`
`
`
`
`Id. at Fig. 7.
`
`28. The inks travel from the ink ducts 40 (light orange) through a transfer
`
`port 50 (brown) to transitional ducts 51 (light purple). Id. at 6:24-29. The inks
`
`then travel from transitional ducts 51 (light purple) to the laminated stack 36
`
`(green). Id. at 5:20-23.
`
`
`
`Id. at Fig. 8.
`
`29.
`
`In the figure below, the various layers of the laminated stack 36,
`
`which is colored green in the above figures, are separately colored. In particular,
`
`sheet 52 is colored orange, sheet 56 is colored green, sheet 60 is colored brown,
`
`sheet 62 is colored purple, and sheet 64 is colored light blue. These sheets are
`
`stacked on top of each other, with sheet 52 (orange) disposed adjacent the ink
`
`10
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 13 of 71
`
`

`
`
`
`distribution molding, and with print chips 27 (red) disposed in cavities formed in
`
`layers 62 (purple) and 64 (light blue) such that the print chips 27 (red) abut the
`
`bottom of layer 60 (brown).
`
`Slots 59
`
`
`
`Slots 57
`
`
`
`Id. at Figs. 9a and 9b (annotated).
`
`30.
`
`Ink holes 53 are formed in layers 52, 56, and 60. Id. at 5:24-27, 5:42-
`
`46, 5:59-67. Slots 57 and 59 (annotated in the figure above) are formed in layers
`
`56 and 60. Id. at 5:40-41, 5:50-51. Recesses 55, channels 58, and channels 61 are
`
`formed on the underside of layers 52, 56, and 60, respectively. Id. at 5:33-39,
`
`5:47-51, 5:62-67. Figure 12 of the ’550 patent shows an exploded view of the
`
`various sheets of the ink distribution stack:
`
`11
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 14 of 71
`
`

`
`
`
`
`
`Id. at Fig. 12.
`
`31. The flow of the inks through the ink distribution stack is as follows.
`
`First, inks travels through ink holes 53 to recesses 55 and from other ink holes 53
`
`to channels 58 or 61 to slots 57 or 59. Id. From there, inks travel to print chip 27
`
`(red). Id. at 6:1-6. The inks flow through the above-mentioned holes, slots, and
`
`channels as shown by the red arrows below.
`
`12
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 15 of 71
`
`

`
`
`
`Slots 59
`
`Slots 57
`
`
`
`Id. at Fig. 9b (annotated).
`
`VII. CLAIM CONSTRUCTION
`
`32.
`
`I have been advised that, in the present proceeding, the ’550 patent
`
`claims are to be given their broadest reasonable interpretation in view of the
`
`specification and that this standard differs from the standard used in district court
`
`patent litigation proceedings. I have followed these principles in my analysis
`
`throughout this declaration.
`
`A.
`
`“laminated ink distribution stack”
`
`33. The claim term “laminated ink distribution stack” appears in claim 1,
`
`which states: “a laminated ink distribution stack connected to the ink distribution
`
`molding, the laminated ink distribution stack comprising a plurality of layers” and
`
`“each print chip being in fluid communication with a respective set of outlets
`
`defined in the laminated ink distribution stack.” Ex. 1001 at 8:66-9:1, 9:9-11.
`
`34.
`
`In my opinion, one of ordinary skill in the art, defining the broadest
`
`13
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 16 of 71
`
`

`
`
`
`reasonable interpretation of the claim term in the context of the ’550 patent, would
`
`understand “a laminated ink distribution stack” to mean “an ink distribution
`
`structure manufactured by layering thin, flat sheets one on top of the other
`
`and gluing or otherwise bonding them together.”
`
`35.
`
`In forming this opinion, I considered both intrinsic and extrinsic
`
`evidence. In particular, the specification describes the laminated ink distribution
`
`stack 36 as “a number of laminated layers” 52, 56, 60, 62, and 64. Ex. 1001 at
`
`4:62-65, 6:46-49, 6:13-14, and Figs. 9A, 9B, 12-19. With particular reference to
`
`Figure 9B, the laminated stack is shown as a number (i.e., five) sheets.
`
`
`
`Ex. 1001 at Fig. 9B.
`
`36. These sheets are thin. In the preferred embodiment, the sheets are
`
`much less than 0.3 mm thick. This is evidenced by the ’550 patent’s disclosure
`
`that the preferred print chip (27, red above) is about 0.3 mm high. Ex. 1001 at
`
`4:29-31 and that each of sheets 52, 56, 60, 62, and 64 is thinner than the print chip
`
`14
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 17 of 71
`
`

`
`
`
`27. Regarding this latter point, Figure 9B shows each of sheets 52, 56, 60, 62, and
`
`64 with a thickness less than the height of the print chip 27, and in my opinion one
`
`of ordinary skill in the art would understand from this figure that each of sheets 52,
`
`56, 60, 62, and 64 has a thickness less than the height of the print chip 27.
`
`37. My opinion regarding the construction of “a laminated ink distribution
`
`stack” is also consistent with dictionary definitions of “laminated.” In particular,
`
`one definition of “laminate” is “a sheet of material made of several different
`
`bonded layers.” Ex. 1009 at 1104. Further, dictionary definitions of “laminated”
`
`are “composed of layers bonded together” and “arranged in laminae.” Ex. 1008 at
`
`777. A dictionary definition of “lamina” is “a thin plate, sheet, or layer.” Id.
`
`38. Finally, my opinion is consistent with the finding by the Regional
`
`Court of Munich I, which considered a Preliminary Injunction Request filed by
`
`Memjet based on a European Patent having the same specification and figures as
`
`the ’550 patent. There, the court considered the meaning of the term “laminated
`
`ink distribution structure” and found as follows:
`
`the laminated ink distribution structure consists of multiple layers
`
`positioned on top of each other [0016], and that the individual layers
`
`of the laminated stack are connected, preferentially glued, with each
`
`other [0023] so as to form a sealed unit [0057] [and] . . . the laminated
`
`layers are flat plates.
`
`15
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 18 of 71
`
`

`
`
`
`Ex. 1010 at p. 14, ll. 12-18 (internal citations to EP ’451 patent).
`
`39.
`
`I understand that, in the district court litigation, Memjet proposed that
`
`“laminated ink distribution stack” should be construed as “A stack of firmly united
`
`layers for distributing ink.” Ex. 1011 at 32. In my opinion, this interpretation is
`
`far too broad. Such an interpretation would encompass, for example, complex
`
`structures having varying thicknesses that are united by a screw or clip. One of
`
`ordinary skill in the art would not understand layers that are united by a screw or a
`
`clip to be “laminated.”
`
`B.
`
`“transitional ducts”
`
`40. The claim terms “transitional ducts” and “transitional ink duct” appear
`
`in claim 1, which states: “an ink distribution molding comprising . . . one or more
`
`transitional ducts extending from each of the longitudinally extending ink ducts”
`
`and “a laminated ink distribution stack . . . comprising a plurality of layers,
`
`wherein an uppermost layer has a plurality of inlets for receiving ink from the
`
`transitional ink duct.” Ex. 1001 at 8:61-9:3.
`
`41.
`
`In my opinion, one of ordinary skill in the art, defining the broadest
`
`reasonable interpretation of the phrase “transitional ducts” in the context of the
`
`’550 patent, would understand it to mean “channels for carrying ink from one
`
`structure to an adjoining structure.”
`
`42.
`
`If forming my opinion in this regard, I considered intrinsic and
`
`16
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 19 of 71
`
`

`
`
`
`extrinsic evidence. With reference to the ’550 patent specification, the path of ink
`
`from the distribution molding to the laminated stack is described as follows: ink
`
`travels from ink ducts 40 (light orange) of distribution molding 35 (orange)
`
`through a transfer port 50 (brown) to transitional ducts 51 (light purple). Id. at
`
`6:24-29. Ink travels from transitional ducts 51 (light purple) to the laminated stack
`
`32 (green):
`
`
`
`Id. at Fig. 8; see also id. at 5:20-23.
`
`43. Also, my opinion regarding the proper interpretation of “transitional
`
`ducts” is consistent with the structure of claim 1. In particular, the claim states that
`
`(i) the “transitional ducts” extend from each of the longitudinally extending ink
`
`ducts, which are part of the ink distribution structure, and (ii) the upper-most layer
`
`of the laminated ink distribution structure receives ink from the “transitional
`
`ducts.” Ex. 1001 at 8:61-9:3.
`
`44. My opinion regarding the proper interpretation of “transitional ducts”
`
`is also consistent with dictionary definitions of “transitional.” In particular, one
`
`dictionary definition of “transition” is “passage from one form, state, style, or place
`
`17
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 20 of 71
`
`

`
`
`
`to another.” Ex. 1008 at 1460.
`
`VIII. ANALYSIS OF THE ’550 PATENT CLAIMS IN LIGHT OF THE
`PRIOR ART
`
`45. For the reasons that follow, in my opinion, claims 1-3 of the ’550
`
`would have been obvious to one of ordinary skill in the art at the time of the
`
`purported invention of the ’550 patent in view of U.S. Patent No. 6,322,206 to
`
`Boyd et al. (“Boyd”) (Ex. 1004) and U.S. Patent No. 6,250,738 to Waller et al.
`
`(“Waller”) (Ex. 1005). Further, in my opinion, claim 4 of the ’550 patent would
`
`have been obvious in view of Boyd, Waller, and U.S. Patent No. 4,463,359 to
`
`Ayata et al. (“Ayata”).
`
`A. The Prior Art
`
`46.
`
`I have been advised that Boyd constitutes prior art to the ’550 patent
`
`under pre-AIA 35 U.S.C. §§ 102(a) and 102(e). Boyd was filed on Dec. 17, 1998,
`
`which is before the earliest-claimed priority date of the ’550 patent (i.e., May 24,
`
`2000). Compare Ex. 1004 with Ex. 1001. Further, I have been advised that the
`
`earliest valid priority date of the ’550 patent is October 28, 2004, and Boyd
`
`published on November 27, 2001, which is before the earliest valid priority date of
`
`the ’550 patent.
`
`47.
`
`I have been advised that Waller constitutes prior art to the ’550 patent
`
`under pre-AIA 35 U.S.C. §§ 102(a) and 102(e). Waller was filed on Dec. 17,
`
`1998, which is before the priority date of the ’550 patent (i.e., May 24, 2000).
`
`18
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 21 of 71
`
`

`
`
`
`Compare Ex. 1005 with Ex. 1001. Further, I have been advised that the earliest
`
`valid priority date of the ’550 patent is October 28, 2004, and Waller published on
`
`June 26, 2001, which is before the earliest valid priority date of the ’550.
`
`48.
`
`I have been advised that Ayata constitutes prior art to the ’550 patent.
`
`Ayata issued on July 31, 1984, which is more than one year prior to the earliest-
`
`claimed priority date of the ’550 patent (i.e., May 24, 2000). Compare Ex. 1006
`
`with Ex. 1001.
`
`49.
`
`I understand that the Office considered Boyd during prosecution. In
`
`particular, in an Office Action dated August 7, 2013, the Examiner found that
`
`Boyd discloses all elements of the claims of the ’550 patent except one—the
`
`“cover” element of claim 1. Ex. 1003 at 58-63. Furthermore, I understand that
`
`Waller is cited on the face of the ’550 patent. Ex. 1001 at [56 – References Cites].
`
`However, the Office did not previously apply a combination of Boyd and Waller,
`
`which as is described below and further shown in the chart attached hereto as
`
`Appendix A, renders obvious the claimed combination including a “cover.” I
`
`understand that Ayata was neither cited nor considered by the Office during the
`
`prosecution of the ’550 patent.
`
`1.
`
`Disclosure of Boyd
`
`50. Boyd is directed towards an inkjet printhead with multiple printhead
`
`dies. Ex. 1004 at Abstract. Figure 17 of Boyd shows one embodiment, in which
`
`19
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 22 of 71
`
`

`
`
`
`three inks are distributed from reservoirs 202, 204, and 206 (shown in yellow,
`
`magenta, and cyan below), respectively, to a plurality of printheads 30 (shown in
`
`red below). The inks travel through channels that are formed in substrate 32
`
`(shown in purple, orange, and green). Id. at Abstract, Fig. 17.
`
`
`
`Ex. 1004 at Fig. 17.
`
`51. Substrate 32 consists of multiple layers. In particular, substrate 32
`
`includes a bottom layer 72 (purple), a top layer 70 (green), and intermediary layers
`
`73 (orange). Id. at Figs. 12-17.
`
`52. The bottom layer 72 includes inlets 86a, 86b, and 86c (shown in light
`
`purple above), and outlets 88a, 88b, and 88c for communicating with ink reservoirs
`
`202, 204, and 206 (yellow, magenta, and cyan). Id. at 8:9-12, 8:43-47. While the
`
`terms “inlet” and “outlet” may be used to describe certain holes, apertures or slots,
`
`these terms merely describe the function of the hole/aperture/slot in use and does
`
`not substantively impact the structure of the hole/aperture/slot.
`
`20
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 23 of 71
`
`

`
`
`
`53. The top layer 70 (green) includes outlet slots 84′, 84′′, and 84′′′. Id. at
`
`8:21-31, Fig. 16. The outlet slots 84′, 84′′, and 84′′′ are grouped such that a single
`
`printhead die 30 is mounted on the top layer 70 to fluidly couple to a group of three
`
`outlet slots 84′, 84′′, and 84′′′. Id. at 8:28-31, Fig. 16.
`
`54. The intermediary layers 73a, 73b, and 73c (collectively shown in
`
`orange above) include “slots” 100-135 and 137-166. Although Boyd terms all of
`
`these features “slots,” some of these features more closely resemble holes. One of
`
`ordinary skill in the art would have understood that the terms “holes” and “slots”
`
`may be used interchangeably in the art. The slots 100-135 and 137-166 of Boyd
`
`are arranged such that, when the layers 70, 73a-c, and 72 are stacked, ink inlet 86a
`
`feeds the slots 84′ and the outlet 88a; ink inlet 86b feeds the slots 84′′ and the outlet
`
`88b; and ink inlet 86c feeds the slots 84′′′ and the outlet 88c. Id. at 8:31-37. Thus,
`
`three ink channels are formed, each serving a respective one of the reservoirs 202,
`
`204, and 206. Id. at 8:37-39.
`
`55. As another, but not mutually exclusive, embodiment, Boyd discloses a
`
`printhead assembly with multiple subassemblies. Id. at 5:43-57, Fig. 3. For
`
`example, Figure 3 shows two subassemblies 13, each having ten printhead chips
`
`(shown in red below).
`
`21
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 24 of 71
`
`

`
`
`
`
`
`Ex. 1004 at Fig. 3.
`
`2.
`
`Disclosure of Waller
`
`56. Waller is a continuation-in-part of Boyd, and both Waller and Boyd
`
`are continuations-in-part of U.S. Pat. No. 6,123,410. Ex. 1004; Ex. 1005. Waller
`
`is directed towards an inkjet printhead with multiple printhead dies. Ex. 1005 at
`
`Abstract, Fig. 2.
`
`Ex. 1005 at Fig. 2.
`
`57.
`
`In the embodiment of Waller shown above, the printhead includes a
`
`
`
`22
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 25 of 71
`
`

`
`
`
`substrate 32 (green) with multiple printhead dies 30 (red) mounted on one of its
`
`surfaces. Id. at 5:7-10, Fig. 2. An ink manifold 33 (orange) is mounted on the
`
`other surface. Id. at 5:10-12, Fig. 2. The ink manifold (orange) includes channels
`
`60a, 60b, and 60c (one of which is shown in blue below, in Fig. 6A). Id. at 7:29-
`
`8:2, Figs. 5, 6A-6C. Waller discloses that the manifold 33 may be a molded
`
`plastic. Id. at 8:12-21.
`
`
`
`
`
`Ex. 1005 at Figs. 5, 6A.
`
`58. The manifold 33 receive ink at inlets 37a, 37b, and 37c (shown in
`
`23
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 26 of 71
`
`

`
`
`
`yellow, magenta, and cyan), transfers the ink along the channels 60a, 60b, and 60c
`
`to fill openings 61a, 61b, and 61c, and then transfers the remaining ink to outlets
`
`39a, 39b, and 39c (also shown in yellow, magenta, and cyan). Id. at 7:29-8:2, Figs.
`
`6A-6C.
`
`3.
`
`Disclosure of Ayata
`
`59. Ayata is directed towards an inkjet printer. Ex. 1006 at Abstract. In
`
`one embodiment, staggered inkjet head blocks (shown in red below) together with
`
`substrates (shown in green below) are provided on a metal substrate (shown in
`
`yellow below). Id. at 13:54-61, Fig. 17.
`
`4. Motivation to Combine Boyd with Waller
`
`60.
`
`In my opinion, it would have been obvious to one of skill in the art to
`
`
`
`combine the teachings of Boyd and Waller.
`
`24
`
`HP Ex. 1002
`HP Inc. v. Memjet Technology Ltd.
`
`HP 1002
`Page 27 of 71
`
`

`
`
`
`61. As an initial matter, Boyd and Waller cover very similar technologies.
`
`Both are directed at distributing ink from ink sources to inlets in a substrate, which
`
`carries ink to a plurality of printheads. Specifically, Boyd discloses a three color
`
`embodiment

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket