UNITED STATES INTERNATIONAL TRADE COMMISSION
`WASHINGTON, D.C.
`
`Before The Honorable Theodore R. Essex
`
`
`
`
`
`
`
`Investigation No. 337-TA-750
`
`
`In the Matter of
`
`CERTAIN MOBILE DEVICES AND
`RELATED SOFTWARE
`
`
`
`
`RESPONDENT MOTOROLA'S PRE-HEARING STATEMENT
`
`
`
`

`
`
`
`I. 
`
`II.
`
`III.
`
`IV.
`
`V.
`
`VI.
`
`TABLE OF CONTENTS
`
`Page
`
`WITNESSES........................................................................................................................1
`
`EXHIBITS ...........................................................................................................................2
`
`STIPULATIONS .................................................................................................................2
`
`CLAIM CONSTRUCTION .................................................................................................2
`
`PRIOR ART .........................................................................................................................3
`
`ISSUES TO BE CONSIDERED AT THE HEARING .......................................................3
`
`VII. PROPOSED AGENDA FOR THE PRE-HEARING CONFERENCE ...............................3
`
`VIII. USE OF DEPOSITIONS .....................................................................................................3
`
`IX.
`
`OPENING AND CLOSING ARGUMENTS ......................................................................5
`
`
`
`
`i
`
`

`
`
`
`Pursuant to Ground Rule 8, Respondent Motorola Mobility, Inc. ("Motorola")
`
`respectfully submits this Pre-Hearing Statement.
`
`I.
`
`WITNESSES
`
`Pursuant to Ground Rule 8(b), attached as Exhibit A is a list of the names of all witnesses
`
`that Motorola expects to call to appear and testify live at the hearing, based on its current
`
`understanding of Apple's case-in-chief, in the order they are expected to testify (witnesses who
`
`may appear by deposition only are not listed). Motorola lists its own witnesses as well as certain
`
`third party witnesses whom Motorola may call at the hearing. Motorola understands that Apple
`
`will list its own witnesses in its prehearing statement. Motorola reserves the right to call and
`
`question any witness called by Apple. The address and area of expertise, and a synopsis of
`
`expected testimony, is also included for each witness named in Exhibit A.
`
`Pursuant to Ground Rule 8(j), attached as Exhibit B is Motorola's current estimates of the
`
`date and approximate length of appearance for the live witnesses at the hearing. The sequence
`
`and duration for Apple witnesses are based on Motorola's best estimate given the information
`
`available at this time, and may not necessarily reflect the final sequence and time estimates
`
`submitted by Apple in its Pre-Hearing Statement. Although time estimates are listed as "cross"
`
`and "redirect" in light of the submission of direct testimony through witness statements, the
`
`estimates include information about the parties' current estimates for time for adverse direct. The
`
`sequence and duration of the witnesses' testimony may also change depending on the parties'
`
`continued discussions.
`
`Because Motorola cannot anticipate all the rebuttal witnesses that it may call at the
`
`hearing, Motorola reserves its right to amend this witness list, including the addition and/or
`
`removal of witnesses, and the modification of the order and/or estimated length of testimony in
`
`which the witnesses may be called to testify, if events during the hearing so require.
`
`
`
`
`

`
`
`
`II.
`
`EXHIBITS
`
`Pursuant to Ground Rule 8(c), attached as Exhibit C is the current list of Respondent's
`
`exhibits that Motorola may seek to introduce at the hearing. Motorola understands that Apple
`
`will submit the preliminary joint exhibit list with its prehearing statement. Pursuant to the
`
`amended procedural schedule (Order No. 9), the parties will submit final prehearing direct and
`
`rebuttal exhibits, including joint exhibits, by September 12, 2011. Motorola expressly reserves
`
`its right to identify additional exhibits and to withdraw exhibits from its own list. Motorola also
`
`expressly reserves its right to use exhibits identified on any exhibit list submitted by any party,
`
`newly produced information, and any additional documents. The parties will continue to revise
`
`the Joint Exhibit List.
`
`III.
`
`STIPULATIONS
`
`Pursuant to Ground Rule 8(d), the parties met and conferred regarding stipulations.
`
`The parties have agreed to enter a stipulation, for purposes of this Investigation only, that
`
`the document produced by Motorola bearing Bates number MOTO-APPLE-
`
`0006037953_102692, (RX-351) is a true and correct copy of Apurva Mahendra Desai,
`
`Interpretation of Tactile Data from an FSR Pressure Pad Transducer Using Image Processing
`
`Techniques, Master's Thesis, Simon Fraser University, Canada (Nov. 1994), and it was publicly
`
`available prior to January 24, 1997.
`
`IV. CLAIM CONSTRUCTION
`
`Motorola's positions on claim construction, pursuant to Ground Rule 8(e), are stated in
`
`the Pre-Hearing Brief filed concurrently with the Office of the Secretary. Motorola is prepared
`
`to address claim construction issues at the hearing pursuant to any instructions by the ALJ.
`
`
`
`
`2
`
`

`
`
`
`V.
`
`PRIOR ART
`
`Motorola's positions regarding prior art, pursuant to Ground Rule 8(h), are contained in
`
`Motorola's Pre-Hearing Brief filed concurrently herewith.
`
`VI.
`
`ISSUES TO BE CONSIDERED AT THE HEARING
`
`In its Pre-Hearing Brief filed concurrently herewith, Motorola has set forth in detail the
`
`issues to be considered at the hearing, and Motorola's contentions thereon, pursuant to Ground
`
`Rule 8(f).
`
`VII. PROPOSED AGENDA FOR THE PRE-HEARING CONFERENCE
`
`Pursuant to Ground Rule 8(i), Motorola proposes the following agenda for the pre-
`
`hearing conference scheduled for September 23, 2011:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`hearing planning and logistics, including witness sequence and duration;
`approach to claim construction testimony during evidentiary hearing;
`resolution of any pending motions;
`resolution of any high priority objections;
`resolution of any outstanding exhibit objections;
`admission of joint exhibits into evidence;
`admission of deposition testimony into evidence;
`rulings relating to demonstrative exhibits;
`other hearing protocol issues, such as sequestration of witnesses;
`summary of the issues to be addressed at the hearing;
`schedule for post-hearing submissions; and
`other issues raised by the parties' pre-hearing submissions and the Court's
`orders.
`
`VIII. USE OF DEPOSITIONS
`
`Pursuant to Ground Rule 8(k), Motorola has designated the deposition testimony of the
`
`following individuals that it desires to be received into evidence for substantive purposes:
`
`
`
`
`3
`
`

`
`
`
`Apple witnesses:
`
`
`
`
`
`
`
`
`
`
`
`
`
`Third Parties:
`
`Mark Buckley
`John Elias
`Gerald Blaine Garst
`Martin Grunthaner
`Steven Hotelling
`Eric Jue
`Chris Krah
`Richard Lutton
`Christopher Mullens
`Dean Reece
`Boris Teksler
`Wayne Westerman
`
`
`
`
`
`
`
`
`
`
`
`Deborah Coutant
`Thomas Cronan
`Shawn Day
`Andrew Heninger
`Brian Huppi
`Glenn Kubota
`Frank Nguyen
`Joshua Strickon
`Richard Woolley
`
`When the parties have resolved counter-designations and objections to the designated
`
`testimony, Motorola will provide the relevant testimony for submission into evidence as a
`
`documentary exhibit pursuant to the deadlines set in the Procedural Schedule.
`
`
`
`
`4
`
`

`
`IX.
`
`OPENING AND CLOSING ARGUMENTS
`
`Pursuant to Ground Rule 8(1), Motorola is prepared to make an opening statement if it
`
`would be beneficial to the Commission. Should the Commission determine closing arguments to
`
`be beneficial, Motorola believes they would be best presented following the parties‘ post-hearing
`
`submissions.
`
`Dated: August 26, 201 l
`
`Respectfully submitted,
`
`!/
`
`5;: ’,..
`
`,4
`
`0jnn
`
`5;}, nnn
`
`Charles F. Schill
`
`Jamie B. Beaber
`
`Steptoe & Johnson LLP
`1330 Connecticut Avenue, N.W.
`Washington, DC 20036
`Phone No. (202) 429-8162
`
`Charles K. Verhoeven
`
`David Eisernan
`
`Quinn Emanuel Urquhart & Sullivan, LLP
`50 California Street, 22nd Floor
`
`San Francisco, CA 9411 1
`Phone No. (415) 875-6600
`
`Edward J. DeFranco
`
`Stephen T. Straub
`Quinn Emanuel Urquhart & Sullivan, LLP
`51 Madison Avenue, 22nd Floor
`
`New York, NY 10010
`Phone No. (212) 84953000
`
`David A. Nelson
`
`Quinn Emanuel Urquhart & Sullivan, LLP
`500 West Madison Street, Ste. 2450
`
`Chicago, IL 60661
`Phone No. (312) 705-7400
`
`Aitomeysfor Respondent Motorola Mobilizy,
`Inc.
`
`

`
`Certain Mobile Devices and Related Software,
`Investigation No. 33 7- TA ~ 750
`
`CERTIFICATE OF SERVICE
`
`The undersigned certifies that, on August 26, 2011, she caused an executed copy of
`RESPONDENT MOTOROLA'S PRE~I-IEARING STATEMENT
`
`to be served upon the parties as follows:
`
`The Honorable James Holbein
`
`[1 Via First Class Mail
`
`Secretary
`U.S. International Trade Commission
`500 E Street, S.W.
`Washington, D.C. 20436
`
`Cl Via Hand Delivery
`Original + 6
`El Via Electronic Filing (EDIS)
`El Via Overnight Courier
`[3 Via Facsimile
`
`El Via Email (PDF)
`
`The Honorable Theodore R. Essex
`
`D Via First Class Mail
`
`Administrative Law Judge
`U.S. International Trade Commission
`500 E Street, SW
`Washington, DC 20436
`
`Gregory Modalfsky
`Office of Unfair Import Investigations
`US. International Trade Commission
`500 E Street, SW
`Washington, DC 20436
`
`Mark Davis, Esq.
`Weil, Gotshal & Manges LLP
`1300 Eye Street, NW, Suite 900
`Washington, DC 20005
`
`Counselfor Complainant, Apple Inc.
`
`El Via Hand Delivery
`Two Copies
`El Via Electronic Filing (EDIS)
`El Via Overnight Courier
`El Via Facsimile
`
`El Via Email (PDF)
`TD Via First Class Mail
`El Via Hand Delivery
`El Via Overnight Courier
`Cl Via Facsimile
`[3 Via Email (PDF)
`Gregory. Modagl/is/Q/@zzsitc. gov
`
`El Via First Class Mail
`El Via Hand Delivery
`El Via Overnight Courier
`El Via Facsimile
`E Via Email (PDF)
`
`
`a
`la. moto. ?50:2i?wail. com
`aggleeortéfi cov. com
`Wei! TLG./igpla Moro. ?50. exterrrnffifiweili com
`
`
`
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`Egralegal Specialist
`
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`
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`
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`
`

`
`
`
`
`
`EXHIBIT A
`
`EXHIBIT A
`
`
`
`
`
`
`
`

`
`
`
`337-ITC-750 HEARING WITNESS LIST
`
`
`Witness Name
`
`Address
`
`Christy Wyatt
`(event witness)
`
`Martin Simmons
`(event witness)
`
`Andy Rubin
`(event witness)
`
`Jeffrey Brown
`(event witness)
`
`Stephen Moore
`(event witness)
`
`Dale Bengston
`(event witness)
`
`Robert Ellett
`(event witness)
`
`Samuel Brunet
`(event witness)
`
`Motorola
`Mobile Devices Design
`Center
`809 11th Ave.
`Sunnyvale, CA
`94089
`Atmel
`1560 Parkway
`Solent Business Park
`Whitley, Fareham,
`Hampshire
`United Kingdom
`Google
`1600 Amphitheater
`Parkway
`Mountain View, CA
`94043
`Google
`1600 Amphitheater
`Parkway
`Mountain View, CA
`94043
`Motorola
`6500 River Place Blvd.
`Building #7
`Austin, TX
`78730
`Motorola
`600 North US Highway 45
`Libertyville, Illinois
`60048
`6426 Grimes Avenue
`Norfolk, VA
`23518
`Atmel
`1560 Parkway
`Solent Business Park
`Whitley, Fareham,
`Hampshire
`United Kingdom
`
`Area of Expertise and
`Synopsis of Testimony
`Ms. Wyatt is expected to testify
`concerning Respondent Motorola,
`including Motorola’s handset and tablet
`business as well as certain Motorola
`patent license agreements.
`
`Mr. Simmons is expected to testify
`concerning touch control chip function,
`in particular chips that Atmel supplies to
`Motorola.
`
`Mr. Rubin is expected to testify
`concerning Google and Google's
`development of Android.
`
`Mr. Brown is expected to testify
`concerning Android including the use of
`touchscreens on Android devices.
`
`Mr. Moore is expected to testify
`concerning software with respect to
`certain functionality accused of
`infringing the '828 Patent.
`
`Mr. Bengston is expected to testify
`concerning aspects of hardware sensor
`design layout as well as control software
`for touch screens.
`Mr. Ellett is expected to testify
`concerning the publication dates for
`certain prior art.
`Mr. Brunet is expected to testify
`concerning certain prior art touchscreen
`devices that were sold by Quantum
`Research Group as well as the sensor
`design layouts that Atmel currently
`supplies to Motorola.
`
`
`
`1
`
`

`
`
`
`Andrew Wolfe
`(expert witness)
`
`Dianne Hackborn
`(event witness)
`
`David Krause
`(event witness)
`
`David Boldt
`(event witness)
`
`Clayton Weimer
`(event witness)
`
`Joseph Vierra
`(event witness)
`
`Steven Isaac
`(event witness)
`
`21710 Stevens Creek Blvd.
`Suite 230
`Cupertino, CA
`95014
`
`Google
`1600 Amphitheater
`Parkway
`Mountain View, CA
`94043
`Motorola
`600 North US Highway 45
`Libertyville, Illinois
`60048
`Motorola
`600 North US Highway 45
`Libertyville, Illinois
`60048
`125 Llewellyn Ave
`Campbell, CA
`95008
`
`2576 Phelan Ave
`Hayward, CA
`95008
`
`4008 W. Lake Sammamish
`Pkwy. NE, #D7
`Redmond, WA
`98052
`
`Dr. Wolfe is an expert in the fields of
`processor technology, computer systems,
`consumer electronics, software, and
`design. Dr. Wolfe will provide expert
`testimony concerning claim construction,
`invalidity, non-infringement and lack of
`domestic industry with respect to the '607
`and '828 Patents and unenforceability of
`the '607 Patent.
`Ms. Hackborn is expected to testify
`concerning certain functionality of
`Android.
`
`Mr. Krause is expected to testify
`concerning software with respect to
`certain functionality accused of
`infringing the ‘430 Patent.
`Mr. Boldt is expected to testify
`concerning software with respect to
`certain functionality accused of
`infringing the ‘430 Patent.
`Mr. Weimer is expected to testify
`concerning aspects of the PenPoint
`operating system and the EO Personal
`Communicator 440.
`Mr. Vierra is expected to testify
`concerning aspects of the PenPoint
`operating system and the EO Personal
`Communicator 440.
`Mr. Isaac is expected to testify
`concerning aspects of the PenPoint
`operating system, including the
`installation framework in PenPoint. Mr.
`Isaac may also testify regarding the
`public availability of PenPoint and
`products using PenPoint; he may also
`testify regarding the references
`describing that operating system and
`products using PenPoint.
`
`
`
`2
`
`

`
`Dr. Locke is an expert in the fields of
`software and systems performance,
`software architecture, design,
`implementation, and deployment of
`software systems, related international
`standards, computer language issues,
`software engineering maturity, and
`software organization. Dr. Locke will
`provide expert testimony regarding
`invalidity, non-infringement and lack of
`domestic industry concerning the '430
`Patent.
`Mr. Kraus will testify concerning
`Respondent Motorola Mobility’s
`separation from Motorola Solutions and
`licensing agreements between Motorola
`entities and IBM.
`Mr. Foodman is an attorney who
`specializes in intellectual property
`counseling, with a particular emphasis on
`the transfer and assignment of
`intellectual property and intellectual
`property licensing. Mr. Foodman is
`expected to provide expert testimony
`regarding the ownership and attempted
`assignments of the '430 Patent. Mr.
`Foodman is also expected to provide
`expert testimony regarding the licensing
`of the '430 Patent.
`Ms. Mulhern is an expert in the fields of
`intellectual property valuation and
`monetary relief assessment. Ms.
`Mulhern will provide expert testimony
`regarding lack of domestic industry and
`bonding.
`Mr. Olley will testify regarding electrical
`aspects of hardware for touchscreens.
`
`
`
`C. Douglass Locke
`(expert witness)
`
`LC Systems Services Inc.
`PMB 141
`516-D River Hwy.
`Morresville, NC
`28117
`
`Michel Kraus
`(event witness)
`
`1303 East Algonquin Road
`Schaumburg, Illinois
`60196
`
`Marc Foodman
`(expert witness)
`
`46 Woods End Drive
`Wilton, CT
`06897
`
`Carla Mulhern
`(expert witness)
`
`Michael Olley
`(event witness)
`
`1889 Pennsylvania Ave,
`NW
`Suite 200
`Washington, DC
`20006
`
`Motorola, Inc.
`600 North US Highway 45
`Libertyville, Illinois
`60048
`
`
`
`
`
`3
`
`

`
`
`
`
`
`EXHIBIT B
`
`EXHIBIT B
`
`
`
`
`
`
`
`

`
`337-ITC-750 HEARING WITNESS LIST
`Motorola’s estimates of order and duration of testimony as of August 26, 2011
`
`
`
`
`Apple’s Opening Case
`
`Witness Name
`
`
`Expected Date of
`Testimony
`
`
`
`
`
`
`
`
`
`Expected Duration of Cross
`
`2.0
`1.5
`0.5
`0.4
`0.5
`0.7
`3.0
`1.5
`
`Steven Hotelling
`Wayne Westerman
`Russell Dean Reece
`Mark Buckley
`Boris Teksler
`W. Christopher Bakewell
`Ravin Balakrishnan
`Vivek Subramanian
`
`Motorola’s Opening and Rebuttal Case
`
`
`Expected Date of
`Testimony
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Witness Name
`
`Christy Wyatt
`Martin Simmons
`Andy Rubin
`Jeffrey Brown
`Stephen Moore
`Dale Bengston
`Robert Ellett
`Samuel Brunet
`Andrew Wolfe
`Diane Hackborn
`David Krause
`David Boldt
`Clayton Weimer
`Joseph Vierra
`Steven Isaac
`C. Douglass Locke
`Michael Kraus
`Marc Foodman
`Carla Mulhern
`Michael Olley1
`
`1 Mr Michael Olley will be travelling in Tibet and will not be available during most of
`the hearing. Accordingly, Motorola respectfully requests that Mr. Olley be permitted to testify
`
`Expected Duration of
`Cross/Redirect
`1.0/0.3
`?/0.4
`?/0.3
`?/0.4
`?/0.3
`?/0.4
`0.5/0.2
`?/0.4
`10.0/1.5
`?/0.4
`?/0.3
`?/0.4
`0.5/0.2
`0.5/0.2
`1.0/0.3
`6.0/1.5
`0.5/0.2
`2.0/0.6
`?/0.5
`?/0.4
`
`
`
`1
`
`

`
`
`Expected Date of
`Testimony
`
`
`
`
`Expected Duration of Cross
`
`0.5
`3.0
`1.5
`
`
`
`Apple’s Rebuttal Case
`
`Witness Name
`
`W. Christopher Bakewell
`Ravin Balakrishnan
`Vivek Subramanian
`
`
`
`
`out-of-order on the final day of the hearing. Motorola has notified Apple of this scheduling
`request.
`
`
`
`2
`
`

`
`
`
`Exhibit C
`
`Exhibit C
`
`
`
`
`
`

`
`In  The Matter Of  Certain Mobile Devices and Related Software
`ITC Investigation No. 337‐TA‐750 (Before The Honorable Theodore R. Essex)
`
`BATES_BEGIN
`
`BATES_END
`
`Respondent Motorola Mobility, Inc.’s Exhibit List submitted with Prehearing Statement on August 26, 2011
`DOCUMENT DESCRIPTION
`
` MOTO‐APPLE‐0006037953_112847 
`
`MOTO‐APPLE‐0006037953_112862 
`
`745‐Apple 10443067
`
`745‐Apple0000056
`
`745‐Apple0016512
`
`745‐Apple0019077
`
`745‐Apple0019257
`
`745‐Apple0019584
`
`745‐Apple 10443068
`
`745‐Apple0000068
`
`745‐Apple0016560
`
`745‐Apple0019151
`
`745‐Apple0019379
`
`745‐Apple0019654
`
`U.S. Patent Publication No. 2001/0030637 A1
`Email string from Aaron Leiba to Chris Krah RE: Q79 ‐ Multi‐
`touch Schematics
`Powerpoint titled "Wi‐Fi Update for Apple iPod Team"
`Investigation 337‐TA‐710, Transcript of Deposition of Boris 
`Teksler
`Inv. 337‐TA‐710 Deposition Transcript of Andrew Allen
`
`Inv. 337‐TA‐710 Deposition Transcript of Andrew Allen
`
`Inv. 337‐TA‐710 Deposition Transcript of Andrew Allen 
`
`PURPOSE
`
`Invalidity
`Invalidity; non‐
`infringement
`
`SPONSORING 
`WITNESS(es)
`Wolfe
`
`Krah; Wolfe
`
`Status
`
`non‐infringement/standing
`
`Teksler/Foodman
`
`Mulhern
`
`Mulhern
`
`Mulhern
`
`CBI
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`FINAL RX 
`NO.
`RX‐1
`
`RX‐2C
`
`RX‐3C
`
`RX‐4C
`
`RX‐5C
`
`RX‐6C
`
`RX‐7C
`
`Date
`
`10/18/2001
`
`5/3/2004
`
`06/00/2005
`
`12/9/2010
`
`5/7/2010
`
`11/2/2010
`
`11/30/2010
`
`1/23/1998
`
`RX‐8
`
`RX‐9C
`
`RX‐10C
`
`RX‐11C
`
`RX‐12C
`
`8/3/2005
`
`7/14/2005
`
`8/25/2006
`
`7/29/2008
`
`RX‐13C
`
`11/9/2007
`
`745‐Apple10437434
`
`745‐Apple10437465
`
`RX‐14C
`
`RX‐15C
`
`3/7/2004
`
`5/25/2004
`
`745‐Apple10454440
`
`745‐Apple10454441
`
`745‐Apple10454551
`
`745‐Apple10454552
`
`750‐Apple0357909 
`
`745‐Apple09761763
`
`750‐Apple0357947
`
`745‐Apple09761786
`
`Provisional Application No. 60/072,509
`Zephyr Algorithms Overview: Apple Input Engineering & HID 
`Software
`
`745‐Apple09761787
`
`745‐Apple09761833
`
`745‐Apple09761932
`
`745‐Apple09761945
`
`745‐Apple09891058
`
`745‐Apple09891067
`
`Multitouch Protocols: Images, Contacts, Paths & Hand 
`Motion
`
`Grape Multitouch Binary Protocol, How Grape reports 
`Multitouch Images and Paths over SPI and USB,
`Email string, the topmost dated July 29, 2008, from John 
`Elias to Chris Mullens et al. RE: SITD Optimized Centroid 
`Looking Better
`Multi‐Touch USPTO Technology Training dated November 9, 
`2007
`
`lack of domestic 
`industry/bonding
`lack of domestic 
`industry/bonding
`lack of domestic 
`industry/bonding
`Invalidity
`lack of domestic 
`industry/non‐infringement
`
`lack of domestic 
`industry/non‐infringement
`
`Wolfe; Elius; Westerman
`
`Mullens/Wolfe
`
`Mullens/Wolfe
`
`Invalidity
`
`Mullens/Wolfe
`
`Invalidity; non‐
`infringement
`
`Mullens; Elias; Wolfe
`
`lack of domestic 
`industry/non‐infringement
`
`Westerman; Wolfe
`
`Invalidity; non‐
`infringement
`
`Krah; Hotelling; Wolfe
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`RX‐16C
`
`RX‐17C
`
`RX‐18C
`
`RX‐19C
`
`RX‐20C
`
`RX‐21C
`
`7/19/2004
`
`7/21/2004
`
`745‐Apple10454703
`
`745‐Apple10454704
`
`745‐Apple10454718
`
`745‐Apple10454720
`
`10/15/2004
`
`745‐Apple10455686
`
`745‐Apple10455686
`
`3/4/2004
`
`8/18/2003
`
`9/3/2003
`
`745‐Apple10457155
`
`745‐Apple10457155
`
`745‐Apple10457876
`
`745‐Apple10457877
`
`745‐Apple10457883
`
`745‐Apple10457884
`
`RX‐22C
`
`9/17/2003
`
`745‐Apple10457889
`
`745‐Apple10457890
`
`00/00/2001
`
`745‐Apple10458678
`
`745‐Apple10458685
`
`Email dated March 7, 2004, from Chris Krah to Steven 
`Hotelling et al. RE: Great Idea for a Stylus with minimum 
`impact on Zephyr ASIC!
`Email string topmost dated May 25, 2004, from Chris Krah 
`to Steven Hotelling et al. RE: ESD for Q79 Zephyr
`Email dated July 19. 2004, from Sheri Stevens to Q79 Input 
`Panel Fujitgu Members et al. RE: Group addresses for Q79 
`program
`Email dated July 21, 2004, from Chris Krah to Steve Sfarzo et 
`al. RE: Here's a Q79 vision
`Email dated October 15, 2004, from Joshua Strickon to Chris 
`Krah et al. RE: Real (No Suggestions) Touchscreen Product
`
`Invalidity; non‐
`infringement
`Invalidity; non‐
`infringement
`
`Invalidity; non‐
`infringement
`Invalidity; non‐
`infringement
`
`Invalidity; non‐
`infringement
`
`Krah; Hotelling; Wolfe
`
`Krah; Hotelling; Wolfe
`
`Krah; Hotelling; Wolfe
`
`Krah; Hotelling; Strickon; 
`Huppi; Wolfe
`
`Krah; Hotelling; Wolfe
`
`Invalidity
`
`Wolfe; Hotelling; Huppi
`
`Invalidity; non‐
`infringement
`
`Invalidity; non‐
`infringement
`
`Huppi; Hotelling; Wolfe
`
`Huppi; Hotelling; Wolfe
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`RX‐23C
`
`RX‐24C
`
`RX‐25C
`
`RX‐26C
`
`RX‐27C
`
`RX‐28C
`
`RX‐29C
`
`RX‐30C
`
`RX‐31C
`
`11/9/2007
`
`2009
`
`10/2003
`
`11/1/2005
`
`6/4/2009
`
`6/13/2008
`
`10/2009
`
`6/26/2010
`
`745‐Apple11245977
`
`745‐Apple11246008
`
`745‐Apple4676223
`
`745‐Apple4827719
`
`745‐Apple4844382
`
`745‐Apple4854482
`
`745‐Apple4676375
`
`745‐Apple4827735
`
`745‐Apple4844417
`
`745‐Apple4854516
`
`745‐Apple5990241
`
`745‐Apple5990241
`
`745‐Apple6409535
`
`745‐Apple6776425
`
`745‐Apple6409563
`
`745‐Apple6776448
`
`Email dated March 4, 2004, from Chris Krah to Steven 
`Hotelling and Wing Kong Low RE: Proposal‐ MultiTouch 
`Panel Test Fixture
`Email from Steve Hotelling to Brian Huppi RE: New Display 
`Investigations
`Email string, the topmost dated October September 3, 
`2003, from Steven Hotelling to Andy Hodge et al. RE: Touch 
`Pads for iPods
`Email string, the topmost dated September 17, 2003, from 
`Steve Hotelling to Chen Wei and Brian Huppi FWD: phone 
`conversation
`SmartSkin: An Infrastructure for Freehand Manipulation on 
`Interactive Surfaces by Jun Rekimoto
`Multi‐Touch USPTO Presentation by Steve Hotelling and 
`Wayne Westerman
`N88 3rd Quarter of 2009
`
`Touch Screen Technologies White Paper. Author: Brian 
`Huppi
`Presentation Entitled Input Planning
`
`N88 Grape Chipset and Function Engineering Requirements 
`Specification Apple Touch Hardware
`Email string from Chris Mullens to Adam Gulkis et al. RE: 
`N82 Grape Ox 0049 firmware drop for QA
`
`AppleCare Support Impact Analysis
`
`iPhone 4 Field Data Summary
`
`1 of 56
`
`Invalidity; non‐
`infringement
`Invalidity; non‐
`infringement
`lack of domestic 
`industry/bonding
`Invalidity; non‐
`infringement
`Invalidity; non‐
`infringement
`lack of domestic 
`industry/bonding
`lack of domestic 
`industry/bonding; 
`invalidity
`lack of domestic 
`industry/bonding
`lack of domestic 
`industry/bonding
`
`Hotelling; Wolfe; Ellett; 
`Strickon; Huppi
`Wolfe; Hotelling; 
`Westerman
`Mulhern
`
`Huppi; Wolfe; Strickon; 
`Hotelling
`Krah; Wolfe
`
`Wolfe; Mullens
`
`Grunthaner; Wolfe; 
`Mullens
`
`Mulhern
`
`Mulhern
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`

`
`Date
`
`BATES_BEGIN
`
`BATES_END
`
`Respondent Motorola Mobility, Inc.’s Exhibit List submitted with Prehearing Statement on August 26, 2011
`DOCUMENT DESCRIPTION
`
`PURPOSE
`
`In  The Matter Of  Certain Mobile Devices and Related Software
`ITC Investigation No. 337‐TA‐750 (Before The Honorable Theodore R. Essex)
`
`Invalidity; non‐
`infringement
`
`Invalidity; non‐
`infringement
`
`Invalidity; non‐
`infringement
`
`Invalidity; non‐
`infringement
`
`Invalidity; non‐
`infringement
`
`Email string topmost dated October 28, 2008, from John 
`Elias to Chris Mullens et al. RE: Need FW updated code for 
`Eval tool
`Email string topmost dated June 17, 2008, from Martin 
`Grunthaner to John Elias et al. RE: Centroid demo on bare 
`SITO panel ‐ preliminary results Part II
`Email string, the topmost dated January 19, 2010 from 
`Wayne Westerman to Joshua Schafer et al. RE: Exposing 
`Path Shape/Pressure
`Email string topmost dated August 28, 2008, from A. Gulkis 
`to Wayne Westerman et al. RE: New Program to Boost 
`iPhone Keyboard Quality
`Email dated May 23, 2007, from Wayne Westerman to mt‐
`checkins@apple.group.com. RE: MultiTouch: Alternate 
`"Squashed Ellipse" measurement for M82
`N90 FQ2'10 Quarterly Cost and Risk Charts
`
`N90 FQ2'10 Quarterly Cost and Risk Charts with Gross 
`Margins
`N82 2009 First Quarter Gross Margin Summary
`
`Executive Summary: Q1 '08 Units View
`
`Annual Volume Commitment/ Annual Marketing 
`Commitment
`N82 iPhone Cost Model Summary for Q2 '09
`
`Life Cycle Product Matrix‐ Hardware
`
`Life Cycle Product Matrix‐ Hardware
`
`Status
`
`SPONSORING 
`WITNESS(es)
`Grunthaner; Elias; 
`Mullens; Westerman; 
`Wolfe
`Grunthaner; Elias; 
`Westerman; Hotelling; 
`Wolfe
`Mullens; Westerman; 
`Wolfe
`
`Grunthaner; Westerman; 
`Wolfe
`
`Mullens; Westerman; 
`Wolfe
`
`Mulhern
`
`Mulhern
`
`Mulhern
`
`Mulhern
`
`Mulhern
`
`Mulhern
`
`Mulhern
`
`Mulhern
`
`CBI
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`yes
`
`FINAL RX 
`NO.
`
`RX‐32C
`
`10/28/2008
`
`745‐Apple6891312
`
`745‐Apple6891318
`
`RX‐33C
`
`6/17/2008
`
`745‐Apple6905885
`
`745‐Apple6905892
`
`RX‐34C
`
`1/14/2010
`
`745‐Apple6908667
`
`745‐Apple6908668
`
`RX‐35C
`
`8/28/2008
`
`745‐Apple6914840
`
`745‐Apple6914842
`
`RX‐36C
`
`RX‐37C
`
`RX‐38C
`
`RX‐39C
`
`RX‐40C
`
`RX‐41C
`
`RX‐42C
`
`RX‐43C
`
`RX‐44C
`
`5/23/2007
`
`745‐Apple6996871
`
`745‐Apple6996871
`
`2010
`
`2010
`
`11/24/2008
`
`1/8/2008
`
`N/A
`
`2009
`
`3/11/2009
`
`4/7/2009
`
`745‐Apple7244512
`
`745‐Apple7244665
`
`745‐Apple7277106
`
`745‐Apple7480130
`
`745‐Apple7483563
`
`745‐Apple8061425
`
`745‐Apple8062008
`
`745‐Apple8062396
`
`745‐Apple7244523
`
`745‐Apple7244711
`
`745‐Apple7277121
`
`745‐Apple7480155
`
`745‐Apple7483563
`
`745‐Apple8061546
`
`745‐Apple8062030
`
`745‐Apple8062418
`
`RX‐45C
`RX‐46C
`RX‐47C
`RX‐48C
`RX‐49C
`
`RX‐50
`
`RX‐51C
`
`RX‐52
`
`RX‐53
`
`RX‐54
`
`RX‐55
`
`RX‐56
`
`RX‐57
`RX‐58
`RX‐59
`RX‐60
`
`RX‐61
`
`RX‐62
`
`RX‐63
`
`RX‐64
`
`RX‐65
`RX‐66
`RX‐67
`
`RX‐68
`
`RX‐69
`
`N/A
`N/A
`N/A
`N/A
`N/A
`
`5/4/2009
`
`8/5/1997
`
`12/24/2009
`
`2/24/2010
`
`2/24/2010
`
`1/30/1996
`
`6/24/1997
`
`12/3/1996
`8/6/1996
`5/5/1998
`8/6/1996
`
`5/6/2004
`
`1/3/2006
`
`10/26/2007
`
`2/20/2009
`
`1/10/2006
`5/29/2001
`12/6/2005
`
`4/1/1999
`
`750‐Apple Code 194
`750‐Apple Code 210
`750‐Apple Code 235
`750‐Apple Code 243
`750‐Apple Code 263
`
`750‐Apple Code 196
`750‐Apple Code 230
`750‐Apple Code 238
`750‐Apple Code 248
`750‐Apple Code 269
`
`MOTO‐APPLE‐0007086539
`
`MOTO‐APPLE‐0007086706
`
`Apple000292
`
`750‐Apple0002923
`
`750‐Apple0002977
`
`750‐Apple0002989
`
`750‐Apple0004486
`
`750‐Apple0010609
`
`750‐Apple0010892
`750‐Apple0011863
`750‐Apple0011864
`750‐Apple0012028
`
`750‐Apple0012339
`
`750‐Apple0012471
`
`750‐Apple0013414
`
`750‐Apple0013647
`
`750‐Apple0014409
`750‐Apple0014725
`750‐Apple0014820
`
`750‐Apple0015187
`
`Apple000313
`
`750‐Apple0002946
`
`750‐Apple0002992
`
`750‐Apple0002992
`
`750‐Apple0004486
`
`750‐Apple0010609
`
`750‐Apple0010917
`750‐Apple0011863
`750‐Apple0011885
`750‐Apple0012029
`
`750‐Apple0012338
`
`750‐Apple0012474
`
`750‐Apple0013418
`
`750‐Apple0013664
`
`750‐Apple0014427
`750‐Apple0014742
`750‐Apple0014834
`
`750‐Apple0015549
`
`11/7/2008
`
`750‐Apple0015746
`
`750‐Apple0015807
`
`Apple Source code
`Apple Source code
`Apple Source code
`Apple Source code
`Apple Source code
`Certified copy of U.S. Patent Application No. 09/236,513
`
`Patent Cross‐License Agreement Between Apple and 
`Microsoft dated August 5, 1997
`USPTO Office Action RE U.S Patent Application 11/677,958
`
`U.S. Patent Application No. 11/677,958 Amendments to the 
`Claims
`Applicant's Remarks RE claims 1‐35 of U.S. Patent 
`Application 11/677,958
`Certificate of Correction to U.S. Patent No. 5,488,204
`Certificate of Correction for Patent U.S. Patent No. 5,642,108
`
`U.S. Patent No. 5,581,681
`Certificate of Correction for U.S. Patent No. 5,543,591
`U.S. Patent No. 5,746,818
`Certificate of Correction for U.S. Patent No. 5,543,590
`Patent application for Multipoint Touchscreen
`
`Power of Attorney for the '607 patent
`
`U.S. Patent Application No. 10/840,862 Power of Attorney 
`and Statement under 37 CFR 3.37(b)
`U.S. Patent Application No. 10/840,862 Remarks & 
`Amendments to the Claims
`U.S. Patent No. 6,985,801 B1
`U.S. Patent No. 6,239,790 B1
`U.S. Patent No. 6,972,401 B2
`Hand Tracking, Finger Identification and Chordic 
`Manipulation on a Multi‐Touch Surface by Wayne 
`Westerman
`Patent Application for patent titled "Multipoint 
`Touchscreen"
`
`2 of 56
`
`lack of domestic 
`industry/bonding
`lack of domestic 
`industry/bonding
`lack of domestic 
`industry/bonding
`lack of domestic 
`industry/bonding
`lack of domestic 
`industry/bonding
`lack of domestic 
`industry/bonding
`lack of domestic 
`industry/bonding
`lack of domestic 
`industry/bonding
`Invalidity
`Invalidity
`Invalidity
`Invalidity
`Invalidity
`
`Invalidity
`
`Garst; Locke
`Garst; Locke
`Garst; Locke
`Garst; Locke
`Garst; Locke
`
`Wolfe
`
`yes
`Yes
`Yes
`Yes
`Yes
`
`non‐infringement/lack of 
`standing
`Invalidity/non‐
`infringement
`Invalidity/non‐
`infringement
`Invalidity/non‐
`infringement
`Invalidity
`
`Invalidity
`
`Invalidity
`Invalidity
`Invalidity
`Invalidity
`Non‐
`infringement/invalidity/un
`enforceability
`Invalidity/unenforceability
`
`Foodman/Teksler/Lutton
`
`Wolfe/Westerman/Elias
`
`Westerman/Elias/Wolfe
`
`Wolfe/Elias/Westerman
`
`Wolfe
`
`Wolfe
`
`Wolfe
`Wolfe
`Wolfe
`Wolfe
`Kubota/Wolfe/Hotelling/H
`uppi/Strickon
`
`Lutton; Wolfe
`
`Invalidity/unenforceability
`
`Kubota/Lutton; Wolfe
`
`Invalidity/unenforceability
`/invalidity
`Invalidity
`Invalidity
`Invalidity
`
`Kubota/Lutton; Wolfe
`
`Wolfe
`Wolfe
`Wolfe
`
`Invalidity
`
`Westerman; Wolfe; Ellett
`
`Invalidity, Non‐
`infringement, 
`Unenforceability
`
`Kubota; Hotelling; 
`Strickon; Huppi; Wolfe
`
`

`
`In  The Matter Of  Certain Mobile Devices and Related Software
`ITC Investigation No. 337‐TA‐750 (Before The Honorable Theodore R. Essex)
`
`Respondent Motorola Mobility, Inc.’s Exhibit List submitted with Prehearing Statement on August 26, 2011
`DOCUMENT DESCRIPTION
`
`BATES_END
`
`FINAL RX 
`NO.
`RX‐70
`RX‐71
`RX‐72
`RX‐73
`RX‐74
`RX‐75
`RX‐76
`RX‐77
`RX‐78
`RX‐79
`RX‐80
`RX‐81
`RX‐82
`RX‐83
`RX‐84
`RX‐85
`RX‐86
`RX‐87
`RX‐88
`RX‐89
`RX‐90
`RX‐91
`RX‐92
`RX‐93
`RX‐94
`RX‐95
`RX‐96
`RX‐97
`
`Date
`
`11/26/1996
`7/14/1993
`9/5/1996
`3/22/1988
`4/24/2003
`1/8/1992
`3/4/1988
`1/13/2004
`2/16/2006
`11/15/2005
`4/24/2003
`4/9/1998
`11/18/2003
`1/11/2005
`12/20/2005
`9/6/1994
`1/7/1997
`9/23/2003
`12/3/1996
`2/15/2005
`2/1/2000
`9/2/2003
`11/29/1988
`1/31/2006
`1/31/2003
`1/9/2002
`5/3/2005
`5/5/1998
`
`BATES_BEGIN
`
`750‐Apple0016378
`750‐Apple0016401
`750‐Apple0016413
`MOTO‐APPLE‐0007085582
`750‐Apple0018027
`750‐Apple0018044
`750‐Apple0018469
`MOTO‐APPLE‐0007085150
`750‐Apple0019421
`750‐Apple0019947
`750‐Apple0019962
`MOTO‐APPLE‐0006037953_121516
`750‐Apple0020176
`750‐Apple0020355
`750‐Apple0020408
`750‐Apple0020419
`750‐Apple0020488
`750‐Apple0020532
`750‐Apple0020559
`MOTO‐APPLE‐0007085168
`750‐Apple0020620
`750‐Apple0021006
`750‐Apple0021068
`750‐Apple0021081
`750‐Apple0021097
`750‐Apple0021263
`750‐Apple0021495
`750‐Apple0021723
`
`RX‐98
`
`4/3/1996
`
`750‐Apple0022900
`
`750‐Apple0022899
`
`RX‐99
`
`12/10/2009
`
`750‐Apple0022912
`
`750‐Apple0022941
`
`RX‐100C
`
`3/7/1996
`
`750‐Apple0023961
`
`750‐Apple0023965
`
`RX‐101C
`
`RX‐102
`
`RX‐103C
`
`11/20/2003
`
`9/9/1997
`
`1/20/2010
`
`7/14/2011
`
`750‐Apple0077071
`
`750‐Apple008483
`
`750‐Apple0152503
`
`750‐Apple0313919
`
`750‐Apple0077082
`
`750‐Apple008498
`
`750‐Apple0152517
`
`750‐Apple0313934
`
`750‐Apple0016387
`750‐Apple0016412
`750‐Apple0016427
`MOTO‐APPLE‐0007085615
`750‐Apple0018043
`750‐Apple0018045
`750‐Apple0018470
`MOTO‐APPLE‐0007085167
`750‐Apple0019426
`750‐Apple0019961
`750‐Apple0019989
`MOTO‐APPLE‐0006037953_121527
`750‐Apple0020209
`750‐Apple0020372
`750‐Apple0020418
`750‐Apple0020439
`750‐Apple0020531
`750‐Apple0020544
`750‐Apple0020584
`MOTO‐APPLE‐0007085181
`750‐Apple0020663
`750‐Apple0021067
`750‐Apple0021079
`750‐Apple0021090
`750‐Apple0021112
`750‐Apple0021265
`750‐Apple0021572
`750‐Apple0021744
`
`U.S. Patent No. 5,579,036
`European Patent Spec. 0 288 692 B1
`European Patent Spec. 0 464 908 B1
`Certified copy of U.S. Patent No. 4,733,222
`U.S. Patent Application Publication No. 2003/0076306
`European Patent Applciation No. 0 464 908 A3
`European Patent Application No. 0 288 692