UNITED STATES INTERNATIONAL TRADE COMMISSION
`WASHINGTON, D.C.
`
`Before The Honorable Theodore R. Essex
`
`In the Matter o
`
`CERTAIN MOBILE DEVICES AND
`RELATED SOFTWARE
`
`Investigation No. 337-TA-750
`
`RESPONDENT'S AMENDED NOTICE OF PRIOR ART
`
`Pursuant to the procedural schedule set forth in Order No. 5 and subsequent
`
`modifications in Orders Nos. 8, 9, and 12, Respondent Motorola Mobility, Inc. ("Motorola" or
`
`"Respondent") hereby respectfully submits its Amended Notice of Prior Art ("Amended
`
`Notice"), attached hereto, for U.S. Patent Nos. 5,379,430 ("the '430 Patent"); 7,663,607 ("the
`
`'607 Patent"); and 7,812,828 ("the '828 Patent") (collectively, the "Patents-in-Suit").
`
`Respondent may rely on the prior art set forth its Amended Notice to establish invalidity or
`
`unenforceability of the asserted claims of the Patents-in-Suit, and/or to demonstrate the relevant
`
`state of the art and/or level of skill in the art.
`
`Additionally, Respondent may rely upon, and hereby incorporate into the Amended
`
`otiee, prior art (1) referenced in the Patents-in-Suit, their procecution histories, or the patents or
`
`publications cited in the Notice; (2) identified or produced by Complainant; (3) included on any
`
`party's hearing exhibit list; (4) contained within any patent prosecution history that relates to the
`
`Patents-in-Suit, including parent applications, child applications and foreign counterparts to the
`
`Patents-in-Suit, including parent applications, child applications and foreign counterparts to the
`
`

`

`Patents-in-Suit identified in Apple's Complaint or exhibits thereto; or (5) cited in any expert
`
`report served during this investigation.
`
`Dated: September 12, 2011 (cid:9)
`
`Respectfully submitted,
`
`B :
`
`es F. Schill
`Steptoe & Johnson LLP
`1330 Connecticut Avenue, N
`Washington, DC 20036
`Phone No. (202) 429-8162
`
`Charles K. Verhoeven
`David Eiseman
`Quinn Emanuel Urquhart & Sullivan LLP
`50 California Street, 22nd Floor
`San Francisco, CA 94111
`Phone No. (415) 875-6600
`
`Edward J. DeFranco
`Stephen T. Straub
`Quinn Emanuel Urquhart & Sullivan LLP
`51 Madison Avenue, 22nd Floor
`New York, NY 10010
`Phone No. (212) 849-7000
`
`David A. Nelson
`Quinn Emanuel Urquhart & Sullivan LLP
`500 West Madison Street, Ste. 2450
`Chicago, IL 60661
`Phone No. (312) 705- 7400
`
`Attorneys or Rcvonacilt Iloturaiu
`Inc
`
`

`

`Apple v. Motorola ITC-750
`
`Motorola's
`AMENDED NOTICE OF PRIOR ART
`
`TABLE OF CONTENTS
`
`U.S. Patent No. 7,812,828 (cid:9)
`
`A.
`
`B.
`
`C.
`
`D.
`
`Patent References (cid:9)
`
`Publications (cid:9)
`
`Systems (cid:9)
`
`Prior Inventors and/or Persons with Relevant Knowledge (cid:9)
`
`II.
`
`U.S. Patent No. 7,663,607 (cid:9)
`
`A.
`
`B.
`
`C.
`
`D.
`
`Patent References (cid:9)
`
`Publications (cid:9)
`
`Systems (cid:9)
`
`Prior Inventors and/or Persons with Relevant Knowledge
`
`III.
`
`U,S, Patent No, 5379.I•0
`
`A.
`
`B.
`
`C.
`
`D.
`
`Publications (cid:9)
`
`Systems (cid:9)
`
`Prior Inventors and/or Persons with Relevant Knowledge (cid:9)
`
`Page
`
`2
`
`7
`
`16
`
`17
`
`21
`
`21
`
`31
`
`38
`
`...... ....40
`
`,.45
`
`49
`
`65
`
`68
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`

`

`U.S. PATENT NO. 7,812,828 1
`
`Respondent may rely on the prior art listed in this section as prior art for any of the
`
`asserted patents. Based on current discovery and Apple's current infringement contentions, the
`
`following references relate more specifically to the validity of U.S. Patent No. 7,812,828 ("the
`
`'828 Patent").
`
`A. (cid:9)
`
`Patent References 2
`
`Issue Date
`
`Priority Date
`
`Patentee(s)
`
`Country
`
`U. (cid:9)
`
`.
`
`U.S.
`
`U.S.
`U.S.
`
`U.S.
`
`U.S.
`U.S.
`U.S.
`
`U.S.
`U.S.
`U.S.
`
`U.S.
`U.S.
`U.S.
`
`l ',S
`U.S.
`
`Patent or
`Publicarion
`No.
`2001/0030637
`A 1
`2002/0008711
`Al
`4,056,754
`4,219,847
`
`4,340,911
`
`4,526,043
`4,550,221
`4,598,420
`
`4,617,563
`4,618,989
`4,686,332
`
`4,746,770
`4,850,677
`4,896,363
`
`i (cid:9)
`k ) 1 (cid:9)
`II n (cid:9)
`I
`4,914,6 (cid:9) 4
`4,952,932
`
`Oct. 18, 2001 Apr. 29, 1996 Adrian Derek Geiso (cid:9)
`Christopher Rudin
`Juha Pekka Karjalainen
`
`Jan. 24, 2002
`
`Jul. 15, 1998
`
`; John
`
`Jul. 20, 1982
`
`Nov. 1, 1977 Mar. 1, 1975
`Aug. 26, 1980 Mar. 1, 1978
`
`Philip Charles Bailey; Hans Scholz
`Harold F. L. Pinkney; Charles I.
`Perratt
`Feb. 28, 1979 Hisatoyo Kato; Masamitsu Ishida;
`Seiji Matsumoto
`Jul. 2, 1985
`May 23, 1983 Robert A. Boie; Gabriel L. Miller
`Oct. 29, 1985 Oct. 7, 1983
`Scott Mabusth
`Jul. 1, 1986
`Dec. 8, 1993
`Dennis N. Harvey
`
`Oct. 14, 1986 Dec. 27, 1983
`Seiko Epson Kabushiki Kaisha
`Oct. 21, 1986
`Jan. 21, 1983 Hideo Tsukune; Keisuke Goto
`Aug. 11, 1987
`Jun. 26, 1986
`Evon C. Greanias; c. Richard
`Guarnieri; John J. Seeland, Jr.; Guy
`F. Verrier; Robert L. Donaldson
`May 24, 1988
`Feb. 17, 1987
`Paul McAvinney
`Jul. 25, 1989 Mar. 18, 1987 Fujio Okumura
`Jan. 23, 1990 May 28, 1987 Kenneth E. Taylor; Jeff B.
`GliL:knian
`v driln (cid:9) 1),, I k el
`_
`i (cid:9) , (cid:9) J,,,,
`4 ), i I )
`1
`\ Id I (cid:9)
`\ t 1 L, (cid:9)
`Ma.\ 6, 198
`1990
`Apr. (cid:9)
`Da\ id 1. Dunthorn
`Aug. 28, 1990 Apr. 19, 1988 Toshio Sugino; Yoji Furuya
`
`Persons with relevant knowledge of each reference cited herein include, at least and
`without limitation, the patentees or named authors identified in connection with each reference.
`
`- Respondent incorporates by reference all prior art references cited in the patents listed
`herein, their file histories, and/or foreign counterparts.
`
`2
`
`

`

`Counny
`
`.
`. (cid:9)
`U.S.
`U.S.
`
`U.S.
`U.S.
`
`U.S.
`U.S.
`U.S.
`U.S.
`U.S.
`
`U.S.
`
`U.S.
`
`U.S.
`U.S.
`U.S.
`
`U.S.
`
`U.S.
`U.S.
`U.S.
`
`U.S.
`U.S.
`U.S.
`
`Patent or
`Publication
`.Vo.
`4.()()S.877
`5,012.524
`5,073,950
`
`5,113,041
`5,150,105
`
`5,168,531
`5,189,711
`5,293,430
`5,309,374
`5,347,295
`
`5,414,227
`
`5,420,936
`
`5,422,831
`5,459,463
`5,463,388
`
`5,469,194
`
`5,479,528
`5,483,261
`5,488,204
`
`5,505,072
`5,513,309
`5,541,372
`
`U.S.
`
`5,5 (cid:9)
`
`,,,, ,o,
`
`U.S.
`
`5,546,475
`
`U.S.
`
`5,548,667
`
`Issue Date
`
`Prioriy Date
`
`Patentee(s)
`
`Sept. 14, 1988 Paul McAvinney; De.in 11. Rubinc
`990
`No n . () (cid:9)
`Apr. 30, 1991
`Feb. 27, 1989 Christopher J. Le Beau
`Dec. 17, 1991 Apr. 13, 1989 Charles Colbert; Andrew D.
`Jerison; David K. Berelman-Hall;
`Donald R. Moles; Nathan D. Potter
`May 12, 1992 Dec. 28, 1990 Greg E. Blonder; Robert A. Boie
`Sept. 22, 1992 Aug. 24, 1988
`Jean-Noel Perbet; Pierre
`Bossoutrot; Philippe Geneste
`Jun. 27, 1991
`Dec. 1, 1992
`Claude Sigel
`Sept. 9, 1991
`Feb. 23, 1993
`Isaac Weiss; Azriel Rosenfeld
`Jun. 29, 1991
`Mar. 8, 1994
`Jeng-Nan Shiau; Barbara L. Farrell
`Aug. 3, 1992 Manjit K. Misra; Yuh-Yuan Shyy
`May 3, 1994
`Sept. 13, 1994 Oct. 31, 1990 Todd Agulnick; Robert Carr; Tony
`Hoeber; Jerrold Kaplan; David R.
`Low; Michael Ouye
`Apr. 29, 1993 Karl D. Schubert; Guy F. Verrier;
`Michael Gray
`May 30, 1995 Oct. 16, 1992 Greg P. Fitzpatrick; Thomas R.
`Haynes; Marvin L. Williams
`Feb. 15, 1994 Manjit K. Misra; Yuh-Yuan Shyy
`Jun. 6, 1995
`Oct. 17, 1995 May 28, 1991 Daniel Gruaz; Claude Marchal
`Oct. 31, 1995
`Jan. 29, 1993
`Robert A. Boie; Laurence W.
`Ruedisueli; Eric R. Wagner
`Nov. 21, 1995 May 13, 1994 Michael B. Clark; Daniel S.
`Venolia
`Dec. 26, 1995 Dec. 13, 1991 Thomas H. Specter
`Jan. 9, 1996
`Feb. 14, 1992 Taizo Yasutake
`Jan. 30, 1996
`Jun. 8, 1992
`Carver A. Mead; Ralph Wolf;
`Timothy P. Allen
`Nov. 15, 1994 Boris Oreper
`Jan. 5, 1993
`John R. Meier; Stephen P. Capps
`Jan. 8, 1993
`Theunis S. Baller; Kofi A. A.
`Makinwa: Remy Poaert: Antonius
`J.M. Ilatkamp. uetaid1.4, .1 k \1
`1.,.ykiien. Attie I. Du, ,,d,..1
`Step en Bisset; Robert J. Miller;
`Timothy P. Allen; Ganter
`Steinbach
`Aug. 13, 1996 Apr. 7 9, 1994 Rudolf M. Bolle, Jonathan H.
`Connell; Norman Haas; Rakesh
`Mohan; Gabriel Taubin
`Aug. 20, 1996 May 18, 1992 Peter Tu
`
`Aug. 6, 1996
`
`Jun. 8, 1992
`
`May 9, 1995
`
`Apr. 9, 1996
`Apr. 30, 1996
`Jul. 30, 1996
`
`

`

`Country
`
`.
`U . (cid:9)
`U.S.
`U.S.
`U.S.
`
`U.S.
`U.S.
`U.S.
`
`U.S.
`U.S.
`
`U.S.
`U.S.
`U.S.
`
`U.S.
`
`U.S.
`
`U.S.
`
`U.S.
`U.S.
`U.S.
`
`U.S.
`U.S.
`
`I ' S
`( (cid:9)
`',
`-..
`.S.
`
`1 (cid:9)
`
`U.S.
`
`U.S.
`
`U.S.
`
`Patent or
`Publication
`No.
`5,552,787
`5,572,717
`5,583,946
`5,588,098
`
`5,594,806
`5,600,735
`5,612,719
`
`5,627,567
`5,631,976
`
`5,638,093
`5,648,642
`5,649,070
`
`5,717,777
`
`5,732,230
`
`5,734,742
`
`5,734,751
`5,748,184
`5,751,851
`
`5,757,478
`5,764,218
`
`c - 64,222
`;42
`n, (cid:9) Hici.
`5,790,389
`
`5,797,396
`
`5,805,144
`
`5,808,605
`
`Is'sue Date
`
`Priority Date
`
`Patetiteelc)
`
`. Schulcr; Jong-Sen (cid:9)
`Sept. 3, 1996 Oct. 10, 1995 Dale (cid:9)
`Bruce Pedersen
`Nov. 5, 1996 Apr. 6, 1994
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`Feb. 4, 1997 May 10, 1994
`Ernest H. Beernink; Gregg S.
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`Marc Davidson
`Rudolf M. Bolle, Jonathan H.
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`Eizo Takahashi; Chiharu Kaburagi
`Robert J. Miller; Stephen J. Bisset
`Jonathan Hudson Connell; Rakesh
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`John Douglas Evan wong;
`Laurence Hamid; Michael Andrew
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`John F. Cullen; Mark Peairs; Peter
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`Mar. 31, 1998 Sept. 19, 1994 Teruo Asaeda; Kazunori Nousou;
`Masanoir Imanisi; Yutaka Suzuki;
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`Shigeru Saito
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`Mar. 31, 1998
`Johnny Meng-Han Shieh
`May 5, 1998 May 28, 1996
`May 12, 1998 Nov. 14, 1994 Kenneth J. Guzik; John L.C.
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`Chris Chen-Hsing Ma
`Jun. 3, 1996
`Jan. 31, 1995 Mark A. Della Bona; Jonathan
`Dorfman; Jay F. Hamlin
`JohnnyMerikHan Shieh
`Phil ip H -1( qici
`.101In n Nleng-fIan ,Ineh
`Vn illiam K. Bertram; Logan (cid:9)
`Pease
`Edward A. Geiser; David C.
`Wilson
`Sept. 8, 1998 Dec. 14, 1994 Erica J. Scholder; Cl nt H.
`O'Connor
`o (cid:9)
`' (cid:9)
`
`ee
`
`.
`
`May 6, 1997
`May 20, 1997
`
`Apr. 27, 1993
`Apr. 29, 1994
`
`Jun. 10, 1997 Dec. 7, 1993
`Jun. 8, 1992
`Jul. 15, 1997
`Feb. 17, 1995
`Jul. 15, 1997
`
`Feb. 10, 1998
`
`Jan. 11, 1996
`
`Mar. 24, 1998 May 19, 1995
`
`May 26, 1998
`Jun. 9, 1998
`
`Jun. 9. (cid:9) 998
`, (cid:9) 19w,
`Jun (cid:9)
`Auu (cid:9)
`-1., 199N
`Aug. 18, 1998
`
`May 28, 1996
`un. 5, 19').5
`un. 25, iom ,
`ay 2, 1995
`
`Aug. 25, 199
`
`an. 7, 1995
`
`Sept. (cid:9) 5, 199
`
`un. (cid:9)
`
`. 1996
`
`ng-Han Shieh
`
`4
`
`

`

`Co iintr.v
`
`U. (cid:9)
`
`.
`
`U.S.
`U.S.
`
`U.S.
`U.S.
`U.S.
`
`U.S.
`U.S.
`
`U.S.
`U.S.
`
`U.S.
`U.S.
`U.S.
`
`U.S.
`U.S.
`U.S.
`U.S.
`U.S.
`U.S.
`U.S.
`U.S.
`U.S.
`
`U.S.
`
`Patent or
`Publication
`NO.
`5U9,106
`
`5,812,118
`5,812,698
`
`5,825,352
`5,825,675
`5,831,602
`
`5,835,079
`5,838,302
`
`5,852,434
`5,852,669
`
`5,856,822
`5,856,824
`5,862,256
`
`5,870,083
`5,870,771
`5,872,559
`5,874,948
`5,896,126
`5,898,422
`5,933,134
`5,936,615
`5,940,065
`
`5,943.043
`
`.
`
`.y , (Lc, \..!
`
`U.S.
`
`U.S.
`U.S.
`
`5,963,190
`
`5,987,162
`6,005,959
`
`Issue Date
`
`Priority Da e
`
`Patentee('s)
`
`Jun. 25, 1996
`Sept. 22, 1998
`Sept. 22, 1998 May 12, 1995
`
`Oct. 20, 1998
`Oct. 20, 1998
`Nov. 3, 1998
`
`Dec. 22, 1998 Apr. 3, 1992
`Dec. 22, 1998 Apr. 6, 1994
`
`Jan. 5, 1999
`Jan. 5, 1999
`Jan. 19, 1999
`
`Oct. 27, 1995
`Jun. 25, 1996
`Jun. 14, 1996
`
`Sept. 15, 1998 NOV. 9, 19 4 Hung Khei 1 uang; Toshiaki
`Yagasaki
`Johnny Meng-Han Shieh
`John C. Platt; Steven Nowlan;
`Joseph Decker; Nada Matic
`Stephen J. Bisset; Bernard Kasser
`Jan. 4, 1996
`Roy Want; Jennifer P. Collins
`Jul. 29, 1993
`Jan. 11, 1996 Hajime Sato; Atsushi Tanaka;
`Yuichiro Yoshimujra; Ryozo
`Yanaglsawa; Katsuyuki Kobayashi;
`Masaki Tokioka
`Jun. 13, 1996
`Nov. 10, 1998
`Johnny Meng-Han Shieh
`Nov. 17, 1998 Feb. 24, 1995 Yuji Kuriyama; Masaki Sugihara;
`Koji Moriya; Katsuyoshi Kaneko;
`Motoyuki Kashiwagi
`Oral F. Sekendur
`Alexandros Eleftheriadis; Arnaud
`Eric Jacquin
`Sterling S. Du; Yung-Yu Joe Lee
`Johnny Meng-Han Shieh
`John Mark Zetts; Maurice Roger
`Desrosiers
`Oct. 4, 1996
`Feb. 9, 1999
`Johnny Meng-Han Shieh
`Feb. 9, 1999
`Nov. 15, 1996 Larry B. Oberg
`Feb. 16, 1999 Oct. 4, 1996
`Johnny Meng-Han Shieh
`Feb. 23, 1999 May 28, 1996
`Johnny Meng-Han Shieh
`Apr. 20, 1999 Aug. 29, 1996
`Johnny Meng-Han Shieh
`Apr. 27, 1999 May 31, 1996
`John Mark Zetts
`Aug. 3, 1999
`Jun. 25, 1996
`Johnny Meng-Han Shieh
`Aug. 10, 1999 Sept. 12, 1996 Keith Waters
`Aug. 17, 1999 Mar. 15, 1996
`Joe Henry Babb; Geoffrey D.
`Wilson
`Tomotake Furuhata; Toshiki
`Hirano; Chihiro Sawada
`Alan R. I oudcrmilk; Wayne a
`Jung
`Sept. 26, 1995 Akira Tsuboyama; Kazunori
`Katakura; Mannabu Iwasaki
`Nov. 16, 1999 Mar. 27, 1996 Masafumi Nakata
`Dec. 21, 1999
`Jul. 21, 1997
`Rakesh Mohan; Jonathan Hudson
`Connell; Rudolf Maarten Bolle
`
`Aug. 24, 1999 Nov. 9, 1995
`
`..3L:pt, 21. (cid:9)
`
`1 00 9
`
`Jun. 6, 1991
`
`Oct. 5, 1999
`
`5
`
`

`

`Country
`
`U.S.
`
`U.S.
`U.S.
`
`U.S.
`U.S.
`
`U.S.
`U.S.
`
`U.S.
`U.S.
`
`U.S.
`U.S.
`
`U.S.
`U.S.
`U.S.
`U.S.
`U.S.
`
`Patent or
`Publication
`No.
`6,005,963
`
`6,008,800
`6,016,355
`
`6,023,313
`6,029,214
`
`6,037,882
`6,049,329
`
`6,067,079
`6,075,520
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`6,147,680
`6,175,644
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`6,271,860
`6,279,170
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`
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`U.S.
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`,,
`
`U.S.
`U.S.
`JP
`JP
`
`6.380.0?9
`‘, (cid:9)
`-:,t)2 (cid:9) (,;()
`
`6,738,154
`7,038,659
`JP 06-161661
`JP 7110741
`
`tssue Date
`
`Priority Date
`
`Patentee(s)
`
`Dec. 21, 1999
`
`Jun. 3, 1997
`Nov. 14, 2000
`Jan. 16, 2001 May 1, 1998
`
`(}ct.23, 1996 Rudolf Maarten Bollc;
`Sharathchandra Umapatirao
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`Sept. 18, 1992 Timothy R. Pryor
`Dec. 28, 1999
`Jan. 18, 2000 Dec. 15, 1995 Alexander George Dickinson; Ross
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`Jonathan H. Dorfrnan; Mark A.
`Feb. 22, 2000 Nov. 3, 1995
`Della Bona
`Mar. 14, 2000 Sept. 30, 1997 David H. Levy
`John Mark Zetts; Maurice Roger
`Jun. 4, 1996
`Apr. 11, 2000
`Desrosiers
`Johnny Meng-Han Shieh
`Jun. 13, 1996
`May 23, 2000
`Jun. 13, 2000 Nov. 15, 1996 Kinya Inoue; Mitsuharu Iwasaki
`Yasuhiro Niwa; Motoharu Ishigaki
`Aleksey A. Tareev
`Joseph R. Scola; Vladimir N.
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`Nov. 26, 1996 Mehdi Khosravi; Ara v. Nefian
`Feb. 6, 2001
`Apr. 24, 2001 Aug. 25, 1995 Phillip Alvelda; Thomas F. Knight
`Jul. 30, 1997
`David Gross
`Aug. 7, 2001
`Aug. 28, 2001 Dec. 19, 1996 Victor Chu
`Feb. 25, 1997 Carl Douglas Hayes, Jr.; Lucy
`Sept. 4, 2001
`Johnson Hayes; Laura Yelder
`Johnson
`Brian Finaly Beaton; Collin Donald
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`Craddock
`Feb. 17, 1995 Rakesh Mohan; Jonathan Hudson
`Connell; Rudolf Maarten Bolle
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`\ Hen() I ,:rldti: \IdiLk) 1 artagni
`P.k,11.,1,1 (cid:9) \ LII.JIR.'111, (cid:9)
`II (cid:9) Rk,hell (cid:9) 1 (cid:9) uji
`Haitani
`'enable
`. (cid:9)
`Jan. 21, |097 Dennis (cid:9)
`Janusz Wiktor Rajkowski
`Apr. 6. 2002
`1994
`Apr. 25, 1995
`
`Oct. 30, 2001 Dec. 4, 1997
`
`Oct. 30, 2001
`
`Apr, 30. 2002
`\ l a \ (cid:9) 2_ I. 21)(c
`‘,1,,, (cid:9)
`2()(,..
`
`Sept. 20, 1996
`.lan (cid:9)
`"'"' (cid:9)
`I
`,-)(P,
`,:,_ (cid:9)
`, (cid:9)
`iHi)( n
`
`, 2004
`a (cid:9)
`May 2, 2006
`
`6
`
`(cid:9)
`(cid:9)
`

`

`Issue Date
`
`Patent or
`Publication
`Nn.
`0 397 428 A2 Nov. 14, 1990
`
`Countg
`
`urope
`
`PCT
`
`Priority Date
`
`Patentee(s)
`
`ay 4, 1990
`
`Yoshinori Ikeda; Hiroyuki
`Ichikawa; Mitsuru Kurita;
`Yasumichi Suzuki; Toshiyuki
`Kitamura
`WO 96/15464 May 23, 1996 Nov. 14, 1994 Peter James Tagg; Alastair James
`Campbell
`
`B. (cid:9)
`
`Publications 3
`
`Title
`urvature Based Shape (cid:9)
`Using Tactile Sensing
`
`stimation
`
`Date
`a
`
`The ParcTab Ubiquitous
`Computing Experiment
`
`n/a
`
`The MIT Vision Machine
`Veggie Vision: A Produce
`Recognition System
`
`Concorde Version 3.0: Turns A PC
`Into A Graphics Workstation, New
`And Views
`Optimal Control Theory: An
`Introduction
`Preprocessing for Chinese
`(170 , ;/; (cid:9)
`Re« , Qw!!‘iii and (; obal
`/1
`//a/ftl (cid:9)
`. (cid:9)
`Pattern
`Chin( ,,t' ( 'hank !c/ (cid:9)
`Recognition, vol. 11, no. 1
`
`n/a
`ilia
`
`n/a
`
`1970
`
`1979
`
`.
`
`ituthor(s)
`M. Charlebois, (cid:9)
`Gupta; S.
`Payandeh
`Roy Want; Bill N.
`Schilit; Norman I.
`Adams; Rich
`Gold; Karin
`Petersen; David
`Goldberg; John
`R. Ellis; Mark
`Weiser
`T. Poggio et al.
`R. M. Bolle; J. H.
`Connell; N. Haas;
`R. Mohan; G.
`Taubin
`Tektronix, Inc.
`
`
`
`1-41
`
`493-529
`n/a
`
`63-75
`
`Donald E. Kirk
`
`Hideo Ogawa;
`Keiki Tani aiehi
`
`All
`
`1-7
`
`3 Respondent incorporates by reference all prior art references identified in the
`publications listed herein.
`4 Respondent reserves the right to rely on any and all pages of any disclosed publication.
`Representative page numbers are identified herein for convenience only.
`
`7
`
`

`

`Title
`a.). c n I'ult Lc/ /nation 0, 1 Motion
`Fields From Iniage Sequences,
`Thesis, McGill University,
`Department of Electrical
`Engineering
`Automated Tactile Sensing, The
`International Journal of Robotics
`Research
`A Flexible Human Machine
`InterAce, Thesis (M.A.Sc.),
`University of Toronto, Dept. of
`Electrical Engineering
`Matrix Computations
`
`Progress in Tactile Sensor
`Development, Robotics Today
`BOIE0011-33
`
`A Fast Multiple-Touch-Sensitive
`Input Device, Thesis (M.Sc.),
`University of Toronto, Dept. of
`Electrical Engineering
`Automated Radiographic Report
`Generation Using Barcode
`Tecl-mology
`Stochastic Relaxation, Gibbs
`Distributions, and
`The Bayesian Restoration of
`Images, IEEE Transactions On
`Pattern Analysis and Machine
`Intelligence
`Computer News, Hewlett-Packard
`
`A Multi-Touch Three Dimensional
`Touch-Sensitive Tablet,
`_
`Prok:eedinus 01 CI II ' (cid:9)
`.s
`,I.,:. (cid:9) i/.,:,
`!,, i,i, (cid:9) h; (cid:9)
`Proceedings ol CHI '86
`Tactile & Non-) ision, Robot
`Sensors, Vol. 2
`
`Date
`1980
`
`A uthor(s)
`Janusz Knorad
`
`1-237
`
`Page s)4
`
`1982
`
`Leon D. Harmon
`
`3-32
`
`Oct. 1982
`
`Nimish Mehta
`
`All
`
`1983
`
`Jun. 1983
`
`Nov. 18,
`1983
`1984
`
`G. Golub and C.
`Van Loan
`Robert N.
`Stauffer
`Boie
`
`SK Lee
`
`10-30
`
`43-49
`
`All
`
`All
`
`Sept. 14,
`1984
`
`H.G. Adams; A.F.
`Campbell
`
`177-180
`
`Nov. 1984
`
`Stuart Geman;
`Donald Geman
`
`721-741
`
`Dec. 15,
`1984
`Apr. 1985
`
`o;.,i,
`
`1986
`
`Jim Colosi, Editor 1-27
`
`SK. Lee; W.
`Burton; K.C.
`%itli
`\\ dh ,, m B u\ i,, n:
`Brad A. Myers
`Alan Pugh
`
`21-25
`
`— (cid:9)
`
`,
`
`All
`
`8
`
`

`

`Title
`2 lierc ..).1Iore (cid:9) o Interitezion Iniur
`Meets The Ey, : Sonie Issues In
`Manual Input, User Centered
`System Design;
`New Perspectives on Human-
`Computer Interaction
`A Sensorised Scenario For Basic
`Investigation On Active Touch,
`International Trends in
`Manufacturing Technology; Robot
`Sensors Volume 2 - Tactile and
`Non-Vision
`Torque-Sensitive Tactile Array For
`Robotics, International Trends in
`Manufacturing Technology; Robot
`Sensors Volume 2 - Tactile and
`Non-Vision
`Robot Tactile Sensing: A New
`Array Sensor, International Trends
`in Manufacturing Technology;
`Robot Sensors Volume 2 - Tactile
`and Non-Vision
`A Tactile Sensor With
`E/ec/ro4n//co/7roxsJuo//on,
`International Trends in
`Manufacturing Technology; Robot
`Sensors Volume 2 - Tactile and
`Non-Vision
`Tactile Sensor System For Robotics,
`International Trends in
`Manufacturing Technology; Robot
`Sensors Volume 2 - Tactile and
`Non-Vision; Robot Sensor Volume
`2 - Tactile And Non-Vision
`A Method For Three-Dimensional
`dr? Id, wific,/ , ',, ii Bi (cid:9) 7,/, /,'.7.
`Ill , elmillt,H.11 (cid:9) 1:,11;,- (cid:9) -
`,.,,,,./.,,, (cid:9)
`, (cid:9)
`\ lanu tact urin: (cid:9)
`lek:hriolop. Robot
`Sensors VolumL; - (cid:9)
`1 actde and
`Non-Vision
`An Overview of Tactile Sensing
`
`Du e
`1986
`
`A n tho r(,$)
`William Buxton
`
`Paoe
`3 9-337
`
`1986
`
`Alan Pugh
`
`237-245
`
`1986
`
`S. Hackwood; G.
`Beni; T.J. Nelson
`
`123-131
`
`1986
`
`1986
`
`B.V. Jayawant;
`M.A. Onori; J.D.
`McK. Watson
`
`199-205
`
`J. Rebman; K.A.
`Morris
`
`145-155
`
`1986
`
`B.E. Robertson;
`A.J. Walkden
`
`89-97
`
`1986
`
`N. Sato; W.B.
`Heginbotham; A.
`Pugh
`
`133-143
`
`1986
`
`Rajeev Agawal;
`Ramesh Jain
`
`All
`
`9
`
`

`

`Title
`A high Re.solution I acile Sensor
`For Part Recognition, Proceedings
`of The 6th International Conference
`On Robot Vision And Sensory
`Controls
`Performance Analysis of a Tactile
`Sensor, IEEE
`
`Lateral histograms for efficient
`o6/cc//ocot/on: Speed versus
`ambiguity, Pattern Recognition
`Letters, vol. 6, no. 3
`Tactile Sensing, Perception and
`Shape Interpretation, Thesis
`(Ph.D.), Stanford University, Dept.
`of Electrical Engineering
`An Open Architecture For A Digital
`Library System and A Plan For Its
`Development, The Digital Library
`Project
`Vol. 1: The World Of Knowbots
`Videoplace, Responsive
`Environment, 1972-1990s, available
`at
`<http://www.youtube.com/watch?v
`=dmmxVA5xhuo>
`The Videoharp, Proceedings of the
`14th Intl. Computer Music Conf.,
`Cologne
`Visual and Tactile Senses In
`Collaboration, The International
`Journal of Sensing for Industry
`Flexible, Piezoresitive Touch
`Sensing Array, Optics, Illumination,
`1nd Imaue Sensing For Machmc
`\ 1.1on (cid:9) III
`High Precision Touchscrecns:
`Design Strategies And Comparisons
`With A Mouse
`A Survey of Robot Tactile Sensing
`Technology, The International
`Journal of Robotics Research
`
`Date
`Jun. 3,
`1986
`
`/tutlwr(s)
`H. van Brussel;
`H. Belien
`
`age(sfi
`
`49-59
`
`1987
`
`Aug. 1987
`
`David M. Siegal;
`Steven M.
`Drucker; Inaki
`Garabieta
`E.R. Davies
`
`1493-1499
`
`All
`
`Dec. 1987
`
`R.S. Fearing
`
`All
`
`1988
`
`Robert E. Kahn;
`Vinton G. Cerf
`
`1-48
`
`Jun. 10,
`1988
`
`Sept. 20-
`25, 1988
`
`Myron Krueger;
`Katrin
`Hinrichsen; Tom
`Gionfridd; Joan
`Sonnanburg
`Dean Rubine;
`Paul McAvinney
`
`n/a
`
`49-55
`
`Oct. 1988
`
`N. Ghani
`
`210-215
`
`Nov. 1988
`
`Thomas H.
`Speeter
`
`31-43
`
`Jan. 23,
`1989
`
`Andrew Sears;
`Ben Shneiderman
`
`1-23
`
`Jun. 1989
`
`Howard R.
`Nicholls; Mark H.
`Lee
`
`3-30
`
`10
`
`

`

`Title
`i 'lc Lsc of ,Irtificial Intelligence To
`Encourage And Facilitate Music
`Composition By Novices, Artificial
`Intelligence, Education And Music
`Machine Vision: Theory,
`Algorithms, Practicalities
`Windows On Tablets As A Means of
`Achieving Virtual Input Devices,
`Human-Computer Interaction -
`INTERACT '90
`Programmable Finger-Tracking
`Instrument Controllers, Computer
`Music Journal, vol. 14, no. 1
`Haptic Perception With an
`Articulated, Sensate Robot Hand
`Tactile Image Detection Using a
`I k-element Silicon Pressure Sensor
`Array, Sensors and Actuators, vol.
`A21-23, nos. 1-3
`
`The Sensor Frame Graphic
`Manipulator NASA Phase II Final
`Report
`Tactile Sensing Mechanisms, The
`Intl. Journal of Robotics Research,
`vol. 9, no. 3
`Experimental Results On Bayesian
`Algorithnis For Interpreting
`Compliant Tactile Sensing Data,
`Proceedings of the 1991 IEEE
`International Conference on
`Robotics and Automation
`Force Sensing Resistors: A Review
`Of The Technology. Elector
`Intem,lik , 11.11 Ctmik..‘rencc R,A.k , i,.1
`1
`
`l'\r: (cid:9)
`
`I.Ii/ly B1 (cid:9) I ditin,g, T hci ,
`(B.S./M.S.), Masachusetts Institute
`of Technology, Dept. of Electrical
`Engineering and Computer Science
`Mobile Robot Localization By
`Tracking Geometric Beacons, IEEE
`Transactions On Robotics and
`Automation, Vol. 7, No. 3
`
`Date
`Jul. 1989
`
`A uthor (s)
`Simon Holland
`
`1-37
`
`age(s
`
`
`
`1990
`
`1990
`
`Spring
`1990
`
`E.R. Davies
`
`All
`
`Ed Brown;
`William A.S.
`Buston; Kevin
`Murtagh.
`Dean Rubine;
`Paul McAvinney
`
`675-681
`
`26-41
`
`Mar. 1990
`
`S.A. Stansfield
`
`All
`
`Mar. 1990
`
`May 8,
`1990
`
`Susumu
`Sugiyama; Ken
`Kawahata;
`Masakazu
`Yoneda; Isemi
`Igarashi
`NASA
`
`397-400
`
`1-25
`
`Jun. 1990
`
`R.S. Fearing
`
`3-23
`
`1991
`
`William C.
`Nowlin
`
`378-383
`
`Apr. 16,
`1991
`
`Dr. Stuart L.
`Yaniger
`
`1991
`
`Goodisman
`
`666-668
`
`1H H 1
`
`Jun. 1991
`
`John J. Leonard;
`Hugh F. Durrant-
`Whyte
`
`376-382
`
`11
`
`

`

`Date
`Ju . 1991
`
`A rithor(s)
`Dean Rubine
`
`Paoe b
`329- 37
`
`Aug. 1991
`
`Jeffrey A.
`Wolfeld
`
`1-62
`
`Dec. 1991
`
`Dean Hanis
`Rubine
`
`Mar. 1992
`
`David T.
`Moroney
`
`1-266
`
`1-174
`
`May 8,
`1992
`
`Jun. 29,
`1992
`
`n/a
`
`1-25
`
`J.W. Stap
`
`n/a
`
`1993
`
`H. Liu; P. Meusel
`
`756-757
`
`1993
`
`1994
`
`)994
`
`Gordon Paul
`Kurtenbach
`
`1-181
`
`Anderson Leung;
`Shahram
`Payandeh
`
`2114-2119
`
`pun u 1 -K -,.1
`Shahram
`Payandeh;
`Jacques Vaisey
`David Miller;
`Kenneth Rose
`
`957
`
`347-356
`
`Title
`Specifying G, tures By twiny e,
`ACM SIGGRAPH Computer
`Graphics, vol. 25, no. 4
`Real Time Control of A Robot
`Tactile
`Sensor, Thesis (M.S.), University of
`Pennsylvania, Dept. of Engineering
`and Applied Science
`The Automatic Recognition Of
`Gestures, Thesis (Ph.D.), Carnegie
`Mellon University, Dept. of Comp.
`Sci.
`Use Of An Optical Multichannel
`Analyzer For Reflectivity
`Measurements, Thesis, Naval
`Postgraduate School
`The Sensor Frame Graphic
`Manipulator NASA Phase II Final
`Report
`Automatic 3-D Measurement
`Of Workpieces On A Ship Repair
`Yard, Thesis (M.S.), Eindhoven
`University, Dept. of Electrical
`Engineering
`Development of A New Kind Of
`Robot Slipping Sensor, Proceedings
`of the 1993 American Control
`Conference
`The Design And Evaluation Of
`Marking Menus, Thesis (Ph.D.),
`University of Toronto, Dept. of
`Comp. Sci.
`Application of Adaptive Neural
`Network To Localization of Objects
`Using
`Preurc An a. Tr,insducer
`( (cid:9) Ili (cid:9)
`1 fk‘ (cid:9) I (cid:9) ,,
`( (cid:9)
`)1,_icLN
`,111./.itli‘t; (cid:9) of (cid:9)
`Lsing An 1 SR Pressure Pad
`Transducer
`
`1 (cid:9)
`
`Combined Source-Channel Vector
`Quantization Using Deterministic
`Annealing, IEEE Transactions on
`Communications
`
`Feb. 1994
`
`12
`
`

`

`Title
`Tivo-1 landed Documcnt Naviga ion,
`XEROX Disclosure Journal
`Interpretation qf Tactile Data From
`An FSR Pressure Pad Transducer
`Using Image Processing
`Techniques, Thesis (Master's),
`Simon Frasier University, School of
`Engineering
`Sensors for Mobile Robots
`Configurator: A Configuration
`Program For Satellite Dish
`Hardware, Thesis (M.S.),
`Massachusetts Institute of
`Technology, Dept. of Electrical
`Engineering and Computer Science
`Comparison of contact sensor
`localization abilities during
`manipulation, Robotics and
`Autonomous System 17
`A Statistical Multi-Experts
`Approach To Image Classification
`And Segmentation, Thesis
`(B.S./M.Eng.), Massachusetts
`Institute of Technology, Dept. of
`Electrical Engineering and
`Computer Science
`Issues And Techniques In Touch-
`Sensitive Tablet Input
`
`Exploring The Shape of Objects
`With Curved Surfaces Using Tactile
`Sensing, Thesis (M.A.Sc.),
`University of the Waterloo, School
`of Engineering Science
`Machine Vision: Theory,
`Algoviihnis. Practicalities (2d ed.)
`QT ' , ' 1, ' K Daiasheet
`
`Generating Clouds In Computer
`Graphics, Thesis, McGill
`University, School of Comp. Sci.
`
`,-Author(s)
`Date
`Mar. 1994 William A. S.
`Buxton
`Nov. 1994 Apurva Mahendra
`Desai
`
`Paae s
`103-108
`
`1-140
`
`1995
`Jul. 1995
`
`E.R. Everett
`Mark Paul Hurst
`
`All
`1-73
`
`1996
`
`Jan. 29,
`1996
`
`Jae S. Son; Mark
`R. Cutkosky;
`Robert D. Howe
`
`217-233
`
`Lik Mui
`
`1-177
`
`Jul. 1996
`
`William Buxton;
`Ralph Hill; Peter
`Rowley
`Dec. 1996 Mark A.
`Charlebois
`
`215-224
`
`1-95
`
`1997
`
`ikio7
`
`1997
`
`E.R. Davies
`
`Qualituni
`Research Group
`Madhu Sethi
`
`All
`
`All
`
`1-140
`
`13
`
`

`

`Date
`1 997
`
`/I uthor (s)
`Frederik
`C.M.Kjeldsen
`
`Pa e.
`
`1-19
`
`Aug. 1997 Virgilio B.
`Velasco Jr.
`
`1-176
`
`May 1998
`
`Shawn Rusaw;
`Kamal Gupta;
`Shahram
`Payandeh
`
`544-549
`
`Title
`- (cid:9) CI IiilcipivIalion Of Iland
`c
`Gestures As A Praciical Inter (cid:9)
`, (cid:9)
`Modality, Thesis (Ph.D.), Columbia
`University, Graduate School of Arts
`and Sciences
`A Methodology For Computer-
`Assisted Gripper Customization
`Using Rapid Prototyping
`Technology, Thesis (Ph.D.), Case
`Western Reserve University, Dept.
`of Electrical Engineering and
`Applied Physics
`Determining Polygon Orientation
`Using Model Based Force
`Interpretation, Proceedings of the
`1998 IEEE International
`Conference on Robotics &
`Automation
`All documents that have been or
`will be produced by Apple relating
`to Apple Newton and/or Apple
`MessagePad
`All documents that have been or
`will be produced by Apple relating
`to Fingerworks
`All documents that have been or
`will be produced by Apple relating
`to capacitive sensing
`All documents that have been or
`will be produced by Apple relating
`to sensing, detection, and/or
`recognition of multiple touches
`All documents that have been or
`will be produced by Apple relating
`1() prior art from litigations with
`I Ha
`
`-.. (cid:9) ?: (cid:9)
`:111:,..1: (cid:9)
`,
`.1,1\(...1 ,0.:11
`ill be produced 1--_, Apple reldting
`to prior art from litigations with
`Samsung
`All documents that have been or
`will be produced by Apple relating
`to prior art from litigations with
`Nokia
`
`14
`
`(cid:9)
`

`

`hitk
`All documents that have been or
`will be produced by Apple relating
`to prior art from litigations with
`Kodak
`All documents that have been or
`will be produced by Apple relating
`to prior art from litigations with
`HTC
`All documents that have been or
`will be produced by 3M in response
`to Motorola's subpoena relating to
`3M prior art
`All documents that have been or
`will be produced by Synaptics in
`response to Motorola's subpoena
`relating to Synaptics prior art and
`litigations involving Synaptics
`All documents that have been or
`will be produced by IBM in
`response to Motorola's subpoena
`relating to IBM prior art
`All documents that have been or
`will be produced by Cirque in
`response to Motorola's subpoena
`relating to Cirque prior art
`All documents that have been or
`will be produced by Cypress
`Semiconductor relating to Cypress
`Semiconductor prior art
`All documents that have been or
`will be produced by Atmel in
`response to Motorola's subpoena
`relating to Quantum Research
`Group and/or Atmel prior art
`All documents that have been or
`\\ ill he prollu,:edb% I eno\ 0 in
`I L.,11,ms,c 14 (cid:9)
`\101014 , 1j - , , ubroena
`relating to Lenovo prior al
`All documents that have been or
`will be produced by Logitech in
`response to Motorola's subpoena
`relating to Logitech prior art
`All documents that have been or
`will be produced by Proquest in
`response to Motorola's subpoena
`
`Date
`
`Author(s)
`
`'age(s
`
`
`
`1 5
`
`(cid:9)
`

`

`Title (cid:9)
`All doctunents that ha n e bcoa or
`will be produced by Elan in
`response to Motorola's subpoena
`relating to Elan and/or Logitech
`prior art and litigations involving
`Elan
`All documents that have been or
`will be produced by the University
`of Delaware in response to
`Motorola's subpoena relating to
`Westerman, Elias, and/or
`Fingerworks prior art
`All prior art for the '828 Patent
`identified by Apple
`
`C. (cid:9)
`
`Systems5
`
`7
`
`Date
`
`Autlwr(s)
`
`Pa ge )
`
`750-Apple0000001 —
`750-Apple0012028
`
`All versions of the following prior art systems commercially sold, publicly known or
`
`used prior to January 25, 1999, including documents and source code describing the same:
`
`• VeggieVision Produce Recognition System
`
`• Lord Corp. Tactile Array Sensor for Robots
`
`• Video Desk
`
`• Bell Labs Multi-Touch Screen
`
`• Buxton/Lee Multi-Touch Tablet
`
`• Sensor Frame
`
`• Sensor Cube
`
`•
`
`\ LiebiJ
`
`
`- Respondents expressly reserve the right to rely on any prior art referring or relating to
`the systems disclosed below, including prior art patents and publications referring or relating to
`such systems. Respondents also note that discovery, including third-party discovery, is ongoing
`with respect to these systems and accordingly reserve the right to supplement this Response with
`additional information relating to these systems, including but not limited to identification of
`persons who may be relied upon as the prior inventor or as having prior knowledge of or as
`having previously used or offered for sale the inventions of the '828 Patent.
`
`16
`
`

`

`• Digital Desk
`
`• Flip Keyboard
`
`• Wacom Digitizing Tablets
`
`• Wacom Intuos 1
`
`• DSI Datotech
`
`• Cirque Glidepoint
`
`• Synaptics Touchpad
`
`• LogitechTouchPad
`
`• Logitech TouchScroll
`
`• Haptic Lens
`
`• Videoharp
`
`• Active Desk
`
`• Digital Equipment Touchscreen
`
`• ThumbScan Fingerprint Recognizer
`
`• QRG QT9701B sensor IC
`
`• Apple Newton OS
`
`• Apple MessagePad
`
`• PenPoint OS
`
`• VI F FO C., (cid:9)
`
`Dt.".
`
`D. (cid:9)
`
`Prior Inventors and/or Persons with Relevant Knowledge 6
`
`The patentees or named authors identified in connect on with each reference
`
`6 Each person named below is knowledgeable about the prior art topics identified in
`parentheses as well as all prior art patents and publications for which the person was a named
`inventor or authoL
`
`17
`
`

`

`• Martin Simmons (Quantum Research Group/Atmel prior art)
`
`Wayne Westerman (Fingerworks prior art and mu)titouch prior art)
`
`•
`
`John Elias (Fingerworks prior art and mu)titouch prior art)
`
`• Brian Taylor (Cirque prior art systems and patents)
`
`Christopher Krah (Apple prior art)
`
`• George Gerpheide (Cirque prior art systems and patents; Apple prior art)
`
`• Richard Woolley (Cirque prior art)
`
`• William Buxton (multiple touch prior art systems and patents, including those from
`
`University of Toronto)
`
`