`Tel: 571-272-7822
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`
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`Paper 10
` Entered: July 10, 2015
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`
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`_______________
`
`LG ELECTRONICS, INC.,
`Petitioner,
`
`v.
`
`INNOVATIVE DISPLAY TECHNOLOGIES LLC,
`Patent Owner.
`_______________
`
`Case IPR2015-00490
`Patent 7,300,194 B2
`_______________
`
`
`Before LORA M. GREEN, THOMAS L. GIANNETTI, and
`BEVERLY M. BUNTING, Administrative Patent Judges.
`
`GREEN, Administrative Patent Judge.
`
`
`
`DECISION
`
`Institution of Inter Partes Review and Grant of Motion for Joinder
`37 C.F.R. § 42.108
`37 C.F.R. § 42.122(b)
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`
`
`
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`IPR2015-00490
`Patent No. 7,300,194 B2
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`I.
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`INTRODUCTION
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`LG Electronics, Inc. (“Petitioner” or “LG Electronics”) filed a Petition
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`(Paper 2, “Pet.”) requesting an inter partes review of claims 1, 4–6, 16, 22,
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`23, 27, 28, and 31 (“the challenged claims”) of U.S. Patent No. 7,300,194
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`B2 (Ex. 1001, “the ’194 patent”), and concurrently filed a Motion for
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`Joinder (Paper 3, “Mot.”). The Motion for Joinder seeks to join this
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`proceeding with LG Display Co., Ltd. v. Innovative Display Technologies
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`LLC, Case IPR2014-01097 (“the LGD IPR”). Mot. 1. Patent Owner filed a
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`Preliminary Response (Paper 8), as well as an Opposition to the Motion for
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`Joinder (Paper 7). For the reasons described below, we institute an inter
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`partes review of all the challenged claims and grant Petitioner’s Motion for
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`Joinder.
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`II.
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`INSTITUION OF INTER PARTES REVIEW
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`The Petition in this proceeding asserts the same grounds as those on
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`which we instituted review in the IPR2014-01097. On January 13, 2015, we
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`instituted a trial in the IPR2014-01097 on the following grounds:
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`Reference(s)
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`Basis
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`Claims Challenged
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`Pristash1
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`Funamoto2
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`Funamoto
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`Kobayahi3
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`Nishio4
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`§ 103
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`§ 102
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`§ 103
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`§102
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`§ 102
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`1, 4–6, and 28
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`1, 16, 22, 23, 27, and 31
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`4, 5, and 6
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`28
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`1, 4–6, and 28
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`
`1 Pristash, U.S. Patent No. 5,005,108, issued Apr. 2, 1991 (Ex. 1006).
`2 Funamoto, U.S. Patent No. 5,619,351, issued Apr. 8, 1997 (Ex. 1007).
`3 Kobayashi, U.S. Patent No. 5,408,388, issued Apr. 18, 1995 (Ex. 1011).
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`
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`2
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`IPR2015-00490
`Patent No. 7,300,194 B2
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`LG Display Co., Ltd. v. Innovative Display Technologies LLC, Case
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`IPR2014-01097, slip. op. at 18 (PTAB January 13, 2015) (Paper 9) (“’1097
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`Decision”).
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`In view of the identity of the challenge in the instant Petition and in
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`the petition in the IPR2014-01097, we institute an inter partes review in this
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`proceeding on the same grounds as those on which we instituted inter partes
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`review in IPR2014-01097. We do not institute inter partes review on any
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`other grounds.
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`III. REAL PARTY-IN-INTEREST
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`
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`Patent Owner contends that the Petition does not meet the
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`requirements of 35 U.S.C. § 312(a) as it does not name all the real parties-in-
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`interest. Prelim. Resp. 10. Specifically, Patent Owner contends that LG
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`Display Co., Ltd. and LG Display America, Inc., should have been named as
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`real party in interests. Id.
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`Patent Owner made a similar assertion in the IPR2014-01097, as well
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`as IPR2014-01096, with respect to Petitioner.5 For the reasons stated in
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`Decision Instituting inter partes Review the IPR2014-01096, slip. op. at 16–
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`17 (PTAB January 13, 2015) (Paper 11), we conclude that Patent Owner’s
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`Preliminary Response fails to provide convincing evidence that the Petition
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`should be denied on the grounds that it fails to name LG Display Co., Ltd.,
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`and LG Display America, Inc., as real parties-in-interest.
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`
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`4 Nishio, U.S. Patent No. 5,598,280, issued Jan. 28, 1997 (Ex. 1012).
`5 In both IPR2014-01096 and IPR2014-01097, Patent Owner contended that
`the Petitioner here, LG Electronics, Inc., should have been named as a real
`party-in-interest, along with LG Display. IPR2014-01096, Paper 9, 18–20;
`IPR2014-01097, Paper 7, 2–4.
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`3
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`IPR2015-00490
`Patent No. 7,300,194 B2
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`IV. GRANT OF MOTION FOR JOINDER
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`An inter partes review may be joined with another inter partes
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`review, subject to the provisions of 35 U.S.C. § 315(c), which governs
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`joinder of inter partes review proceedings:
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`(c) JOINDER.—If the Director institutes an inter partes review,
`the Director, in his or her discretion, may join as a party to that
`inter partes review any person who properly files a petition
`under section 311
`that
`the Director, after receiving a
`preliminary response under section 313 or the expiration of the
`time for filing such a response, determines warrants the
`institution of an inter parties review under section 314.
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`As the moving party, Petitioner bears the burden of proving that it is
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`entitled to the requested relief. 37 C.F.R. § 42.20(c). A motion for joinder
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`should: (1) set forth the reasons joinder is appropriate; (2) identify any new
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`grounds of unpatentability asserted in the petition; and (3) explain what
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`impact (if any) joinder would have on the trial schedule for the existing
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`review. See Frequently Asked Question H5,
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`http://www.uspto.gov/patentsapplication-process/appealing-
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`patentdecisions/trials/patent-reviewprocessing-system-prps-0.
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`The Petition in this proceeding has been accorded a filing date of
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`December 29, 2014 (Paper 6), which is before the date of institution in
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`IPR2014-01097, which was instituted on January 13, 2015. The Petition,
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`therefore, satisfies the joinder requirement of being filed within one month
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`of our instituting a trial in IPR2014-01097. 37 C.F.R. § 42.122.
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`
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`In its Motion for Joinder, Petitioner contends that the grounds asserted
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`in the instant Petition are
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`the same grounds of unpatentability [LG Display Co. Ltd.
`(”LGD”)] asserted in the LGD IPR; Petitioner’s arguments
`regarding the asserted references are identical to the arguments
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`
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`4
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`IPR2015-00490
`Patent No. 7,300,194 B2
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`LGD raised in the LGD IPR; and Petitioner has submitted, in
`support of their petition, the same declaration of the technical
`expert that LGD submitted in support of its petition (excluding
`some minor changes made to reflect Petitioner’s engagement of
`the same expert). Thus, this proceeding does not raise any new
`issues beyond those already before the Board in the LGD IPR.
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`Mot. 6. Petitioner represents that joinder will not prevent the Board from
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`completing its review in “the statutorily prescribed timeframe,” and that
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`“joinder will ensure the Board’s efficient and consistent resolution of issues
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`surrounding the invalidity of the ’194 patent.” Id. at 1. According to
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`Petitioner, the Board can accomplish this by requiring “consolidated filings
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`and coordination among petitioners.” Id. at 2. Thus, Petitioner contends, the
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`instant proceeding does not raise any issues that have not already been raised
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`in IPR2014-01097. Id. at 6.
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`
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`Patent Owner opposes joinder, contending that Petitioner argues only
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`that the grounds asserted in the instant Petition and the one asserted in the
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`IPR2014-01097 are identical, and has not provided any additional reasoning
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`as to why joinder is appropriate. Paper 7, 6–7 (citing Unified Patents, Inc. v.
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`Personalweb Technologies, LLC and Level 3 Communications, LLC, Case
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`IPR2014-00702, slip. op. at 4 (PTAB January 13, 2015) (Paper 12)).
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`
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`As discussed above, joinder is discretionary. In Unified Patents, cited
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`by Patent Owner, the panel noted that joinder is not automatic, but is
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`discretionary based on the particular circumstances of each proceeding. In
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`the instant proceeding, we agree with Petitioner that joinder with IPR2014-
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`01097 would promote the efficient resolution of those proceedings.
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`Petitioner has brought the same challenges as presented in IPR2014-01097,
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`thus, the substantive issues in IPR2014-01097 would not be unduly
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`complicated by joining with this proceeding because joinder merely
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`
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`5
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`IPR2015-00490
`Patent No. 7,300,194 B2
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`introduces the same grounds presented originally in IPR2014-01097, where
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`all of the prior art is of record. Moreover, the instant proceeding was filed
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`before we instituted trial in the LG IPR. Finally, Patent Owner will be able
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`to address the challenges in a single proceeding.
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`
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`Patent Owner contends further that Petitioner in the instant proceeding
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`filed its Petition well after the Petition was filed in IPR2014-01097, and thus
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`it “should have known that a decision on institution on the first IPR was
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`imminent and that its argument on this point would be moot by the time
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`joinder briefing was completed.” Paper 7, 7. Moreover, Patent Owner notes
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`that the trial schedule has been set in IPR2014-01097, asserting that
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`Petitioner would most likely not agree to proceeding on that schedule, as it
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`does not mention that possibility in its Motion for Joinder. Id.
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`
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`We acknowledge that Patent Owner has filed its Response to the
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`Petition in IPR2014-01097. IPR2014-01097, Paper 19. As the grounds on
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`which we are instituting trial in the instant proceeding are identical to those
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`on which we instituted trial in IPR2014-01097, as is the expert declaration,
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`joinder of this proceeding with IPR2014-01097 should not affect that paper,
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`or the Scheduling Order in IPR2014-01097 (IPR2014-01097, Paper 10).
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`
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`Finally, Patent Owner argues that it will seek additional discovery
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`against Petitioner to determine if LGD is controlling or funding the instant
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`proceeding, and the “potential for the additional discovery sought to prove
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`LG[D]’s involvement in this IPR is beyond that already before the PTAB in
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`IPR2014-01097, and thus weighs against joinder.” Paper 7, 9–10. We do
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`not find, given the facts and circumstances of the instant proceedings, that
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`the possibility that Patent Owner may seek additional discovery to weigh
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`against joinder in the instant proceeding.
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`
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`6
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`IPR2015-00490
`Patent No. 7,300,194 B2
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`III. ORDER
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`In view of the foregoing, it is
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`ORDERED that Petitioner’s Motion for Joinder is granted;
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`FURTHER ORDERED that IPR2015-00490 is hereby instituted and
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`joined with IPR2014-01097;
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`FURTHER ORDERED that the ground on which IPR2014-01097 was
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`instituted is unchanged and no other grounds are included in the joined
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`proceeding;
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`FURTHER ORDERED that the Scheduling Order entered in
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`IPR2014-01097 (Paper 10) remains unchanged and shall govern the
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`schedule of the joined proceedings;
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`FURTHER ORDERED that, throughout the joined proceeding, LG
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`Display Co. Ltd. and LG Electronics, Inc. will file papers, except for
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`motions that do not involve the other party, as a single, consolidated filing;
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`that the filing party (either LG Display Co. Ltd. or LG Electronics, Inc.) will
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`identify each such filing as a Consolidated Filing;
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`FURTHER ORDERED that IPR2015-00490 is terminated under
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`37 C.F.R. § 42.72 and all further filings in the joined proceedings are to be
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`made in IPR2014-01097;
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`FURTHER ORDERED that a copy of this Decision will be entered
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`into the record of IPR2014-01097; and
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`FURTHER ORDERED that the case caption in IPR2014-01097 shall
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`be changed to reflect joinder with this proceeding in accordance with the
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`attached example.
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`7
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`IPR2015-00490
`Patent No. 7,300,194 B2
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`FOR PETITIONER:
`
`Robert Pluta
`Amanda Streff
`Baldine Paul
`Anita Lam
`MAYER BROWN LLP
`rpluta@mayerbrown.com
`astreff@mayerbrown.com
`bpaul@mayerbrown.com
`alam@mayerbrown.com
`
`FOR PATENT OWNER:
`
`Justin B. Kimble
`Jeffrey R. Bragalone
`T. William Kennedy, Jr.
`BRAGALONE CONROY P.C.
`jkimble@bcpc-law.com
`jbragalone@bcpc-law.com
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`8
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`Trials@uspto.gov
`Tel: 571-272-7822
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`
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`Paper 10
` Entered: July 10, 2015
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`
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`Example Case Caption for Joined Proceeding
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`_______________
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`LG DISPLAY CO., LTD. and
`LG ELECTRONICS, INC.,
`Petitioner,
`
`v.
`
`INNOVATIVE DISPLAY TECHNOLOGIES LLC,
`Patent Owner.
`_______________
`
`Case IPR2014-010971
`Patent 7,300,194 B2
`_______________
`
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`
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`1 Case IPR2015-00490 has been joined with this proceeding.