`Filed: May 10, 2016
`
`
`Filed on behalf of: Mitek Systems, Inc.
`
`By: Edward J. Benz III
`
`Naveen Modi
`
`Paul Hastings
`
`1170 Peachtree Street, N.E.
`
`Suite 100
`
`Atlanta, GA 30309
`
`Telephone: 404-815-2329
`
`Facsimile: 404-685-5329
`
`Email: joebenz@paulhastings.com
`
`
` naveenmodi@paulhastings.com
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`ROTHSCHILD MOBILE IMAGING INNOVATIONS, LLC
`Petitioner
`
`v.
`
`MITEK SYSTEMS, INC.
`Patent Owner
`
`
`
`Case IPR2016-00457
`Patent 8,379,914
`
`
`
`Patent Owner’s Preliminary Response
`to Petition for Inter Partes Review
`of U.S. Patent No. 8,379,914
`
`
`
`
`
`
`
`
`
`Table of Contents
`
`Case No. IPR2016-00457
`
`Page
`
`V.
`
`B.
`
`C.
`
`I.
`Introduction ...................................................................................................... 1
`Overview of the ’914 Patent ............................................................................ 2
`II.
`III. Overview of Hoyos .......................................................................................... 7
`IV. Claim Construction .......................................................................................... 9
`A. Mobile Device ..................................................................................... 10
`B.
`Address Database ................................................................................ 13
`C.
`Code Line ............................................................................................ 16
`The Petition Fails to Establish a Reasonable Likelihood that the Petition will
`Prevail in Establishing that any Challenged Claim is Unpatentable Because
`Certain Claimed Features Are Not Disclosed or Taught by the Cited
`References. ..................................................................................................... 20
`A.
`Petitioner Has Not Shown that Hoyos Discloses “a mobile device” as
`Recited in the Challenged Claims. ...................................................... 22
`Petitioner Has Not Shown that Hoyos Discloses Limitation (e) of
`Claims 1 and 10: “identifying an address of a biller on the remittance
`coupon by comparing address content in the extracted content with an
`address database.” ............................................................................... 24
`Petitioner Has Not Shown that Hoyos Discloses Limitation (f) of
`Claims 1 and 10: “determining biller profile information of the biller,
`including an identity of the biller on the remittance coupon, by
`comparing the identified address of the biller with a database of biller
`profile information.” ............................................................................ 28
`Petitioner Has Not Shown that the Prior Art Discloses “reading a code
`line on the remittance coupon and correcting a scale of the remittance
`coupon based on a size of the code line” as Recited in Claim 2. ........ 30
`VI. Petitioner Fails to Articulate a Motivation to Combine Hoyos with Any of
`the Cited Secondary References. ................................................................... 31
`VII. Conclusion ..................................................................................................... 34
`
`
`
`D.
`
`i
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`
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`Case No. IPR2016-00457
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`
`
`TABLE OF AUTHORITIES
`
` Page(s)
`
`Cases
`CAE Screenplates Inc. v. Heinrich Fiedler GmbH & Co. KG,
`224 F.3d 1308 (Fed. Cir. 2000) .................................................................... 17, 30
`
`Dominion Dealer Solutions, LLC v. Autoalert, Inc.,
`IPR2013-00223, Paper No. 9 at 19 (P.T.A.B. Aug. 15, 2013) ........................... 33
`
`Heart Failure Technologies, LLC v. Cariokinetix, Inc.,
`IPR2013-00183, Paper No. 12 at 9 (P.T.A.B. July 31, 2013) ............................ 34
`
`In re Kahn,
`441 F.3d 977 (Fed. Cir. 2006) ............................................................................ 33
`
`Kinetic Tech., Inc. v Skyworks Solutions, Inc.,
`No. IPR2014-00530, 2014 WL 4925282 ............................................................ 32
`
`KSR Int’l Co. v Teleflex Inc.,
`550 U.S. 398 (2007) ...................................................................................... 21, 33
`
`In re NTP,
`654 F.3d 1279 (Fed. Cir. 2011) .......................................................................... 10
`
`In re Rouffet,
`149 F.3d 1350 (Fed. Cir. 1998) .......................................................................... 33
`
`In re Vaidyanathan,
`381 Fed. Appx. 985 (Fed. Cir. 2010) .................................................................. 10
`
`Statutes
`
`35 U.S.C.
`§ 102 .................................................................................................................... 21
`§ 103(a) ............................................................................................................... 21
`§ 313 ...................................................................................................................... 1
`§ 314(a) ............................................................................................................... 21
`
`ii
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`
`
`
`Other Authorities
`
`Case No. IPR2016-00457
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`37 C.F.R.
`§ 42.100(b)(2014) ............................................................................................... 10
`§ 42.107 ................................................................................................................. 1
`
`M.P.E.P § 2131 ........................................................................................................ 21
`
`
`
`
`
`iii
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`Case No. IPR2016-00457
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`Introduction
`
`In accordance with 35 U.S.C. § 313 and 37 C.F.R. § 42.107, Patent Owner
`
`
`I.
`
`
`Mitek Systems, Inc. (“Mitek” or “Patent Owner”) respectfully submits this
`
`Preliminary Response to the Petition for Inter Partes Review of Mitek’s U.S.
`
`Patent No. 8,379,914 (“the ’914 patent”) filed by Rothschild Mobile Imaging
`
`Innovations, LLC. (“RMII” or “Petitioner”). Mitek requests that the Board deny
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`institution of the inter partes review for at least the following reasons.
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`
`
`First, the prior art on which RMII relies to establish the unpatentability of
`
`challenged claims 1-7 and 9-10 (the “Challenged Claims”) fails to recite each and
`
`every limitation of any Challenged Claim. Specifically, the prior art fails to recite
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`at least (i) a “mobile device,” recited in all Challenged Claims; (ii) “identifying an
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`address of a biller on the remittance coupon by comparing address content in the
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`extracted content with an address database,” recited in all Challenged Clams;
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`(iii) “determining biller profile information of the biller, including an identity of
`
`the biller on the remittance coupon, by comparing the identified address of the
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`biller with a database of biller profile,” recited in all Challenged Claims; and
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`(iv) “reading a code line on the remittance coupon and correcting a scale of the
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`remittance coupon based on a size of the code line,” recited in claim 2. As a result,
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`Petitioner has not met its burden of demonstrating a reasonable likelihood of
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`prevailing in proving the unpatentability of any Challenged Claim. Second,
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`1
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`
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`Petitioner has failed to provide adequate motivation to combine when advancing its
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`obviousness arguments.
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`
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`For these reasons, the Board should deny RMII’s Petition and deny
`
`institution of inter partes review.
`
`II. Overview of the ’914 Patent
`
`The ’914 patent is entitled “Systems and Methods for Mobile Image Capture
`
`and Remittance Processing” and claims both methods and a computer readable
`
`medium comprising instructions for “capturing and processing images of
`
`remittance coupons using a mobile device and obtaining data from the captured
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`image which is used to set up or carry out payment of a bill that corresponds to the
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`remittance coupon” (Ex. 1002 at Abstract, 1:28-32, claim 10). The ’914 patent
`
`contains 2 independent claims, claims 1 and 10, and eight dependent claims, claims
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`2 through 9. Independent claims 1 and 10 are identical except for their respective
`
`preambles. Whereas the preamble of claim 1 recites a “method of processing a
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`remittance coupon captured by a mobile device,” the preamble of claim 10 recites
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`a “computer-readable medium comprising instructions which, when executed by a
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`computer with a processor and a memory, perform a process” (id. at claims 1 and
`
`100. The steps recited in both claims 1 and 10 are:
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`(a) receiving an image of a remittance coupon captured by a mobile
`device;
`(b) correcting at least one aspect of the image to produce a corrected
`image;
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`2
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`Case No. IPR2016-00457
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`(c) performing a first content recognition pass on the corrected
`image to extract content from the remittance coupon;
`(d) identifying an address of a biller on the remittance coupon by
`comparing address content in the extracted content with an
`address database;
`(e) determining biller profile information of the biller, including an
`identity of the biller on the remittance coupon, by comparing the
`identified address of the biller with a database of biller profile
`information;
`(f) producing a set of billing information, including the extracted
`content and the identity of the biller, for processing a payment of
`the bill; and
`(g) using the biller profile information of the biller to perform a
`second content recognition pass on the corrected image to extract
`content from the remittance coupon, wherein the biller profile
`information includes at least one of a remittance coupon format, a
`remittance coupon mask, a location of at least one field on the
`remittance coupon and a format of at least one field.
`
`
`(Id.). The claimed methods and computer-readable medium provide an advantage
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`over the prior art by not only providing “a convenient, easy-to-use method for
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`paying a bill,” but by offering a way to “increase[] the accuracy of the information
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`gathered from the remittance coupon” (id. at 2:14-16).
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`
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`In the invention of the ’914 patent, an image of a remittance coupon
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`associated with a bill is first captured through an “image capture device,” such as a
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`“digital camera or portable scanning device,” which is “coupled with, or embedded
`
`within” a mobile device “such as a cellular phone, smartphone, tablet, personal
`
`digital assistant (PDA) or other portable electronic device” (id. at 7:24-30; 9:10-
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`12). Thereafter, the image is put through a number of “initial image processing
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`steps” that “provide for an immediate evaluation of the quality of the image” and
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`3
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`
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`for “an initial set of image quality testing (IQA)” (id. at 9:23-42). The image is
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`then sent to a “remote server” for “content extracting steps to capture the content
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`of the remittance coupon” (id. at 15:49-52).
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`
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`As shown by FIG. 1 below, the remote server is connected to three separate
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`databases: (i) “an address database 106 which is used to verify address
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`information obtained from the remittance coupon,” (ii) a “biller database 108
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`which stores information on billers, such as address information and billing
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`formats for the remittance coupons,” and (iii) “a content database,” which stores
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`“extracted data and captured and processed images” (id. at 7:37-48).
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`
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`
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`At the remote server, the captured image undergoes a “first content
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`recognition pass” in which “data and fields on the remittance coupon” are
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`extracted pursuant to “rules for capturing fields of interest” (id. at 16:27-30; 45-
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`47). Such rules can include “restrictions on field location (e.g. in the left-top
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`quadrant of the document), format (e.g. contains from 3 to 10 digits and up to 3
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`4
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`alphas), textual clues/keywords (e.g. adjacent to Account No.),” among others (id.
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`at 16:53:59).
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`
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`The system then undertakes a number of steps to ensure that the data needed
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`to process a payment is as accurate as possible so payment will be sent to the
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`correct biller and credited to the correct account. The first step involves
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`identifying the billing entity (id. at 18:8-45). The claimed method employs a two-
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`part process to accurately identify the biller. In the first part, the system identifies
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`the biller’s address (id., claims 1 and 10). It does so by comparing the address
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`extracted from the captured image during the first content recognition pass “to an
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`address database” which “may be populated with a plurality of addresses from a
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`United States Postal Service (USPS) database” (id. at 3:24-26; 18:14-18, claims 1
`
`and 10). This ‘identifying’ step is crucial to the invention, as it prevents the system
`
`from relying on the address extracted from the scanned image to identify the biller,
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`since extracted information may contain errors. As the specification notes, the
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`identifying step “allow[s] for further qualification and normalization of the address
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`information obtained from the first pass in S216, which improves the overall
`
`accuracy of the system” (id.).
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`
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`Once the “payee address is known with a certain degree of confidence” the
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`system performs the second part, the “biller lookup,” through which the system
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`“attempts to identify the entity responsible for creating a bill so that a payment
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`5
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`made by a user will be transferred to the correct entity” (id. at 18:36-42). This
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`process involves comparing the address identified during the identifying step with
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`a “biller database” which contains “biller profile information on numerous billers
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`(payees)” (id. at 18:42-46).
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`
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`After the billing entity is identified through the two-part biller lookup
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`process, “a second content recognition process (second pass) of the captured
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`image” is performed “with further hints to the OCR 412 engine based on the
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`information obtained from the address search (S220) and biller lookup (S222)
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`process” (id. at 20:20-24). Through this second pass, fields extracted during the
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`first content recognition pass are “re-read” from the captured image, this time
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`using biller profile information obtained during the biller lookup process (id. at
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`20:29-62). Such biller profile information might include “more information on
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`formats masks via regex expressions, as well as information on the biller,
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`document format, location information and so forth” (id. at 20:25-28). For
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`example, an “account mask” for a particular biller may indicate that the biller has
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`“account numbers which are 15 digits and always start with a ‘3’” (id. at 20:60-
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`62). Using that mask, “the account number field is re-read in the second pass” (id.
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`at 20:60-64). Thus, an account number read as having only 10 digits during the
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`first content recognition pass, for instance, will be replaced with the complete 15
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`digit account number correctly re-read during the second pass using the account
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`6
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`mask (id. at 21:2-8). After the second pass is completed, the “final values will then
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`be submitted to the banking server 112 which will handle the actual processing of
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`the payment from a bank account of the user to the payee” (id. at 21:42-45).
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`III. Overview of Hoyos
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`In each asserted Ground 1-14 in its Petition, Petitioner relies on U.S. Patent
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`Pub. No. US 2002/0037097 to Hoyos (“Hoyos”), entitled “Coupon Recognition
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`System,” as the lone or a principal reference. Hoyos teaches a method and system
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`in which an “automated transaction machine includes a scanner to receive a bill or
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`coupon” that is processed “to determine an associated vendor and customer
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`account information” which in turn are “used to complete a payment transaction”
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`(Ex. 1001 at Abstract). While the system and method of Hoyos involve the
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`processing of a scanned image to facilitate payment of a bill, Hoyos goes about
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`such processing in a completely different manner than the invention claimed in the
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`’914 patent.
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`The system of Hoyos includes “a scanner 112, a database of coupon data
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`116, and a coupon engine 114” (id. at ¶ [0016]). The “coupon database” contains a
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`number of “sample coupons” that have been “scanned and processed to remove
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`skew and noise” (id. at ¶ [0037]). In creating the “coupon database,” the sample
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`coupons are processed “to determine the location and size of various fields,”
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`resulting in a “listing of the type of elements in the coupon,” including “position
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`7
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`and type information for each element of the coupon image” (id. at ¶ [0038]). The
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`system’s “coupon engine” is designed to “compare[] a coupon image received
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`from the scanner 112 with the database of coupon data 116 to determine [the
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`coupon] type and to extract relevant fields” (id. at ¶ [0016]).
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`The method performed by the system of Hoyos comprises three principal
`
`segments. In the first segment, a paper bill or coupon is passed through a scanner
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`“to generate an electronic representation of the coupon” (id. at ¶ [0032]). The
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`second segment involves locating a coupon in the coupon database that matches
`
`the scanned coupon (id. at ¶ [0033] (data fields from the scanned image “are
`
`compared to a coupon database 116 to determine whether the incoming coupon
`
`matches the type of an entry in the coupon database”)). To locate a matching
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`coupon, data fields from the scanned coupon are subjected to analysis wherein they
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`are each identified as a “type,” such as “a barcode, a line, a table, a logo, a text
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`area, etc.” (id. at ¶¶ [0045]-[0056]). The results of the analysis are then compared
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`“with information from the coupon database 315” in order “to determine the
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`coupon type” (id. at ¶ [0046]). Only if “the information from the coupon matches
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`a set of conditions in the coupon database 315” is the “coupon type” determined
`
`(id.).
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`The third segment is conducted after “the coupon generates a match,”
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`wherein “the process proceeds to extract customer information including account
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`8
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`number, amount due and similar information” from the imaged coupon using the
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`matched coupon from the coupon database as a guide (id. at ¶¶ [0033] and[ 0047]).
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`In particular, the “coupon database 315 identifies the areas of zones where this
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`information may be found” (id. at ¶ [0047]).
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`Thus, in Hoyos, information is first extracted to identify a matching coupon
`
`in the coupon database and thereafter the matching coupon is used to identify the
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`location in the scanned image of the data fields that must be extracted to process
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`payment of the bill. Notably, as shown in Fig. 1, Hoyos discloses the use of only a
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`single database – the coupon database – to identify the biller:
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`
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`IV. Claim Construction
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`Patent Owner presents below proposed constructions for three claim terms
`
`appearing in the Challenged Claims. Any term not construed herein should be
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`interpreted in accordance with its plain and ordinary meaning under the broadest
`
`reasonable construction. Given the different claim construction standards used by
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`the PTO and district courts, Petitioner reserves the right to argue a different
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`construction for any term during any litigation proceeding.
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`9
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`In IPR proceedings, claims are given their “broadest reasonable construction
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`in light of the specification.” See 37 C.F.R. § 42.100(b)(2014). “While the Board
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`must give the terms their broadest reasonable construction, the construction cannot
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`be divorced from the specification and the record evidence.” In re NTP, 654 F.3d
`
`1279, 1288-90 (Fed. Cir. 2011). Rather, the broadest reasonable interpretation
`
`“must be in conformity with the invention as described in the specification.” See
`
`In re Vaidyanathan, 381 Fed. Appx. 985, 996 (Fed. Cir. 2010).
`
`A. Mobile Device
`The term “Mobile Device” appears in each of the Challenged Claims.
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`
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`Petitioner has not proposed a construction for “mobile device.” The broadest
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`reasonable interpretation of “mobile device” that conforms with the claims and
`
`specification is “a mobile communication device, such as a mobile telephone
`
`handset or Personal Digital Assistant, that includes an imaging device, such as a
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`scanner or camera, or functionality that allows it to connect to an imaging device,
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`such as a scanner or camera.” As shown herein, this construction is consistent with
`
`both the claims and the specification.
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`
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`Each of the independent claims recite that an image of a remittance coupon
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`is “captured by a mobile device” (Claims 1-10). Thus, under the plain reading of
`
`the claims, two things are required: (i) a mobile device; and (ii) functionality that
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`allows the mobile device to capture an image.
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`10
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`The specification teaches that the claimed mobile device can comprise “a
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`mobile telephone handset, Personal Digital Assistant, or other mobile
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`communication device” (Ex. 1002 at 7:54-56); (see also id. at 7:23-27) (“The
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`system 100 includes a mobile device 102, such as a cellular phone, smartphone,
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`tablet, personal digital assistant (PDA) or other portable electronic device that may
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`be connected with a communications network”); (id. at 60:50-52) (“According to
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`some embodiments, the mobile device 4400 is a mobile phone, smart phone, or a
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`PDA.”).
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`
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`The specification further teaches that the mobile device is either connected
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`to or has embedded within it an “image capture device” such as a camera or
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`scanner: “[t]he mobile device 102 will include an image capture device (not
`
`shown), such as a digital camera or a portable scanning device, which is capable of
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`capturing an image of a document” (id. at 7:27-39, 7:56-59) (“[t]he mobile device
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`can include a camera or other imaging device, such as a scanner, or might
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`include functionality that allows it to connect to a camera or other imaging
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`device”); (id. at 9:9-11) (“the mobile device activates an image capture device to
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`capture an image of a remittance coupon with the image capture device, such as a
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`camera, that is coupled with, or embedded within, the mobile device); (id. at
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`21:57-61) (“The systems and methods disclosed herein allow an image of
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`remittance coupons . . . to be captured using a camera or other imaging device
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`11
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`
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`included in or coupled to a mobile device, such as a mobile phone”) (emphasis
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`added).
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`Every embodiment in the specification involves use of a mobile device, such
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`as a cellphone, that is coupled to or has embedded within it an imaging device such
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`as a camera or scanner (id. at 7:18-20) (“The embodiments described herein
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`provide an end-to-end solution for capturing information from a bill via a camera
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`on a mobile device and using that information to automate the payment of the
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`bill”); (id. at 3:37-38) (“activating an image capture device on the mobile device);
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`(id. at 8:5-6) (“[i]mages taken using, for example, a mobile device's camera); (id.
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`at 37:2-6) (“preprocessing unit 2110 can be configured to receive a mobile image
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`2105 captured using a camera of a mobile device”); (id. at 38:64-65) (“the mobile
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`image can be provided by a camera that is part of or coupled to the mobile
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`device); (id. at 2:43-48) (“the characteristics of the camera of the mobile device
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`that was used to capture the image); (id. at 43:40-41) (“Mobile devices can include
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`cameras that have significantly different optical characteristics”) (emphasis
`
`added).
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`
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`FIG. 50, which shows “functional elements of a mobile device,” further
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`demonstrates that the claimed mobile device must either be embedded with or
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`coupled to an imaging device such as a scanner or camera. FIG. 50:
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`12
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`As shown in FIG. 50, “mobile device 4400 also includes an image capture
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`50 component 4430, such as a digital camera” (id. at 60:49-50).
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`
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`Accordingly, the broadest reasonable interpretation of “mobile device” that
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`conforms to the specification is the one proposed by Petitioner, and thus
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`Petitioner’s construction should be adopted.
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`B. Address Database
`The claim term “address database” appears in each Challenged Claim.
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`
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`Petitioner does not propose a construction of address database. The broadest
`
`reasonable interpretation of address database that conforms with the claims and
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`specification is “a database consisting essentially of valid U.S. postal addresses.”
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`
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`Both independent claims recite “identifying an address of a biller on the
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`remittance coupon by comparing address content in the extracted content with an
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`13
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`
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`address database” (id., claims 1 and 10). Per the plain meaning of the claims,
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`therefore, the address database is used to “identify” a biller’s address. The
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`specification confirms this purpose by explaining that “the address database [] is
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`used to verify address information obtained from the remittance coupon” (id. at
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`7:37-40). In other words, instead of using the biller’s address that is read from the
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`remittance coupon to look up the biller, an “address database” is used to identify an
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`address that has a greater degree of accuracy to use for the biller lookup (see id. at
`
`18:14-20) (a “search of address database 106 will allow for further qualification
`
`and normalization of the address information obtained from the first pass in S216,
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`which improves the overall accuracy of the system.”).
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`
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`In order to function for this intended purpose, the address database must
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`contain addresses that are verified as valid. For this reason, the specification
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`provides that the “address database 106 may be a United States Postal Service
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`(USPS) database of valid addresses that can be used to validate the information
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`read off of a bill with regard to the Payor and Payee” (id. at 18:31-34, 3:24-26)
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`(“The address database may be populated with a plurality of addresses from a
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`United States Postal Service (USPS) database.”).
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`
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`Importantly, a database cannot be an “address database” simply because it
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`includes addresses among other pieces of information. Rather, an address database
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`is one that consists essentially of addresses as opposed to other pieces of
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`14
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`information. This distinction is made clear in the claims and specification, both of
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`Case No. IPR2016-00457
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`which distinguish between an “address database,” on the one hand, and a “biller
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`database” (referred to in the claims as a “database of biller profile information),”
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`on the other (see id. at claims 1 and 10; 7:37-43 (“the remote server 104 may be
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`connected with an address database 106 which is used to verify address
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`information obtained from the remittance coupon. . . [and] may also be connected
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`with a biller database 108 which stores information on billers”). In the ’914 patent,
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`the biller database is not an address database even though the biller database
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`includes biller address information:
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`The biller database 108 may contain biller profile information on
`numerous billers (payees). The biller profile information may
`include their addresses, . . . and other biller-specific fields
`(determined with masks/regex).
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`(id. at 18:45-51, 19:59-64) (The biller database 108 contains both nationwide biller
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`address information . . . . ”); (id. at 7:40-43) (“remote server 104 may also be
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`connected with a biller database 108 which stores information on billers, such as
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`address information . . . .”). The specification thus confirms that the mere
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`inclusion of address information within a database does not make the database an
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`“address database.”
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`For these reasons, the broadest reasonable interpretation of “address
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`database” that conforms to the specification is the one proposed by Petitioner, and
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`thus Petitioner’s construction should be adopted.
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`Case No. IPR2016-00457
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`C. Code Line
`The term “code line” appears only in Claim 2 of the ’914 patent which
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`reads: “The method of claim 1, further comprising reading a code line on the
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`remittance coupon and correcting a scale of the remittance coupon based on a size
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`of the code line” (Ex. 1002 at 64:10-12).
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`Patent Owner proposes that the Board construe “code line” to mean
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`“computer-readable text, in the form of alpha-numeric characters only, that can be
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`used to encode account-related information.” Petitioner, on the other hand,
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`proposes that the Board construe code line to mean “encoded information that can
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`be detected and decoded by a computer system to extract information encoded
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`therein.” The principal difference between the two constructions is that
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`Petitioner’s construction is broad enough to include a bar code, which is a code
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`that includes lines or bars. As Petitioner asserts, a “barcode is one such code line,
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`which is encoded information that can be detected and decoded by a computer
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`system to extract the information encoded therein” (Pet., p. 39). Patent Owner’s
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`construction, on the other hand, excludes bar codes because it specifies that the
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`encoded information contains “alpha-numeric characters only.” While Petitioner’s
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`proposed construction is broader than patent Owner’s proposed construction,
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`Petitioner’s construction is not the broadest reasonable construction in light of the
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`claims and specification.
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`First, the claims distinguish between code lines and bar codes. While claim
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`2 recites “reading a code line on the remittance coupon,” claim 5 recites “reading a
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`barcode on the remittance coupon.” It is well-established that in the absence of
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`evidence to the contrary, the Board “must presume that the use of [] different terms
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`in the claims connotes different meanings.” CAE Screenplates Inc. v. Heinrich
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`Fiedler GmbH & Co. KG, 224 F.3d 1308, 1317 (Fed. Cir. 2000). Second, the
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`specification consistently distinguishes between code lines and bar codes, making
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`clear that they are not one in the same. For instance, FIG. 2, which illustrates “a
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`method of mobile image capture and remittance processing,” shows step S212
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`“Read code line” as separate and distinct from step S218 “Read Barcodes” (Ex.
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`1002 at 4:43-45). Under the heading “Codeline Read,” the specification states that
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`one “step is to read a code line on the remittance coupon (S212) . . . ” (id. at 16:12-
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`15). Under the heading “Bar Code Detection,” the specification continues that “a
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`pre-processing step may include barcode detection and recognition,” wherein “[i]f
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`a barcode is detected on the financial document, the barcode is read and saved
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`alongside the coordinates” (id. at 17:60-64). There is thus no question that in the
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`’914 patent, a code line is not a barcode.
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`In addition, the specification states:
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`[m]any remittance coupons include a code line that comprises
`computer-readable text that can be used to encode account-related
`information that can be used to reconcile a payment received with the
`account for which the payment is being made.
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`Case No. IPR2016-00457
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`(id. at 27:26-30). This reference establishes that code lines are made up of
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`“computer-readable text” that encodes “account-related information.” Thereafter,
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`the specification notes that “[c]ode line 905 of FIG. 9 illustrates an example of
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`code line on a remittance coupon” (id. at 27:30-31). As shown by FIG. 9, which is
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`a “corrected image” of a “remittance coupon 800 illustrated in FIG. 8,” code line
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`905 consists of alpha-numeric characters only:
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`FIG. 9 also graphically demonstrates that code line 905 is separate and distinct
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`from “bar code 925,” which, unlike code line 905, is comprised of lines or bars.
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`(id. at 16:14-20). Accordingly, the specification unequivocally distinguishes
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`between code lines, which consist of alpha-numeric characters only, and bar codes,
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`which consist of symbols in the form of lines or bars. It would thus be error to
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`construe code lines in a manner that would capture barcodes.
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`Yet that is precisely what Petitioner’s construction does. Petitioner claims to
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`have derived its construction of “code line” from the following statement in the
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`Case No. IPR2016-00457
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`specification:
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`some remittance coupons also include computer-readable bar codes
`or code lines 905 that include text or other computer-readable
`symbols that can be used to encode account-related information ...
`Code line 905 can be detected and decoded by a computer system to
`extract the information encoded therein.
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` (Pet., p. 21 citing