`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMEVT OE COMMERCE
`United States Patent and Trademark Office
`,.
`ox
`,
`Address. CO1\gMI OONER FOR PATENTS
`xaJ1d1ia,Vi.tg1.nia 22313-1450
`wWw.11spto.g0v
`
`APPLICATION \l UMBER
`
`F ING OR 371 (C) DATE
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`13/662,213
`
`10/26/2012
`
`Richard Reisman
`
`TELS-006/03US 318677-2016
`CONFIRMATION NO. 8693
`
`43831
`
`IMPROPER c1=n REQUEST
`
`BERKELEY LAW & TECHNOLOGY GROLIP, LLP
`17933 NW Evergreen Parkway, Suite 250
`BEAVERTON, OR 97006
`
`lllllllllllllllllIllllllltflillllllllllllllllllllllllIllfllllllfllllllllllllIllllllllllll
`°°°°°°°659 75
`Date Mailed: 01/10/2014
`
`RESPONSE TO REQUEST FOR CORRECTED FILING RECEIPT
`
`Power of Attorney, Claims, Fees, System Limitations, and Miscellaneous
`
`In response to your request for a corrected Filing Receipt, the Office is unable to comply with your request
`because:
`
`- Any request to correct or update the name of the applicant must include an application data sheet (ADS)
`in compliance with 37 CFR 1.76 specifying the correct or updated name of the applicant in the applicant
`information section. Any request to change the applicant after an original applicant has been specified under
`37 CFR 1.46(b) must include a new ADS in compliance with 37 CFR 1.76 specifying the applicant in the
`applicant information section and comply with 37 CFR 3.71 and 3.73. See 37 CFR 1.46(c).
`
`lzabrahal
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`Page 1 of 510
`
`Unified Patents Exhibit 1007
`
`page 1 of 1
`
`Page 1 of 510
`
`Unified Patents Exhibit 1007
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OE COMMERCE
`United States Patent and Trademark Office
`Address. COMMISSIONER FOR PATENTS
`PO Box [450
`Alexandria, Vi.TgLnia 22313-1450
`wWw.11spto.gov
`
`APPLICATION NUMBER
`
`F ING OR 371 (C) DATE
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`13/662,213
`
`10/26/2012
`
`Richard Reisman
`
`43831
`
`BERKELEY LAW & TECHNOLOGY GROUP, LLP
`17933 Nw Evergreen Parkway. suite 250
`BEAVERTON, on 97006
`
`TELS-006/03US 318677-2016
`CONFIRMATION NO. 8693
`
`IMPROPER CPOA LETTER
`
`llllllllllllllllllllllIlllflllllllIllllllllllllllIllll11111111111Illllllllllllllllllllll
`°°°°°°°659 67
`Date Mailed: 01/10/2014
`
`NOTICE REGARDING POWER OF ATTORNEY
`
`This is in response to the power of attorney filed 01/03/2014. The power of attorney in this application is not
`accepted for the reason(s) listed below:
`
`- The power of attorney has not been accepted because the party who is giving power has not been identified.
`Power of attorney may only be signed by the applicant for patent (37 CFR 1.42) or the patent owner. A party
`who is not the applicant must become the applicant in accordance with 37 CFR 1.46(c) and appoint any power
`of attorney in compliance with 37 CFR 3.71 and 3.73. For a reissue application, reexamination proceeding,
`or supplemental examination proceeding, a patent owner who was not the applicant under 37 CFR 1.46 must
`appoint any power of attorney in compliance with 37 CFR 3.71 and 3.73. See 37 CFR 1.32(b)(4).
`
`lzabrahal
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`Page 2 of 510
`
`Page 2 of 510
`
`

`

`_
`
`‘W.
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.usplo.go\
`
`APPLICATION NO.
`
`13/662,213
`
`ISSUE DATE
`
`01/28/2014
`
`43831
`
`7590
`
`01/08/2014
`
`BERKELEY LAW & TECHNOLOGY GROUP, LLP
`17933 NW Evergreen Parkway, Suite 250
`BEAVERTON, OR 97006
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8640183
`
`TELS-006/03US 318677-2016
`
`8693
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day( s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application lnforrnation
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT( S) (Please see PAIR WEB site http://pair.uspto. gov for additional applicants):
`
`Richard Reisman, New York, NY;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.g ov.
`
`IR103 (Rev. 10/09)
`
`Page 3 of 510
`
`

`

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`

`

`PTO/SB/96 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT LINDER 37 CFR 3.73(b)
`
`App,,Ca,,Upa,e,,, Ownen CONVERGENT MEDIA SOLUTIONS LLC
`
`222.P0O1C4
`
`Application No./Patent No.: 13/552,213
`T'I d:
`lte
`
`METHOD AND APPARATUS FOR BROWSING USING ALTERNATIVE LINKBASES
`
`Filed/Issue Date: 10/25/2012
`
`CONVERGENT MEDIA SOLUTIONS LLC
`(Name of Assignee)
`
`’ a
`
`Corporation
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.
`
`states that it is:
`
`the assignee ofthe entire right, title, and interest in;
`
`an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interest is
`
`%); or
`
`3_
`
`the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)
`
`the patent application/patent identified above, by virtue of either:
`
`An assignment from the inventor(s) ofthe patent application/patent identified above. The assignment was recorded in
`— the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a
`copy therefore is attached.
`
`A.
`
`OR
`
`A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`1_ From; REISMAN, RICHARD
`
`To; TELESHUTTLE TECH2, LLC
`
`The document was recorded in the United States Patent and Trademark Office at
`2
`
`Reel 027389
`
`Frame 0515
`
`,
`
`or for which a copy thereof is attached.
`
`2. From: TELESHUTTLE TECH2, LLC
`
`To: ACACIA RESEARCH GROUP LLC
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Ree| 031318
`
`,
`
`Frame 0915
`
`,
`
`or for which a copy thereof is attached.
`
`3_ From; ACACIA RESEARCH GROUP LLC
`
`To: CONVERGENT MEDIA SOLUTIONS LLC
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel 031329
`
`,
`
`Frame 0777
`
`,
`
`or forwhich a copy thereof is attached.
`
`E Additional documents in the chain of title are listed on a supplemental sheet( ).
`
`As required by 37 CFR 3.73(b)(1)(i), the documentary evidence ofthe chain of title from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records ofthe USPTO. 1 MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`/Oleg K. Salakhov, Reg. No. 64,691/
`
`Signature
`
`Oleg K. Salakhov
`
`1/3/2014
`
`Date
`
`Patent Attorney
`
`Title
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Page 5 of 510
`
`

`

`Electronic Acknowledgement Receipt
`
`17819002
`
`Application Number:
`
`13662213
`
`International Application Number:
`
`Confirmation Number:
`
`Title of Invention:
`
`METHOD AND APPARATUS FOR BROWSING USING ALTERNATIVE LINKBASES
`
`First Named Inventor/Applicant Name:
`
`Richard Reisman
`
`Customer Number:
`
`43831
`
`Filer:
`
`Howard Andrew Skaist/Julianne Flynn
`
`Filer Authorized By:
`
`Howard Andrew Skaist
`
`Attorney Docket Number:
`
`TELS-006/03US 318677-2016
`
`Receipt Date:
`
`Filing Date:
`
`03-JAN-2014
`
`26—OCT—201 2
`
`Time Stamp:
`
`22:45:32
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`Power of Attorney
`
`ConvergentPOA.pdf
`
`Warnings:
`
`Information:
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`File Size(Bytes)/
`Message Digest
`418678
`
`fddd81afa30a074832730Za42Saa6694cI d 4'
`6327
`
`Page 6 of 510
`
`

`

`Assignee showing of ownership per 37
`CFR 373.
`
`373Statement.pdf
`
`2a08b67i bd93e5e131 91 03c71dea2i (430
`df29d
`
`Information:
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Page 7 of 510
`
`Page 7 of 510
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.0. Box 1450
`Alexandria, Virginia 22313-1450
`or 1 (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`ap ropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 Ioi any cliaiige of atldiess)
`
`7590
`
`58249
`_
`ATTN- Patent Group
`1299 P
`l
`l A
`Suite 73I6nSy Vanla Venue
`Wasliingtoii, DC 20004
`
`09/18/2013
`
`, NW
`
`Note: A certificate of_mailin _ can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for any otier accompanying
`Eapers_ Each addjfional papal‘! such as an assjgnrnern or formal drawing’ mug[
`ave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885 , on the date indicated below.
`.
`.
`_
`T J. L1 61 Ml l __ G I
`(Depositofls iiaiiie)
`/ T i 1161 Mi 1 l G I /
`(5iS1“‘“1'°>
`l2/l7/20I_3
`03“)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/662,213
`
`10/26/2012
`
`Richard Reisman
`
`TEIZSTOO6‘/03U‘S—
`
`8693
`
`TITLE OF INVENTION: METHOD AND APPARATUS FOR BROWSING USING ALTERNATIVE LINKBASES
`
`-3 1-867%"
`
`2 2 2 ° P O O 1
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`EXAIVIINER
`
`‘S‘M73tI:L—L arge
`
`$89(-)- 1 7 8 0
`ART UNIT
`
`$300
`CLASS-SUB CLASS
`
`Cl-l()WDl—1URY, S UMAIYA A
`
`2421
`
`725—133000
`
`$0
`
`$rt90— 2 O 8 O
`
`12/18/2013
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`2 Change of correspondence address (or Change of Correspondence
`Address ?Orm PTO/SB/122) attached"
`3 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required,
`
`2. For printing on the patent front page, list
`.
`(1) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2_registered patent attorneys or agents. If no name Is
`listed, no name will be printed.
`
`2
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substi ute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Convergent Media Solutions, LLC
`
`Plano, Texas
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : D Individual E Corporation or other private group entity D Government
`
`421. The following fee(s) are submitted:
`3 Issue Fee
`3 Publication Fee (No small entity discount permitted)
`3 Advance Order — # of Copies
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`3 A check is enclosed.
`:l Payment by credit card. Form PTO—2038 is attached.
`2 The Director is hereby authorized to charge the re uired fee(s), any deficiency, or credit_ any
`overpayment, to Deposit Account l\umber
`5
`a
`3
`(enclose an extra copy of this form).
`
`PTOL—85 (Rev. 02/11)
`
`Page 2 of 4
`
`Page 8 of 510
`
`

`

`5. Change in Entity Status (from status indicated above)
`3 Applicant certifying micro entity status. See 37 CFR 1.29
`
`3 Applicant asserting small entity status. See 37 CFR 1.27
`
`3 Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see form PTO/SB/ 15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the records of the United States Patent and Trademark Office.
`
`AuthorizedSignature
`
`/Oleq Kc Sa-lakhOV/
`
`Date
`
`Typed or printed name
`
`Oleg K. Salakhov
`
`Registration No.
`
`64,691
`
`This collection of information is required by 37 CFR 1.311. The information is re uired to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. T is collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will v
`de endin upon the individual case. Any comments on the amount of time you require to complete
`this form and/or su gestions for reducing this burden, should be sent to
`e C ief In ormation Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
`Box 1450, Alexan ria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`Alexandria, Virginia 223 13- 1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PTOL-85 (Rev. 02/11) Approved for use through 08/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 3 of 4
`
`Page 9 of 510
`
`

`

`PTO/SB/122 (11-08)
`Approved for use through 11/30/2011. OMB 0651-0035
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`13/662213
`‘’“’*“GE °F jCORRESPONDENCE ADDRESS
`10/ 26/ 2012
`Application
`Richard Reisman
`
`Finn Date
`
`P.O.Box145O
`
`Address to:
`CommissionerforPatents
`Alexandria, VA 22313-1450
`
`Art Umt
`Chowdhury, Sumaiya A,
`Attorney Docket Number
`2 2 2 _ -_3 O O 1
`
`Please change the Correspondence Address for the above—identified patent application to:
`
`The address associated with
`Customer Number:
`
`43 8 3 1
`
`OR
`
`I: Firm or
`Individual Name
`
`City
`
`Country
`
`Telephone
`
`This form cannot be used to change the data associated with a Customer Number. To change the
`data associated with an existing Customer Number use “Request for Customer Number Data Change” (PTO/SB/124).
`
`I am the:
`
`Applicant/Inventor
`
`Assignee of record of the entire interest.
`Statement under 37 CFR 3.73(b) is enclosed. (Form PTO/SB/96).
`
`Attorney or agent of record. Registration Number
`
`6 4 r 6 9 1
`
`Registered practitioner named in the application transmittal letter in an application without an
`executed oath or declaration. See 37 CFR 1.33(a)(1). Registration Number
`
`t
`3'
`/Oleg K. Sa1akhov/
`'g"a”re
`Typed or Printed
`Name
`
`Oleg K. Salakhov
`
`(503) 439-6500
`12/17/2013
`Date
`NOTE: Signatures of all the inventors or assignees of record of the entire interest or their representative(s) are required. Submit multiple
`forms if more than one signature is required, see below‘.
`
`Telephone
`
`‘Total of
`
`1
`
`forms are submitted.
`
`This collection of information is required by 37 CFR 1.33. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND To: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Page 10 of 510
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1 . The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`Page 11 of 510
`
`Page 11 of 510
`
`

`

`PTO/SB/47 (O3-O9)
`Approved for use through 03/31/2012. OMB 0651-0016
`U.S. Patent and Trademark Office; U. S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`“FEE ADDRESS” INDICATION FORM
`
`Address to:
`
`Mail Stop M Correspondence
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Fax to:
`
`571-273-6500
`
`In addition,
`INSTRUCTIONS: The issue fee must have been paid for app|ication(s) listed on this form.
`only an address represented by a Customer Number can be established as the fee address for maintenance
`fee purposes (hereafter, fee address). A fee address should be established when correspondence related to
`maintenance fees should be mailed to a different address than the correspondence address for the application.
`When to check the first box below: If you have a Customer Number to represent the fee address. When
`to check the second box below: If you have no Customer Number representing the desired fee address,
`in which case a completed Request for Customer Number (PTO/SB/125) must be attached to this form. For
`more information on Customer Numbers, see the Manual of Patent Examining Procedure (MPEP) § 403.
`
`For the following listed app|ication(s), please recognize as the “Fee Address” under the provisions of 37 CFR
`1.363 the address associated with:
`
`CustomerNumber: 43831
`
`OR
`
`B The attached Request for Customer Number (PTO/SB/125) form.
`
`PATENT NUMBER
`(if known)
`
`APPLICATION NUIVIBER
`
` 13662213
`
`Completed by (check one):
`
`D Applicant/Inventor
`
`/0'99 K- 3a'akh°V/
`
`Sig nature
`
`Attorney or Agent of record 64591
`(Reg. No.)
`
`0'99 K- 3aIakh0V
`Typed or printed name
`
`El Assignee of record of the entire interest. See 37 CFR 3.71.
`Statement under 37 CFR 3.73(b) is enclosed.
`(Form PTO/SB/96)
`
`(503) 439'0500
`Requester’s telephone number
`
`I:I Assignee recorded at Reel
`
`Frame
`
`12/17/2013
`
`Date
`
`NOTE: Signatures of all the inventors or assignees of record of the entire interest or their representative(s) are required. Submit multiple forms if more that one
`signature is required, see below‘.
`
`forms are submitted.
`
`This collection of information is required by 37 CFR 1.363. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1. 11 and 1.14. This collection is estimated to take 5 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alex andria, VA 22313- 1450. DO NOT SEND COMPLETE D FORMS TO THIS A DDRESS.
`SEND TO: Mail Stop M Correspondence, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, ca/I 1-800-PTO-9199 and select option 2.
`
`Page 12 of 510
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1 . The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`
`A record from this system of recor