USA v. Owens

1:18-cr-00693 | New York Southern District Court

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Division Foley Square
Judge Judge Richard M. Berman
Filed Sept. 27, 2018
Case Flags ECF
Last Updated: 8 months, 3 weeks ago Show Interactive Timeline
Filing Date # Docket Text
7/26/2023
  • Order
FINAL ORDER OF FORFEITURE as to Harald Joachim Von Der Goltz. (Signed by Judge Richard M. Berman on 7/26/23)(jbo) (Entered: 07/26/2023)
7/24/2023DECLARATION of Assistant United States Attorney Thane Rehn in Support by USA as to Harald Joachim Von Der Goltz re: 336 LETTER MOTION addressed to Judge Richard M. Berman from Assistant United States Attorney Thane Rehn dated July 24, 2023 re: Final Order of Forfeiture .. (Rehn, Nathan) (Entered: 07/24/2023)
7/24/2023
  • Motion
LETTER MOTION addressed to Judge Richard M. Berman from Assistant United States Attorney Thane Rehn dated July 24, 2023 re: Final Order of Forfeiture . Document filed by USA as to Harald Joachim Von Der Goltz. (Attachments: # 1 Proposed Order Final Order of Forfeiture)(Rehn, Nathan) (Entered: 07/24/2023)
7/24/2023SERVICE BY PUBLICATION as to Harald Joachim Von Der Goltz. A Notice of Criminal Forfeiture was published in the www.forfeiture.gov on February 5, 2021 through March 6, 2021. Document filed by USA as to Harald Joachim Von Der Goltz. (Rehn, Nathan) (Entered: 07/24/2023)
6/6/2023STIPULATION AND ORDER as to (S6 18-Cr-693-4) Harald Joachim Von Der Goltz....[*** See this Stipulation And Order ***]... NOW, THEREFORE, IT IS HEREBY STIPULATED, AGREED AND ORDERED, by and between Audrey Strauss, United States Attorney for the Southern District of New York, by and through Assistant United States Attorney Thane Rehn, and Fondation Erol, by Martin J. Auerbach, Of Counsel, that: 1. The Government acknowledges Fondation Erol's Ownership Interest is superior to the Government's interest. 2. Upon entry of this Stipulation and Order, the Department of Treasury (the "Treasury") and/or its designee shall remit $2,589.14 representing the value of the Ownership Interest to Fondation Erol in a manner consistent with the Treasury's Automated Clearing House ("ACH") Form to be completed by Fondation Erol through its attorney, Martin J. Auerbach, Esq....[*** See this Stipulation And Order ***]... 10. This Stipulation and Order may be executed in counterparts, each of which shall be deemed an original, and all of which, when taken together, shall be deemed the complete Stipulation and Order. Signature pages may be faxed, scanned or emailed, and such signatures shall be treated as originals. SO ORDERED: (Signed by Judge Richard M. Berman on 6/6/2023)(bw) (Entered: 06/06/2023)
6/1/2023CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated June 1, 2023 re: Entry of Stipulation to Resolve Forfeiture Claim . Document filed by USA as to Harald Joachim Von Der Goltz. (Attachments: # 1 Text of Proposed Order Stipulation and Proposed Order)(Rehn, Nathan) (Entered: 06/01/2023)
5/23/2023SATISFACTION OF JUDGMENT as to (18-Cr-693-05) Joachim Alexander Von Der Goltz re: 292 Judgment. Satisfaction is acknowledged between United States of America, judgment creditor, and Joachim Alexander Von Der Goltz, judgment debtor, for the fine/restitution in the amount of $230,365.00 and the special assessment in the amount of $300.00, amounting in all to the sum of $230,665.00. Judgment entered in the Judgment Book of the United States District Court for the Southern District of New York on the 4th day of March, 2021.(bw) (Entered: 05/24/2023)
7/26/2022Attorney update in case as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz, Joachim Alexander Von Der Goltz. (AUSA) Attorney Kristy Jean Greenberg terminated. (bw) (Entered: 07/26/2022)
7/26/2022
  • Order
MEMO ENDORSEMENT as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz, Joachim Alexander Von Der Goltz on re: 330 LETTER by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz, Joachim Alexander Von Der Goltz addressed to Judge Richard M. Berman from AUSA Kristy J. Greenberg dated July 22, 2022 re: Request to be Removed as Counsel of Record. Please be advised that I am leaving the United States Attorney's Office for other employment. Accordingly, please remove me as counsel of record in this case. ENDORSEMENT: Application granted. SO ORDERED: (Signed by Judge Richard M. Berman on 7/26/2022)(bw) (Entered: 07/26/2022)
7/22/2022 LETTER by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz, Joachim Alexander Von Der Goltz addressed to Judge Richard M. Berman from Kristy J. Greenberg dated July 22, 2022 re: Request to be Removed as Counsel of Record Document filed by USA. (Greenberg, Kristy) (Entered: 07/22/2022)
7/12/2022NOTICE OF ATTORNEY APPEARANCE: Brian Patrick Ketcham appearing for Harald Joachim Von Der Goltz. Appearance Type: Retained. (Ketcham, Brian) (Entered: 07/12/2022)
5/18/2022
  • Order
ORDER as to (18-Cr-693-5) Joachim Alexander Von Der Goltz. Based upon the SDNY policy dated March 5, 2018 favoring early termination where warranted, the factors of 18 U.S.C. § 3583(e)(1), and the record herein, and because of Mr. von der Goltz's dedicated compliance with supervised release, including, but not limited to, his successful supervision, his steady employment and stable residence during the exceptionally difficult circumstances brought about by the COVID-19 pandemic, the Court finds that an early termination of supervised release effective May 17, 2022 is warranted. The Court also finds that Mr. von der Goltz has conducted himself in an exemplary and law-abiding fashion and met the requirements (conditions) of his supervision. See transcript of proceedings held on May 9, 2022 for a complete record. (Signed by Judge Richard M. Berman on 5/18/2022)(bw) (Entered: 05/18/2022)
5/17/2022
  • OrderGranted
MEMO ENDORSEMENT granting 326 LETTER MOTION as to Joachim Alexander Von Der Goltz (5), addressed to Judge Richard M. Berman from Attorney Michael S. Dry dated May 16, 2022 re: Early Termination of Supervised Release. ENDORSEMENT: Application Granted, on consent. Best of luck. SO ORDERED: (Signed by Judge Richard M. Berman on 5/17/2022) (bw) (Entered: 05/17/2022)
5/16/2022
  • Motionby Δ
LETTER MOTION addressed to Judge Richard M. Berman from Michael S. Dry dated May 16, 2022 re: Early Termination of Supervised Release . Document filed by Joachim Alexander Von Der Goltz. (Dry, Michael) (Entered: 05/16/2022)
5/9/2022Minute Entry for proceedings held before Judge Richard M. Berman: Evidentiary Hearing as to (18-Cr-693-5) Joachim Alexander Von Der Goltz held on 5/9/2022. Evidentiary hearing held (supervised release); Judge Richard M. Berman presiding; AUSA Thane Rehn present; Defense attorneys Michael Dry and Dan Wallmuth present; Supervisee Joachim Alexander von der Goltz present; USPO SD Florida John Steinhilber present; Court Reporter Sadie Herbert present; documents entered into evidence - Court Exhibit A - transcript of proceedings held on 1/11/22; witness sworn for testimony; defense counsel to submit written application for early termination of supervised release on consent of all parties; Court will grant application upon receipt; see transcript of proceedings held for a complete record. (bw) (Entered: 05/09/2022)
5/4/2022
  • Order
ORDER as to (18-Cr-693-5) Joachim Alexander Von Der Goltz. In light of the continuing COVID-19 pandemic, the supervised release hearing scheduled for Monday, May 9, 2022 at 9:00 AM is being held telephonically pursuant to the CARES Act and applicable implementing court procedures. Participants, members of the public and the press can use the following dial-in information: USA Toll-Free Number: (877) 336-1829 Access Code: 6265989 Security Code: 6935 ( Telephone Conference set for 5/9/2022 at 09:00 AM before Judge Richard M. Berman. )(Signed by Judge Richard M. Berman on 5/4/2022)(bw) (Entered: 05/04/2022)
1/11/2022Minute Entry for proceedings held before Judge Richard M. Berman: Revocation of Supervised Release - Interim Hearing as to Joachim Alexander Von Der Goltz held on 1/11/2022. Evidentiary hearing held (supervised release); AUSA Thane Rehn present; Defense counsel Dan Wallmuth and Michael Drye present; Supervisee Joachim Alexander vo der Goltz present; USPO Florida John Steinhilber present; Court Reporter Steven Greenblum present; evidentiary hearing held (supervised release); witness sworn for testimony; next hearing is scheduled for 5/9/22 at 9:00 am; see transcript of proceedings held for a complete record. (Final Hearing re Revocation of Supervised Release set for 5/9/2022 at 09:00 AM before Judge Richard M. Berman.) (jbo) (Entered: 01/11/2022)
1/5/2022
  • Order
ORDER as to Joachim Alexander Von Der Goltz: In light of the continuing COVID-19 pandemic, the supervised release hearing scheduled for Tuesday, January 11, 2022 at 12:30 PMis being held telephonically pursuant to the CARES Act and applicable implementing court procedures. Participants, members of the public and the press can use the following dial-in information: USA Toll-Free Number: (877) 336-1829 Access Code: 6265989 Security Code: 6935 (Signed by Judge Richard M. Berman on 1/5/2022) (lnl) (Entered: 01/05/2022)
12/16/2021NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Joachim Alexander Von Der Goltz. Notice is hereby given that an official transcript of a Conference proceeding held on 8/26/21 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (Moya, Goretti) (Entered: 12/16/2021)
12/16/2021TRANSCRIPT of Proceedings as to Joachim Alexander Von Der Goltz re: Conference held on 8/26/21 before Judge Richard M. Berman. Court Reporter/Transcriber: Martha Martin, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/6/2022. Redacted Transcript Deadline set for 1/18/2022. Release of Transcript Restriction set for 3/16/2022. (Moya, Goretti) (Entered: 12/16/2021)
11/4/2021STIPULATION AND ORDER as to Harald Joachim Von Der Goltz re: 313 CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated October 27, 2021 re: Entry of Stipulations to Resolve Forfeiture Claims. NOW, THEREFORE, IT IS HEREBY STIPULATED, AGREED AND ORDERED, by and between Audrey Strauss, United States Attorney for the Southern District of New York, by and through Assistant United States Attorney Thane Rehn, and Dr. Christian Baith, by Dr. Hans-Georg Barth, Esq. that the Government acknowledges Christian Barth's Ownership Interest is superior to the Government"s interest. Upon entry of this Stipulation and Order, the Department of Treasury (the "Treasury") and/or its designee shall remit $1,281.76 representing the value of the Ownership Interest to Dr. Christian Barth in a manner consistent with the Treasury's Automated Clearing House ("ACH") Form to be completed by Dr. Christian Barth through his attorney, Dr. HansGeorg Barth, Esq. Upon entry of this Stipulation and Order, Dr. Christian Ba1th agrees to not contest the forfeiture of the remaining Subject Property and is barred from asserting any claim objecting to the entry of a final order of forfeiture for the remaining Subject Property. Dr. Christian Barth is hereby barred from asserting any claim against theUnited States of America ("USA"), the Department of Justice ("DOJ''), the U.S. Attorney's Office for the Southern District of New York ("SDNY-USAO"), the Treasury, the Internal Revenue Service ("IRS"), or any agents and employees of the USA, the DOJ, the SDNY-USAO, the Treasury, and the IRS, as well as local and state agents, officers or employees, past and present, in connection with or arising out of the seizure, restraint, and/or constructive possession of the Subject Property, including but not limited to, any claim that there was no probably cause to freeze, seize and/or forfeit Subject Property or that Dr. Christian Barth is entitled to attorney's fees or any award of interest. Dr. Christian Barth hereby agrees to waive all rights to appeal or otherwise contest the validity of this Stipulation and Order. The terms of this Stipulation and Order shall be subject to approval by the Court. Violation of any terms or conditions herein shall be construed as a violation of an Order of the Court. (Signed by Judge Richard M. Berman on 11/4/21)(jw) (Entered: 11/04/2021)
11/4/2021STIPULATION AND ORDER as to Harald Joachim Von Der Goltz re: 313 CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated October 27, 2021 re: Entry of Stipulations to Resolve Forfeiture Claims. NOW, THEREFORE, IT IS HEREBY STIPULATED, AGREED AND ORDERED, by and between Audrey Strauss, United States Attorney for the Southern District of New York, by and through Assistant United States Attorney Thane Rehn, and Namtor BVC, LP, by Joel H. Rosner, Esq., that The Government acknowledges Namtor BVC, LP's Ownership Interest is superior to the Government's interest. Upon entry of this Stipulation and Order, the Department of Treasury (the "Treasury") and/or its designee shall remit $9,155.42 representing the value of the Ownership Interest in the Subject Property to Namtor BVC, LP in a manner consistent with the Treasury's Automated Clearing House ("ACH") Form to be completed by Namtor BVC, LP through its attorney, Joel H. Rosner. Upon entry of this Stipulation and Order, Namtor BVC, LP agrees to not contest the forfeiture of the remaining Subject Property and is barred from asserting any claim objecting to the entry of a final order of forfeiture for the remaining Subject Property. Namtor BVC, LP is hereby barred from asserting any claim against the United States of America ("USA"), the Department of Justice ("DOJ"), the U.S. Attorney's Office for the Southern District of New York ("SDNY-USAO"), the Treasury, the Internal Revenue Service ("IRS"), or any agents and employees of the USA, the DOJ, the SDNY-USAO, the Treasury, and the IRS, as well as local and state agents, officers or employees, past and present, in connection with or arising out of the seizure, restraint, and/or constructive possession of the Subject Property, including but not limited to, any claim that there was no probably cause to freeze, seize and/or forfeit Subject Property or that Namtor BVC, LP is entitled to attorney'sfees or any award of interest. Namtor BVC, LP hereby agrees to waive all rights to appeal or otherwise contest the validity of this Stipulation and Order. The terms of this Stipulation and Order shall be subject to approval by the Court. Violation of any terms or conditions herein shall be construed as a violation of an Order of the Court. (Signed by Judge Richard M. Berman on 11/4/21)(jw) (Entered: 11/04/2021)
11/4/2021STIPULATION AND ORDER as to Harald Joachim Von Der Goltz re: 313 CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated October 27, 2021 re: Entry of Stipulations to Resolve Forfeiture Claims. NOW, THEREFORE, IT IS HEREBY STIPULATED, AGREED AND ORDERED, by and between Audrey Strauss, United States Attorney for the Southern District of New York, by and through Assistant United States Attorney Thane Rehn, and Dr. Hans-Georg Barth, that the Government acknowledges Dr. Hans-Georg Barth's Ownership Interest is superior to the Government's interest. Upon entry of this Stipulation and Order, the Department of Treasury (the "Treasury") and/or its designee shall remit $1,464.87 representing the value of the Ownership Interest to Dr. Hans-Georg Barth in a manner consistent with the Treasury's Automated Clearing House ("ACH") Form to be completed by Dr. Hans-Georg Barth. Upon entry of this Stipulation and Order, Dr. Hans-Georg Barth agrees to not contest the forfeiture of the remaining Subject Property and is barred from asserting any claim objecting to the entry of a final order of forfeiture for the remaining Subject Property. Dr. Hans-Georg Barth is hereby barred from asserting any claim against the United States of America ("USA"), the Department of Justice ("DOJ"), the U.S. Attorney's Office for the Southern District of New York ("SDNY-USAO"), the Treasury, the Internal Revenue Service ("IRS"), or any agents and employees of the USA, the DOJ, the SDNY-USAO, the Treasury, and the IRS, as well as local and state agents, officers or employees, past and present, in connection with or arising out of the seizure, restraint, and/or constructive possession of the Subject Property, including but not limited to, any claim that there was no probably cause to freeze, seize and/or forfeit Subject Property or that Dr. Hans-Georg Barth is entitled to attorney's fees or any award of interest. Dr. Hans-Georg Barth hereby agrees to waive all rights to appeal or otherwise contest the validity of this Stipulation and Order (Signed by Judge Richard M. Berman on 11/4/21)(jw) (Entered: 11/04/2021)
11/4/2021STIPULATION AND ORDER as to Harald Joachim Von Der Goltz re: 313 CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated October 27, 2021 re: Entry of Stipulations to Resolve Forfeiture Claims. NOW, THEREFORE, IT IS HEREBY STIPULATED, AGREED AND ORDERED, by and between Audrey Strauss, United States Attorney for the Southern District of New York, by and through Assistant United States Attorney Thane Rehn, and Dorit Bulach, by Dr. Hans-Georg Barth, Esq. that The Government acknowledges Dorit Bulach's Ownership Interest is superior to the Government's interest. Upon entry of this Stipulation and Order, the Department of Treasury (the "Treasury") and/or its designee shall remit $1,464.87 representing the value of the Ownership Interest to Dorit Bulach in a manner consistent with the Treasury's Automated Clearing House("ACH") Form to be completed by Dorit Bulach through her attorney, Dr. Hans-Georg Barth, Esq. Upon entry of this Stipulation and Order, Dorit Bulach agrees to not contest the forfeiture of the remaining Subject Property and is barred from asserting any claim objecting to the entry of a final order of forfeiture for the remaining Subject Property (Signed by Judge Richard M. Berman on 11/4/21)(jw) (Entered: 11/04/2021)
11/4/2021STIPULATION AND ORDER as to Harald Joachim Von Der Goltz re: 313 CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated October 27, 2021 re: Entry of Stipulations to Resolve Forfeiture Claims. NOW, THEREFORE, IT IS HEREBY STIPULATED, AGREED AND ORDERED, by and between Audrey Strauss, United States Attorney for the Southern District of New York, by and through Assistant United States Attorney Thane Rehn, and John J. Shields III. that The Government acknowledges John J. Shields Ill's Ownership Interest is superior to the Government's interest. Upon entry of this Stipulation and Order, the Department of Treasury (the "Treasury") and/or its designee shall remit $4,207.01 representing the value of the Ownership Interest to John J. Shields III in a manner consistent with the Treasury's Automated Clearing House ("ACH") Form to be completed by John J. Shields III. Upon entry of this Stipulation and Order, John J. Shields III agrees to not contest the forfeiture of the remaining Subject Property and is barred from asserting any claim objecting to the entry of a final order of forfeiture for the remaining Subject Property. John J. Shields III is hereby barred from asserting any claim against the United States of America ("USA"), the Department of Justice ("DOJ"), the U.S. Attorney's Office for the Southern District of New York ("SDNY-USAO"), the Treasury, the Internal Revenue Service ("IRS"), or any agents and employees of the USA, the DOJ, the SDNY-USAO, the Treasury, and the IRS, as well as local and state agents, officers or employees, past and present, in connection with or arising out of the seizure, restraint, and/or constructive possession of the Subject Property, including but not limited to, any claim that there was no probably cause to freeze, seize and/or forfeit Subject Property or that John J. Shields III is entitled to attorney's fees or any award of interest. John J. Shields III hereby agrees to waive all rights to appeal or otherwise contest the validity of this Stipulation and Order. (Signed by Judge Richard M. Berman on 11/4/21)(jw) (Entered: 11/04/2021)
11/4/2021STIPULATION AND ORDER as to Harald Joachim Von Der Goltz re: 313 CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated October 27, 2021 re: Entry of Stipulations to Resolve Forfeiture Claims. NOW, THEREFORE, IT IS HEREBY STIPULATED, AGREED AND ORDERED, by and between Audrey Strauss, United States Attorney for the Southern District of New York, by and through Assistant United States Attorney Thane Rehn, and Judith A. Shields. that The Government acknowledges Judith A. Shields's Ownership Interest is superior to the Government's interest. Upon entry of this Stipulation and Order, the Department of Treasury (the "Treasury") and/or its designee shall remit $1,449.78 representing the value of the Ownership Interest to Judith A. Shields in a manner consistent with the Treasury's Automated Clearing House ("ACH") Form to be completed by Judith A. Shields. Upon entry of this Stipulation and Order, Judith A. Shields agrees to not contest the forfeiture of the remaining Subject Property and is barred from asserting any claim objecting to the entry of a final order of forfeiture for the remaining Subject Property. Judith A. Shields is hereby barred from asserting any claim against the United States of America ("USA"), the Department of Justice ("DOJ"), the U.S. Attorney's Office for the Southern District of New York ("SDNY-USAO"), the Treasury, the Internal Revenue Service ("IRS"), or any agents and employees of the USA, the DOJ, the SDNY-USAO, the Treasury, and the IRS, as well as local and state agents, officers or employees, past and present, in connection with or arising out of the seizure, restraint, and/or constructive possession of the Subject Property, including but not limited to, any claim that there was no probably cause to freeze, seize and/or forfeit Subject Property or that Judith A. Shields is entitled to attorney's fees or any award of interest. Judith A. Shields hereby agrees to waive all rights to appeal or otherwise contest the validity of this Stipulation and Order. (Signed by Judge Richard M. Berman on 11/4/21)(jw) (Entered: 11/04/2021)
11/4/2021STIPULATION AND ORDER as to Harald Joachim Von Der Goltz re: 313 CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated October 27, 2021 re: Entry of Stipulations to Resolve Forfeiture Claims. NOW, THEREFORE, IT IS HEREBY STIPULATED, AGREED ANDORDERED, by and between Audrey Strauss, United States Attorney for the Southern District ofNew York, by and through Assistant United States Attorney Thane Rehn, and GS VentureManagement, by its managing partner and president John J. Shields III, that The Government acknowledges GS Venture Management's Ownership Interest is superior to the Government's interest. Upon entry of this Stipulation and Order, the Department of Treasury (the "Treasury") and/or its designee shall remit $106,205.43 representing the value of the Ownership Interest to $106,205.43 in a manner consistent with the Treasury's Automated Clearing House ("ACH") Form to be completed by $106,205.43 through its managing partner and president John J. Shields III. Upon entry of this Stipulation and Order, GS Venture Management agrees to not contest the forfeiture of the remaining Subject Property and is barred from asserting any claim objecting to the entry of a final order of forfeiture for the remaining Subject Property. (Signed by Judge Richard M. Berman on 11/4/21)(jw) (Entered: 11/04/2021)
11/4/2021STIPULATION AND ORDER as to Harald Joachim Von Der Goltz re: 313 CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated October 27, 2021 re: Entry of Stipulations to Resolve Forfeiture Claims. NOW, THEREFORE, IT IS HEREBY STIPULATED, AGREED AND ORDERED, by and between Audrey Strauss, United States Attorney for the Southern District of New York, by and through Assistant United States Attorney Thane Rehn, and Wuestenrot Versicherungs-AG, by Mag. Franz Poschl, that The Government acknowledges Wuestenrot Versicherungs-AG's Ownership Interest is superior to the Government's interest. Upon entry of this Stipulation and Order, Wuestenrot Versicherungs-AG agrees to not contest the forfeiture of the remaining Subject Property and is barred from asserting any claim objecting to the entry of a final order of forfeiture for the remaining Subject Property. 2. Upon entry of this Stipulation and Order, the Department of Treasury (the"Treasury") and/or its designee shall remit $17,616.22 representing the value of the OwnershipInterest to Wuestenrot Versicherungs-AG in a manner consistent with the Treasury's AutomatedClearing House ("ACH") Form to be completed by Wuestenrot Versicherungs-AG through itsattorney, Mag. Franz Posch!. (Signed by Judge Richard M. Berman on 11/4/21)(jw) (Entered: 11/04/2021)
10/27/2021CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated October 27, 2021 re: Entry of Stipulations to Resolve Forfeiture Claims . Document filed by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz, Joachim Alexander Von Der Goltz. (Attachments: # 1 Stipulation and Proposed Order as to Namtor BVC, LP, # 2 Stipulation and Proposed Order as to Christian Barth, # 3 Stipulation and Proposed Order as to Hans-Georg Barth, # 4 Stipulation and Proposed Order as to Dorit Bulach, # 5 Stipulation and Proposed Order as to John J. Shields III, # 6 Stipulation and Proposed Order as to Judith Shields, # 7 Stipulation and Proposed Order as to GS Venture Management, # 8 Stipulation and Proposed Order as to Wuestenrot Versicherungs-AG)(Rehn, Nathan) (Entered: 10/27/2021)
9/27/2021STIPULATION AND ORDER 311 CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated September 14, 2021 re: Entry of Stipulations to Resolve Forfeiture Claims. NOW, THEREFORE, IT IS HEREBY STIPULATED, AGREED AND ORDERED, by and between Audrey Strauss, United States Attorney for the Southern District of New York, by and through Assistant United States Attorney Thane Rehn, and Fairchild Holdings Corporation, by Victor Jaramillo, Esq., that The Government acknowledges Fairchild Holding Corporation's Ownership Interest is superior to the Government's interest. Upon entry of this Stipulation and Order, the Department of Treasury (the"Treasury") and/or its designee shall remit $3,662.17 representing the value of the Ownership Interest to Fairchild Holdings Corporation in a manner consistent with the Treasure's Automated Clearing House ("ACH") Form to be completed by Fairchild Holdings Corporation through its attorney, Victor Jaramillo. This Stipulation and Order may be executed in counterparts, each of which shall be deemed an original, and all of which, when taken together, shall be deemed the complete Stipulation and Order. Signature pages may be faxed, scanned or emailed, and such signatures shall be treated as original. (Signed by Judge Richard M. Berman on 9/27/21) (Attachments: # 1 Stipulation and Order, # 2 Stipulation and Order) (jw) (Entered: 09/27/2021)
9/14/2021CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated September 14, 2021 re: Entry of Stipulations to Resolve Forfeiture Claims . Document filed by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz, Joachim Alexander Von Der Goltz. (Attachments: # 1 Stipulation and Proposed Order as to Fairchild Holdings Corporation, # 2 Stipulation and Proposed Order as to Unicredit Bank AG, # 3 Stipulation and Proposed Order as to uniVersa Beteiligungs-AG)(Rehn, Nathan) (Entered: 09/14/2021)
8/26/2021Set/Reset Hearings as to Joachim Alexander Von Der Goltz: Evidentiary Hearing set for 1/11/2022 at 12:30 PM before Judge Richard M. Berman. (jbo) (Entered: 08/26/2021)
8/26/2021Minute Entry for proceedings held before Judge Richard M. Berman: Evidentiary Hearing as to Joachim Alexander Von Der Goltz held on 8/26/2021. AUSA Nathan Rehn present; Also present is Michael Parker, MLARS; Defense counsel Michael Dry and Daniel Wallmuth present; Supervisee Joachim Alexander von der Goltz present; USPO Florida John Steinhilber present; Court Reporter Martha Martin present; evidentiary hearing held (supervised release); witness sworn for testimony; document taken into evidence (Court Exhibit A - Transcript of proceedings held on 4/8/21); see transcript of proceedings held for a complete record; next hearing is scheduled for 1/11/22 at 12:30 pm. (Evidentiary Hearing set for 1/11/2022 at 12:30 PM before Judge Richard M. Berman.) (jbo) Modified on 8/26/2021 (jbo). (Entered: 08/26/2021)
8/18/2021
  • Order
ORDER as to Joachim Alexander Von Der Goltz. In light of the continuing COVID-19 pandemic, the supervised release hearing scheduledfor Thursday, August 26, 2021 at 10:30 AM is being held telephonically pursuant to the CARES Act and applicable implementing court procedures. Participants, members of the public and the press can use the following dial-in information: USA Toll-Free Number: (877) 336-1829; Access Code: 6265989; Security Code: 6935 (Signed by Judge Richard M. Berman on 8/18/21)(jw) (Entered: 08/18/2021)
7/6/2021CASH BAIL RETURNED as to Harald Joachim Von Der Goltz as per 302 Memo Endorsement, dated 5/21/2021, from Judge Richard M. Berman, in the amount of $650,000.00, Check No. 403926288371, Check Dated 6/18/2021, payable to Belle Curtis Von Der Goltz. (cla) (Entered: 07/06/2021)
6/17/2021309SEALED DOCUMENT placed in vault. (nmo) (Entered: 06/21/2021)
5/27/2021 PETITION IN RESPONSE TO FORFEITURE ORDER by Fondation Erol as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz, Joachim Alexander Von Der Goltz re: 218 Order, . (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Auerbach, Martin) (Entered: 05/27/2021)
5/24/2021
  • Motion to Seal
MOTION to Seal Document 305. Document filed by Fairchild Holdings Corporation as to Harald Joachim Von Der Goltz. (Jaramillo, Victor) (Entered: 05/24/2021)
5/24/2021 PETITION IN RESPONSE TO FORFEITURE ORDER by Fairchild Holdings Corporation as to Harald Joachim Von Der Goltz . (Attachments: # 1 Exhibit Form K-1)(Jaramillo, Victor) (Entered: 05/24/2021)
5/21/2021 PETITION IN RESPONSE TO FORFEITURE ORDER by Unicredit Bank AG as to Harald Joachim Von Der Goltz re: 218 Order, . (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Greenspan, Arthur) (Entered: 05/21/2021)
5/21/2021NOTICE of Appearance of Counsel for Third-Party Petitioner Fairchild Holdings Corporation as to Harald Joachim Von Der Goltz (Jaramillo, Victor) (Entered: 05/21/2021)
5/21/2021
  • Order
MEMO ENDORSEMENT as to Harald Joachim Von Der Goltz on re: 295 LETTER by Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman from Aitan Goelman dated April 15, 2021 re: Passports Retained by Pre-Trial Services Office. ENDORSEMENT: Applications granted. Pretrial Services is respectfully requested to respond to Defendant's counsel's requests. (Signed by Judge Richard M. Berman on 5/21/2021) (ap) (Entered: 05/21/2021)
5/21/2021 PETITION IN RESPONSE TO FORFEITURE ORDER by Namtor BVC, LP as to Harald Joachim Von Der Goltz . (Attachments: # 1 Exhibit, # 2 Exhibit)(Rosner, Joel) (Entered: 05/21/2021)
5/20/2021NOTICE of Appearance of Counsel for Third-Party Petitioner Namtor BVC, LP as to Harald Joachim Von Der Goltz (Rosner, Joel) (Entered: 05/20/2021)
5/12/2021LETTER as to Harald Joachim Von Der Goltz from uniVersa Beteiligungs-AG dated May 10, 2021 re: CONSENT PRELIMINARY ORDER OF FORFEITURE AS TO SPECIFIC PROPERTIES/MONEY JUDGMENT. (bw) (Entered: 05/13/2021)
5/3/2021
  • OrderGranted
MEMO ENDORSEMENT as to Joachim Alexander Von Der Goltz (5) granting 297 LETTER MOTION addressed to Judge Richard M. Berman from Michael S. Dry dated May 3, 2021 re: Supplement of Special Conditions of Release to Allow International Travel and Return of Passports. ENDORSEMENT: Application(s) granted. SO ORDERED. (Signed by Judge Richard M. Berman on 5/3/2021) (lnl) (Entered: 05/03/2021)
5/3/2021
  • Motionby Δ
LETTER MOTION addressed to Judge Richard M. Berman from Michael S. Dry dated May 3, 2021 re: Supplement of Special Conditions of Release to Allow International Travel and Return of Passports . Document filed by Joachim Alexander Von Der Goltz. (Dry, Michael) (Entered: 05/03/2021)
4/19/2021
  • OrderDenied
DECISION & ORDER denying 273 EMERGENCY MOTION for Compassionate Release and Indicative Ruling as to Richard Gaffey (3). The Government's request [Dck. Nos. 279 and 286] to file Exhibit A of its January 26, 2021 opposition and Exhibits A and B of its February 19, 2021 letter (i.e., BOP medical records) under seal is granted. The Defendant's motion for compassionate release [Dck. No. 273] is respectfully denied. (Signed by Judge Richard M. Berman on 4/19/2021) (clt) (Entered: 04/19/2021)
4/15/2021 LETTER by Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman from Aitan Goelman dated April 15, 2021 re: Passports Retained by Pre-Trial Services Office (Goelman, Aitan) (Entered: 04/15/2021)
4/8/2021Minute Entry for proceedings held before Judge Richard M. Berman: Revocation of Supervised Release - Interim Hearing as to Joachim Alexander Von Der Goltz held on 4/8/2021. Evidentiary hearing held (supervised release); Judge Richard M. Berman presiding; AUSAs Thane Rehn and Michael Parker present; Defense attorneys Dan Wallmuth and Michael Dry present; Supervisee Joachim Alexander von der Goltz present; USPO Florida John Steinhilber present; documents taken into evidence; witness sworn for testimony; next hearing is scheduled for 8/26/21 at 10:30 am; Court approves trip to Guatemala for family visit; With regard to other requests, Court will rule at a later time; see transcript of proceedings held for a complete record. (Status Conference set for 8/26/2021 at 10:30 AM before Judge Richard M. Berman) (Court Reporter Kelly Surina) (ap) (Entered: 04/08/2021)
3/10/2021 RESPONSE in Opposition by USA as to Richard Gaffey re: 273 EMERGENCY MOTION for Compassionate Release and Indicative Ruling .. Response to Notice of Supplemental Authority (Rehn, Nathan) (Entered: 03/10/2021)
3/7/2021
  • Order
MEMO ENDORSEMENT as to Richard Gaffey on re: 287 Notice of Supplemental Authority. ENDORSEMENT: Government to respond by Wednesday, March 10, 2021. (Signed by Judge Richard M. Berman on 3/7/2021)(clt) (Entered: 03/07/2021)
3/4/2021
  • Motion for Judgment
JUDGMENT IN A CRIMINAL CASE as to Joachim Alexander Von Der Goltz (5). THE DEFENDANT: pleaded guilty to counts one, two, and three. Any open Counts are dismissed on the motion of the United States. IMPRISONMENT: time served. SUPERVISED RELEASE: 3 years on counts one and three to run concurrently with 1 year on count two. See SPECIAL CONDITIONS OF SUPERVISION. ASSESSMENT: $300.00 due immediately. RESTITUTION: $230,365.00. The defendant must make restitution (including community restitution) to the following payees in the amount listed below. name of Payee: Internal Revenue Service. Special instructions regarding the payment of criminal monetary penalties; With regard to the restitution owed, the defendant has made full payment of the restitution by submitting a cashier's check for $230,365.00 to Agent Quoc Tuan Nguyen of the Internal Revenue Service ("IRS") - Criminal Investigation, who is the Government's case agent in this matter. (Signed by Judge Richard M. Berman on 3/4/2021) (ap) (Entered: 03/04/2021)
3/4/2021Minute Entry for proceedings held before Judge Richard M. Berman:Sentencing held on 3/4/2021 for Joachim Alexander Von Der Goltz (5) Count 1,2,3. AUSAs Eun Young Choi and Nathan Rehn present; Also present is Michael Parker DOJ attorney; Defendant Joachim Alexander von der Goltz present;Defense attorneys Michael Dry and Daniel Wallmuth present; Court Reporter Alena Lynch present;defendant sentenced; defendant advised of right to appeal; Hearing is scheduled for 4/8/21 at 11:30 am. (jw) (Entered: 03/04/2021)
3/4/2021
  • Order
ORDER as to Joachim Alexander Von Der Goltz accepting the plea and setting conference for the parties on 12/17/19 at 10:30. (Filed under sealed 12/10/19).. (Signed by Judge Richard M. Berman on 12/10/19)(jm) (Entered: 03/04/2021)
3/4/2021Minute Entry for proceedings held before Magistrate Judge Barbara C. Moses: Present are AUSA Choi, Defendant with counsels Michael Dry and Daniel Wallmuth and Michael Parker, DOJ Money Laundering Asset Recovery Section. Defense counsel admitted pro hac vice by Court. Defendant waives indictment and agrees to proceed by information and S(7) information is filed. Arraignment as to Joachim Alexander Von Der Goltz (5) Count 1,2,3 held on 3/4/2021. Plea entered by Joachim Alexander Von Der Goltz (5) Count 1,2,3Joachim Alexander Von Der Goltz (5) Guilty as to Count 1,2,3. USMJ Moses recommends acceptance of the plea. (Held under seal on 12/6/19) (Court Reporter PRESENT) (jm) (Entered: 03/04/2021)
3/4/2021WAIVER OF INDICTMENT by Joachim Alexander Von Der Goltz.(Originally filed under seal on 12/6/19) (jm) (Entered: 03/04/2021)
3/4/2021S(7) INFORMATION (Felony) filed as to Joachim Alexander Von Der Goltz (5) count(s) 1, 2, 3. (jm)(Originally filed under seal on 12/6/19) (Entered: 03/04/2021)
3/4/2021
  • Order
ORDER as to Joachim Alexander Von Der Goltz unsealing the S(7) superseding information.. (Signed by Judge Richard M. Berman on 3/4/21)(jm) (Entered: 03/04/2021)
3/4/2021NOTICE of Supplemental Authority as to Richard Gaffey re: 273 EMERGENCY MOTION for Compassionate Release and Indicative Ruling .. (Marx, Daniel) (Entered: 03/04/2021)
3/4/2021Minute Entry for proceedings held before Judge Richard M. Berman: Revocation of Supervised Release as to Harald Joachim Von Der Goltz held on 3/4/2021. AUSAs Eun Young Choi and Nathan Rehn present; Also present is Michael Parker DOJ attorney; Defendant Joachim Alexander von der Goltz present; Defense attorneys Michael Dry and Daniel Wallmuth present; Court Reporter Alena Lynch present;defendant sentenced; defendant advised of right to appeal; supervised release hearing is scheduled for 4/8/21 at 11:30 am (Revocation of Supervised Release set for 4/8/2021 at 11:30 AM before Judge Richard M. Berman) (jw) (Entered: 03/04/2021)
2/24/2021LETTER RESPONSE in Opposition by USA as to Richard Gaffey addressed to Judge Richard M. Berman from AUSA Eun Young Choi and Thane Rehn and Trial Attorney Michael Parker dated February 19, 2021 re: 273 EMERGENCY MOTION for Compassionate Release and Indicative Ruling .. (Choi, Eun Young) (Entered: 02/24/2021)
2/19/2021
  • Order
MEMO ENDORSEMENT as to Harald Joachim Von Der Goltz on re: 284 LETTER by Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman from Aitan D. Goelman dated February 17, 2021 re: Adjourn Mr. von der Goltz's reporting date. ENDORSEMENT: Surrender date is extended until April 5, 2021. (Final extension) (Signed by Judge Richard M. Berman on 2/19/2021) (ap) Modified on 2/22/2021 (ap). (Entered: 02/19/2021)
2/17/2021 LETTER by Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman from Aitan D. Goelman dated February 17, 2021 re: Adjorn Mr. von der Goltz's reporting date (Goelman, Aitan) (Entered: 02/17/2021)
2/16/2021
  • Order
MEMO ENDORSEMENT as to Richard Gaffey on re: 282 Notice Regarding Additional Death of "Recovered" Prisoner at FMC Devens. ENDORSEMENT: Government to respond on or before Friday, February 19, 2021. (Signed by Judge Richard M. Berman on 2/16/2021)(clt) (Entered: 02/16/2021)
2/15/2021NOTICE of Regarding Additional Death of "Recovered" Prisoner at FMC Devens as to Richard Gaffey re: 273 EMERGENCY MOTION for Compassionate Release and Indicative Ruling .. (Marx, Daniel) (Entered: 02/15/2021)
2/9/2021NOTICE of Regarding Exhaustion of Administrative Remedies as to Richard Gaffey re: 273 EMERGENCY MOTION for Compassionate Release and Indicative Ruling .. (Marx, Daniel) (Entered: 02/09/2021)
1/29/2021
  • Replyby Δ
REPLY MEMORANDUM OF LAW in Support as to Richard Gaffey re: 273 EMERGENCY MOTION for Compassionate Release and Indicative Ruling . . (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Marx, Daniel) (Entered: 01/29/2021)
1/26/2021MEMORANDUM in Opposition by USA as to Richard Gaffey re 273 EMERGENCY MOTION for Compassionate Release and Indicative Ruling .. (Choi, Eun Young) (Entered: 01/26/2021)
1/26/2021MANDATE of USCA (Certified Copy) as to Richard Gaffey re: 259 Notice of Appeal USCA Case Number 20-3660(con). Appellant Richard Gaffey moves to voluntarily dismiss his appeal under docket no. 20-3660. IT IS HEREBY ORDERED that the motion is GRANTED.. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 01/26/2021. (nd) (Entered: 01/26/2021)
1/20/2021***DELETED DOCUMENT. Deleted document number 276. "TRANSCRIPT of Proceedings as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz re: Conference held on 12/23/20 before Judge Richard M. Berman." The document was incorrectly filed in this case. [*** NOTE: This document was originally docketed on 01/20/2021 by (McGuirk, Kelly). Court Reporters Office/SDNY requested the deletion of this docket entry via E-Mail to Criminal Case Ops Box on 01/20/2021. ***] (bw) (Entered: 01/20/2021)
1/20/2021NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. Notice is hereby given that an official transcript of a Conference proceeding held on 12/23/20 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly) (Entered: 01/20/2021)
1/20/2021TRANSCRIPT of Proceedings as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz re: Conference held on 12/23/20 before Judge Richard M. Berman. Court Reporter/Transcriber: Vincent Bologna, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 2/10/2021. Redacted Transcript Deadline set for 2/22/2021. Release of Transcript Restriction set for 4/20/2021. (McGuirk, Kelly) (Entered: 01/20/2021)
1/12/2021
  • Order
MEMO ENDORSEMENT as to Richard Gaffey on re: 273 EMERGENCY MOTION for Compassionate Release and Indicative Ruling....ENDORSEMENT...Government to respond by 1/26/2021 with input from BOP (Government Responses due by 1/26/2021) (Signed by Judge Richard M. Berman on 1/12/21)(jw) (Entered: 01/12/2021)
1/11/2021MEMORANDUM in Support by Richard Gaffey re 273 EMERGENCY MOTION for Compassionate Release and Indicative Ruling .. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Marx, Daniel) (Entered: 01/11/2021)
1/11/2021
  • Motionby Δ
EMERGENCY MOTION for Compassionate Release and Indicative Ruling . Document filed by Richard Gaffey. (Marx, Daniel) (Entered: 01/11/2021)
1/11/2021NOTICE OF ATTORNEY APPEARANCE: Daniel Nathan Marx appearing for Richard Gaffey. Appearance Type: Retained. (Marx, Daniel) (Entered: 01/11/2021)
12/21/2020
  • Order
MEMO ENDORSEMENT as to Harald Joachim Von Der Goltz on re: 270 I write on behalf of Defendant Harald Joachim von der Goltz to request that the Court adjourn Mr. von der Goltz's reporting date, now set for January 4, 2021, for another 60 days...ENDORSEMENT...On consent, surrender date is extended to 2:00pm on March 4, 2021. SO ORDERED (Signed by Judge Richard M. Berman on 12/21/20)(jw) (Entered: 12/21/2020)
12/21/2020 LETTER by Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman from Aitan D. Goelman dated December 21, 2020 re: Mr. von der Goltz respectfully requests that the Court adjourn his reporting date for 60 days (Attachments: # 1 Exhibit A)(Goelman, Aitan) (Entered: 12/21/2020)
12/3/2020
  • Order
MEMO ENDORSEMENT as to Harald Joachim Von Der Goltz re:Asking to permit HJ von der Goltz to surrender after the holidays...ENDORSEMENT...Clerk to docket and file (Signed by Judge Richard M. Berman on 12/3/20)(jw) (Entered: 12/03/2020)
11/30/2020MANDATE of USCA (Certified Copy) as to Harald Joachim Von Der Goltz re: A 258 Notice of Appeal. USCA Case Number 20-3511. Appellant Harald Joachim Von Der Goltz moves to voluntarily dismiss his appeal in docket number 20-3511. IT IS HEREBY ORDERED that the motion is GRANTED. The appeal in docket number 20-3660 will continue in the ordinary course.. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 11/30/2020. (nd) (Entered: 11/30/2020)
11/19/2020ENDORSED LETTER as to Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman, from Belle von der Goltz dated 11/9/2020 re: Belle von der Goltz writes to request extension of time for Defendant to surrender. ENDORSEMENT: Clerk to docket & file. (Signed by Judge Richard M. Berman on 11/19/2020) (ap) (Entered: 11/19/2020)
11/19/2020
  • Order
MEMO ENDORSEMENT as to Harald Joachim Von Der Goltz on re: 265 LETTER by Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman from Aitan D. Goelman dated November 18, 2020 re: Reply to the Government's opposition to Defendant Harald Joachim von der Goltz's request to postpone his surrender date. ENDORSEMENT: Surrender date is extended to January 4, 2021 before 2:00 pm at BOP institution. (Signed by Judge Richard M. Berman on 11/19/2020) (ap) (Entered: 11/19/2020)
11/18/2020 LETTER by Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman from Aitan D. Goelman dated November 18, 2020 re: Reply to the Government's opposition to Defendant Harald Joachim von der Goltz's request to postpone his surrender date (Goelman, Aitan) (Entered: 11/18/2020)
11/18/2020LETTER RESPONSE in Opposition by USA as to Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman from Thane Rehn dated November 18, 2020 re: 262 LETTER MOTION addressed to Judge Richard M. Berman from Aitan D. Goelman dated November 9, 2020 re: Request that the Court postpone Mr. von der Goltz's surrender date .. (Rehn, Nathan) (Entered: 11/18/2020)
11/18/2020
  • Order
MEMO ENDORSEMENT as to Harald Joachim Von Der Goltz on re: 262 LETTER MOTION addressed to Judge Richard M. Berman from Aitan D. Goelman dated November 9, 2020 re: Request that the Court postpone Mr. von der Goltz's surrender date. ENDORSEMENT: Government to respond by 11/18/2020 at 5:00 pm, bearing in mind that the designated BOP facility is a Federal Medical Center. (Responses due by 11/18/2020) (Signed by Judge Richard M. Berman on 11/18/2020)(ap) (Entered: 11/18/2020)
11/9/2020
  • Motionby Δ
LETTER MOTION addressed to Judge Richard M. Berman from Aitan D. Goelman dated November 9, 2020 re: Request that the Court postpone Mr. von der Goltz's surrender date . Document filed by Harald Joachim Von Der Goltz. (Attachments: # 1 Exhibit A)(Goelman, Aitan) (Entered: 11/09/2020)
11/9/2020NOTICE OF ATTORNEY APPEARANCE: Aitan D. Goelman appearing for Harald Joachim Von Der Goltz. Appearance Type: Retained. (Goelman, Aitan) (Entered: 11/09/2020)
10/29/2020260SEALED DOCUMENT placed in vault. (jri) (Entered: 10/29/2020)
10/26/2020Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files as to Richard Gaffey re: 259 Notice of Appeal were transmitted to the U.S. Court of Appeals. (nd) (Entered: 10/26/2020)
10/26/2020Transmission of Notice of Appeal and Certified Copy of Docket Sheet as to Richard Gaffey to US Court of Appeals re: 259 Notice of Appeal. (nd) (Entered: 10/26/2020)
10/22/2020NOTICE OF APPEAL by Richard Gaffey from 249 Judgment. Filing fee $ 505.00, receipt number 465401268673. (nd) (Entered: 10/26/2020)
10/9/2020Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files as to Harald Joachim Von Der Goltz re: 258 Notice of Appeal - Final Judgment were transmitted to the U.S. Court of Appeals. (tp) (Entered: 10/09/2020)
10/9/2020Transmission of Notice of Appeal and Certified Copy of Docket Sheet as to Harald Joachim Von Der Goltz to US Court of Appeals re: 258 Notice of Appeal - Final Judgment. (tp) (Entered: 10/09/2020)
10/8/2020NOTICE OF APPEAL by Harald Joachim Von Der Goltz from 243 Judgment. Filing fee $ 505.00, receipt number 465401268021. (tp) (Entered: 10/09/2020)
10/2/2020NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. Notice is hereby given that an official transcript of a Conference proceeding held on 9/24/20 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly) (Entered: 10/02/2020)
10/2/2020TRANSCRIPT of Proceedings as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz re: Conference held on 9/24/20 before Judge Richard M. Berman. Court Reporter/Transcriber: Sonya Ketter Moore, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/23/2020. Redacted Transcript Deadline set for 11/2/2020. Release of Transcript Restriction set for 12/31/2020. (McGuirk, Kelly) (Entered: 10/02/2020)
9/30/2020
  • Order
ORDER OF RESTITUTION as to Richard Gaffey. It is hereby ORDERED that Amount of Restitution, the defendant shall pay restitution in the total amount of $3,459,315.60, pursuant to 18 USC 3663, 3663A, and 3664, to the victim of the offenses charged in Counts One through Eight, specifically, the Internal Revenue Service. Upon advice by the US Attorney's Office of a change of address of the victim, the Clerk of the Court is authorized to send payments to the new address without further order of this Court. (Signed by Judge Richard M. Berman on 9/30/20)(jw) (Entered: 09/30/2020)
9/25/2020NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. Notice is hereby given that an official transcript of a Conference proceeding held on 9/21/20 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly) (Entered: 09/25/2020)
9/25/2020TRANSCRIPT of Proceedings as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz re: Conference held on 9/21/20 before Judge Richard M. Berman. Court Reporter/Transcriber: Raquel Robles, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/16/2020. Redacted Transcript Deadline set for 10/26/2020. Release of Transcript Restriction set for 12/24/2020. (McGuirk, Kelly) (Entered: 09/25/2020)
9/24/2020250LETTER as to (18-Cr-693-3) Richard Gaffey addressed to Judge Richard M. Berman from Raymond and Maureen Boulanger dated May 7, 2020 re: On behalf of my wife and myself, I am writing to you in support of Richard Gaffey who has come before you with respect to a legal matter. (bw) (Entered: 09/24/2020)
9/24/2020
  • Motion for Judgment
JUDGMENT IN A CRIMINAL CASE as to Richard Gaffey (3). The defendant pleaded guilty to counts one through eight. Any open counts are dismissed on the motion of the United States. IMPRISONMENT: 39 months as follows: 15 months on counts one through seven to run concurrently with one another plus 24 months to run consecutively on count eight. The court makes the following recommendations to the Bureau of Prisons: It is recommended that the defendant be placed in a federal medical center, e.g., Devens or Butner. The defendant shall surrender for service of sentence at the institution designated by the Bureau of Prisons: before 2 p.m. on 11/30/2020. SUPERVISED RELEASE: three years on counts one through seven and one year on count eight to run concurrently with one another. ASSESSMENT: $800.00 due immediately. RESTITUTION: $3,459,315.60. FINE: $25,000.00. The defendant shall forfeit the defendant's interest in the following property to the United States: Property as set forth in plea agreement, dated February 27, 2020, and signed February 28, 2020 and amended consent preliminary order of forfeiture of specific property/money judgment. See also sentencing transcript, dated 9/24/2020. (Signed by Judge Richard M. Berman on 9/24/2020) (lnl) (Entered: 09/24/2020)
9/24/2020DISMISSAL OF COUNTS on Government Motion as to Richard Gaffey (3) Count 1s,1ss,2s,2ss,3,3s,3ss,4,4s-7s,4ss-7ss,5,6-9,10s,10ss. (lnl) (Entered: 09/24/2020)
9/24/2020Minute Entry for proceedings held before Judge Richard M. Berman: Sentencing held on 9/24/2020 for Richard Gaffey (3) Count 1sss,2sss,3sss,4sss-7sss,8sss. Video and audio sentence held; Judge Richard M. Berman presiding; AUSAs Eun Young Choi, Thane Rehn and Michael Parker present; Defendant Richard Gaffey present; Defense counsel William Lovett, Robert Buehler and Shaun Donnelly present; defendant sentenced; parties to submit proposed restitution order by 9/25/2020 at noon; see transcript of proceedings held for a complete record. (Court Reporter Sonya Moore) (ap) (Entered: 09/24/2020)
9/24/2020AMENDED CONSENT PRELIMINARY ORDER OF FORFEITURE AS TO SPECIFIC PROPERTY/MONEY JUDGMENT as to Richard Gaffey (3). (Signed by Judge Richard M. Berman on 9/24/2020) (See ORDER as set forth) (Three (3) certified copies of this ORDER have been forwarded to AUSA Alexander J. Wilson) (lnl) (Entered: 09/24/2020)
9/24/2020
  • Order
ORDER as to Richard Gaffey. The sentencing scheduled for Thursday, September 24, 2020 at 10:30 AM will be held by telephone. Members of the public and the press can use the following dial-in information to access the audio of the proceeding: USA Toll-Free Number: (877) 336-1829 Access Code: 6265989 Security Code: 6933. (Signed by Judge Richard M. Berman on 9/24/2020)(clt) (Entered: 09/24/2020)
9/22/2020CONSENT ORDER OF RESTITUTION as to Harald Joachim Von Der Goltz. (Signed by Judge Richard M. Berman on 9/22/2020) (See ORDER as set forth) (lnl) (Entered: 09/22/2020)
9/22/2020
  • Order
ORDER as to Richard Gaffey: The sentencing scheduled for Thursday, September 24, 2020 at 10:30 AM will be held by video via Skype for Business. Members of the public and the press can use the following dial-in information to access the audio of the proceeding: Dial In Number: +1 917-933-2166 Conference ID: 248450472 (Sentencing set for 9/24/2020 at 10:30 AM before Judge Richard M. Berman) (Signed by Judge Richard M. Berman on 9/22/2020) (lnl) (Entered: 09/22/2020)
9/22/2020
  • Order
ORDER OF JUDICIAL REMOVAL as to Harald Joachim Von Der Goltz. (Signed by Judge Richard M. Berman on 9/22/2020) (See ORDER as set forth) (lnl) (Entered: 09/22/2020)
9/22/2020
  • Motion for Judgment
JUDGMENT IN A CRIMINAL CASE (S6 18 er 693) as to Harald Joachim Von Der Goltz (4). The defendant pleaded guilty to counts one through nine. Any open counts are dismissed on the motion of the United States. IMPRISONMENT: 48 months (with credit for time served in jail - approximately 3 days). The court makes the following recommendations to the Bureau of Prisons: It is recommended that the defendant be placed in a federal medical facility, e.g, FMC Devens or FMC Butner. The defendant shall surrender for service of sentence at the institution designated by the Bureau of Prisons: before 2 p.m. on 11/20/2020. SUPERVISED RELEASE: 3 years. ASSESSMENT: $900.00 due immediately. RESTITUTION: $3,448,847.60. FINE: $30,000.00. The defendant shall forfeit the defendant's interest in the following property to the United States: Property as set forth in sentencing agreement, dated May 19, 2020, and signed May 27, 2020. See also sentencing transcript, dated 9/21/2020. (Signed by Judge Richard M. Berman on 9/21/2020)(lnl) (Entered: 09/22/2020)
9/22/2020DISMISSAL OF COUNTS on Government Motion as to Harald Joachim Von Der Goltz (4) Count 1s,2s,3,3s,4,4s-7s,5,6-9,8s-9s,10-11. (lnl) (Entered: 09/22/2020)
9/21/2020Minute Entry for proceedings held before Judge Richard M. Berman: Sentencing held on 9/21/2020 for Harald Joachim Von Der Goltz (4) Count 1ss,2ss,3ss,4ss-7ss,8ss-9ss. Videosentence held; Judge Richard M. Berman presiding; AUSAs Eun Young Choi, Thane Rehn, Michael Parker present; Defendant Harald Joachim von der Goltz present; Defense counsel William Burck and Dan Koffmann present; defendant sentenced; see transcript of proceedings held for a complete record. (Court Reporter Raquel Robles) (ap) (Entered: 09/21/2020)
9/17/2020
  • Order
ORDER as to (18-Cr-693-4) Harald Joachim Von Der Goltz. The sentencing scheduled for Monday, September 21, 2020 at 11:00 AM will be held by video via Skype for Business. Members of the public and the press can use the following dial-in information to access the audio of the proceeding: Dial In Number: +1 917-933-2166. Conference ID: 229020731. (Signed by Judge Richard M. Berman on 9/17/2020)(bw) (Entered: 09/17/2020)
9/14/2020
  • Motionby Δ
LETTER MOTION addressed to Judge Richard M. Berman from William J. Lovett dated 09/14/2020 re: Set/Reset Deadlines/Hearings re: Request for Sentencing by Video Conference on 9/24/2020 . Document filed by Richard Gaffey. (Lovett, William) (Entered: 09/14/2020)
9/14/2020
  • Motion
LETTER MOTION addressed to Judge Richard M. Berman from Daniel Koffmann dated Sept. 14, 2020 re: Message from Chambers Regarding Sentencing by Videoconference . Document filed by Harald Joachim Von Der Goltz. (Koffmann, Daniel) (Entered: 09/14/2020)
7/27/2020SENTENCING SUBMISSION by USA as to Richard Gaffey. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Choi, Eun Young) (Entered: 07/27/2020)
7/24/2020SENTENCING SUBMISSION by USA as to Harald Joachim Von Der Goltz. (Attachments: # 1 Exhibit A, # 2 Exhibit A-1, # 3 Exhibit B, # 4 Exhibit B-1, # 5 Exhibit C, # 6 Exhibit D, # 7 Exhibit E)(Rehn, Nathan) (Entered: 07/24/2020)
7/14/2020
  • Order
MEMO ENDORSEMENT as to Richard Gaffey (3), Harald Joachim Von Der Goltz (4) granting 235 CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated July 13, 2020 re: Extension of Time. ENDORSEMENT: Extension granted on consent. (Signed by Judge Richard M. Berman on 7/14/2020) (ap) (Entered: 07/14/2020)
7/13/2020CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated July 13, 2020 re: Extension of Time . Document filed by USA as to Richard Gaffey, Harald Joachim Von Der Goltz. (Rehn, Nathan) (Entered: 07/13/2020)
7/9/2020
  • Order
MEMO ENDORSEMENT 221 LETTER MOTION To request a limited modification to the conditions of his pretrial release as to Harald Joachim Von Der Goltz....ENDORSEMENT...On Consent, modification granted as set forth in this letter. SO ORDERED. (Signed by Judge Richard M. Berman on 7/9/2020) (jw) (Entered: 07/09/2020)
7/8/2020
  • Order
MEMO ENDORSEMENT as to Harald Joachim Von Der Goltz on re: 229 LETTER MOTION addressed to Judge Richard M. Berman from Daniel Koffmann dated July 6, 2020 re: Sentencing. ENDORSEMENT: It is not anticipated that the courthouse will be sufficiently up and running for all criminal appearances on July 23, 2020. The Court confirms the currently scheduled sentencing date of September 21, 2020. The modification of the bond will be addressed separately. (Sentencing set for 9/21/2020 at 11:00 AM before Judge Richard M. Berman) (Signed by Judge Richard M. Berman on 7/8/2020) (ap) (Entered: 07/08/2020)
7/8/2020Set/Reset Deadlines/Hearings as to Harald Joachim Von Der Goltz:Government Responses due by 7/9/2020; Sentencing set for 9/24/2020 at 10:30 AM before Judge Richard M. Berman (jw) (Entered: 07/08/2020)
7/8/2020
  • Order
MEMO ENDORSEMENT 227 LETTER MOTION The Government requests that its sentencing submission be due on July 16, 2020 as to Harald Joachim Von Der Goltz...ENDORSEMENT...Extension granted. SO ORDERED. (Signed by Judge Richard M. Berman on 7/8/20) (jw) (Entered: 07/08/2020)
7/7/2020Set/Reset Deadlines/Hearings as to Richard Gaffey:Government Responses due by 7/20/2020; Sentencing set for 9/24/2020 at 10:30 AM before Judge Richard M. Berman (jw) (Entered: 07/07/2020)
7/7/2020
  • Order
MEMO ENDORSEMENT 230 LETTER MOTION The Government respectfully submits this letter, with the consent of the defendant Richard Gaffey, to request a one-week extension until July 20, 2020 to submit its sentencing submission as to Richard Gaffey...ENDORSEMENT...One week extension for Government response is granted on consent. (Signed by Judge Richard M. Berman on 7/7/20) (jw) (Entered: 07/07/2020)
7/7/2020CONSENT LETTER MOTION addressed to Judge Richard M. Berman from AUSA Eun Young Choi and Thane Rehn and Trial Attorney Michael Parker dated July 7, 2020 re: Extension of Time for Government Sentencing Submission until July 20, 2020 . Document filed by USA as to Richard Gaffey. (Choi, Eun Young) (Entered: 07/07/2020)
7/6/2020
  • Motion
LETTER MOTION addressed to Judge Richard M. Berman from Daniel Koffmann dated July 6, 2020 re: Sentencing . Document filed by Harald Joachim Von Der Goltz. (Koffmann, Daniel) (Entered: 07/06/2020)
7/6/2020SENTENCING SUBMISSION by Richard Gaffey. (Attachments: # 1 Exhibit A (Volume 1), # 2 Exhibit A (Volume 2))(Lovett, William) (Entered: 07/06/2020)
7/2/2020CONSENT LETTER MOTION addressed to Judge Richard M. Berman from AUSA Eun Young Choi and Thane Rehn and Trial Attorney Michael Parker dated July 2, 2020 re: Extension of Time for Government Sentencing Submission until July 16, 2020 . Document filed by USA as to Harald Joachim Von Der Goltz. (Choi, Eun Young) (Entered: 07/02/2020)
7/2/2020DECLARATION of Daniel Koffmann in Support as to Harald Joachim Von Der Goltz re: 225 Sentencing Submission,. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17)(Burck, William) (Entered: 07/02/2020)
7/2/2020SENTENCING SUBMISSION by Harald Joachim Von Der Goltz. (Attachments: # 1 Appendix Volume 1, # 2 Appendix Volume 2, # 3 Appendix Volume 3, # 4 Appendix Volume 4, # 5 Appendix Volume 5, # 6 Appendix Volume 6, # 7 Appendix Volume 7, # 8 Appendix Volume 8)(Burck, William) (Entered: 07/02/2020)
6/30/2020Set/Reset Hearings as to Richard Gaffey: Sentencing set for 9/24/2020 at 10:30 AM before Judge Richard M. Berman. (lnl) (Entered: 06/30/2020)
6/30/2020Set/Reset Hearings as to Harald Joachim Von Der Goltz: Sentencing set for 9/21/2020 at 11:00 AM before Judge Richard M. Berman. (lnl) (Entered: 06/30/2020)
6/30/2020
  • Order
MEMO ENDORSEMENT as to Richard Gaffey, Harald Joachim Von Der Goltz on 223 LETTER by USA as to Richard Gaffey, Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman from Thane Rehn dated June 19, 2020 re: Scheduling for Sentencing. ENDORSEMENT: Mr.Von der Goltz's sentence is adjourned to 9/21/2020 at 11:00 am. Mr. Gaffey's sentence is adjourned to 9/24/2020 at 10:30 am. The parties' respective sentencing submission schedules remain unchanged. SO ORDERED. (Signed by Judge Richard M. Berman on 6/30/2020) (lnl) (Entered: 06/30/2020)
6/19/2020 LETTER by USA as to Richard Gaffey, Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman from Thane Rehn dated June 19, 2020 re: Scheduling for Sentencing Document filed by USA. (Rehn, Nathan) (Entered: 06/19/2020)
6/18/2020CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Daniel Koffmann dated June 18, 2020 re: Modify Conditions of Release . Document filed by Harald Joachim Von Der Goltz. (Koffmann, Daniel) (Entered: 06/18/2020)
6/18/2020
  • Motion
LETTER MOTION addressed to Judge Richard M. Berman from Daniel Koffmann dated June 18, 2020 re: Request to Appear by Videoconference . Document filed by Harald Joachim Von Der Goltz. (Koffmann, Daniel) (Entered: 06/18/2020)
6/11/2020CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated June 11, 2020 re: Entry of Amended Consent Preliminary Order of Forfeiture . Document filed by USA as to Richard Gaffey. (Attachments: # 1 Exhibit A: Text of Proposed Order)(Rehn, Nathan) (Entered: 06/11/2020)
6/2/2020CONSENT PRELIMINARY ORDER OF FORFEITURE AS TO SPECIFIC PROPERTIES/MONEY JUDGMENT as to Harald Joachim Von Der Goltz. (Signed by Judge Richard M. Berman on 6/2/2020) (See ORDER set forth. Three certified copies were forwarded to AUSA Alexander Wilson via inter office mail) (ap) Modified on 6/3/2020 (ap). (Entered: 06/02/2020)
6/2/2020Terminate Deadlines and Hearings as to Harald Joachim Von Der Goltz. (ap) (Entered: 06/02/2020)
6/2/2020
  • Order
MEMO ENDORSEMENT as to Harald Joachim Von Der Goltz (4) on 216 CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated May 27, 2020 re: Cancellation of Fatico Hearing and Entry of Consent Preliminary Order of Forfeiture. ENDORSEMENT: Fatico hearing is cancelled at the request of and on consent of all parties. (Signed by Judge Richard M. Berman on 6/2/2020) (ap) (Entered: 06/02/2020)
5/27/2020CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated May 27, 2020 re: Cancellation of Fatico Hearing and Entry of Consent Preliminary Order of Forfeiture . Document filed by USA as to Harald Joachim Von Der Goltz. (Attachments: # 1 Exhibit Parties' Agreement Regarding Sentencing, # 2 Text of Proposed Order Consent Preliminary Order of Forfeiture)(Rehn, Nathan) (Entered: 05/27/2020)
5/21/2020Set/Reset Hearings as to Richard Gaffey: Sentencing set for 7/27/2020 at 10:00 AM before Judge Richard M. Berman. (lnl) (Entered: 05/21/2020)
5/21/2020
  • OrderGranted
MEMO ENDORSEMENT as to Richard Gaffey (3) granting 214 LETTER MOTION addressed to Judge Richard M. Berman from William J. Lovett dated 5.19.20 re: Adjournment of Sentencing. ENDORSEMENT: Application Granted. Sentencing schedule is modified as set forth above. SO ORDERED. (Signed by Judge Richard M. Berman on 5/21/2020) (lnl) (Entered: 05/21/2020)
5/19/2020
  • Motionby Δ
LETTER MOTION addressed to Judge Richard M. Berman from William J. Lovett dated 5.19.20 re: Set/Reset Hearings, 195 Order, Terminate Hearings,,,, re: Adjournment of Sentencing . Document filed by Richard Gaffey as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. (Lovett, William) (Entered: 05/19/2020)
5/18/2020Set/Reset Deadlines/Hearings as to Harald Joachim Von Der Goltz: Fatico Hearing set for 6/16/2020 at 09:00 AM before Judge Richard M. Berman. (lnl) (Entered: 05/18/2020)
5/18/2020
  • Order
MEMO ENDORSEMENT as to Harald Joachim Von Der Goltz (4) granting 212 JOINT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated May 15, 2020 re: Adjournment of Fatico Hearing. ENDORSEMENT: Application granted. SO ORDERED. (Signed by Judge Richard M. Berman on 5/18/2020) (lnl) (Entered: 05/18/2020)
5/15/2020JOINT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated May 15, 2020 re: Adjournment of Fatico Hearing . Document filed by USA as to Harald Joachim Von Der Goltz. (Rehn, Nathan) (Entered: 05/15/2020)
4/21/2020Set/Reset Hearings as to Harald Joachim Von Der Goltz: Fatico Hearing set for 6/2/2020 at 09:00 AM before Judge Richard M. Berman. Sentencing set for 7/23/2020 at 10:00 AM before Judge Richard M. Berman. (ap) (Entered: 04/22/2020)
4/21/2020
  • Order
MEMO ENDORSEMENT as to Harald Joachim Von Der Goltz (4) granting 210 CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated April 20, 2020 re: Request to Reschedule Fatico Hearing. ENDORSEMENT: Application granted as modified below: Government Fatico submission due 5/18/2020; Defense Fatico submission due 5/25/2020; Fatico hearing is scheduled for 6/2/2020 at 9:00 a.m.; Defense sentencing submission is due 7/2/2020; Government sentencing submission is due 7/9/2020; Sentence is adjourned to 7/23/2020 at 10:00 am.. (Signed by Judge Richard M. Berman on 4/21/2020) (ap) (Entered: 04/22/2020)
4/20/2020CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated April 20, 2020 re: Request to Reschedule Fatico Hearing . Document filed by USA as to Harald Joachim Von Der Goltz. (Rehn, Nathan) (Entered: 04/20/2020)
3/9/2020NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Richard Gaffey. Notice is hereby given that an official transcript of a Plea proceeding held on 2/28/2020 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly) (Entered: 03/09/2020)
3/9/2020TRANSCRIPT of Proceedings as to Richard Gaffey re: Plea held on 2/28/2020 before Judge Richard M. Berman. Court Reporter/Transcriber: Vincent Bologna, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/30/2020. Redacted Transcript Deadline set for 4/9/2020. Release of Transcript Restriction set for 6/8/2020. (McGuirk, Kelly) (Entered: 03/09/2020)
3/9/2020TRANSCRIPT of Proceedings as to Harald Joachim Von Der Goltz re: Conference held on 2/24/2020 before Judge Richard M. Berman. Court Reporter/Transcriber: Vincent Bologna, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/30/2020. Redacted Transcript Deadline set for 4/9/2020. Release of Transcript Restriction set for 6/8/2020. (McGuirk, Kelly) (Entered: 03/09/2020)
3/3/2020NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Richard Gaffey. Notice is hereby given that an official transcript of a Conference proceeding held on 2/24/2020 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly) (Entered: 03/03/2020)
3/3/2020TRANSCRIPT of Proceedings as to Richard Gaffey re: Conference held on 2/24/2020 before Judge Richard M. Berman. Court Reporter/Transcriber: Vincent Bologna, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/24/2020. Redacted Transcript Deadline set for 4/3/2020. Release of Transcript Restriction set for 6/1/2020. (McGuirk, Kelly) (Entered: 03/03/2020)
3/2/2020 LETTER by Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman from Daniel Koffmann dated Mar. 2, 2020 re: Conditions of Release (Koffmann, Daniel) (Entered: 03/02/2020)
2/28/2020
  • Order
Oral Order of Referral to Probation for Presentence Investigation and Report as to Richard Gaffey. (Signed by Judge Richard M. Berman on 2/28/2020) (ap) (Entered: 02/28/2020)
2/28/2020Minute Entry for proceedings held before Judge Richard M. Berman: Plea entered by Richard Gaffey (3) Guilty as to Count 1sss,2sss,3sss,4sss-7sss,8sss. (ap) (Entered: 02/28/2020)
2/28/2020Minute Entry for proceedings held before Judge Richard M. Berman: Change of Plea Hearing as to Richard Gaffey held on 2/28/2020. AUSAs Thane Rehn, EunYoung Choi, Parker Tobin and Michael Parker present; Defendant Gaffey present with attorneys William Lovett and Robert Buehler; Defendant is sworn; Defendant pleads guilty to all counts of the S8 Superseding Indictment; Court reviews 3553(a) factors; PSR is ordered; Court schedules sentence for June 29, 2020 at 11:00 am; defense sentencing submission is due 6/8/2020; government sentencing submission is due 6/15/2020; see transcript of proceedings held for a complete record. (Sentencing set for 6/29/2020 at 11:00 AM before Judge Richard M. Berman) (Court Reporter Vincent Bologna) (ap) (Entered: 02/28/2020)
2/28/2020CONSENT PRELIMINARY ORDER OF FORFEITURE AS TO SPECIFIC PROPERTY/MONEY JUDGMENT FOR Richard Gaffey. IT IS HEREBY STIPULATED AND AGREED, by and between theUnited States of America, by its attorney Geoffrey S. Berman,United States Attorney, Assistant United States Attorneys, THANE REHN and EUN YOUNG CHOI of counsel, and the defendant, and his counsel, WILLIAM LOVETT, Esq. and ROBERT BUEHLER, Esq., that As a result of the offenses charged in Counts Two and Three of the Indictment, to which the defendant pled guilty, a money judgment in the amount of $5,373, 609 in United States currency (the "Money Judgment "), representing the amount of proceeds traceable to the offense charged in Count Two of the Indictment that the defendant personally obtained and the amount of property involved in the offense charged in Count Three of the Indictment, shall be entered against the defendant. Pursuant to 32.2(b)(6) (A) of the Federal Rules of Criminal Procedure, the Government shall send notice to any person who reasonably appears to be a potential claimant with standing to contest the forfeiture in the ancillary proceeding. (**Forwarded copies to AUSA Alexander J. Wilson**) (Signed by Judge Richard M. Berman on 2/28/20)(jw) (Entered: 02/28/2020)
2/28/2020 Advice of Rights Form as to Richard Gaffey. (jw) (Entered: 02/28/2020)
2/27/2020
  • Order
MEMO ENDORSEMENT as to Richard Gaffey on 200 LETTER by USA as to Richard Gaffey addressed to Judge Richard M. Berman from AUSA Eun Young Choi dated February 26, 2020 re: Change of Plea Hearing. ENDORSEMENT: Application granted. Plea hearing will be held in Courtroom 17B. SO ORDERED. (Change of Plea Hearing set for 2/28/2020 at 11:30 AM in Courtroom 17B, 500 Pearl Street, New York, NY 10007 before Judge Richard M. Berman) (Signed by Judge Richard M. Berman on 2/27/2020)(Hearing date of 2/28/2020 confirmed with RMB Chambers) (lnl) Modified on 2/28/2020 (lnl). (Entered: 02/27/2020)
2/26/2020 LETTER by USA as to Richard Gaffey addressed to Judge Richard M. Berman from AUSA Eun Young Choi dated February 26, 2020 re: Change of Plea Hearing Document filed by USA. (Choi, Eun Young) (Entered: 02/26/2020)
2/24/2020Minute Entry for proceedings held before Judge Richard M. Berman: Plea entered by Richard Gaffey (3) Count 1sss,2sss,3sss,4sss-7sss,8sss Not Guilty. (lnl) (Entered: 02/24/2020)
2/24/2020Minute Entry for proceedings held before Judge Richard M. Berman: Arraignment as to Richard Gaffey (3) Count 1sss,2sss,3sss,4sss-7sss,8sss held on 2/24/2020. AUSAs Thane Rehn, Eun Young Choi, Parker Tobin and Michael Parker present; Special Agent IRS Quoc Tuan Nguyen present; Defendant Richard Gaffey present with defense attorneys William Lovett and Robert Buehler; Court Reporter Vincent Bologna present; defendant is arraigned on S8 18 cr 693; defendant waives a reading and enters a plea of not guilty; Court issues rulings on motions in limine: defense motion to preclude evidence related to Marianna Olszewski is denied; defense motion to preclude evidence that the cost basis of EXA stock was overstated is denied; defense motion to preclude evidence that Gaffey failed to comply with subpoenas is denied; defense motion to preclude the government from arguing that Gaffey had signature or other authority over a foreign financial account is denied as moot; defense motion to preclude testimony of summary witnesses is denied; defense motion to preclude argument, evidence and reference to "victims" other than U.S. Department of Treasury is granted on consent; government motion to introduce foreign financial records pursuant to 18 USC 3505 is granted without objection of defense; government motion to introduce statements of coconspirators and agents is granted; government motion to authenticate portions of panama papers database obtained from German law enforcement agency is granted; government motion to introduce Gaffey's work with client #1 - Marianna Olszewski is granted; With regard to government motion to preclude self serving hearsay, Court rules that hearsay is not admissible unless the hearsay falls under an exception; defense motion to preclude the use of term "shell" companies is denied. Parties to submit instruction or witness to define "shell" companies as term is being used; defense motion to preclude the term "tax haven" is denied. Parties to meet and confer and submit instruction; See transcript of proceedings held for complete record of rulings. (lnl) (Entered: 02/24/2020)
2/24/2020
  • Motion for Protective Order
PROTECTIVE ORDER as to (18-Cr-693-3) Richard Gaffey....regarding procedures to be followed that shall govern the handling of confidential material. IT IS SO ORDERED. (Signed by Judge Richard M. Berman on 2/24/2020)(bw) (Entered: 02/24/2020)
2/24/2020Minute Entry for proceedings held before Judge Richard M. Berman: Pretrial Conference as to Harald Joachim Von Der Goltz held on 2/24/2020. AUSAs Thane Rehn, Eun Young Choi, Parker Tobin and Michael Parker present; Special Agent IRS present; Defendant von der Goltz present with defense attorneys Daniel Koffmann and William Burck; Court Reporter Vincent Bologna present; Defendant is sworn; Defendant and Court supplement guilty plea allocution; Court reviews 3553(a) factors; Court accepts guilty plea; Court schedules Fatico hearing for May 12, 2020 at 9:00 am; government Fatico submission is due 4/27/2020; defense Fatico submission is due 5/4/2020; direct testimony for Fatico hearing shall be by affidavits of no more than 10 pgs each double spaced; Court schedules sentence for June 24, 2020 at 11:00 am; defense sentencing submission is due 6/3/2020; government sentencing submission is due 6/10/2020. (Fatico Hearing set for 5/12/2020 at 09:00 AM before Judge Richard M. Berman. Sentencing set for 6/24/2020 at 11:00 AM before Judge Richard M. Berman.) (lnl) (Entered: 02/24/2020)
2/24/2020NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Harald Joachim Von Der Goltz. Notice is hereby given that an official transcript of a Plea proceeding held on 2/18/2020 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly) (Entered: 02/24/2020)
2/24/2020TRANSCRIPT of Proceedings as to Harald Joachim Von Der Goltz re: Plea held on 2/18/2020 before Magistrate Judge Barbara C. Moses. Court Reporter/Transcriber: Karen Gorlaski, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/16/2020. Redacted Transcript Deadline set for 3/26/2020. Release of Transcript Restriction set for 5/26/2020. (McGuirk, Kelly) (Entered: 02/24/2020)
2/24/2020
  • Order
ORDER as to Harald Joachim Von Der Goltz: IT IS HEREBY ORDERED that HARALD JOACHIM VON DER GOLTZ's guilty plea is accepted. (Signed by Judge Richard M. Berman on 2/24/2020) (ap) (Entered: 02/24/2020)
2/21/2020Set/Reset Hearings as to Richard Gaffey: Arraignment set for 2/24/2020 at 02:15 PM before Judge Richard M. Berman. (ap) (Entered: 02/21/2020)
2/21/2020Set/Reset Hearings as to Richard Gaffey, Harald Joachim Von Der Goltz: Change of Plea Hearing set for 2/24/2020 at 09:30 AM before Judge Richard M. Berman. (ap) (Entered: 02/21/2020)
2/21/2020
  • Order
ORDER as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz: The Court will hold a conference on Monday, February 24, 2020, at 9:30 a.m. for the limited purpose of accepting the guilty plea and setting a date for sentencing as to Harald Joachim von der Goltz. The Court will reconvene at 2:15 p.m. on the 24th of February for the purpose of arraignment on the (S8) Superseding Indictment and discussion of open pretrial issues as to Richard Gaffey. Defendant Gaffey and his counsel are welcome at the 9:30 a.m. conference but are not required to attend. (Signed by Judge Richard M. Berman on 2/21/2020) (ap) (Entered: 02/21/2020)
2/18/2020CONSENT TO PROCEED BEFORE US MAGISTRATE JUDGE ON A FELONY PLEA ALLOCUTION by Harald Joachim Von Der Goltz. (jbo) (Entered: 02/20/2020)
2/18/2020Set/Reset Hearings as to Harald Joachim Von Der Goltz: Status Conference set for 2/24/2020 at 09:30 AM before Judge Richard M. Berman. (jbo) (Entered: 02/20/2020)
2/18/2020Change of Not Guilty Plea to Guilty Plea as to Harald Joachim Von Der Goltz (4) Count 1ss,2ss,3ss,4ss-7ss,8ss-9ss. (jbo) (Entered: 02/20/2020)
2/18/2020Minute Entry for proceedings held before Magistrate Judge Barbara C. Moses: Plea entered by Harald Joachim Von Der Goltz (4) Guilty as to Count 1ss,2ss,3ss,4ss-7ss,8ss-9ss. (jbo) (Entered: 02/20/2020)
2/18/2020Minute Entry for proceedings held before Magistrate Judge Barbara C. Moses: Change of Plea Hearing as to Harald Joachim Von Der Goltz held on 2/18/2020. AUSA Eun Young Choi present. Defendant present with attorney Daniel Rothman. Consent to proceed before Magistrate filed. Defendant plead guilty to count 1,2,3,4,5,6,7,8,9. Bail continued. Conference before Judge Berman on 2/24/2020 at 9:30 am. Sentence date will be set at the conference. (jbo) (Entered: 02/20/2020)
2/11/2020 LETTER by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman from AUSAs Eun Young Choi and Thane Rehn and Trial Attorneys Michael Parker and Parker Tobin dated February 11, 2020 re: Filing of S8 Indictment and Motions in Limine Document filed by USA. (Choi, Eun Young) (Entered: 02/11/2020)
2/11/2020TRANSCRIPT of Proceedings as to Richard Gaffey, Harald Joachim Von Der Goltz re: Conference held on 1/27/2020 before Judge Richard M. Berman. Court Reporter/Transcriber: Pamela Utter, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/3/2020. Redacted Transcript Deadline set for 3/13/2020. Release of Transcript Restriction set for 5/11/2020. (McGuirk, Kelly) (Entered: 02/11/2020)
2/11/2020(S8) SUPERSEDING INDICTMENT FILED as to Richard Gaffey (3) count(s) 1sss, 2sss, 3sss, 4sss-7sss, 8sss. (jm) (Entered: 02/11/2020)
2/6/2020 LETTER by USA as to Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman from Thane Rehn dated February 6, 2020 re: Change of Plea Hearing Document filed by USA. (Choi, Eun Young) (Entered: 02/06/2020)
1/27/2020
  • Order
ORDER as to Richard Gaffey, Harald Joachim Von Der Goltz. At the recommendation of the Jury Clerk, the Court will commence jury selection in this matter on Wednesday, March 4, 2020 rather than Thursday, March 5, 2020. (Signed by Judge Richard M. Berman on 1/27/20) (jbo) (Entered: 01/27/2020)
1/27/2020Minute Entry for proceedings held before Judge Richard M. Berman: Plea entered by Richard Gaffey (3) Count 1s,1ss,2ss,3s,3ss,4s-7s,4ss-7ss,10s and Harald Joachim Von Der Goltz (4) Count 1s,1ss,2s,2ss,3s,3ss,4s-7s,4ss-7ss,8s-9s,8ss-9ss Not Guilty. (jw) (Entered: 01/27/2020)
1/27/2020Minute Entry for proceedings held before Judge Richard M. Berman:Arraignment as to Richard Gaffey (3) Count 1s,1ss,2s,2ss,3s,3ss,4s-7s,4ss-7ss,10s,10ss and Harald Joachim Von Der Goltz (4) Count 1s,1ss,2s,2ss,3s,3ss,4s-7s,4ss-7ss,8s-9s,8ss-9ss held on 1/27/2020. AUSAs Thane Rehn, EunYoung Choi, Parker Tobin and Michael Parker present; Defendant von der Goltz present with attorneys Daniel Koffmann and Alex Spiro; Defendant Gaffey present with attorneys William Lovett and Robert Buehler; Defense attorney Christopher Grillo present for defendant Dirk Brauer; Court Reporter Pamela Utter present; defendants are arraigned on S5 and S6; defendants waive a public reading and enter a plea of not guilty; Court issues oral ruling denying motion to dismiss; Court schedules final pretrial conference for 2/24/2020 at 9:30 am; jury selection to commence on Thursday, March 5, 2020; trial to commence on Monday, March 9, 2020; see transcript of proceedings held for a complete record;speedy trial time is excluded for the reasons set forth on the record from 1/27/2020 to 3/9/2020 pursuant to 18 USC 3161(h)(7)(A) and (B). (jw) (Entered: 01/27/2020)
1/22/2020NOTICE OF ATTORNEY APPEARANCE: Christopher A Grillo appearing for Dirk Brauer. Appearance Type: Retained. (Grillo, Christopher) (Entered: 01/22/2020)
1/17/2020 LETTER by USA as to Richard Gaffey, Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman from Thane Rehn dated January 17, 2020 re: Defendants' Letter Dated December 18, 2019 re: Motions in Limine Document filed by USA. (Rehn, Nathan) (Entered: 01/17/2020)
1/17/2020 APPLICATION OF AUSA IN SUPPORT OF EX PARTE POST-INDICTMENT RESTRAINING ORDER PURSUANT TO 18 USC 981,982 and 21 USC 853 (jw) (Entered: 01/17/2020)
1/17/2020AFFIDAVIT IN SUPPORT OF EX PARTE POST-INDICTMENT RESTRAINING ORDER PURSUANT TO 18 USC 981, 982, 21 USC 853, AND 28 USC 2461 of Quoc Tuan Nguyen in Opposition by Ramses Owens as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz re: 183 MOTION For Ex Parte Finding and Endorsement of Lis Pendens (jw) (Entered: 01/17/2020)
1/16/2020NOTICE OF LIS PENDENS 183 Motion as to Harald Joachim Von Der Goltz. As set forth in the Indictment and the Bill of Particulars (D.E. 172), the United States alleges that the following is forfeitable to the United pursuant to 18 U.S.C. § 981(a)(l)(C) and 982(a)(l), and 28 U.S.C. § 2461. (Signed by Judge Richard M. Berman on 1/13/2020) (jw) (Entered: 01/16/2020)
1/16/2020
  • Motion
MOTION For Ex Parte Finding and Endorsement of Lis Pendens. Document filed by Richard Gaffey, Harald Joachim Von Der Goltz. (jw) (Entered: 01/16/2020)
1/16/2020182SEALED DOCUMENT placed in vault. (mhe) (Entered: 01/16/2020)
1/3/2020
  • Motion to Dismiss (Demurrer)by Δ
REPLY MEMORANDUM OF LAW in Support as to Richard Gaffey re: 166 MOTION to Dismiss Count Ten of the Superseding Indictment. . (Buehler, Robert) (Entered: 01/03/2020)
1/3/2020Set/Reset Hearings as to Richard Gaffey, Harald Joachim Von Der Goltz: Oral Argument set for 1/27/2020 at 11:00 AM before Judge Richard M. Berman. (ap) (Entered: 01/03/2020)
1/3/2020
  • Order
MEMO ENDORSEMENT as to Richard Gaffey (3), Harald Joachim Von Der Goltz (4) on 179 CONSENT LETTER MOTION addressed to Judge Richard M. Berman from William Burck dated Jan. 3, 2020 re: Adjournment of Jan. 6, 2020 Appearance. ENDORSEMENT: Adjourned to Jan. 27, 2020 @ 11:00 A.M. Time excluded pursuant to Speedy Trial Act to 1/27/20 (on consent). (Signed by Judge Richard M. Berman on 1/3/2020) (ap) (Entered: 01/03/2020)
1/3/2020CONSENT LETTER MOTION addressed to Judge Richard M. Berman from William Burck dated Jan. 3, 2020 re: Adjournment of Jan. 6, 2020 Appearance . Document filed by Richard Gaffey, Harald Joachim Von Der Goltz. (Burck, William) (Entered: 01/03/2020)
1/2/2020POST-INDICTMENT RESTRAINING ORDER as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. (Signed by Judge Richard M. Berman on 12/30/2019) (ap) (Entered: 01/02/2020)
12/30/2019MEMORANDUM in Opposition by USA as to Richard Gaffey re 166 MOTION to Dismiss Count Ten of the Superseding Indictment.. (Rehn, Nathan) (Entered: 12/30/2019)
12/23/2019
  • Order
MEMO ENDORSEMENT as to Richard Gaffey, Harald Joachim Von Der Goltz on re: 175 LETTER RESPONSE to Motion by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman from AUSAs Eun Young Choi and Thane Rehn and Trial Attorneys Michael Parker and Parker Tobin dated December 23, 2019 re: 174 LETTER MOTION addressed to Judge Richard M. Berman from William Burck dated Dec. 20, 2019 re: Adjournment of Trial Date. Exclusion of Speedy Trial Time, and Extension of Date for Motion to Dismiss Opposition and Reply. ENDORSEMENT: The Court adjourned the trial date so that the defs. have ample time to review document production. new trial date is 3/9/20. Time is excluded to 3/9/20 under the Speedy Trial Act. Motion to dismiss opposition and reply briefs may be filed on 12/31/19 + 1/3/20. (Motions due by 12/31/2019. Replies due by 1/3/2020. Jury Trial set for 3/9/2020 at 09:00 AM before Judge Richard M. Berman) (Signed by Judge Richard M. Berman on 12/23/2019) (ap) (Entered: 12/23/2019)
12/23/2019LETTER RESPONSE to Motion by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman from AUSAs Eun Young Choi and Thane Rehn and Trial Attorneys Michael Parker and Parker Tobin dated December 23, 2019 re: 174 LETTER MOTION addressed to Judge Richard M. Berman from William Burck dated Dec. 20, 2019 re: Adjournment of Trial Date .. Exclusion of Speedy Trial Time, and Extension of Date for Motion to Dismiss Opposition and Reply (Choi, Eun Young) (Entered: 12/23/2019)
12/20/2019
  • Motionby Δ
LETTER MOTION addressed to Judge Richard M. Berman from William Burck dated Dec. 20, 2019 re: Adjournment of Trial Date . Document filed by Richard Gaffey, Harald Joachim Von Der Goltz. (Burck, William) (Entered: 12/20/2019)
12/20/2019173SEALED DOCUMENT placed in vault. (mhe) (Entered: 12/20/2019)
12/19/2019BILL OF PARTICULARS by USA as to Richard Gaffey, Harald Joachim Von Der Goltz as to Forfeiture. (Rehn, Nathan) (Entered: 12/19/2019)
12/18/2019 LETTER by Richard Gaffey, Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman from William Burck dated Dec. 18, 2019 re: Motions In Limine (Burck, William) (Entered: 12/18/2019)
12/17/2019Set/Reset Deadlines/Hearings as to Richard Gaffey: Replies due by 12/27/2019. Responses due by 12/24/2019. Oral Argument set for 1/6/2020 at 11:00 AM before Judge Richard M. Berman. (jbo) (Entered: 12/17/2019)
12/17/2019
  • Motion to Dismiss (Demurrer)
MEMO ENDORSED as to Richard Gaffey re: 166 MOTION to Dismiss Count Ten of the Superseding Indictment filed by Richard Gaffey...ENDORSEMENT: Gov't to respond by 12/24/19 (noon). Any reply by 12/27/19 (noon). Brief (10 minutes per side). Oral argument on 1/6/20 at 11am. SO ORDERED. (Signed by Judge Richard M. Berman on 12/17/19)(jbo) (Entered: 12/17/2019)
12/16/2019MEMORANDUM in Opposition by USA as to Richard Gaffey, Harald Joachim Von Der Goltz re 156 MOTION in Limine ., 153 MOTION in Limine .. (Rehn, Nathan) (Entered: 12/16/2019)
12/16/2019
  • Motion in Limineby Δ
MEMORANDUM in Opposition by Richard Gaffey, Harald Joachim Von Der Goltz re 158 MOTION in Limine .. (Burck, William) (Entered: 12/16/2019)
12/16/2019
  • Motion to Dismiss (Demurrer)by Δ
MEMORANDUM in Support by Richard Gaffey re 166 MOTION to Dismiss Count Ten of the Superseding Indictment.. (Buehler, Robert) (Entered: 12/16/2019)
12/16/2019
  • Motion to Dismiss (Demurrer)by Δ
MOTION to Dismiss Count Ten of the Superseding Indictment. Document filed by Richard Gaffey. (Buehler, Robert) (Entered: 12/16/2019)
12/13/2019PROPOSED EXAMINATION OF JURORS by USA as to Richard Gaffey, Harald Joachim Von Der Goltz. (Rehn, Nathan) (Entered: 12/13/2019)
12/13/2019NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR as to Richard Gaffey, Harald Joachim Von Der Goltz: Notice to Attorney Rehn, Nathan to RE-FILE Document 163 Proposed Voir Dire Questions. Use the event type Proposed Examination of Jurors found under the event list Trial Documents. (ka) (Entered: 12/13/2019)
12/12/2019Request To Charge by USA as to Richard Gaffey, Harald Joachim Von Der Goltz. (Rehn, Nathan) (Entered: 12/12/2019)
12/12/2019 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - Proposed Voir Dire Questions by USA as to Richard Gaffey, Harald Joachim Von Der Goltz. (Rehn, Nathan) Modified on 12/13/2019 (ka). (Entered: 12/12/2019)
12/12/2019Proposed Voir Dire Questions by Richard Gaffey, Harald Joachim Von Der Goltz. (Buehler, Robert) (Entered: 12/12/2019)
12/10/2019
  • Order
ORDER as to Richard Gaffey, Harald Joachim Von Der Goltz. The jury selection in this trial will commence on Thursday, January 9, 2020 at 9:30 am. (Signed by Judge Richard M. Berman on 12/10/2019)(bw) (Entered: 12/10/2019)
12/10/2019160SEALED DOCUMENT placed in vault. (mhe) (Entered: 12/10/2019)
12/10/2019159SEALED DOCUMENT placed in vault. (mhe) (Entered: 12/10/2019)
12/9/2019
  • Motion in Limine
MOTION in Limine . Document filed by USA as to Richard Gaffey, Harald Joachim Von Der Goltz. (Rehn, Nathan) (Entered: 12/09/2019)
12/9/2019
  • Motion in Limineby Δ
MEMORANDUM in Support by Harald Joachim Von Der Goltz re 156 MOTION in Limine .. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J)(Burck, William) (Entered: 12/09/2019)
12/9/2019
  • Motion in Limineby Δ
MOTION in Limine . Document filed by Harald Joachim Von Der Goltz. (Burck, William) (Entered: 12/09/2019)
12/9/2019DECLARATION of Robert B. Buehler in Support as to Richard Gaffey re: 153 MOTION in Limine .. (Attachments: # 1 Exhibit 1 - Government's Rule 404(b) Notice dated December 2, 2019, # 2 Exhibit 2 - Letter dated May 22, 2017 regarding grand jury subpoena for Mr. Gaffey's accounting firm and related document productions, # 3 Exhibit 3 - Letter dated May 17, 2017 regarding grand jury subpoena for Mr. Gaffey, # 4 Exhibit 4 - Government's summary witness notice dated November 18, 2019)(Buehler, Robert) (Entered: 12/09/2019)
12/9/2019
  • Motion in Limineby Δ
MEMORANDUM in Support by Richard Gaffey re 153 MOTION in Limine .. (Buehler, Robert) (Entered: 12/09/2019)
12/9/2019
  • Motion in Limineby Δ
MOTION in Limine . Document filed by Richard Gaffey. (Buehler, Robert) (Entered: 12/09/2019)
12/9/2019Set/Reset Hearings as to Richard Gaffey, Harald Joachim Von Der Goltz: Pretrial Conference set for 1/6/2020 at 11:00 AM before Judge Richard M. Berman. (ap) (Entered: 12/09/2019)
12/9/2019
  • Order
MEMO ENDORSEMENT as to Richard Gaffey (3), Harald Joachim Von Der Goltz (4) granting 150 JOINT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated December 6, 2019 re: Scheduling Arraignment. ENDORSEMENT: Application Granted. Time excluded under Speedy Trial Act. (Signed by Judge Richard M. Berman on 12/9/2019) (ap) (Entered: 12/09/2019)
12/6/2019151SEALED DOCUMENT placed in vault. (rz) (Entered: 12/06/2019)
12/6/2019JOINT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated December 6, 2019 re: Scheduling Arraignment . Document filed by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. (Rehn, Nathan) (Entered: 12/06/2019)
12/5/2019(S6) SUPERSEDING INDICTMENT FILED as to Richard Gaffey (3) count(s) 1ss, 2ss, 3ss, 4ss-7ss, 10ss, Harald Joachim Von Der Goltz (4) count(s) 1ss, 2ss, 3ss, 4ss-7ss, 8ss-9ss. (jm) (Entered: 12/06/2019)
12/5/2019MEMO ENDORSED granting 147 LETTER MOTION requesting a one-week adjournment of the date to file the joint jury charge and voir dire to December 16, 2019 as to Richard Gaffey (3)...ENDORSEMENT: Extension granted to 12/12/19 at 4:30 pm. SO ORDERED. (Signed by Judge Richard M. Berman on 12/5/19) (jbo) (Entered: 12/05/2019)
12/5/2019CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Robert B. Buehler dated December 5, 2019 re: requesting a one-week adjournment of the date to file the joint jury charge and voir dire to December 16, 2019 . Document filed by Richard Gaffey, Harald Joachim Von Der Goltz as to Richard Gaffey. (Buehler, Robert) (Entered: 12/05/2019)
11/22/2019MEMO ENDORSEDgranting 145 LETTER MOTION Scheduling Arraignment as to Ramses Owens (1), Dirk Brauer (2), Richard Gaffey (3), Harald Joachim Von Der Goltz (4)...ENDORSEMENT: Application granted. Time is excluded pursuant to the speedy trial act for the reasons set forth in this letter. SO ORDERED. (Signed by Judge Richard M. Berman on 11/22/19) (jbo) (Entered: 11/22/2019)
11/21/2019JOINT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated November 21, 2019 re: Scheduling Arraignment . Document filed by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. (Rehn, Nathan) (Entered: 11/21/2019)
11/19/2019(S5) SUPERSEDING INDICTMENT FILED as to Richard Gaffey (3) count(s) 1s, 2s, 3s, 4s-7s, 10s, Harald Joachim Von Der Goltz (4) count(s) 1s, 2s, 3s, 4s-7s, 8s-9s. (jbo) (Entered: 11/20/2019)
11/14/2019NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Ramses Owens. Notice is hereby given that an official transcript of a Conference proceeding held on 11/6/19 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly) (Entered: 11/14/2019)
11/14/2019TRANSCRIPT of Proceedings as to Ramses Owens re: Conference held on 11/6/19 before Judge Richard M. Berman. Court Reporter/Transcriber: Eve Giniger, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/5/2019. Redacted Transcript Deadline set for 12/16/2019. Release of Transcript Restriction set for 2/12/2020. (McGuirk, Kelly) (Entered: 11/14/2019)
11/12/2019
  • Order
MEMO ENDORSEMENT 139 LETTER MOTION We request that the Court similarly order production of all Giglio and 3500 material in its possession on that same date, that is, six weeks prior to trial...ENDORSEMENT..The Govt's letter of 11/9/19 is consistent with the Court's ruling of 11/6/19. (Signed by Judge Richard M. Berman on 11/12/19) (jw) (Entered: 11/12/2019)
11/12/2019NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz: Notice to Attorney Rehn, Nathan to RE-FILE Document 140 Memorandum in Opposition to Motion. Use the event type Letter found under the event list Other Documents. (ka) (Entered: 11/12/2019)
11/9/2019 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - MEMORANDUM in Opposition by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz re 139 LETTER MOTION addressed to Judge Richard M. Berman from William Burck dated Nov. 8, 2019 re: to request clarification of the Court's scheduling order, Dkt. No. 138 .. (Rehn, Nathan) Modified on 11/12/2019 (ka). (Entered: 11/09/2019)
11/8/2019
  • Motionby Δ
LETTER MOTION addressed to Judge Richard M. Berman from William Burck dated Nov. 8, 2019 re: to request clarification of the Court's scheduling order, Dkt. No. 138 . Document filed by Harald Joachim Von Der Goltz. (Burck, William) (Entered: 11/08/2019)
11/6/2019
  • Order
ORDER as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. As discussed at today's conference, the Court hereby attaches a chart setting forth the Government's disclosures and time frames in response to the motions filed by Richard Gaffey, dated April 11, 2019 and May 7, 2019, that were joined in by Harald Joachim von der Goltz by letters, dated April 15, 2019 and May 7, 2019 respectively. (Signed by Judge Richard M. Berman on 11/6/2019)(bw) (Entered: 11/06/2019)
11/6/2019Minute Entry for proceedings held before Judge Richard M. Berman: Oral Argument as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz held on 11/6/2019. AUSA Thane Rehn, Eun Young Choi, Parker Tobin and Michael Parker present; Defendant von der Goltz present with attorneys William Burck and Daniel Koffmann; Defendant Gaffey present with attorneys William Lovett and Robert Buehler; Court Reporter Eve Giniger present; conference/oral argument held on outstanding motions; see transcript of proceedings held for a complete record; next conference is scheduled for 1/6/20. (lnl) (Entered: 11/06/2019)
11/4/2019 MEMORANDUM OF LAW in Support by Ramses Owens regarding the application of the Fugitive Disentitlement Doctrine. (Carrillo, Charlie) (Entered: 11/04/2019)
11/4/2019NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR as to Ramses Owens: Notice to Attorney Carrillo, Charlie to RE-FILE Document 136 Memorandum of Law in Opposition. Use the event type Memorandum of Law in Support(non-motion) found under the event list Other Documents. (ka) (Entered: 11/04/2019)
11/2/2019 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - MEMORANDUM OF LAW in Opposition by Ramses Owens regarding the application of the Fugitive Disentitlement Doctrine. (Carrillo, Charlie) Modified on 11/4/2019 (ka). (Entered: 11/02/2019)
10/31/2019 MEMORANDUM OF LAW by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz re: 128 Status Report filed by Ramses Owens . (Parker, Michael) (Entered: 10/31/2019)
10/31/2019NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz: Notice to Attorney Parker, Michael to RE-FILE Document 134 Response. Use the event type Memorandum of Law(non-motion) found under the event list Other Documents. (ka) (Entered: 10/31/2019)
10/31/2019 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - RESPONSE by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz re: 128 Status Report filed by Ramses Owens . (Parker, Michael) Modified on 10/31/2019 (ka). (Entered: 10/31/2019)
10/29/2019Set/Reset Deadlines as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz: Responses due by 10/31/2019. (jbo) (Entered: 10/29/2019)
10/29/2019
  • Order
ORDER as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. The Government is directed to respond to the "Status Report" filed by Defendant Owens on October 23, 2019, Docket Number 128, with respect to the question of whether Owens is entitled to litigate any outstanding motions in this Court, at this time, pursuant to the fugitive disentitlement doctrine. The Government's response is due by Thursday, October 31, 2019, at noon. (Signed by Judge Richard M. Berman on 10/29/19)(jbo) (Entered: 10/29/2019)
10/28/2019Terminate Deadlines and Hearings as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz: 10/29/2019 Status Conference terminted. (lnl) (Entered: 10/28/2019)
10/28/2019Set/Reset Deadlines/Hearings as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz: Oral Argument set for 11/6/2019 at 11:00 AM before Judge Richard M. Berman.. (dif) (Entered: 10/28/2019)
10/28/2019
  • Order
ORDER as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. The oral argument in this matter is rescheduled from 9:00 am on October 29, 2019 to 11:00 am on November 6, 2019. SO ORDERED. (Signed by Judge Richard M. Berman on 10/28/2019)(dif) (Entered: 10/28/2019)
10/25/2019
  • Order
MEMO ENDORSED re: 130 LETTER MOTION Request to Modify Conditions of Release as to Harald Joachim Von Der Goltz (4)...ENDORSEMENT: Of course defendant may leave his house on 10/29/19 to get to court on time. (Lawyers too.) We can discuss other issues on the 29th. SO ORDERED. (Signed by Judge Richard M. Berman on 10/25/19) (jbo) (Entered: 10/25/2019)
10/25/2019CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Daniel Koffmann dated Oct. 25, 2019 re: Request to Modify Conditions of Release . Document filed by Harald Joachim Von Der Goltz. (Koffmann, Daniel) (Entered: 10/25/2019)
10/24/2019STATUS REPORT PERTAINING TO DOC. 95 by Ramses Owens. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Carrillo, Charlie) (Entered: 10/24/2019)
10/23/2019STATUS REPORT REGARDING DOC. 121 by Ramses Owens. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Carrillo, Charlie) (Entered: 10/23/2019)
10/15/2019Set/Reset Hearings as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz: Status Conference set for 10/29/2019 at 09:00 AM before Judge Richard M. Berman. (jbo) (Entered: 10/15/2019)
10/15/2019
  • Order
ORDER as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. The conference is rescheduled from 11:00 am on October 16, 2019 to 9:00 am October 29, 2019 in light of the previously scheduled oral argument on October 29, 2019. (Signed by Judge Richard M. Berman on 10/15/19)(jbo) (Entered: 10/15/2019)
10/8/2019126SEALED DOCUMENT placed in vault. (rz) (Entered: 10/08/2019)
9/18/2019
  • Order
ORDER as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz: The oral argument in this matter is rescheduled from 10:00 am on October 29, 2019 to 9:00 am on October 29, 2019. (Oral Argument set for 10/29/2019 at 09:00 AM before Judge Richard M. Berman) (Signed by Judge Richard M. Berman on 9/18/2019) (lnl) (Entered: 09/18/2019)
9/10/2019
  • Reply
REPLY MEMORANDUM OF LAW in Support by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz re: 110 MOTION Application of the Crime Fraud Exception and Waiver of the Attorney-Client Privilege . . (Rehn, Nathan) (Entered: 09/10/2019)
9/5/2019
  • Order
ORDER as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. The Court is rescheduling the oral argument (15 minutes per side) on the outstanding motions from Thursday, September 19, 2019 at 12:30 pm to Tuesday, October 29, 2019 at 10:00 am. (Signed by Judge Richard M. Berman on 9/5/2019)(bw) (Entered: 09/05/2019)
9/3/2019Set/Reset Deadlines as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz: Replies due by 9/10/2019. (jbo) (Entered: 09/03/2019)
9/3/2019
  • Motion to Extend Time to File ReplyGranted
MEMO ENDORSED granting 120 LETTER MOTION Extension of Time to File Reply as to Ramses Owens (1), Dirk Brauer (2), Richard Gaffey (3), Harald Joachim Von Der Goltz (4)...ENDORSEMENT: On consent of the Defendants, the Government's request for an extension to extension to file its reply in support of the Government's Motion for Application of the Crime-Fraud Exception and Waiver of the Attorney-Client Privilege (Dkt. No. 110) to September 10, 2019 is hereby GRANTED. SO ORDERED. (Signed by Judge Richard M. Berman on 9/3/19) (jbo) (Entered: 09/03/2019)
9/3/2019Set/Reset Hearings as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz: Oral Argument set for 9/19/2019 at 12:30 PM before Judge Richard M. Berman. (ap) (Entered: 09/03/2019)
9/3/2019
  • Order
MEMO ENDORSEMENT as to Ramses Owens (1), Dirk Brauer (2), Richard Gaffey (3), Harald Joachim Von Der Goltz (4) granting 119 CONSENT LETTER MOTION addressed to Judge Richard M. Berman from William Burck dated Aug. 29, 2019 re: Request for Adjournment of Sept. 16, 2019 Hearing. ENDORSEMENT: Adj. to 9/19/19 @ 12:30. If Owens' counsel is seeking to obtain permission for client to appear in NYC, they should meet & confer with Govt ASAP & seek to arrange prior to 9/19. 4 (Signed by Judge Richard M. Berman on 9/3/2019) (ap) (Entered: 09/03/2019)
8/30/2019CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated August 30, 2019 re: 110 MOTION Application of the Crime Fraud Exception and Waiver of the Attorney-Client Privilege . re: Extension of Time to File Reply . Document filed by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. (Rehn, Nathan) (Entered: 08/30/2019)
8/29/2019CONSENT LETTER MOTION addressed to Judge Richard M. Berman from William Burck dated Aug. 29, 2019 re: Request for Adjournment of Sept. 16, 2019 Hearing . Document filed by Harald Joachim Von Der Goltz as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. (Burck, William) (Entered: 08/29/2019)
8/28/2019MEMORANDUM in Opposition by Ramses Owens as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz re 110 MOTION Application of the Crime Fraud Exception and Waiver of the Attorney-Client Privilege .. (Carrillo, Charlie) (Entered: 08/28/2019)
8/28/2019
  • Order
ORDER as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz: The Court will hold oral argument (15 minutes per side) on the outstanding motions on Monday, September 16, 2019 at 9:30 am. (Oral Argument set for 9/16/2019 at 09:30 AM before Judge Richard M. Berman) (Signed by Judge Richard M. Berman on 8/28/2019) (ap) (Entered: 08/28/2019)
8/28/2019 LETTER by Harald Joachim Von Der Goltz as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman from William Burck dated Aug. 28, 2019 re: Government's Motion, Dkt. No. 110 Document filed by Harald Joachim Von Der Goltz. (Burck, William) (Entered: 08/28/2019)
8/28/2019NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz: Notice to Attorney Burck, William to RE-FILE Document 115 Response to Motion. Use the event type Letter found under the event list Other Documents. (ka) (Entered: 08/28/2019)
8/28/2019 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - RESPONSE to Motion by Harald Joachim Von Der Goltz as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz re: 110 MOTION Application of the Crime Fraud Exception and Waiver of the Attorney-Client Privilege .. (Burck, William) Modified on 8/28/2019 (ka). (Entered: 08/28/2019)
8/26/2019NOTICE of Change of Address as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. New Address: Hogan Lovells US LLP, 125 High Street, Suite 2010, Boston, Massachusetts, United States of America 02110, 617-371-1000. (Lovett, William) (Entered: 08/26/2019)
8/23/2019NOTICE of Change of Address as to Richard Gaffey. New Address: Hogan Lovells US LLP, 390 Madison Avenue, New York, New York, United States 10017, 2129183000. (Buehler, Robert) (Entered: 08/23/2019)
8/23/2019NOTICE of Change of Address as to Richard Gaffey. New Address: Hogan Lovells US LLP, 125 High Street, Suite 2010, Boston, Massachusetts, United States 02110, (617) 371-1000. (Donnelly, Shaun) (Entered: 08/23/2019)
8/14/2019AFFIRMATION of Thane Rehn in Support by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz re 110 MOTION Application of the Crime Fraud Exception and Waiver of the Attorney-Client Privilege .. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Rehn, Nathan) (Entered: 08/14/2019)
8/14/2019
  • Motion
MOTION Application of the Crime Fraud Exception and Waiver of the Attorney-Client Privilege . Document filed by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. (Rehn, Nathan) (Entered: 08/14/2019)
8/13/2019
  • Order
MEMO ENDORSEMENT as to Richard Gaffey (3), Harald Joachim Von Der Goltz (4) on re: 108 CONSENT LETTER MOTION iled by USA addressed to Judge Richard M. Berman from AUSA Thane Rehn dated August 12, 2019 re: Adjournment of Trial Date. ENDORSEMENT: Pretrial submissions by 12/9; Responses by 12/16; Final Pre-trial conference 11:00 AM on 1/6/20; Trial 1/13/20 at 9:00 AM; Time excluded under STA to 1/13/20. SO ORDERED: (Signed by Judge Richard M. Berman on 8/13/2019)(bw) (Entered: 08/13/2019)
8/12/2019CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated August 12, 2019 re: Adjournment of Trial Date . Document filed by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. (Rehn, Nathan) (Entered: 08/12/2019)
7/8/2019 LETTER by Richard Gaffey addressed to Judge Richard M. Berman from Robert B. Buehler dated July 8, 2019 re: motions to suppress (Buehler, Robert) (Entered: 07/08/2019)
7/1/2019
  • Motion to Extend Time
MEMO ENDORSEMENT 105 LETTER MOTION To request an extension of time to disclose whether Mr. Von der Goltz intends to pursue an advice of counsel defense at his trial, scheduled to commence on October 28, 2019. The current deadlines for Mr. von der Goltz to provide notice and to produce relevant documents are July 15 and July 16, respectfully requests a short extension of those dates to July 24 and July 25...ENDORSEMENT..Application granted. SO ORDERED. (Signed by Judge Richard M. Berman on 7/1/19) (jw) (Entered: 07/01/2019)
7/1/2019CONSENT LETTER MOTION addressed to Judge Richard M. Berman from William Burck dated July 1, 2019 re: Request for Extension of Time . Document filed by Harald Joachim Von Der Goltz. (Burck, William) (Entered: 07/01/2019)
6/17/2019LETTER REPLY TO RESPONSE to Motion by Ramses Owens as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman from Jeremy M. Iandolo and Charlie Carrillo dated June 17, 2019 re 95 SECOND LETTER MOTION addressed to Judge Richard M. Berman from Jeremy Iandolo dated May 30, 2019 re: Amended Letter Motion to Exclude Evidence .. AMENDED REPLY TO THE GOVERNMENTS OPPOSITION (Iandolo, Jeremy) (Entered: 06/17/2019)
6/17/2019LETTER REPLY TO RESPONSE to Motion by Ramses Owens addressed to Judge Richard M. Berman from Jeremy M. Iandolo and Charlie Carrillo dated June 17, 2019 re 95 SECOND LETTER MOTION addressed to Judge Richard M. Berman from Jeremy Iandolo dated May 30, 2019 re: Amended Letter Motion to Exclude Evidence .. (Attachments: # 1 Exhibit Resolution May 15, 2018, # 2 Exhibit Status Conference Dec 17, 2018, # 3 Exhibit Proceeding from Magistrate to National Imm Serv., # 4 Exhibit Proceeding from Magistrate to General Director, # 5 Exhibit Proceeding from Secretary to Second Pros., # 6 Exhibit Articles, # 7 Exhibit MLAT US PANAMA)(Iandolo, Jeremy) (Entered: 06/17/2019)
6/17/2019
  • Motion to Compelby Δ
REPLY MEMORANDUM OF LAW in Support as to Richard Gaffey re: 74 MOTION to Compel the Government to Identify the Documents It Intends to Use at Trial. . (Buehler, Robert) (Entered: 06/17/2019)
6/11/2019
  • Order
MEMO ENDORSEMENT as to (18-Cr-693-03) Richard Gaffey on re: 100 CONSENT LETTER MOTION filed by Richard Gaffey, addressed to Judge Richard M. Berman from Attorney Robert B. Buehler dated June 11, 2019 re: Mr. Gaffey respectfully submits this letter, with the consent of the government, to request an extension of time to file his reply to the Government's Memorandum of Law in Opposition to Defendants' Motion to Compel (Dkt. No. 96), which is presently due on June 12, 2019. Mr. Gaffey requests an extension until June 17, 2019, to file his reply. ENDORSEMENT: Extension granted. SO ORDERED: (Signed by Judge Richard M. Berman on 6/11/2019)(bw) (Entered: 06/11/2019)
6/11/2019CONSENT LETTER MOTION addressed to Judge Richard M. Berman from Robert B. Buehler dated June 11, 2019 re: 96 Memorandum in Opposition to Motion re: request for extension of time to file his reply to the Government's Memorandum of Law in Opposition to Defendants Motion to Compel . Document filed by Richard Gaffey. (Buehler, Robert) (Entered: 06/11/2019)
6/10/2019NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. Notice is hereby given that an official transcript of a Conference proceeding held on 5/29/19 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly) (Entered: 06/10/2019)
6/10/2019TRANSCRIPT of Proceedings as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz re: Conference held on 5/29/19 before Judge Richard M. Berman. Court Reporter/Transcriber: Jennifer Thun, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/1/2019. Redacted Transcript Deadline set for 7/11/2019. Release of Transcript Restriction set for 9/9/2019. (McGuirk, Kelly) (Entered: 06/10/2019)
6/7/2019LETTER RESPONSE in Opposition by USA as to Ramses Owens addressed to Judge Richard M. Berman from Parker Tobin dated June 7, 2019 re: 94 FIRST LETTER MOTION addressed to Judge Richard M. Berman from Ramses Owens dated May 28, 2019 re: Request to Appear and Participate in the Status Conference Scheduled for May 29, 2019 ., 95 SECOND LETTER MOTION addressed to Judge Richard M. Berman from Jeremy Iandolo dated May 30, 2019 re: Amended Letter Motion to Exclude Evidence .. (Tobin, Parker) (Entered: 06/07/2019)
6/5/2019MEMORANDUM in Opposition by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz re 74 MOTION to Compel the Government to Identify the Documents It Intends to Use at Trial.. (Rehn, Nathan) (Entered: 06/05/2019)
5/30/2019SECOND LETTER MOTION addressed to Judge Richard M. Berman from Jeremy Iandolo dated May 30, 2019 re: Amended Letter Motion to Exclude Evidence . Document filed by Ramses Owens as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. (Attachments: # 1 Affidavit Attorney Marcela Arauz Quintero)(Iandolo, Jeremy) (Entered: 05/30/2019)
5/29/2019Minute Entry for proceedings held before Judge Richard M. Berman: Status Conference as to Ramses Owens, Richard Gaffey, Harald Joachim Von Der Goltz held on 5/29/2019. AUSAs Thane Rehn, Eun Young Choi, Parker Tobin and Michael Parker present; Defendant von der Goltz present with defense attorneys William Burck and Daniel Koffmann; Defendant Gaffey not present; Defense counsel for Gaffey William Lovett and Robert Buehler present; Defense counsel Iandolo and Carrillo present for defendant Ramses Owens; Court Reporter Jennifer Thun present; conference held re: motions; government to produce documents by 6/7/19; defense motion to suppress to be filed by 7/8/19; government response is due 8/5/19; defense reply by 8/16/19; government to submit letter by 7/19/19 re: proposed schedule for crime fraud exception; defense counsel for von der Goltz to file a letter re: proposed motion to dismiss; government to respond to letter from Owens counsel by 6/7/19; see transcript of proceedings held on 5/29/19 for a complete record. (jbo) (Entered: 05/29/2019)
5/28/2019FIRST LETTER MOTION addressed to Judge Richard M. Berman from Ramses Owens dated May 28, 2019 re: Request to Appear and Participate in the Status Conference Scheduled for May 29, 2019 . Document filed by Ramses Owens as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. (Attachments: # 1 Affidavit ATTORNEY MARCELA ARAUZ QUINTERO)(Iandolo, Jeremy) (Entered: 05/28/2019)
5/28/2019
  • Order
MEMO ENDORSEMENT as to Richard Gaffey on re: 92 Letter filed by Richard Gaffey, requesting that the Court permit Mr. Gaffey not to appear at the conference scheduled for Wednesday, May 29...ENDORSEMENT...Counsel may waive his client's appearance for the conference. (Signed by Judge Richard M. Berman on 5/28/2019)(jw) (Entered: 05/28/2019)
5/24/2019 LETTER by Richard Gaffey addressed to Judge Richard M. Berman from Robert B. Buehler dated May 24, 2019 re: request that the Court permit Mr. Gaffey not to appear at the May 29 conference (Buehler, Robert) (Entered: 05/24/2019)
5/22/2019
  • Order
MEMO ENDORSEMENT as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz on re: 90 LETTER MOTION filed by USA addressed to Judge Richard M. Berman from AUSA Thane Rehn dated May 22, 2019 re: Request to Re-Schedule Status Conference. The Government respectfully submits this letter in response to the Court's order dated May 21, 2019, setting a conference for May 28, 2019, at 9:15 a.m. Dkt. No. 89. The undersigned attorney is not available on that date. ENDORSEMENT: Conference is adjourned to May 29, 2019 at 12:00 noon. SO ORDERED: (Signed by Judge Richard M. Berman on 5/22/2019)(bw) (Entered: 05/22/2019)
5/22/2019
  • Motion
LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated May 22, 2019 re: Request to Re-Schedule Status Conference . Document filed by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. (Rehn, Nathan) (Entered: 05/22/2019)
5/21/2019Set/Reset Hearings as to Richard Gaffey, Harald Joachim Von Der Goltz: Status Conference set for 5/28/2019 at 09:15 AM before Judge Richard M. Berman. (jbo) (Entered: 05/21/2019)
5/21/2019
  • OrderDenied
MEMO ENDORSED denying 88 LETTER MOTION Request to Set Pretrial Motion Schedule as to Richard Gaffey (3), Harald Joachim Von Der Goltz (4)...ENDORSEMENT: Application respectfully denied. Conference on May 28, 2019 at 9:15am. No more motions without Court prior approval and no motions at all until parties resolve pending motions. Parties need and confer. SO ORDERED. (Signed by Judge Richard M. Berman on 5/21/19) (jbo) (Entered: 05/21/2019)
5/21/2019
  • Motion
LETTER MOTION addressed to Judge Richard M. Berman from Thane Rehn dated May 21, 2019 re: Request to Set Pretrial Motion Schedule . Document filed by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. (Rehn, Nathan) (Entered: 05/21/2019)
5/20/2019
  • OrderGranted
MEMO ENDORSED granting 86 LETTER MOTION Conditions of Release as to Harald Joachim Von Der Goltz (4)...ENDORSEMENT: Application Granted. Bail conditions modified as set forth in letter, on consent of the Government and Pretrial Services. SO ORDERED. (Signed by Judge Richard M. Berman on 5/20/19) (jbo) (Entered: 05/20/2019)
5/17/2019
  • Motion
LETTER MOTION addressed to Judge Richard M. Berman from Daniel Koffmann dated May 17, 2019 re: Conditions of Release . Document filed by Harald Joachim Von Der Goltz. (Koffmann, Daniel) (Entered: 05/17/2019)
5/14/2019
  • Replyby Δ
REPLY MEMORANDUM OF LAW in Support as to Richard Gaffey re: 59 MOTION for Bill of Particulars . . (Buehler, Robert) (Entered: 05/14/2019)
5/13/2019Set/Reset Deadlines/Hearings as to Richard Gaffey, Harald Joachim Von Der Goltz:Government Responses due by 6/5/2019. (jw) (Entered: 05/13/2019)
5/13/2019
  • OrderGranted
MEMO ENDORSEMENT granting 83 LETTER MOTION respectfully submits this letter, with the consent of defense counsel, to request an extension to file its opposition to the Defendants' Motion to Compel the Government to Identify the Documents It Intends to Use at Trial (Dkt. No. 74) (May 7, 2019), which is presently due on May 22, 2019 (see Dkt. No. 79). The Government requests an extension until June 5, 2019 to respond. This is the first extension sought by the Government...ENDORSEMENT...On consent of the Defendants, the Government's request for an extension to respond to the Defendants' Motion to Compel the Government to Identify the Documents It Intends to Use at Trial (Dkt. No. 74) (May 7, 2019) until June 5, 2019 is hereby GRANTED. (Signed by Judge Richard M. Berman on 5/13/2019) (jw) (Entered: 05/13/2019)
5/9/2019CONSENT LETTER MOTION addressed to Judge Richard M. Berman from AUSAs Eun Young Choi and Thane Rehn, and Trial Attorneys Michael Parker and Parker Tobin dated May 9, 2019 re: 74 MOTION to Compel the Government to Identify the Documents It Intends to Use at Trial. re: Extension of Time to Respond to Defendants Motion to Compel the Government to Identify the Documents It Intends to Use at Trial . Document filed by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. (Choi, Eun Young) (Entered: 05/09/2019)
5/9/2019Set/Reset Deadlines as to Richard Gaffey: Defendant Replies due by 5/14/2019. (jbo) (Entered: 05/09/2019)
5/9/2019
  • Motion to Extend Time to File Reply
MEMO ENDORSEMENT re: 81 Letter to request an extension of time to file his reply to the Government's Memorandum of Law in Opposition to Defendant's Motion for a Bill of Particulars as to Richard Gaffey...ENDORSEMENT: Defendants may submit a joint reply by May 14, 2019. SO ORDERED. (Signed by Judge Richard M. Berman on 5/9/19)(jbo) (Entered: 05/09/2019)
5/9/2019 LETTER by Richard Gaffey addressed to Judge Richard M. Berman from Robert B. Buehler dated May 9, 2019 re: to request an extension of time to file his reply to the Government's Memorandum of Law in Opposition to Defendant's Motion for a Bill of Particulars (Buehler, Robert) (Entered: 05/09/2019)
5/8/2019NOTICE OF ATTORNEY APPEARANCE Eun Young Choi appearing for USA. (Choi, Eun Young) (Entered: 05/08/2019)
5/8/2019
  • Order
MEMO ENDORSEMENT 78 LETTER MOTION We write on behalf of Defendant Harald Joachim von der Goltz to join in defendant Richard Gaffey's motion for an order compelling the government to identify the documents it intends to use at trial, Dkt No. 74 request by 5/22/19...ENDORSEMENT..Government to respond to defendants joint request by 5/22/2019. (Signed by Judge Richard M. Berman on 5/8/2019) (jw) (Entered: 05/08/2019)
5/7/2019
  • Motionby Δ
LETTER MOTION addressed to Judge Richard M. Berman from William A. Burck dated May 7, 2019 re: to Join Defendant Richard Gaffey's Motion for an Order Compelling the Government to Identify the Documents It Intends to Use at Trial (ECF No. 74). Document filed by Harald Joachim Von Der Goltz. (Burck, William) (Entered: 05/07/2019)
5/7/2019DECLARATION of Rory Cahill in Support as to Richard Gaffey re: 74 MOTION to Compel the Government to Identify the Documents It Intends to Use at Trial.. (Buehler, Robert) (Entered: 05/07/2019)
5/7/2019DECLARATION of Robert B. Buehler in Support as to Richard Gaffey re: 74 MOTION to Compel the Government to Identify the Documents It Intends to Use at Trial.. (Attachments: # 1 Exhibit 1 - a true and correct copy of the discovery letter, dated January 7, 2019, that counsel for Mr. Gaffey sent to the government., # 2 Exhibit 2 - a true and correct copy of the production letter, dated January 18, 2019, that the government sent to counsel for Mr. Gaffey, # 3 Exhibit 3 - a true and correct copy of the production letter, dated February 20, 2019, that the government sent to counsel for Mr. Gaffey, # 4 Exhibit 4 - a true and correct copy of the email sent by counsel for Mr. Gaffey to the government memorializing the issues raised during the telephone conference on April 16, 2019, including the fact that communications protected by the attorney-client privilege and the work-product doctrine were contained in the governments discovery productions, and the governments response, which was sent to defense counsel on April 18, 2019., # 5 Exhibit 5- a true and correct copy of the search warrant for the offices of Elder, Gaffey & Paine, which was issued on August 4, 2017., # 6 Exhibit 6 - a true and correct copy of a letter, dated August 9, 2017, sent by counsel for Mr. Gaffey to the government regarding the search of Elder, Gaffey & Paine, which was executed on August 8, 2019., # 7 Exhibit 7 - a true and correct copy of the email sent by counsel for Mr. Gaffey to the government setting forth the topics discussed in the March 6, 2019 telephone conference with the government and the governments response, which was sent to defense counsel on March 15, 2019., # 8 Exhibit 8 - a true and correct copy of pages 20 to 27 of the transcript of the suppression hearing in United States v. Wey, 256 F. Supp. 3d 355 (S.D.N.Y. 2017) (No. 15-611).)(Buehler, Robert) (Entered: 05/07/2019)
5/7/2019
  • Motion to Compelby Δ
MEMORANDUM in Support by Richard Gaffey re 74 MOTION to Compel the Government to Identify the Documents It Intends to Use at Trial.. (Buehler, Robert) (Entered: 05/07/2019)
5/7/2019
  • Motion to Compelby Δ
MOTION to Compel the Government to Identify the Documents It Intends to Use at Trial. Document filed by Richard Gaffey. (Buehler, Robert) (Entered: 05/07/2019)
5/2/2019MEMORANDUM in Opposition by USA as to Richard Gaffey, Harald Joachim Von Der Goltz re 59 MOTION for Bill of Particulars .. (Rehn, Nathan) (Entered: 05/02/2019)
4/23/2019NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Harald Joachim Von Der Goltz. Notice is hereby given that an official transcript of a Conference proceeding held on 3/27/19 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly) (Entered: 04/23/2019)
4/23/2019TRANSCRIPT of Proceedings as to Harald Joachim Von Der Goltz re: Conference held on 3/27/19 before Judge Richard M. Berman. Court Reporter/Transcriber: Karen Gorlaski, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 5/14/2019. Redacted Transcript Deadline set for 5/24/2019. Release of Transcript Restriction set for 7/22/2019. (McGuirk, Kelly) (Entered: 04/23/2019)
4/22/2019NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. Notice is hereby given that an official transcript of a Conference proceeding held on 3/12/19 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly) (Entered: 04/22/2019)
4/22/2019TRANSCRIPT of Proceedings as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz re: Conference held on 3/12/19 before Judge Richard M. Berman. Court Reporter/Transcriber: Alena Lynch, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 5/13/2019. Redacted Transcript Deadline set for 5/23/2019. Release of Transcript Restriction set for 7/22/2019. (McGuirk, Kelly) (Entered: 04/22/2019)
4/18/2019Set/Reset Deadlines/Hearings as to Richard Gaffey, Harald Joachim Von Der Goltz:Government Responses due by 5/2/2019. (jw) (Entered: 04/18/2019)
4/18/2019
  • OrderGranted
MEMO ENDORSEMENT granting 67 LETTER MOTION The Government respectfully submits this letter, with the consent of defense counsel, to respectfully request an extension to file its opposition to the Defendants' Motion for a Bill of Particulars (Dkt. No: 59) (Apr. 11, 2019), which is presently due on April 23, 2019....ENDORSEMENT...On consent of the Defendants, the Government's request for an extension to respond to the Defendant's Motion for a Bill of Particulars (Dkt No. 59) by May 2, 2019 is hereby GRANTED. SO ORDERED. (Signed by Judge Richard M. Berman on 4/18/19) (jw) (Entered: 04/18/2019)
4/17/2019
  • Motion
LETTER MOTION addressed to Judge Richard M. Berman from AUSA Sarah E. Paul dated 4-17-2019 re: 59 MOTION for Bill of Particulars . re: Extension of Time to Respond . Document filed by USA as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. (Paul, Sarah) (Entered: 04/17/2019)
4/16/2019
  • Motion for Joinder
MEMO ENDORSED re: 65 LETTER MOTION to Join Defendant Richard Gaffey's Motion for a Bill of Particulars, Dkt. No. 59 as to Harald Joachim Von Der Goltz (4)...ENDORSEMENT: Government to respond to Defendant's joint motion by 4/23/19. SO ORDERED. (Signed by Judge Richard M. Berman on 4/16/19) (jbo) (Entered: 04/16/2019)
4/15/2019
  • Motionby Δ
LETTER MOTION addressed to Judge Richard M. Berman from William A. Burck dated April 15, 2019 re: to Join Defendant Richard Gaffey's Motion for a Bill of Particulars, Dkt. No. 59 . Document filed by Harald Joachim Von Der Goltz. (Burck, William) (Entered: 04/15/2019)
4/15/2019
  • Order
MEMO ENDORSED re: 59 Motion for Bill of Particulars as to Richard Gaffey (3)...ENDORSEMENT: It would be helpful if this and subsequent motions were "joint motions" of course reflecting both defendants' individual interests. Please respond to this endorsement order by 4/18/19 at noon. SO ORDERED. (Signed by Judge Richard M. Berman on 4/15/19) (jbo) (Entered: 04/15/2019)
4/12/2019
  • Order
ORDER as to (18-Cr-693-4) Harald Joachim Von Der Goltz. WHEREAS, the disposition sheet signed by me in this case on March 22, 2019, does not indicate whether the $650,000 bond is secured by property or cash, it is hereby ORDERED that the disposition sheet be deemed amended to provide that the bond be secured by $650,000 cash. SO ORDERED. (Signed by Magistrate Judge Stewart D. Aaron on 4/12/2019)(bw) (Entered: 04/15/2019)
4/11/2019
  • OrderGranted
MEMO ENDORSEMENT granting 58 LETTER MOTION We write on behalf of Defendant Harald Joachim von der Goltz regarding the conditions of his pretrial release. As the Court is aware, Mr. von der Goltz's bail package includes a $650,000 bond, which is to be satisfied with the 500,000 provided to the Central London Magistrate's Court after Mr. von der Goltz was arrested in London pursuant to the indictment in this case. See Dkt. Nos. 51, 54. The original deadline to post the bond was April 5, which the Court previously extended by one week due to administrative delays in the U.K. court's return of the 500,000. Dkt. No. 55 as to Harald Joachim Von Der Goltz...ENDORSEMENT...One week extension granted. SO ORDERED. (Signed by Judge Richard M. Berman on 4/11/2019) (jw) (Entered: 04/11/2019)
4/11/2019DECLARATION of Robert B. Buehler in Support as to Richard Gaffey re: 59 MOTION for Bill of Particulars .. (Attachments: # 1 Exhibit 1 - Indictment, # 2 Exhibit 2 - January 7, 2019 Discovery Letter, # 3 Exhibit 3 - Email Correspondence)(Buehler, Robert) (Entered: 04/11/2019)
4/11/2019MEMORANDUM in Support by Richard Gaffey re 59 MOTION for Bill of Particulars .. (Buehler, Robert) (Entered: 04/11/2019)
4/11/2019
  • Motionby Δ
MOTION for Bill of Particulars . Document filed by Richard Gaffey. (Buehler, Robert) (Entered: 04/11/2019)
4/11/2019
  • Motion
LETTER MOTION addressed to Judge Richard M. Berman from Daniel Koffmann dated April 11, 2019 re: Request for Extension of Time to Post Bond . Document filed by Harald Joachim Von Der Goltz. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Koffmann, Daniel) (Entered: 04/11/2019)
4/5/2019NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Harald Joachim Von Der Goltz. Notice is hereby given that an official transcript of a Initial Appearance proceeding held on 3/22/2019 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days. (ft) (Entered: 04/05/2019)
4/5/2019TRANSCRIPT of Proceedings as to Harald Joachim Von Der Goltz re: Initial Appearance held on 3/22/2019 before Magistrate Judge Stewart D. Aaron. Court Reporter/Transcriber: Mary Greco, (518) 581-8973, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 4/26/2019. Redacted Transcript Deadline set for 5/6/2019. Release of Transcript Restriction set for 7/5/2019. (ft) (Entered: 04/05/2019)
4/4/2019
  • Order
MEMO ENDORSEMENT as to (18-Cr-693-04) Harald Joachim Von Der Goltz on re: 54 LETTER MOTION filed by Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman from Attorney Daniel Koffmann dated April 4, 2019 re: Request for Extension of Time to Post Bond. As a result of this bureaucratic logjam, Mr. von der Goltz respectfully requests a one week extension of the April 5 deadline to satisfy the $650,000 cash bond. ENDORSEMENT: Extension granted to April 12, 2019. SO ORDERED: (Signed by Judge Richard M. Berman on 4/4/2019)(bw) (Entered: 04/04/2019)
4/4/2019
  • Motion
LETTER MOTION addressed to Judge Richard M. Berman from Daniel Koffmann dated April 4, 2019 re: Request for Extension of Time to Post Bond . Document filed by Harald Joachim Von Der Goltz. (Koffmann, Daniel) (Entered: 04/04/2019)
3/27/2019
  • OrderGranted
MEMO ENDORSED granting 52 LETTER MOTION requesting to alter bail terms to permit primary residence in the District of Massachusetts as to Harald Joachim Von Der Goltz (4)...ENDORSEMENT: Application Granted. SO ORDERED. (Signed by Judge Richard M. Berman on 3/27/19) (jbo) (Entered: 03/27/2019)
3/27/2019
  • Motionby Δ
LETTER MOTION addressed to Judge Richard M. Berman from William A. Burck dated March 27, 2019 re: Modify Conditions of Release . Document filed by Harald Joachim Von Der Goltz. (Burck, William) (Entered: 03/27/2019)
3/27/2019Minute Entry for proceedings held before Judge Richard M. Berman: Arraignment as to Harald Joachim Von Der Goltz (4) Count 3,4,5,6-9,10-11 held on 3/27/2019. Plea entered by Harald Joachim Von Der Goltz Not Guilty. AUSAs Thane Rehn, Sarah Paul, Michael Parker and Parker Tobin present; Defendant Harald Joachim von der Goltz present with defense attorneys Daniel Koffmann and Alex Spiro; Court Reporter Karen Gorlaski present; conference held; Defendant is arraigned; defendant waives a public reading of the indictment and enters a plea of not guilty; defense counsel proposes a change in the primary residence from Florida to Massachusetts; Court requests that the proposed bail modification be made in writing; next conference is scheduled for 10/16/19 at 11:00 am. (Pretrial Conference set for 10/16/2019 at 11:00 AM before Judge Richard M. Berman.) (jbo) (Entered: 03/27/2019)
3/22/2019Appearance Bond Entered as to (18-Cr-693-04) Harald Joachim Von Der Goltz in amount of $650,000. Agreed conditions of release; $650,000 Personal Recognizance Bond; To be posted within 2 weeks; Travel restricted to SDNY/EDNY/SDFL/DMASS/DDC and travel only between; Surrender travel documents and no new applications; Pretrial supervision as directed by Pretrial Services; Curfew; Electronic monitoring; GPS; Defendant shall reside at his home in Key Biscayne, FL with curfew from 11PM to 8AM; No entering or visiting any port, airport or international rail station, except for travel authorized above. [Advice of Penalties and Sanctions dated 3/22/2019 attached. Defendant Released.] (bw) (Entered: 03/25/2019)
3/22/2019
  • Order
ORAL ORDER as to Harald Joachim Von Der Goltz (4). Arraignment set for 3/27/2019 at 09:30 AM before Judge Richard M. Berman. (By Magistrate Judge Stewart D. Aaron on 3/22/2019) (bw) (Entered: 03/25/2019)
3/22/2019Minute Entry for proceedings held before Magistrate Judge Stewart D. Aaron: Initial Appearance as to (18-Cr-693-04) Harald Joachim Von Der Goltz held on 3/22/2019. Date of Arrest: 3/22/2019. AUSA Sarah Paul for Nathan Rehn. Defense Counsel: Daniel Koffman/Alex Spiro. BAIL DISPOSITION: Agreed conditions of release; $650,000 PRB, to be posted within 2 weeks; Travel restricted to SDNY/EDNY/SD FLA, D. Mass and DDC and travel only between; Surrender travel documents (& no new applications); Pretrial supervision as directed by Pretrial Services; Curfew; Electronic Monitoring; GPS; Defendant shall reside at his home in Key Biscayne, FL., with curfew from 11PM to 8AM; No entering or visiting any port, airport or international rail station, except for travel authorized above. ADDITIONAL PROCEEDING: Arraignment before District Judge on 3/27/2019 at 9:30 am. (bw); [*** NOTE: SEE ORDER, DOC.#63, FILED ON 4/12/2019 ALSO. ***] Modified on 4/15/2019 (bw). (Entered: 03/25/2019)
3/22/2019Arrest of Harald Joachim Von Der Goltz (4). [*** NOTE: Refer to Disposition Sheet for Proceeding held on 3/22/2019. ***](bw) (Entered: 03/25/2019)
3/21/2019
  • Order
MEMO ENDORSED granting 47 Letter requesting that the Court restore the original bail conditions as to Richard Gaffey...ENDORSEMENT: Application Granted. SO ORDERED. (Signed by Judge Richard M. Berman on 3/21/19)(jbo) (Entered: 03/21/2019)
3/21/201948SEALED DOCUMENT placed in vault. (rz) (Entered: 03/21/2019)
3/18/2019 LETTER by Richard Gaffey addressed to Judge Richard M. Berman from Robert B. Buehler dated March 18, 2019 re: requesting that the Court restore the original bail conditions (Buehler, Robert) (Entered: 03/18/2019)
3/12/2019Minute Entry for proceedings held before Judge Richard M. Berman:Status Conference as to Richard Gaffey, Harald Joachim Von Der Goltz held on 3/12/2019 ( Status Conference set for 10/16/2019 at 11:00 AM before Judge Richard M. Berman.) AUSAs Than Rehn and Michael Parker present; Defendant Richard Gaffey present with attorneys William Lovett and Robert Buehler; Defendant Joachim Von Der Goltz not present; Attorneys William Burck, Alex Spiro and Daniel Kaffmann present for defendant Von Der Goltz; Court Reporter Alena Lynch present;Trial is scheduled for 10/28/19;pretrial submissions including names/places for voir dire; motions in limine; joint jury charges; joint verdict sheet by 9/26/19; response to motion in limine by 10/3/19; final pretrial conference scheduled for 10/16/19 at 11:00 am; counsel to advise the Court in writing re: other pretrial motions and proposed schedule; counsel to submit joint proposed order re: Gaffeys bail conditions; speedy trial time is excluded for the reasons set forth on the record from 3/12/19 to 10/28/19 pursuant to 18 USC 3161(h)(7)(A) and (B). (jw) (Entered: 03/12/2019)
3/11/2019
  • OrderGranted
MEMO ENDORSED granting 45 Letter re: permission for counsel to appear and participate in Tuesday's conference as to Harald Joachim Von Der Goltz...ENDORSEMENT: Application Granted. SO ORDERED. (Signed by Judge Richard M. Berman on 3/11/19) (Status Conference set for 3/12/2019 at 11:00 AM before Judge Richard M. Berman.)(jbo) (Entered: 03/11/2019)
3/8/2019 LETTER by Harald Joachim Von Der Goltz addressed to Judge Richard M. Berman from William A. Burck dated March 8, 2019 re: Conference Scheduled for March 12, 2019 at 11:00 a.m. (Burck, William) (Entered: 03/08/2019)
2/28/2019REVISED PROTECTIVE ORDER as to Richard Gaffey, Harald Joachim Von Der Goltz...regarding procedures to be followed that shall govern the handling of confidential material. (Signed by Judge Richard M. Berman on 2/28/19)(jbo) (Entered: 02/28/2019)
2/28/2019LETTER as to Richard Gaffey, Harald Joachim Von Der Goltz addressed to The Honorable Richard M. Berman from AUSA Sarah Paul dated 2/28/19 re: request that the Court sign the enclosed Revised Protective Order Document filed by USA. (jbo) (Entered: 02/28/2019)
2/21/2019NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Richard Gaffey. Notice is hereby given that an official transcript of a Hearing proceeding held on 1/24/19 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly) (Entered: 02/21/2019)
2/21/2019TRANSCRIPT of Proceedings as to Richard Gaffey re: Hearing held on 1/24/19 before Judge Richard M. Berman. Court Reporter/Transcriber: Paula Speer, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/14/2019. Redacted Transcript Deadline set for 3/25/2019. Release of Transcript Restriction set for 5/22/2019. (McGuirk, Kelly) (Entered: 02/21/2019)
2/21/2019NOTICE OF ATTORNEY APPEARANCE: Daniel Rickert Koffmann appearing for Harald Joachim Von Der Goltz. Appearance Type: Retained. (Koffmann, Daniel) (Entered: 02/21/2019)
2/21/2019NOTICE OF ATTORNEY APPEARANCE: Alexander Benjamin Spiro appearing for Harald Joachim Von Der Goltz. Appearance Type: Retained. (Spiro, Alexander) (Entered: 02/21/2019)
2/21/2019NOTICE OF ATTORNEY APPEARANCE: William Anthony Burck appearing for Harald Joachim Von Der Goltz. Appearance Type: Retained. (Burck, William) (Entered: 02/21/2019)
2/20/2019
  • Order
MEMO ENDORSEMENT as to Richard Gaffey on re: 36 Letter filed by Richard Gaffey requesting that the Court modify his bail conditions a second time in order to permit Mr. Gaffey to travel to Grand Cayman Island for a trip that he and his wife take annually with a group of close friends...ENDORSEMENT...Respectfully the Court agrees with the Government with respect to the Cayman Islands proposed trip modification is denied. SO ORDERED. (Signed by Judge Richard M. Berman on 2/20/19)(jw) (Entered: 02/20/2019)
2/19/2019 LETTER by Richard Gaffey addressed to Judge Richard M. Berman from Robert B. Buehler dated February 19, 2019 re: Richard Gaffney's bail conditions (Buehler, Robert) (Entered: 02/19/2019)
2/5/2019Appearance Bond Entered as to (18-Cr-693-3) Richard Gaffey in amount of $680,000.00. Agreed conditions of release; Travel limited to Continental U.S.; Surrender travel documents (& no new applications); Defendant not to possess firearm/destructive device/other weapon; Defendant to be detained until all conditions are met (no bond); Defendant maintain current residence and not move without prior permission; Defendant to report as directed to SDNY for court proceedings; (As the Court would anticipate that supervision would be by telephone or internet, it anticipates that supervision can be handled by the SDNY, if PTS determines a higher level of supervision would be warranted, it can seek to have Defendant supervised instead by D. Mass. BAIL MODIFIED BY JUDGE BERMAN 2/4/2019: $680,000 PRB; Signed by Defendant and other owners of real property described; Secured by equity interest in two homes owned by Defendant and located at 3 Onondaga Lane, Medfield, Massachusetts and 21 Nashawena Park, Oak Bluffs, Massachusetts in the amount of $680,000.00; Property to be posted by 2/8/2019 at 3:00 P.M.; Upon successful posting of Defendant's two homes and issuance of the bond the U.S. Pretrial Services Department may release Mr. Gaffey's passport to him and Defendant may travel for vacation to Mexico on Sunday February 10, 2019 and return to the U.S. February 17, 2019; Upon Defendant's return to the U.S. Defendant shall forthwith return his passport to the U.S. Pretrial Services Department; All other terms and conditions dated December 17, 2018 remain in full force and effect. (bw) (Entered: 02/11/2019)
2/4/2019
  • Order
ORDER as to Richard Gaffey. The Court is willing to modify the bail conditions of Defendant Richard Gaffey, as follows: 1- The issuance of a $680,000 personal recognizance bond signed by the Defendant (and any other owners of the real property described herein) and secured by Defendant's equity interest (in the amount of $680,000) in the two homes owned by the Defendant and located at 3 Onondaga Lane, Medfield, Massachusetts and 21 Nashawena Park, Oak Bluffs, Massachusetts; and the posting of such real property by Defendant to secure the bond and as security for Defendant's appearance in these proceedings, shall be completed by Friday, February 8, 2019 at 3:00 pm. 2- Upon the successful posting of Defendant's two homes and issuance of the bond referred to in paragraph 1 above, the U.S. Pretrial Services Department may release Mr. Gaffey's passport to him and Defendant may travel for vacation to Mexico on Sunday, February 10, 2019 and return to the United States on February 17, 2019. 3- Upon Defendant's return to the United States, Defendant shall forthwith return his passport to the U.S. Pretrial Services Department. 4- All other terms and conditions in the Order Setting Conditions of Release, dated December 17, 2018 [#21], still remain in full force and effect. (Signed by Judge Richard M. Berman on 2/4/19)(jbo) (Entered: 02/04/2019)
2/1/2019 LETTER by Richard Gaffey addressed to Judge Richard M. Berman from Robert B. Buehler dated February 1, 2019 re: request that the Court issue an order amending Mr. Gaffey's bail conditions. (Buehler, Robert) (Entered: 02/01/2019)
1/24/2019Minute Entry for proceedings held before Judge Richard M. Berman: Bond Hearing as to Richard Gaffey held on 1/24/2019. AUSAs Sarah Paul, Thane Rehn and Michael Parker present; Defendant Richard Gaffey not present due to issues with flight; Defense counsel Robert Buehler present; Also present is pretrial services officer Lea Harmon; Court Reporter Paula Speer present; bail hearing held; Court finds that with regard to the proposed international trips, the government demonstrated risk of flight by a preponderance of the evidence on the current release conditions; Court states that it would permit defendant to take proposed trip to Mexico if defendant is willing to post homes as security; Defense counsel to notify Court after conferring with defendant; See transcript of proceedings held for a complete record. (jbo) (Entered: 01/24/2019)
1/23/2019NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Richard Gaffey. Notice is hereby given that an official transcript of a Conference proceeding held on 12/17/18 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly) (Entered: 01/23/2019)
1/23/2019TRANSCRIPT of Proceedings as to Richard Gaffey re: Conference held on 12/17/18 before Judge Richard M. Berman. Court Reporter/Transcriber: Jennifer Thun, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 2/13/2019. Redacted Transcript Deadline set for 2/25/2019. Release of Transcript Restriction set for 4/23/2019. (McGuirk, Kelly) (Entered: 01/23/2019)
1/16/2019
  • Order
MEMO ENDORSED on 29 Letter re: Response in Opposition to Defendant's Letter Requesting Modification of Bail Conditions as to Richard Gaffey...ENDORSEMENT: The court will hold a conference/bail review on 1/24/19 at 12:00 noon. So Ordered. (Bond Hearing set for 1/24/2019 at 12:00 PM before Judge Richard M. Berman.) (Signed by Judge Richard M. Berman on 1/16/19)(jbo) (Entered: 01/16/2019)
1/15/2019 LETTER by USA as to Richard Gaffey addressed to Judge Richard M. Berman from Sarah E. Paul and Thane Rehn dated January 15, 2019 re: Response in Opposition to Defendant's Letter Requesting Modification of Bail Conditions Document filed by USA. (Rehn, Nathan) (Entered: 01/15/2019)
1/15/2019NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR as to Richard Gaffey: Notice to Attorney Rehn, Nathan to RE-FILE Document 28 Response. Use the event type Letter found under the event list Other Documents. (ka) (Entered: 01/15/2019)
1/15/2019 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - RESPONSE by USA as to Richard Gaffey re: 25 Letter, filed by Richard Gaffey . (Rehn, Nathan) Modified on 1/15/2019 (ka). (Entered: 01/15/2019)
1/8/2019
  • Motion for Protective Order
PROTECTIVE ORDER as to Richard Gaffey...regarding procedures to be followed that shall govern the handling of confidential material. (Signed by Judge Richard M. Berman on 1/8/19)(jbo) (Entered: 01/08/2019)
1/8/2019
  • Order
MEMO ENDORSEMENT re: 25 Letter requesting bail modification to permit travel as to Richard Gaffey...ENDORSEMENT: Government shall file a written response by 1/15/19. So Ordered. (Responses due by 1/15/2019) (Signed by Judge Richard M. Berman on 1/8/19)(jbo) (Entered: 01/08/2019)
1/8/2019 LETTER by Richard Gaffey addressed to Judge Richard M. Berman from Robert B. Buehler dated January 8, 2019 re: requesting that the Court modify Richard Gaffney's bail conditions (Attachments: # 1 Exhibit 1 - Reservation Confirmation, # 2 Exhibit 2 - Reservation Confirmation)(Buehler, Robert) (Entered: 01/08/2019)
12/19/2018NOTICE OF ATTORNEY APPEARANCE: Robert Belmont Buehler appearing for Richard Gaffey. Appearance Type: Retained. (Buehler, Robert) Modified on 12/19/2018 (ka). (Entered: 12/19/2018)
12/18/2018NOTICE OF ATTORNEY APPEARANCE: William J Lovett appearing for Richard Gaffey. Appearance Type: Retained. (Lovett, William) (Entered: 12/18/2018)
12/18/2018NOTICE OF ATTORNEY APPEARANCE: Shaun Michael Donnelly appearing for Richard Gaffey. Appearance Type: Retained. (Donnelly, Shaun) (Entered: 12/18/2018)
12/17/2018Minute Entry for proceedings held before Magistrate Judge Debra C. Freeman: Initial Appearance as to Richard Gaffey held on 12/17/2018. Defendant Richard Gaffey present with Attorney Bill Lovett, AUSA Sarah Paul present for the Government. AGREED CONDITIONS OF RELEASE: TRAVEL LIMITED TO CONTINENTAL U.S.; SURRENDER TRAVEL DOCUMENTS (& NO NEW APPLICATIONS); DEFT NOT TO POSSESS FIREARM/DESTRUCTIVE DEVICE/OTHER WEAPON; DEFT TO BE DETAINED UNTIL ALL CONDITIONS ARE MET (NO BOND); DEFT MAINTAIN CURRENT RESIDENCE AND NOT MOVE W/OUT PRIOR PERMISSION ; DEFT TO REPORT AS DIRECTED TO SDNY FOR COURT PROCEEDINGS; (AS THE COURT WOULD ANTICIPATE THAT SUPERVISION WOULD BE BY TELEPHONE OR INTERNET, IT ANTICIPATES THAT SUPERVISION CAN BE HANDLED BY THE SDNY, IF PTS DETERMINES A HIGHER LEVEL OF SUPERVSION WOULD BE WARRANTED, IT CAN SEEK TO HAVE DEFT SUPERVISED INSTEAD BY D. MASS. (Pretrial Conference set for 12/17/2018 at 02:15 PM before Judge Richard M. Berman.) (ft) (Entered: 12/21/2018)
12/17/2018NOTICE OF ATTORNEY APPEARANCE: Robert Belmont Buehler appearing for Richard Gaffey. (ft) (Entered: 12/21/2018)
12/17/2018NOTICE OF ATTORNEY APPEARANCE: William J Lovett appearing for Richard Gaffey. (ft) (Entered: 12/21/2018)
12/17/2018
  • Order
ORDER Setting Conditions of Release. AGREED CONDITIONS OF RELEASE: TRAVEL LIMITED TO CONTINENTAL U.S.; SURRENDER TRAVEL DOCUMENTS (& NO NEW APPLICATIONS); DEFT NOT TO POSSESS FIREARM/DESTRUCTIVE DEVICE/OTHER WEAPON; DEFT TO BE DETAINED UNTIL ALL CONDITIONS ARE MET (NO BOND); DEFT MAINTAIN CURRENT RESIDENCE AND NOT MOVE W/OUT PRIOR PERMISSION; DEFT TO REPORT AS DIRECTED TO SDNY FOR COURT PROCEEDINGS; (AS THE COURT WOULD ANTICIPATE THAT SUPERVISION WOULD BE BY TELEPHONE OR INTERNET, IT ANTICIPATES THAT SUPERVISION CAN BE HANDLED BY THE SDNY, IF PTS DETERMINES A HIGHER LEVEL OF SUPERVISION WOULD BE WARRANTED, IT CAN SEEK TO HA VE DEFT SUPERVISED INSTEAD BY D. MASS (Signed by Magistrate Judge Debra C. Freeman on 12/17/2018)(ft) (Entered: 12/21/2018)
12/17/2018Minute Entry for proceedings held before Judge Richard M. Berman:Arraignment as to Richard Gaffey (3) Count 3,4,5,6-9 held on 12/17/2018., Plea entered by Richard Gaffey (3) Count 3,4,5,6-9 Not Guilty. Plea entered by Richard Gaffey (3) Count 3,4,5,6-9 ( Pretrial Conference set for 3/12/2019 at 11:00 AM before Judge Richard M. Berman.) AUSAs Sarah Paul, Thane Rehn, Michael Parker present; Defendant Richard Gaffey present with attorneys William Lovett and Robert Buehler; Court Reporter Jennifer Thun present; defendant arraigned on Indictment; defendant waives a public reading and enters a not guilty plea; see transcript of proceedings held for a complete record; next conference is scheduled for 3/12/19 at 11:00 am; speedy trial time is excluded for the reasons set forth on the record from 12/17/18 to 3/12/19 pursuant to 18 USC 3161(h)(7)(A) and (B). (jw) (Entered: 12/18/2018)
12/17/2018Attorney update in case as to Richard Gaffey. Attorney William J Lovett for Richard Gaffey added. (jw) (Entered: 12/17/2018)
12/17/2018
  • Motion to Appear Pro Hac ViceGranted
ORDER FOR ADMISSION PRO HAC VICE granting 13 Motion for William J. Lovett to Appear Pro Hac Vice as to Ramses Owens. The motion of William J. Lovett for admission to practice Pro Hae Vice in the above captioned matter is GRANTED. IT IS HEREBY ORDERED that Applicant is admitted to practice Pro Hae Vice in the above-captioned litigation in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. (Signed by Judge Richard M. Berman on 12/17/18) (jw) (Entered: 12/17/2018)
12/17/2018NOTICE OF ATTORNEY APPEARANCE Parker Reid Tobin, I appearing for USA. (Tobin, Parker) (Entered: 12/17/2018)
12/17/2018Attorney update in case as to Richard Gaffey. Attorney Shaun Michael Donnelly for Richard Gaffey added. (jw) (Entered: 12/17/2018)
12/17/2018
  • Motion to Appear Pro Hac ViceGranted
ORDER FOR ADMISSION PRO HAC VICE granting 14 Motion for Shaun Donnelly to Appear Pro Hac Vice as to Ramses Owens (1), Dirk Brauer (2), Richard Gaffey (3), Harald Joachim Von Der Goltz (4). The motion of Shaun Donnelly for admission to practice Pro Hae Vice in the above captioned matter is GRANTED. It is hereby ORDERED that Applicant is admitted to practice Pro Hac Vice in the above captioned litigation in the US District Court for the Southern District of NY. (Signed by Judge Richard M. Berman on 12/17/18) (jw) (Entered: 12/17/2018)
12/14/2018>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 14 MOTION for Shaun Donnelly to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-16058760. Motion and supporting papers to be reviewed by Clerk's Office staff., 13 MOTION for William J. Lovett to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16058624. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ma) (Entered: 12/14/2018)
12/14/2018
  • Motion to Appear Pro Hac Viceby Δ
MOTION for Shaun Donnelly to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number NYSDC-16058760. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Richard Gaffey as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. (Attachments: # 1 Affidavit of Shaun Donnelly, # 2 Ceritficate of Good Standing, # 3 Text of Proposed Order)(Donnelly, Shaun) (Entered: 12/14/2018)
12/14/2018
  • Motion to Appear Pro Hac Vice
MOTION for William J. Lovett to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16058624. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Richard Gaffey as to Ramses Owens. (Attachments: # 1 Affidavit of William J. Lovett, # 2 Certificate of Good Standing, # 3 Text of Proposed Order)(Lovett, William) (Entered: 12/14/2018)
12/14/2018NOTICE OF ATTORNEY APPEARANCE Michael Parker appearing for USA. (Parker, Michael) (Entered: 12/14/2018)
12/12/2018NOTICE OF ATTORNEY APPEARANCE: Jeremy M Iandolo appearing for Ramses Owens. Appearance Type: Retained. (Iandolo, Jeremy) (Entered: 12/12/2018)
12/12/2018NOTICE OF ATTORNEY APPEARANCE: Charlie Ezra Carrillo appearing for Ramses Owens. Appearance Type: Retained. (Carrillo, Charlie) (Entered: 12/12/2018)
12/11/2018NOTICE OF ATTORNEY APPEARANCE Kristy Jean Greenberg appearing for USA. (Greenberg, Kristy) (Entered: 12/11/2018)
12/4/2018Attorney update in case as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. Attorney Sarah Elizabeth Paul,Nathan Martin Rehn for USA added. (jm) (Entered: 12/06/2018)
12/4/2018Case as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz ASSIGNED to Judge Richard M. Berman. (jm) (Entered: 12/06/2018)
12/4/2018Case Designated ECF as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. (jm) (Entered: 12/06/2018)
12/4/2018INDICTMENT UNSEALED as to Ramses Owens, Dirk Brauer, Richard Gaffey, Harald Joachim Von Der Goltz. (jm) (Entered: 12/06/2018)
12/4/2018
  • Order
Order to Unseal Indictment as to Sealed Defendant 1, Sealed Defendant 2, Sealed Defendant 3, Sealed Defendant 4. (Signed by Magistrate Judge Ona T. Wang on 12/4/18)(jm) (Entered: 12/06/2018)
10/3/20186SEALED DOCUMENT placed in vault. (rz) (Entered: 10/03/2018)
9/27/2018SEALED INDICTMENT as to Sealed Defendant 1 (1) count(s) 1, 2, 3, 4, 5, Sealed Defendant 2 (2) count(s) 1, 2, Sealed Defendant 3 (3) count(s) 3, 4, 5, 6-9, Sealed Defendant 4 (4) count(s) 3, 4, 5, 6-9, 10-11. (Attachments: # 1 indictment part 2) (jm) (Entered: 12/06/2018)
9/27/20185SEALED DOCUMENT placed in vault. (mhe) (Entered: 09/27/2018)
9/27/20184SEALED DOCUMENT placed in vault. (mhe) (Entered: 09/27/2018)
9/27/20183SEALED DOCUMENT placed in vault. (mhe) (Entered: 09/27/2018)
9/27/20182SEALED DOCUMENT placed in vault. (mhe) (Entered: 09/27/2018)
9/27/20181SEALED DOCUMENT placed in vault. (mhe) (Entered: 09/27/2018)