`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE DISTRICT OF DELAWARE
`
`MIDWEST ENERGYEMISSIONS
`CORP. and MES Inc.,
`
`Plaintiffs,
`
`PLAINTIFFS’ EXHIBIT AND WITNESS LIST
`
`Vv.
`
`C.A. No. 19-1334 (CJB)
`
`ARTHUR J. GALLAGHER & CO.,ef al,
`
`Defendants.
`
`
`
`COURT REPORTER:
`Deanna Warner
`
`COURTROOM DEPUTY:
`{Deborah Benyo
`
`PTX |DTXNO. MARKED|ADMITTEDDATE DESCRIPTION OF EXHIBITS* AND WITNESSES
`
`
`
`
`
`OFFERED
`
`U.S. Patent No. 10,343,114
`ME2C-RC-00074475-ME2C-RC-00074508
`
`US. Patent No. 10,589,225
`ME2C-RC-00074509-ME2C-RC-00074543
`
`U.S. Patent No. 10,596,517
`ME2C-RC-00074544-ME2C-RC-00074586
`
`US. Patent No. 10,668,430
`ME2C-RC-00074587-ME2C-RC-00074629
`
`U.S. Patent No. 8,168,147
`ME2C-RC-000748 19-ME2C-RC-00074843
`
`File History U.S. Patent No. 10,343,114
`ME2C-RC-00078239-ME2C-RC-00085966
`
`U.S. Patent Application Ser. No. 12/201,595 filed on Aug. 29, 2008
`(abandoned)
`
`US. Patent Application Ser. No. 11/209,163 filed on Aug. 22, 2005 (now
`USS. Pat. No. 7,435,286)
`
`US. Provisional Application Ser. No. 60/605,640 filed on Aug. 30, 2004
`
`US. Patent Application No. 14/318,270,filed on Jun. 27, 2014, now Pat.
`No. 9,757,689
`
`USS. Patent Application No. 13/966,768,filed on Aug. 14, 2013, now Pat.
`No. 8,821,819
`
`U.S. Patent Application No. 13/427,665, filed on Mar. 22, 2012, now Pat.
`
`PRESIDING JUDGE:
`Judge Christopher J. Burke
`
`TRIAL DATEG):
`02/26/2024 - 03/01/2024
`
`PLAINTIFFS' COUNSEL:
`Bradley W. Caldwell, Warren J. McCarty, III, Justin T.
`Nemunaitis, Daniel R. Pearson, James M. Lennon, Peter
`Akawie Mazur
`DEFENDANTS' COUNSEL:
`Kenneth L. Dorsney, Coirtlan S. Hitch, Jeffrey D. Dyess,
`Paul M. Sykes, Benn C. Wilson, Ashley M. Robinson,
`Jessica L Zurlo
`
`No. 8,512,655
`
`
`
`Case 1:19-cv-01334-CJB piaGymaweAGesdied QaQuiedsriage 2 of 6 PagelD #: 17905
`
`oO DTX NO. MARKED|ADMITTEDDATE DESCRIPTION OF EXHIBITS* AND WITNESSES
`
`
`oy
`U.S. Patent Application No. 12/419,219,filed on Apr. 6, 2009, now Pat.
`
`
`
`OFFERED
`
`>|__Ere
`ME2C-RC-00074717-ME2C-RC-00074725
`PMyfUSS. PatentNo. 10,343,114 (15/978,760) Assignment
`eTME2C-RC-00074745-ME2C-RC-00074753
`
`ME2C-RC-0005272 1-ME2C-RC-00052817
`
`No. 8,168,147
`
`PYFFU.S. PatentApplication Ser.No. 15/974,343,filed May 8, 2018
`petPfU.S.PatentApplicationSer.No. 15/951,970,filedApr. 12,2018
`
`U.S. Patent Application Ser. No. 14/712,558, filed May 14, 2015, now
`Pat. No. 10,589,225
`
`41
`
`42
`
`43
`
`ME2C-RC-00074726-ME2C-RC-00074744
`
`U.S. Patent Nos. 10,596,517 (15/997,091 and 10,668,430 (15/974,343)
`
`U.S. Patent Nos. 10,596,517 (15/997,091 and 10,668,430 (15/974,343)
`Assignment
`ME2C-RC-00074754-ME2C-RC-00074762
`
`US. Patent Nos. 10,596,517 (15/997,091 and 10,668,430 (15/974,343)
`Assignment
`ME2C-RC-00074763-ME2C-RC-00074771
`
`U.S. Patent Nos. 10,596,517 (15/997,091 and 10,668,430 (15/974,343)
`Assignment
`ME2C-RC-00074772-ME2C-RC-0007478 1
`
`USS. Patent Nos. 8,168,147 (12/419,219) and 10,589,225 (14/712,558)
`Assignment (Corrective)
`ME2C-RC-00074782-ME2C-RC-00074794
`
`US. Patent Nos. 10,596,517 (15/997,091 and 10,668,430 (15/974,343)
`Assignment (Corrective)
`ME2C-RC-00074795-ME2C-RC-00074806
`
`USS. Patent No. 10,343,114 (15/978,760) Assignment (Corrective)
`ME2C-RC-00074807-ME2C-RC-000748 18
`
`RLP Energy, Inc. Exclusive Patent and Know-How License Agreement
`Including Transfer of Ownership
`ME2C-RC-00070587-ME2C-RC-00070610
`
`Closing Agreementre: Exclusive Patent and Know-How License
`Agreement Including Transfer of Ownership
`ME2C-RC-00070583-ME2C-RC-00070586
`
`EPAStudy of Hazardous Air Pollutant Emissions from Electric Utility
`Steam Generating Units - Final Report to Congress Volume 1
`ME2C-RC-0005 1824-ME2C-RC-00052325
`
`EERCTechnology - Putting Research into Practice - Description of Test
`Facilities - Particulate Test Combustor - Grand Forks, North Dakota
`ME2C-RC-00052326-ME2C-RC-00052342
`
`EERC Mercury Control Technologies for Electric Utilities Burning Lignite
`Coals - Introduction to Project Presentation for Conference Call
`ME2C-RC-00052343-ME2C-RC-00052365
`
`Pilot - and Full-Scale Demonstration of Advanced Mercury Control
`Technologies for Lignite-Fired Power Plants Quarterly Report (for the
`Period October 1, 2003 - December 31, 2003)
`ME2C-RC-00052688-ME2C-RC-00052720
`
`Pilot - and Full-Scale Demonstration of Advanced Mercury Control
`Technologies for Lignite-Fired Power Plants Final Report
`
`Page 2 of 6
`
`
`
`Case 1:19-cv-01334-CJB ,agumenter<dlled OHOUedarkAge 3 of 6 PagelD #: 17906
`
`PTX |DTX NO.
`
`DATE
`OFFERED
`
`Mercury Control Technologies for Electric Utilities Burning
`Subbituminous Coals Final Report (For the period January 1, 2004
`through June 30, 2005)
`ME2C-RC-000528 18-ME2C-RC-00053004
`
`Center for Air Toxic Metals (CATM) 2003 Research Ideas
`ME2C-RC-00053005-ME2C-RC-00053012
`
`Info CATM Research Indeas Sept 2002 (metadata)
`ME2C-RC-00053013-ME2C-RC-00053013
`Declaration of Thomas Erickson
`ME2C-RC-00053014-ME2C-RC-00053508
`
`Larkwood Fuel Compan4 Refined Coal Facility Independent Engineering
`Technical Due Dilience Review by Sargent & Lundy for J.P.Morgan
`CERT-0017228-CERT-0017368
`
`Email Dennis Beck to Jeff Green re: FW: Refined Coal Prospect's
`Questions
`Coleto_0039-Coleto_0039
`Email Barr Linton to Alan Weiner RE: Draft of proposed chem mod
`amendment
`CERT-0034619-CERT-0034620
`
`Spring Hill Resources Refined Coal Facility Located at the Big CajunII
`Power Plant Independent Engineering Technical Due Diligence by Sargent
`Lundy for J.P. Morgan
`CERT-0023675-CERT-0023805
`Letter Renee Collins to Air Permits Initial Review Team Texas
`Commission on Environmental Quality re: Air Quality Standard Permit for
`Pollution Control Projects
`CERT-0022114-CERT-0022190
`
`Chem Mod MerSorb Safety Data Sheet
`ArborFuels_00067791-ArborFuels_00067800
`REFINED COAL SALES AGREEMENT(Antelope Valley Station)
`between MARQUIS INDUSTRIAL COMPANY,LLC and BASIN
`ELECTRIC POWER COOPERATIVE
`
`CERT_0009823-CERT-0009886
`REFINED COAL SALES AGREEMENT(Big Cajun II Generation
`Facility) between SPRING HILL RESOURCES, LLC and LOUISIANA
`GENERATING LLC
`
`CERT_0008315-CERT-0008368
`REFINED COAL SALES AGREEMENT(RushIsland Project
`Generation Facility) between BUFFINGTON PARTNERS, LLC and
`UNION ELECTRIC COMPANY d/b/a AMEREN MISSOURI
`
`MARKED|ADMITTED DESCRIPTION OF EXHIBITS* AND WITNESSES
`
`CERT_0008446-CERT-0008502
`Amended and Restated Refined Coal Sales Agreement (WA Parish
`Generation Facility) between SENESCENCE ENERGY PRODUCTS,
`LLC, and NRG TEXAS POWER LLC
`CERT_0007346-CERT-0007400
`REFINED COAL SALES AGREEMENT(Coleto Creek Power Station)
`between BASCOBERT(A) HOLDINGS, LLC and COLETO CREEK
`POWER, LLC
`CERT_0008039-CERT-0008 137
`AMENDED AND RESTATED REFINED COAL SALES
`
`AGREEMENT(Limestone Generation Facility) between RUTLEDGE
`PRODUCTS, LLC and NRG TEXAS POWER LLC
`CERT_0017134-CERT-0017189
`
`Page 3 of 6
`
`
`
`Case 1:19-cv-01334-CJ Bpagemanentsdlied -Ceitiechrioage 4 of 6 PagelD #: 17907
`
`PTX |DTX NO. MARKED|ADMITTEDDATE DESCRIPTION OF EXHIBITS* AND WITNESSES
`
`
`
`
`
`OFFERED
`
`REF-COAL-0000 1606-REF-COAL-00001635
`
`eh
`PPP Chem ModS-Sorb III Safety Data Sheet
`
`AMENDED AND RESTATED REFINED COAL SALES
`
`AGREEMENT(Labadie Energy Center) between LARKWOOD
`ENERGY, LLC and UNION ELECTRIC COMPANYd/b/a AMEREN
`MISSOURI
`
`CERT_0008205-CERT-0008261
`AMENDED AND RESTATED REFINED COAL SALES
`
`AGREEMENT(Laramie River Station) between COTTBUS
`ASSOCIATES, LLC and BASIN ELECTRIC POWER COOPERATIVE
`CERT_000887 1-CERT-0008919
`
`Email Barr Linton to Daniel Murrayetal. re: Draft of proposed chem mod
`amendment
`CERT-0012805-CERT-0012805
`
`Email Barr Linton to Thomas Ryan et al. RE: Draft of proposed chem mod
`amendment
`CERT-0034624-CERT-0034625
`
`Settlement and License Agreement between Nalco Company LLC, Ecolab
`Inc., Hazelmere Research Ltd., Ecolab USAInc., Nalco Holding
`Company, Nalco U.S. 2 Inc., Mobotec AB, LLC and Chem-Mod LLC,
`ArthurJ. Gallagher & Co., Gallagher Clean Energy, LLC, AJG Coal
`GCE_00003117-GCE_00003 144
`
`[caeME2C-RC-00270658-ME2C-RC-0027066
`
`243
`
`343
`
`534
`
`SB_00055329-SB_00055329
`License Agreement between CHEM-MOD LLCandRutledge Products,
`LLC
`CERT-0006822-CERT-0006857
`
`Arbor Fuels_00067779-ArborFuels_00067790
`Amendedand Restated License Agreement between CHEM-MOD, LLC
`and DTE Energy Resources, Inc.
`Belle_00072815-Belle_00072868
`USS. Patent No. 6,808,692
`ME2C-RC-00246669-ME2C-RC-0024667
`
`December31, 2014
`
`December31, 2015
`
`December 31, 2016
`FLASHReport FINAL(Spreadsheet)
`CERT-0039422-CERT-0039422
`
`License Agreement AJG Coal, INC / Brandon Shores Coaltech LLC
`REF-COAL_00000413-REF-COAL_00000443
`License Agreement AJG Coal, INC / AJG Iowa
`REF-COAL_00013694-REF-COAL00013723
`License Agreement AJG Coal, INC / Walter Scott Refined Coal LLC
`
`Page 4 of 6
`
`
`
`Case 1:19-cv-01334-CJB pagumenneedled QHOUed.rage 5 of 6 PagelD #: 17908
`
`
`
`
`
`PTX |DTXNO. MARKED|ADMITTEDDATE DESCRIPTION OF EXHIBITS* AND WITNESSES
`
`License Agreement Chem-Mod LLC/ Arbor Fuels Company, LLC
`GCE_00000569-GCE_00000617
`License Agreement Chem-Mod LLC/ Bascobert Holdings LLC
`CERT_0008974-CERT_0009009
`License Agreement Chem-Mod LLC / Buffington Partners, LLC
`CERT_0009010-CERT_0009045
`License Agreement Chem-Mod LLC / Cottbus Associates LLC (Add
`amendments)
`CERT-0009046-CERT-0009081
`
`ME2C-RC-00278 123-ME2C-RC-00278248
`
`
`
`License Agreement Chem-Mod LLC/ Spring Hill Resources Holdings
`LLC
`CERT-0009118-CERT-0009153
`
`License Agreement Chem-Mod LLC / Larkwood Energy LLC
`CERT-0009082-CERT-0009117
`
`License Agreement Chem-Mod LLC / Senescence Energy Products LLC
`CERT-0006858-CERT-0006893
`
`Letter Steven Dietrich (Wyoming Department of Environmental Quality)
`to Erin Fox Dukart re: Temporary Waiver wv-17029 Laramie River
`Station
`ME2C-RC-00277523-ME2C-RC-00277524
`
`Senescence Energy Refined CoalFacility Independent Engineering
`Technical Due Dilience Review by Sargent & Lundy for J.P.Morgan
`(Green Ex. 2)
`CERT-0017480-CERT-0017589
`
`Combustion Emissions Reduction Technologies, LLC Reduced Emissions
`Production Facilities (Schaatt Ex. 4)
`CERT-002 1088-CERT-002 1093
`
`CERT Defendants' Objections and Responsesto Plaintiffs' First Set of
`Requests for Admissions (Nos. 1-10) to Defendants
`Reply Report of Philip Green- Reply Exhibit C-1 - REDACTED
`Reply Report of Philip Green - Reply Exhibit C-2 - REDACTED
`Reply Report of Philip Green - Reply Exhibit D-3 - REDACTED
`Email Jeff Green to Leah Schaatt et al. re: FW: Limestone Production
`
`Questions from Enterprise
`CERT-0014763-CERT-0014765
`
`Email Jeff Green to tfriddle@pathfindercap.comet al. re: FW: Potential
`investor question on Labadie Hgarticle
`CERT-0013695-CERT-0013696
`
`Bascobert Energy Refined Coal Facility Located at the Coleto Creek
`PowerPlant Independent Engineering Technical Due Diligence by Sargent
`& Lundy for J.P.Morgan
`CERT-0023407-CERT-0023540
`
`Rutledge Products Refined Coal Facility Independent Engineering
`Technical Due Diligence by Sargent & Lundy for J.P.Morgan
`CERT-0017369-CERT-0017479
`
`Email Barr Linton to Adam Korfhageet al. re: Request by Basin Electric
`CERT-0012785-CERT-0012785
`
`Air Permit Routing/Approval SLIP-Permits - Louisiana Generating LLC -
`Big Cajun I Power Plant
`ME2C-RC-00279178-ME2C-RC-00279285
`
`Missouri DNR Part 70 Permit to Operate - Ameren Missouri Rush Island
`Energy Center
`
`Page 5 of 6
`
`
`
`Case 1:19-cv-01334-CJB pagemenweessila? QaRaiedaritage 6 of 6 PagelD #: 17909
`
`
`DESCRIPTION OF EXHIBITS* AND WITNESSES
`
`
`
`Letter Amanda Kraynok and Betsy Peticolas to Lauire Gharis, Chief Clerk
`
`(Texas Commission on Environmental Quality) re: Final Backup Materials
`
`NRGTexas Power, LLC
`
`
`ME2C-RC-00279146-ME2C-RC-00279177
`
`
`
`
`Letter Jesse Chacon to Matt Pistner (NRG Texas Power LLC)re: Off-
`Permit/Operational Flexibility Notification Acknowledgment
`
`
`ME2C-RC-0027892 1-ME2C-RC-00278928
`
`
`
`
`
`
`
`
`
`
`
`Letter Kyla Schneider to Erin Fox Dukart re: Air Pollution Control Permit
`to Operate RenewalTitle V Source
`ME2C-RC-00277585-ME2C-RC-00277637
`
`
`||GreenSupplementalExhibitC-1
`
`
`||GreenSupplementalExhibitC-2
`
`|TermsheetbetweenAIGandDTW
`
`
`
`PpCERTOrganizationalCharts
`License Agreement between Alistar Enterprises, LLC and Midwest Energy
`Emission Corp. and MESInc.
`Final Executed Settlement and License Agreement between ME2C and
`
`po
`pT
`Pp
`Pp
`ee
`
`Ta
`Jp
`
`
`
`Missouri DNR Part 70 Permit to Operate - Ameren Missouri Labadie
`Energy Center
`ME2C-RC-00278005-ME2C-RC-00278 122
`
`Leah Schaat - Deposition Testimon
`
`
`
`Page 6 of 6
`
`