Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 1 of 65 PageID #: 24531
`Case 1:13-cv-00919—LPS Document 306-3 Filed 03/10/21 Page 1 of 65 PageID #: 24531
`
`EXHIBIT 3
`
`EXHIBIT 3
`
`

`

`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 2 of 65 PageID #: 24532
`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 2 of 65 PageID #: 24532
`
`Patent No. 7,496,854
`
`Petition For Inter Partes Review
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`Apple Inc., Google Inc., and Motorola Mobility LLC
`Petitioners
`
`V.
`
`Arendi S.A.R.L.
`
`Patent Owner
`
`Patent No. 7,496,854
`
`Issue Date: February 24, 2009
`Title: METHOD, SYSTEM AND COMPUTER READABLE MEDIUM FOR
`
`ADDRESSING HANDLING FROM A COMPUTER PROGRAM
`
`Inter Partes Review No.
`
`PETITION FOR INTER PARTES REVIEW
`
`UNDER 35 U.S.C. §§ 311-319 AND 37 C.F.R. § 42.100 et seq.
`
`FOX_0009888
`
`

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`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 3 of 65 PageID #: 24533
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`TABLE OF CONTENTS
`
`Page
`
`I.
`
`II.
`
`NOTICES AND STATEMENTS ................................................................... 1
`
`INTRODUCTION .......................................................................................... 3
`
`III.
`
`SUMMARY OF THE '854 PATENT ............................................................. 4
`
`A.
`
`B.
`
`Background Of The '854 Patent ........................................................... 4
`
`Prosecution History Of The '854 Patent ............................................... 6
`
`IV.
`
`CLAIM CONSTRUCTION ........................................................................... 6
`
`A.
`
`B.
`
`“Marking
`
`The First Information To Alert The User” ..................... 7
`
`“Performing An Operation Related To Second Information” ............. 8
`
`C. Means-Plus-Function Limitations ........................................................ 9
`
`1.
`
`2.
`
`3.
`
`Independent Claim 31 ................................................................ 9
`
`Independent Claim 79 .............................................................. 10
`
`Independent Claim 99 .............................................................. 11
`
`D.
`
`Remaining Claim Terms .................................................................... 13
`
`V.
`
`IDENTIFICATION OF CHALLENGE ....................................................... 13
`
`VI. GROUNDS BASED ON LIVEDOC/DROP ZONES .................................. 15
`
`A.
`
`B.
`
`C.
`
`D.
`
`Background Of LiveDoc/Drop Zones ................................................ 15
`
`Ground 1: Anticipation Based On LiveDoc/Drop Zones .................. l7
`
`1.
`
`2.
`
`Method Claims ......................................................................... l7
`
`Computer Readable Medium And System Claims .................. 26
`
`Ground 2: Obviousness In View Of LiveDoc/Drop Zones ............... 26
`
`Ground 3: Obviousness In View Of LiveDoc/Drop Zones And
`Nielsen ................................................................................................ 29
`
`VII. GROUND BASED ON DOMINI ................................................................ 30
`
`A.
`
`B.
`
`Background Of Domini ...................................................................... 30
`
`Ground 4: Anticipation Based On Domini ........................................ 31
`
`1.
`
`2.
`
`Method Claims ......................................................................... 3l
`
`Computer Readable Medium And System Claims .................. 38
`
`i
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`FOX_0009889
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`

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`TABLE OF CONTENTS
`
`(continued)
`
`Page
`
`VIII. GROUNDS BASED ON MILLER .............................................................. 39
`
`A.
`
`B.
`
`Background Of Miller ........................................................................ 39
`
`Ground 5: Anticipation Based On Miller .......................................... 40
`
`1.
`
`2.
`
`Method Claims ......................................................................... 40
`
`Computer Readable Medium And System Claims .................. 44
`
`C.
`
`Ground 6: Obviousness In View Of Miller ....................................... 45
`
`IX. GROUND BASED ON LUCIW .................................................................. 49
`
`A.
`
`B.
`
`Background Of Luciw ........................................................................ 49
`
`Ground 7: Anticipation Based On Luciw .......................................... 50
`
`1.
`
`2.
`
`Method Claims ......................................................................... 50
`
`Computer Readable Medium And System Claims .................. 57
`
`X.
`
`CONCLUSION ............................................................................................. 58
`
`ii
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`FOX_0009890
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`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 5 of 65 PageID #: 24535
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`
`Exhibit List for Inter Partes Review of US. Patent No. 7 496 854
`
`
`US. Patent No. 7,496,854 to Hedloy
`
`1001
`
`Declaration of Dr. Daniel A. Menascé
`
`
`Amendment dated January 24, 2008
`
`
`Amendment dated April 18, 2007
`
`SIGCHI Bulletin (April 1998) at 51-63
`
`-
`
`
`
`US. Patent No. 6,085,206 to Domini et al.
`
`
`US. Patent No. 5,946,647 to Miller et al.
`
`
`US. Patent No. 5,644, 735 to Luciw et al.
`
`US. Patent No. 5,963,964 to Nielsen
`
`1009
`
`1010
`SIGCHI Bulletin (April 1998) at 51-63 (web version)
`
`
`iii
`
`FOX_0009891
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`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 6 of 65 PageID #: 24536
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`Petitioners Apple
`
`Inc., Google
`
`Inc.,
`
`and Motorola Mobility LLC
`
`(collectively, “Petitioners”) respectfully petition for inter partes review of claims
`
`19-35, 57-85, 96, and 99 of US. Patent No. 7,496,854 (“the '854 patent”
`
`(EX. 1001)) in accordance with 35 U.S.C. §§ 311-319 and 37 C.F.R. §42.100 et
`
`seq.
`
`1.
`
`NOTICES AND STATEMENTS
`
`Pursuant to 37 C.F.R. § 42.8(b)(1), Apple Inc. (“Apple”) is the real party-in-
`
`interest for Petitioner Apple. Google Inc. (“Google”) is the real party-in-interest
`
`for Petitioner Google. Motorola Mobility LLC (“Motorola Mobility”) is the real
`
`party-in-interest for Petitioner Motorola Mobility.
`
`Pursuant to 37 C.F.R. § 42.8(b)(2), Petitioners identify the following related
`
`matters. On November 29, 2012, the Patent Owner filed suit against Apple and
`
`Motorola Mobility, among others, in the US. District Court for the District of
`
`Delaware alleging infringement of several patents, including the '854 patent. See
`
`Arendi S.A.R.L. v. Apple Inc., No. 1:12-Cv-01596-LPS (D. Del.); Arendi S.A.R.L. v.
`
`Motorola Mobility LLC, Case No. 1:12-cv-01601-LPS (D. Del.). The Complaint
`
`was served on Motorola Mobility on November 30, 2012 and on Apple on
`
`December 3, 2012. Thus, this Petition has been filed within one year of Apple and
`
`Google (which owns Motorola Mobility) being served a complaint alleging
`
`infringement of the '854 patent. 35 U.S.C. § 315(b); 37 C.F.R. § 42.101(b).
`
`FOX_0009892
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`

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`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 7 of 65 PageID #: 24537
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`Pursuant to 37 C.F.R. §42.8(b)(3), Apple identifies the following counsel
`
`(and a power of attorney accompanies this Petition).
`
`Lead Counsel for Petitioner Apple
`
`Backup Counsel for Petitioner Apple
`
`Fax: (323) 210-1329
`
`David L. Fehrman
`dfehrman@mofo.com
`Registration No: 28,600
`MORRISON & FOERSTER LLP
`
`Mehran Arj omand
`marjomand@mof0.com
`Registration No: 48,231
`MORRISON & FOERSTER LLP
`
`707 Wilshire Blvd., Suite 6000
`
`707 Wilshire Blvd., Suite 6000
`
`Los Angeles, California 90017-3543
`Tel: (213) 892-5601
`
`Los Angeles, California 90017-3543
`Tel: (213) 892-5630
`
`Fax: (213) 892-5454
`
`Google and Motorola Mobility identify the following counsel (and a power
`
`of attorney accompanies this Petition).
`
`Backup Counsel for Petitioners
`Lead Counsel for Petitioners Google
`
`and Motorola Mobility
`Google and Motorola Mobility
`Matthew A. Smith
`Zhuanjia Gu
`smith@turnerboyd.com
`gu@turnerboyd.com
`Registration No: 49,003
`Registration No: 51,758
`Turner Boyd LLP
`Turner Boyd LLP
`2570 W. El Camino Real, Suite 380
`2570 W. El Camino Real, Suite 380
`
`Mountain View, CA 94040
`
`Mountain View, CA 94040
`
`Fax: (650) 521-5931
`
`Tel: (650) 265-6109
`
`Fax: (650) 521-5931
`
`Tel: (650) 265-6109
`
`Pursuant to 37 C.F.R. § 42.8(b)(4), service information for lead and back-up
`
`counsel is provided above.
`
`Pursuant to 37 C.F.R. § 42.104(a), Petitioners certify that the '854 patent is
`
`available for inter partes review and that Petitioners are not barred or estopped
`
`FOX_0009893
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`

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`from requesting an inter partes review challenging the patent claims on the
`
`grounds identified in this Petition.
`
`11.
`
`INTRODUCTION
`
`The '854 patent is directed to a method, system, and computer readable
`
`medium for name and address handling from a computer program. For example, a
`
`user can type a name and address in a document being created with a word
`
`processing program. Through the use of a button, the document is searched and
`
`the name and address are detected. The detected information is then used with
`
`respect to a second application program, such as a database. For example, the user
`
`can add the name and address to an address book as a new entry, or edit or add
`
`additional address information associated with the name if the name is already in
`
`the address book. If the user types only a name into the document and the database
`
`has the name and a corresponding address, the user can insert the address for the
`
`name into the document being created by the word processing program.
`
`The claims of the '854 patent may be divided into two groups:
`
`(1) claims
`
`directed to performing an operation, such as updating a database with an address;
`
`and (2) claims directed to inserting information into the document, such as an
`
`address. This Petition addresses the first set of claims (i.e., claims 19-35, 57-85,
`
`96, and 99). A related petition, filed concurrently, addresses the second set of
`
`FOX_0009894
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`

`

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`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 9 of 65 PageID #: 24539
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`claims (i.e., claims 1-18, 36-56, 86-95, 97, 98, 100, and 101). Two other petitions,
`
`also filed concurrently, address related US. Patent Nos. 7,917,843 and 8,306,993.
`
`Petitioners present herein references (including several originating from
`
`Apple) that anticipate or render obvious the challenged claims of this Petition. The
`
`references make clear that the purported invention of the challenged claims was
`
`well known before the '854 patent. Section III of this Petition summarizes the '854
`
`patent and relevant aspects of its prosecution history. Sections V-IX set forth the
`
`detailed grounds for
`
`invalidity of the challenged claims.
`
`This showing is
`
`accompanied by the Declaration of Dr. Daniel A. Menasce (“Menasce Decl.,” EX.
`
`1002.) Accordingly, Petitioners respectfully request a Decision to institute inter
`
`partes review.
`
`111.
`
`SUMMARY OF THE '854 PATENT
`
`A.
`
`Background Of The '854 Patent
`
`The '854 patent is directed to name and address handling within a document
`
`created by a computer program, such as a word processing program.
`
`(1:19-27.)
`
`One aspect relates to inserting information from a database into a document. This
`
`is described in connection with the left side of the flow charts of Figs. 1 and 2 and
`
`Examples 1, 5 and 7. Another aspect relates to adding data from a document into a
`
`database. This is described in connection with the right side of Figs. 1 and 2 and
`
`FOX_0009895
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`

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`Examples 2-4 and 6. Dr. Menasce’s Declaration (Ex. 1002) includes highlighted
`
`copies of Fig. 1 corresponding to various examples.
`
`Example 2 relates to adding a new contact to a database. Fig. 5 (below)
`
`illustrates a document into which a name and address 46 have been entered.
`
`(6: 10-
`
`13.) The user presses a “OneButton” button 42.
`
`(6: 13-17; Fig. l at 2.) A program
`
`then analyzes what the user has typed into the document to detect certain types of
`
`information.
`
`(4:25-39; Fig. l at 4.) There is no disclosure as to how this analysis
`
`is accomplished.
`
`
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`42
`4.1.1.
`
`46
`John Smith
`(
`222 5‘” Ave.
`New York, NY 10023
`
`
`
`
` g,-I”‘I'B‘l‘5'l‘4-h3'l-2
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`
`Kol 13
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`PEG
`
`KOPP
`
`Upon detection, the name and address are searched in a database. (6:13-17; Fig. l
`
`at 14.) If the name and address in the document are not found, the user is
`
`prompted to, for example, enter the name and address into a database as shown in
`
`Fig. 6 and set forth in exemplary claims 22 and 24. (6:17-23.) The user can also
`
`edit the name and address, e.g., as discussed in connection with Fig. 7 and
`
`exemplary claim 23. (6:28-35.)
`
`FOX_0009896
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`

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`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 11 of 65 PageID #: 24541
`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 11 of 65 PageID #: 24541
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`B.
`
`Prosecution History Of The '854 Patent
`
`Throughout the prosecution of the '854 patent, Applicant argued that the
`
`distinguishable feature over the applied art was marking information or identifying
`
`information,
`
`such as
`
`a name and address
`
`in a document, “without user
`
`’5
`
`intervention.
`
`For example, in an Amendment dated January 24, 2008, at 31 (Ex.
`
`1003), Applicant asserted:
`
`Thus, Pandit teaches a system where the user must select text prior to
`
`the system processing the “a selected text”, e.g. col. 5,
`
`line 56).
`
`Neither the AddressMate program nor Pandit teach the element of
`
`“marking without user intervention” or “identifyng without user
`
`intervention or designation the first information” either alone or in
`
`combination.
`
`As
`
`set
`
`forth below,
`
`such marking or
`
`identifying information without user
`
`intervention was well-known in the art.
`
`IV. CLAIM CONSTRUCTION
`
`Petitioners provide constructions of several
`
`terms and the means-plus-
`
`function limitations. See 37 C.F.R. § 42.104(b)(3). Petitioners note that a claim is
`
`given the “broadest reasonable construction in light of the specification” in inter
`
`partes review.
`
`See 37 C.F.R. §42.100(b). Furthermore, a number of claims
`
`contain means-plus-function limitations under 35 U.S.C. § 112, HI 6 (pre-AIA).
`
`FOX_0009897
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`

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`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 12 of 65 PageID #: 24542
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`A.
`
`“Marking
`
`The First Information To Alert The User”
`
`The recitation “marking
`
`the first information to alert the user” appears in
`
`numerous independent claims.
`
`(See Claims 19, 25, 31.) However, neither the term
`
`“marking” nor the full recitation appears in the specification. The '854 patent is a
`
`continuation of application No. 09/189,626 filed on November 10, 1998, and the
`
`“marking” recitation was not added until the application that matured into the '854
`
`patent was filed years later in August 6, 2001. Therefore, the specification gives
`
`no guidance as to the meaning of this recitation. Accordingly, the plain meaning
`
`of the recitation is that the first information is detected without user intervention
`
`and has some form of marking or highlighting applied to it to draw the user’s
`
`attention to it. (Menascé Decl. M 49-50.)
`
`During prosecution, Applicant attempted to provide an expansive reading of
`
`“marking” in order to demonstrate support for the recitation, and asserted that the
`
`program “marks the ‘first information’ in any of a variety of ways” and “may
`
`display the text (the ‘first information’) to the user.” (Amendment dated April 18,
`
`2007 (Ex. 1004), at 30-31.) The portions of the specification identified relate to
`
`generating another screen, e.g., Fig. 9, and not to any direct marking of the first
`
`information itself (which is already displayed in the document) to provide the
`
`recited alerting function.
`
`Therefore, because the only possible disclosure of
`
`marking to alert in the specification is provision of a separate dialog box, for this
`
`FOX_0009898
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`proceeding the marking to alert recitation should be construed to encompass both
`
`direct marking (e.g., highlighting or a pop-up at the information being marked) and
`
`display of the information in a separate dialog box.
`
`B.
`
`“Performing An Operation Related To Second Information”
`
`The term “performing an operation related to second information” appears in
`
`numerous claims.
`
`(See Claims 19, 25, 31, 57, 73, 79, 85, 96, 99.) The broadest
`
`reasonable construction of this term encompasses operations relating to either
`
`already-existing information or the entry of new information, whether it is second
`
`information itself or other information related to second information. Such scope
`
`is consistent with other claims and the various examples contained in the
`
`specification. For example, dependent claim 22 recites the operation as entering
`
`additional data into a database.
`
`In dependent claim 23,
`
`this additional data is
`
`entered by a user, which, for example could be done by the user adding second
`
`information — that is not currently in the database — into the database as described
`
`in connection with Fig. 7 and 6:28-33 and numerous other examples.
`
`In contrast,
`
`in dependent claim 24, the additional data is located within the document. This
`
`can correspond, for example, to Fig. 6, where the data from the document already
`
`exists and is directly added to the database. Therefore, the operation in claim 19
`
`should be construed to encompass both preexisting data and newly entered data
`
`added to the database.
`
`FOX_0009899
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`C. Means-Plus-Function Limitations
`
`For means-plus-function limitations, 37 C.F.R. §42.104(b)(3) requires the
`
`petition to identify the structure corresponding to each claimed function. However,
`
`a structure that
`
`is not actually disclosed in the specification cannot be
`
`corresponding structure. Biomedino, LLC v. Waters Techs. Corp., 490 F.3d 946,
`
`948, 952 (Fed. Cir. 2007).
`
`In IPR2013-00152, the Patent Trial and Appeal Board denied institution of
`
`an inter partes review because, among other reasons,
`
`the means-plus-function
`
`limitations were not amenable to construction. Specifically, the Board analyzed
`
`the specification and concluded that there was no corresponding structure disclosed
`
`in the specification to perform the recited function of various limitations.
`
`(Decision (Paper 8 dated August 19, 2013), at l2, 13, 20.)
`
`It is submitted that the
`
`same situation exists with respect to the claims in this Petition having means-plus-
`
`function limitations, i.e., claims 31-35, 79-84, and 99, which are only a subset of
`
`the total claims at issue in this Petition.
`
`1.
`
`Independent Claim 31
`
`Claim 31 includes three limitations, which are all means-plus-function
`
`limitations, with the recited functions underlined below.
`
`Corresponding Structure
`LimitationfRecited Function
`means for entering a first information in Keyboard along with its device driver at
`
`
`
`FOX_0009900
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`

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`
`
`the first application program
`
`Fig. 16 and 9:37-39. (Menasce Decl. M
`
`means for marking without user
`
`None. Boxes 4, 6 and 4:25-39 simply
`
`54-57.)
`
`intervention the first information to alert
`
`show desired results, with no algorithm
`
`the user that the first information can be
`
`disclosing what is done. (Menasce
`
`Decl. M 58-62.)
`utilized in a second application program
`
`
`means for responding to a user selection
`
`by performing an operation related to a
`
`28, 30, 33, 34, 36) and accompanying
`
`program Figs. 1 and 2 (boxes/steps 20, 22, 27,
`
`second information, the second
`
`discussion in the specification;
`
`information associated with the first
`
`Examples 4-6 discussed in the
`
`information from the second application
`
`specification. (Menasce Decl. M 63-
`
`71.) Box 22, however, simply shows
`
`desired results, with no algorithm
`
`disclosing what is done.
`
`2.
`
`Independent Claim 79
`
`Independent claim 79 includes two means-plus-function limitations, with the
`
`recited functions underlined below.
`
`
`Corresponding Structure
`Limitation/Recited Function
`means for identifying without user
`None. Boxes 4, 6 and 4:25-39 simply
`
`show desired results, with no algorithm
`intervention or designation the first
`
`
`lO
`
`FOX_0009901
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`
`
`information
`
`disclosing what is done. (Menasce
`
`Decl. M 72-76.)
`
`
`means for responding to a user selection Figs. 1 and 2 (boxes/steps 20, 22, 27,
`
`by performing an operation related to a
`
`28, 30, 33, 34, 36) and accompanying
`
`second information, the second
`
`discussion in the specification;
`
`information associated with the first
`
`Examples 4-6 discussed in the
`
`information from the second application
`
`specification. (Menasce Decl. M 77-
`
`84.) Box 22, however, simply shows
`
`desired results, with no algorithm
`
`disclosing what is done.
`
`
`3.
`
`Independent Claim 99
`
`Independent claim 99 includes five means-plus-function limitations, with the
`
`recited functions underlined below.
`
`
`Limitation/Recited Function
`
`Corres sondin Structure
`
`means for identifying without user
`
`None. Boxes 4, 6 and 4:25-39 simply
`
`intervention or designation the first
`
`show desired results, with no algorithm
`
`information that can be utilized in a
`
`disclosing what is done to identify a
`
`consisting of a name and an address
`
`second application program, the first
`
`name or address. (Menasce Decl. M 85-
`
`information selected from a group
`
`89.)
`
`ll
`
`FOX_0009902
`
`

`

`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 17 of 65 PageID #: 24547
`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 17 of 65 PageID #: 24547
`
`
`
`means for responding to a user selection Figs. 1 and 2 (boxes/steps 20, 22, 27,
`
`by performing an operation related to a
`
`28, 30, 33, 34, 36) and accompanying
`
`second information, the second
`
`discussion in the specification;
`
`information associated with all or part
`
`Examples 4-6 discussed in the
`
`of the first information from the second
`
`specification. (Menasce Decl. M 90-
`
`application program
`
`94.) Box 22, however, simply shows
`
`desired results, with no algorithm
`
`disclosing what is done.
`
`means for initializing the second
`
`None. (Menasce Decl. HI 95-99.)
`
`application program
`
`means for searching2 using the second
`
`Figs. 1 and 2 (step 12 or 14) described
`
`application program2 for the second
`
`in column 4, lines 43-46 and 57-58 and
`
`information associated with the first
`
`Fig. 2 (steps 12 or 14) described in
`
`information
`
`column 5, lines 12-16 and 23-26;
`
`second information Figs. 1 (steps 18 and 20) 2 (steps 26 and
`
`Examples 1, 2, 4, 5, and 6 discussed in
`
`the specification. (Menasce Decl. M
`
`100-104.)
`
`
`means for retrieving and displaying the
`
`30 or steps 26 and 27 or steps 29, 31,
`
`and 30) described on 4:43-49, 5: 23-53;
`
`12
`
`FOX_0009903
`
`

`

`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 18 of 65 PageID #: 24548
`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 18 of 65 PageID #: 24548
`
`
`
`Examples 1 and 5 discussed in the
`
`specification. (Menasce Decl. M 105-
`
`109.)
`
`
`D.
`
`Remaining Claim Terms
`
`Petitioners submit that the remaining claim terms should be accorded their
`
`ordinary and customary meaning as understood by one of ordinary skill in the art.
`
`V.
`
`IDENTIFICATION OF CHALLENGE
`
`Pursuant
`
`to 37 C.F.R.
`
`§ 42.104(b), Petitioners respectfully request
`
`the
`
`cancellation of claims 19-35, 57-85, 96, and 99 of the '854 patent based on the
`
`following references.
`
`
`Reference
`Designated Name/Exhibit N0.
`SIGCHI Bulletin (April 1998) at 51-63
`LiveDoc/Drop Zones (EX. 1005)
`
`
`US. Patent No. 6,085,206 to Domini et al.
`
`Domini (EX. 1006)
`
`
`
`US. Patent No. 5,946,647 to Miller et al.
`
`Miller (Ex. 1007)
`
`Luciw (EX. 1008)
`US. Patent No. 5,644,735 to Luciw et al.
`
`
`Nielsen (EX. 1009)
`US. Patent No. 5,963,964 to Nielsen
`
`
`The statutory grounds for the challenge of each claim are set forth below.
`
`All the statutory citations are pre-AIA.
`
`13
`
`FOX_0009904
`
`

`

`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 19 of 65 PageID #: 24549
`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 19 of 65 PageID #: 24549
`
` 1
`
`19-22,24-28,30-34,57-60,62-69, LiveDoc/Drop Zones
`
`102(a)
`
`72-76, 78-82, 84, 85, 96, and 99
`
`103(a)
`
`23, 29, 35, 61, 64-71, 77, and 83
`
`LiveDoc/Drop Zones
`
`22-24, 28-30, 34, 35, 60-62, 76-
`
`LiveDoc/Drop Zones and
`
`Nielsen
`78, and 82-84
`
`
`19, 20, 22-26, 28-32, 34, 35, 57,
`
`Domini
`
`58, 60—74, 76—80, 82—85, 96, and
`
`99
`
`19, 21-25, 27-31, 33-35, 57, 59-
`
`Miller
`
`
`
`63, 72, 73, 75-79, and 81-84
`
`
`20, 26, 32, 58, 64-69, 74, 80, 85, Miller
`
`96, and 99
`
`7
`
`102(e)
`
`19-35,57-71,73-85,96,and99
`
`Below is a discussion of why the challenged claims of the '854 patent are
`
`unpatentable under the statutory grounds raised, including claim charts specifying
`
`where each element of a challenged claim is met by the prior art.
`
`37 C.F.R.
`
`§ 42.104(b)(4). The showing in these sections establishes a reasonable likelihood
`
`of prevailing as to each ground of invalidity with respect to the challenged claims
`
`as to that ground. This showing is accompanied by the Declaration of Dr. Daniel
`
`A. Menasce (EX. 1002), as noted above.
`
`14
`
`FOX_0009905
`
`

`

`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 20 of 65 PageID #: 24550
`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 20 of 65 PageID #: 24550
`
`V1. GROUNDS BASED ON LIVEDOC/DROP ZONES
`
`A.
`
`Background Of LiveDoc/Drop Zones
`
`The April 1998 issue of SIGCHI Bulletin was dedicated to Apple’s
`
`Advanced Technology Group. The Bulletin included an introduction section and
`
`two articles, by James Miller and Thomas Bonura, describing an Apple technology
`
`that allowed documents to reveal structures for identification and action. The
`
`articles are entitled “From Documents to Object: An Overview of LiveDoc” and
`
`“Drop Zones: An Extension of LiveDoc” and are sequential
`
`in the SIGCHI
`
`Bulletin from pages 53-63 (collectively, “LiveDoc/Drop Zones”). LiveDoc/Drop
`
`Zones thus qualifies as prior art under § 102(a) based on the earliest alleged U.S.
`
`filing date of the '854 patent.
`
`LiveDoc/Drop Zones
`
`discloses
`
`creating
`
`a document
`
`and
`
`entering
`
`information into the document using a text entry application program, such as
`
`shown in Fig. 2 of LiveDoc below.1 (LiveDoc, 53-55.)
`
`1 Fig. 2 is from a website posting (EX. 1010) of LiveDoc and is identical in content
`
`to the LiveDoc publication accompanying this Petition.
`
`15
`
`FOX_0009906
`
`

`

`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 21 of 65 PageID #: 24551
`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 21 of 65 PagelD #: 24551
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`
`Figure 2: A smupte interactian with LiveDoc. Note the: tfigifiglfiing offile discovered structures,
`the mien“ of'ncfions available or the selected? stun: time, and the nested highlighting of rusted
`structtues.
`
`Without user intervention, LiveDoc’s “structure detection” process runs in
`
`the background and highlights information in the document that can be used to
`
`perform a related action.
`
`(LiveDoc at 54-55.) Selecting a highlighted structure
`
`displays a menu of actions that can be performed.
`
`(Id.) For example, in Fig. 2
`
`above, the user can view the webpage of the URL identified in the document in
`
`Netscape Navigator.
`
`(LiveDoc at 54, 57-58.) Drop Zones is an interface to
`
`LiveDoc that allows, for example, e-mail actions or adding to an address book
`
`based on an identified name in a document. (Drop Zones at 60-61.)
`
`16
`
`FOX_0009907
`
`

`

`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 22 of 65 PageID #: 24552
`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 22 of 65 PageID #: 24552
`
`B.
`
`Ground 1: Anticipation Based On LiveDoc/Drop Zones
`
`1. Method Claims
`
`Method claims 19-22, 24, 57-60, 62-69, 72 and 85 are anticipated by
`
`LiveDoc/Drop Zones as set forth below.
`
`LiveDoc/Bro. Zones
`
`[19a] 19. A
`
`method for
`
`information
`
`handling within a
`document created
`
`by a first
`application
`
`program
`comprising the
`steps of:
`
`[19b] entering a
`first information
`
`in the first
`
`application
`
`program;
`
`LiveDoc discloses a document created using a first
`application program (e.g., a document as shown in Fig. 2
`created using a text entry application program). See also
`LiveDoc at 53 (“There is a real opportunity to advance the
`computing field here, by bringing these two worlds together:
`by enabling an ordinary document, built with any application,
`to automatically offer users access to some of the meaningful
`bits of its content, and by helping users carry out appropriate
`actions on these objects”); at 55 (“[W]e decided to modify a
`simply text editor application, SimpleText, to be a LiveDoc
`client”). Drop Zones uses the same program. See, e.g., at 60
`(referring to a “LiveDoc enabled word processor,
`LiveSimpleText”).
`
`A document including first information, such as a name, an e-
`mail address or a URL, is entered in the first application
`program such as a word processor. See, e.g., document of
`Fig. 2 of LiveDoc (e-mail addresses and URL); document of
`Fig. 2 in Drop Zones (name). Word processor is
`LiveSimpleText.
`
`program; and
`
`[190] marking
`without user
`
`In LiveDoc/Drop Zones, the first information is marked
`without user intervention to alert the user that the first
`
`intervention the
`
`first information
`
`to alert the user
`
`that the first
`
`information can be
`
`utilized in a
`
`second application
`
`information can be utilized in a second application program
`Marking and alerting — See, e.g., LiveDoc at 55 (“In
`LiveDoc, the structure detection process is run in the
`background on the visible document’s text, whenever that
`document is presented or updated. The results of LiveDoc’s
`analysis are then presented by visually highlighting the
`discovered structures with a patch of color around the
`structure
`Pointing at a highlight and pressing the mouse
`button then displays the menu of actions that can be applied
`to the structure, as shown in Fig 2.”); at 55 (“Ex.erientiall
`
`17
`
`FOX_0009908
`
`

`

`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 23 of 65 PageID #: 24553
`Case 1:13-cv-00919-LPS Document 306-3 Filed 03/10/21 Page 23 of 65 PageID #: 24553
`
`the design of LiveDoc draws on the Web in obvious ways:
`certain meaningful parts of a document are highlighted, and
`clicking on them causes certain actions to occur.”); Fig. 2 of
`LiveDoc (e-mail addresses and URL detected and
`
`highlighted); Drop Zones