`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 1 of 44 Page ID #:4050
`
`
`
`
`
`
`
`
`
`
`
`
`
`UNITED STATES DISTRICT COURT
`
`CENTRAL DISTRICT OF CALIFORNIA
`
`)
`
`))
`
`))
`
`Case No. 2:19-cv-06301-AB (KSx)
`
`LAMKIN DECL ISO
`
`
`
`
`
`
`
`))
`
`))
`
`
`)
`)
`)
`
`Philips North America, LLC,
`
`
`Plaintiff,
`
`v.
`
`
`
`Garmin International, Inc., Garmin LTD
`
`
`Defendants.
`
`
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`
`
`
`
`
`
`
`DECLARATION OF RACHAEL D. LAMKIN
`
`
`I, Rachael D. Lamkin, declare as follows:
`
`1.
`
`I am lead counsel of record for Defendants Garmin International, Inc.
`
`and Garmin Ltd. (“Garmin”).
`
`2.
`
`I am an attorney licensed to practice law in all state and federal courts
`
`Lamkin Decl. ISO
`
`
`
`1
`
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 2 of 44 Page ID #:4051
`
`
`in California, the Eastern District of Texas, Colorado District Court, the Court of
`
`International Trade, the International Trade Commission, the Federal Circuit Court
`
`of Appeals, and this Honorable Court.
`
`3.
`
`4.
`
`I have personal knowledge of all facts attested to herein.
`
`Attached as Exhibit AA is a true and correct copy of the relevant pages
`
`from Dr. Martin’s declaration submitted with Philips’ Response in the ’233 IPR.
`
`5.
`
`Attached as Exhibit BB is a true and correct copy of some of the relevant
`
`pages from Dr. Martin’s expert report in this matter.
`
`6.
`
`Attached as Exhibit CC is a true and correct copy of some of the relevant
`
`pages of Garmin’s rebuttal expert report (Dr. Kiaei) explaining the different between
`
`medical devices and fitness devices in the context of the ’233 and ’542 Patents.
`
`7.
`
`Attached as Exhibit DD is a true and correct copy of the relevant pages
`
`of Garmin’s rebuttal expert report (Dr. Bellasario) explaining that Garmin watches
`
`are not medical devices as that term is used in the relevant industries.
`
`
`
`Signed under penalty of perjury on this date, February 8, 2021, in Sausalito,
`
`California.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`________________________
`Rachael D. Lamkin
`
`
`
`
`
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`Lamkin Decl. ISO
`
`
`
`2
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 3 of 44 Page ID #:4052
`
`
`
`
`
`
`
`Exhibit AA
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 4 of 44 Page ID #:4053
`
`
`types of content information such as entirely new content titles, additional sections
`
`or content elements for existing titles such as scripts and voice files, general
`
`information such as weather information and advertisements, and educational
`
`material.” Id., 11:13–16.
`
` DETAILED RESPONSE TO GROUNDS OF REJECTION
`A. Ground 1: Jacobsen Fails to Disclose all Features of Claims 1, 7–10,
`and 14
`
`1. Claim 1
`Jacobsen does not disclose “a security mechanism governing
`
`70.
`
`information transmitted between the first personal device and the second device.”
`
`Ex. 1001, 15:10–12. Security is a key aspect of the invention of the ’233 patent,
`
`particularly in view of the fact that the patent contemplates that the system of claim
`
`1 would be used in medical settings. To that end, the ’233 patent explains how it
`
`provides a system with “multiple levels of prioritization, authentication of a
`
`person (task, step, process or order), and confirmation via interrogation of
`
`person, device, or related monitor.” Id., Abstract (emphasis added).
`
`71. Of particular note is the embodiment of Figure 5 of the ’233 patent,
`
`which describes a personal device associated with a victim V. Id., 11:49–53. In
`
`the situation described in Figure 5, the personal device of victim V may be in
`
`short-range wireless communication with a second device of a bystander B, via, for
`
`example BLUETOOTH. Id., 11:54–66. The personal device of victim V can then
`
`31
`
`IPR2020-00783
`Philips North America LLC EX2026
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 5 of 44 Page ID #:4054
`
`
`communicate with other aspects of the network (e.g. a dispatcher or responding
`
`personnel) via the second device of bystander B in order to facilitate medical
`
`assistance in some form to victim V. Id., Fig. 5; 12:1–37. Important in this
`
`embodiment is the idea that “the ability of various entities spread around a network
`
`to receive and/or transmit to and control the personal device 100 requires some
`
`measure of security.” Id., 13:27–30. To that end, the ’233 patent goes on to
`
`describe how
`
`“Only authorized agents should be allowed access to
`device 100. For example, in the example shown in FIG.
`5, only responding personnel RP (such as trained
`paramedics) who are on the scene of the event may be
`allowed to send a command to the personal device 100
`causing the personal device 100 to dispense medication
`to the victim. Certainly, the bystander B should not be
`allowed this level of access, even though the bystander
`B’s personal wireless device 600 may be acting as an
`intermediary in communication from the personal device
`100 to the dispatcher D.”
`Id., 13:30–41 (emphasis added).
`
`72. This disclosure demonstrates that, beyond the communications
`
`protocols (such as BLUETOOTH) that might be utilized to implement a short-
`
`range wireless communication scheme between the first personal device of victim
`
`V and a second device of bystander B (or a second device of responding personnel
`
`RP once on site), a layer of security is required for authorizing a person’s access
`
`to device 100 over the network—not simply authentication of devices across a
`
`32
`
`IPR2020-00783
`Philips North America LLC EX2026
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 6 of 44 Page ID #:4055
`
`
`network.
`
`73. By authorizing access to a user over the communications link (for
`
`example, authorizing RP to access Personal Device 100 over the bi-directional
`
`communications link) the invention provides a security mechanism that governs
`
`information transmitted between a first personal device and the second device.
`
`74.
`
`In my view, Petitioners and their expert, Dr. Paradiso, interpret
`
`“governing information transmitted between the first personal device and the
`
`second device” such that any form of security for any purpose meets the claims
`
`requirement that the security mechanism “govern[] information transmitted”
`
`between devices over a bi-directional communications link. This is confirmed by
`
`the way Dr. Paradiso reads this claim term on the prior art, as well as his
`
`deposition testimony, where he admitted that under his interpretation simply
`
`disabling a device or turning it off satisfies this limitation of the claim. Dr.
`
`Paradiso went so far as to suggest that, smashing a device with a hammer so as to
`
`make it inoperable would meet the requirements of a security mechanism that
`
`“govern[s] information transmitted” despite the fact that in neither of those
`
`situations is information transmitted. One cannot “govern[] information
`
`transmitted” between two devices if there is no information transmitted. Dr.
`
`Paradiso deposition testimony on this point is copied below for reference:
`
`Q. What’s the difference between securing a device
`and securing the data?
`
`33
`
`IPR2020-00783
`Philips North America LLC EX2026
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 7 of 44 Page ID #:4056
`
`
`
`A. Yeah. Can you go back to the claim? I will go
`back to the claim. It’s here.
`
`The claim—the claim talks about stream [sic.]
`mechanisms to actually govern the information that’s—
`that’s transmitted between the devices. If you were to
`secure the device, depending on how you secure it—
`Jacobsen will disable the device. That prevents the
`device from—from sending or receiving data. Then,
`obviously, as I say in my declaration, it cannot transmit
`or receive data. So in that case, you secure the device,
`you secure the data. That satisfies the claim.
`Q. So preventing the—so would disabling a device
`govern the transmission of information?
`A.
`If the device is disabled, it’s not going to be
`transmitting information, so yes, that would govern it.
`So if I took a device and smashed it with a
`Q.
`hammer so that it wasn’t operative, that would
`govern the information transmitted?
`A.
`That wouldn’t be a strategy that—that you would
`normally go around doing; but it would prevent
`information from being, certainly, transmitted to the
`device or from it.
`Q. And—in your view, that would govern information
`transmitted of the [sic.] ?
`It does govern information transmitted because
`A.
`if the devices is destroyed, however you destroy it,
`there’s no information going to or from the device.
`Ex. 2030, 62:7–63:17 (objections omitted, emphasis added).
`
`75.
`
`I disagree with Fitbit and Dr. Paradiso that a POSITA would regard
`
`Jacobsen’s self-disabling means as a “security mechanism governing information
`
`transmitted.” The claim expressly requires a security mechanism governing
`
`34
`
`IPR2020-00783
`Philips North America LLC EX2026
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 8 of 44 Page ID #:4057
`
`
`information transmitted. Yet, under Fitbit and Dr. Paradiso’s understanding of the
`
`claim, there would be no information transmitted. As I stressed earlier, Dr.
`
`Paradiso effectively ignores the requirement of “governing information
`
`transmitted” by alleging that any form of security would meet the claim limitation.
`
`That reading, however, is contradicted by the language of the claim itself (which
`
`requires that information actually be transmitted) as well the exemplary
`
`embodiments of the specification, which describe security implementations that
`
`govern information that is actually transmitted. See Ex. 1001, 11:47–67; 12:1–49
`
`(describing how RP’s access to Personal Device 100 may be governed—not by
`
`disabling devices or preventing the transmission of information, but rather by
`
`applying a security mechanism that authorizes access to information transmitted
`
`between the devices).
`
`76. Accordingly, because Fitbit and Dr. Paradiso exclusively rely on
`
`Jacobsen’s disclosure of a device-disabling means as providing a security
`
`mechanism (See Ex 1002, ¶¶ 100–111; Ex. 2030, 62:7–63:17), it is my opinion that
`
`the element “security mechanism governing information transmitted” is not
`
`disclosed by Jacobsen. Jacobsen’s device disabling means is divorced from any
`
`transmission of information, which is inconsistent with the claimed invention, and
`
`indeed when Jacobsen’s device disabling means are utilized—there is no
`
`information transmitted that could be governed by a security mechanism.
`
`35
`
`IPR2020-00783
`Philips North America LLC EX2026
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 9 of 44 Page ID #:4058
`
`
`
`
`
`
`
`Exhibit BB
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 10 of 44 Page ID
`#:4059
`CONFIDENTIAL SOURCE CODE - ATTORNEYS’ EYES ONLY INFORMATION
`
`PNA-GAR0001916.
`
`
`
`107.
`
` Thus, for the reasons stated above, I conclude that each of the ’233 Infringing
`
`Products provide a system which infringes this limitation.
`
`(i)
`
`Limitation 1-C: “(c) a security mechanism governing
`information transmitted between the first personal device
`and the second device.”
`
`108.
`
`It is my opinion that each of the ’233 Infringing Products provides a system
`
`comprising a security mechanism governing information transmitted between the first personal
`
`device and the second device.
`
`109. As discussed above, Garmin intends for and instructs its users to pair each ’233
`
`(1)
`
`Security Mechanism While Pairing
`
`Device (the first device) with a smartphone (the second device) via the Garmin Connect Mobile
`
`App.
`
`
`
`46
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 11 of 44 Page ID
`#:4060
`CONFIDENTIAL SOURCE CODE - ATTORNEYS’ EYES ONLY INFORMATION
`
`110. Before this pairing process can occur, however, Garmin requires its customers to
`
`log into the Garmin Connect Mobile App on their smartphone with their Garmin Connect
`
`account credentials (both an email and a password). If a customer does not have an account,
`
`Garmin instructs the user to create one before the paring process can occur. This is shown, for
`
`example, in the user manuals of the ’233 Devices. For instance, the user manual of the Fenix 5
`
`gives the following instructions:
`
`
`
`PNA-GAR0000328. The user manuals of the other ’233 Devices also show that a Garmin
`
`Connect Account must be logged into before the ’233 Device can be paired with the phone.xiii
`
`111. For the Garmin ‘233 devices intended for children, Garmin requires a parent to
`
`have a Garmin Connect account. For instance, the user manual of the Vivofit Jr. 2 gives the
`
`following instructions:
`
`
`
`47
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 12 of 44 Page ID
`#:4061
`CONFIDENTIAL SOURCE CODE - ATTORNEYS’ EYES ONLY INFORMATION
`
`PNA-GAR0001916.
`
`
`
`112. This requirement for customers to have a Garmin Connect account is confirmed
`
`by Mr. Henderson, one of Garmin’s engineers, who testified that the a user must log into or
`
`create a Garmin Connect account before being able to pair a smartphone with a ’233 Device.
`
`Henderson Dep. Tr. at 94:1-96:25. Mr. Henderson further testified that you need a Garmin
`
`account to use the Garmin Connect Mobile App and that “[y]ou can’t do anything with the app
`
`until you have logged in.” Henderson Dep. Tr. at 94:1-95:11. Mr. Henderson also agreed that the
`
`use of a Garmin account for authentication and enabling the Garmin Connect Mobile App helps
`
`provide security in the context of identifying the user separate from the device. Henderson Dep.
`
`Tr. at 96:4-14.
`
`113. Additionally, I understand that Garmin’s engineer, Mr. Heikes, has testified that
`
`before connecting one of the ’233 Devices to a smartphone, a customer is first required to set up
`
`a Garmin Connect account. Heikes Sept. 16 Dep. Tr. at 32:22-36:22.
`
`114.
`
`I have personally tested several of the ’233 Devices (Forerunner 245 Music, Fenix
`
`5, Vivofit 3, and Vivofit Jr. 2) and before pairing them with my smartphone, I was required to be
`
`logged in to my Garmin Connect account on the Garmin Connect Mobile App (or in the case of
`
`the Vivofit Jr. 2, I was required to be logged in to my Garmin Connect account on the Garmin
`
`Vivofit Jr. app). The following screenshots illustrate this process for both Android and iOS.
`
`
`
`48
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 13 of 44 Page ID
`#:4062
`CONFIDENTIAL SOURCE CODE - ATTORNEYS’ EYES ONLY INFORMATION
`
`Android17:
`
`
`
`
`
`
`17 Android did not permit a screenshot to be taken of the login screen, so I have included a photo of the whole phone
`with that screen instead.
`
`
`
`49
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 14 of 44 Page ID
`#:4063
`CONFIDENTIAL SOURCE CODE - ATTORNEYS’ EYES ONLY INFORMATION
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`50
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 15 of 44 Page ID
`#:4064
`CONFIDENTIAL SOURCE CODE - ATTORNEYS’ EYES ONLY INFORMATION
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`iOS:
`
`
`
`51
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 16 of 44 Page ID
`#:4065
`CONFIDENTIAL SOURCE CODE - ATTORNEYS’ EYES ONLY INFORMATION
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`52
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 17 of 44 Page ID
`#:4066
`CONFIDENTIAL SOURCE CODE - ATTORNEYS’ EYES ONLY INFORMATION
`
`
`
`
`
`
`
`
`
`
`
`
`
`53
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 18 of 44 Page ID
`#:4067
`CONFIDENTIAL SOURCE CODE - ATTORNEYS’ EYES ONLY INFORMATION
`
`Vivofit jr login page on Android:
`
`
`
`115. Thus, I conclude that a security mechanism (in the form of the additional layer of
`
`security provided by authenticating a user via the Garmin Connect App and that user’s Garmin
`
`Connect Account) governs the information transmitted between the first and second device in the
`
`initial process of pairing. This required login is at the application layer, authenticating the
`
`identity of the user, rather than at the layer of the Bluetooth wireless communication protocols,
`
`which, as noted by the NIST Guide to Bluetooth Security described previously, can only
`
`authenticate devices, not users.
`
`116.
`
`I have reviewed the relevant source code and have concluded that it is consistent
`
`with how I have described this required login process. For instance in File code\mobile
`
`apps\android\app\src\main\java\com\garmin\android\apps\connectmobiel\GarminConnectMobile
`
`
`
`54
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 19 of 44 Page ID
`#:4068
`CONFIDENTIAL SOURCE CODE - ATTORNEYS’ EYES ONLY INFORMATION
`
`App.java at line 600, when the app comes into the foreground the first thing it does is check
`
`whether the user is signed in.
`
`117. Additionally, once paired, information is transmitted between the ’233 Device
`
`(2)
`
`Security Mechanism During Syncs
`
`(the first device) and the smartphone (the second device) via syncs. Each of the ’233 Devices
`
`have the capability to “sync” with the Garmin Connect Mobile App18 on the second device (the
`
`smartphone), during which information is transmitted between the two devices. See Heikes, Sept.
`
`16 Dep. Tr. at 36:23-38:9. Mr. Heikes, Garmin’s engineer, also testified that users can manually
`
`initiate a sync between a ’233 Device and the Garmin Connect Mobile App on the user’s
`
`smartphone and that the sync will occur automatically when the Garmin Connect Mobile App is
`
`brought to the foreground or after a length of time in which there has been no sync. Heikes, Sept.
`
`16 Dep. Tr. at 38:10-39:10.
`
`118. However, before any syncs occur the user must be logged into the Garmin
`
`Connect Mobile App on their phone using their Garmin Connect credentials (email and
`
`password). This was confirmed by Mr. Henderson in his deposition that the Garmin Connect
`
`App could not be used without a user being logged in. Henderson Dep. Tr. at 95:1-9.
`
`119.
`
`I have personally tested several of the ’233 Devices (Forerunner 245 Music, Fenix
`
`5, Vivofit 3, and Vivofit Jr. 2 ) and syncing would not occur unless I was logged into my Garmin
`
`Connect account on the Garmin Connect Mobile App (Garmin Vivofit Jr. app in the case of the
`
`Vivofit Jr. 2). In fact, even if I tried to manually initiate a sync from the ’233 Device, the sync
`
`would fail unless I was logged into my Garmin Connect account on the Garmin Connect Mobile
`
`App. The images below show pictures of my attempts to manually sync the Fenix 5 both while
`
`logged in and not logged in to the Garmin Connect app.
`
`
`18 Or the Garmin Vivofit Jr. app in the case of the Vivofit Jr. and Vivofit Jr. 2 devices.
`
`
`
`55
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 20 of 44 Page ID
`#:4069
`
`
`
`
`
`
`
`Exhibit CC
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 21 of 44 Page ID
`#:4070
`
`with one specific application being to model excess post-exercise oxygen
`
`consumption (EPOC). Id. at 138 - 148.
`
`32. Neural networks were well-established in the world of electronics, with
`
`the first artificial “neurons” developed in 1943. An Introduction to Neural Networks
`
`by Ben Kröse and Patrick van der Smagt at 11. These artificial neurons were
`
`modeled after biological neurons and used as circuit components that could perform
`
`complex computations. Id. It was well-known that neural networks, and more
`
`particularly, artificial neural networks, were composed of a group of nodes that
`
`interconnected and processed information based on learning the correct results for
`
`certain inputs through provided training examples. An Introduction to Neural
`
`Networks by Kevin Gurvey at 13. This differed from traditional computational
`
`models which used a predefined set of instructions to determine outputs. Instead,
`
`neural networks adaptively learned through experience and example scenarios. Id.
`
`at 15.
`
`VIII. NONE OF THE ACCUSED PRODUCTS INFRINGE THE ’233
`PATENT
`A. Dr. Martin Either Misunderstands or Misrepresents the ’233
`Patent and the Accused System
`33. The claims of the ’233 Patent are directed towards a system of wireless
`
`communication between a personal medical device and a second device with a
`
`
`
`18
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 22 of 44 Page ID
`#:4071
`
`security mechanism governing information transmitted between the two devices. See
`
`generally, ’233 Patent at Abstract, claim 1.
`
`34. At claim construction, Philips argued that the specification “broadly
`
`characterizes the ‘present invention’ as ‘relating generally to bi-directional personal
`
`and health-wellness provider communication system[s]’…before discussing specific
`
`embodiments that utilize a ‘medical’ device.” Dkt. 80 at 11. The Court rejected the
`
`argument that the first personal device has broader meaning and construed it as a
`
`“first personal medical device.” (referred to as a “PMD” throughout my opinions).
`
`Claim Construction Order (8/31/20) at 16-18.
`
`35. The specification identifies PMDs as able to “monitor individual or
`
`combinations of body functions such as heart function, respiration, body chemistry,
`
`brain function, or muscular/skeleton actions,” (’233 Patent at 2:2-6) and states that
`
`the patent “describe[s] a device and method to couple with PMDs to provide wireless
`
`communication and locating functions,” the purpose of which is to “provide health
`
`care professionals with access to information for remote diagnostic capabilities, to
`
`provide notification of acute conditions possibly requiring immediate assistance,
`
`transportation to a medical center, or remote treatment action; to provide a location
`
`information of mobile persons for caregivers; to notify responsible parties of the
`
`occurrence of a medical condition; and to provide remote intervention assistance by
`
`caregivers through verbal or visual interaction.” ’233 Patent at 2:11-24.
`
`
`
`19
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 23 of 44 Page ID
`#:4072
`
`36.
`
`Importantly, the specification never uses the word “fitness” or
`
`“exercise,” and does not describe monitoring exercise.
`
`37. For the reasons discussed in detail below, Garmin’s watches are fitness
`
`and exercise devices, not medical devices. In fact, Garmin makes clear that its
`
`products are not medical devices.2 As further detailed below, I understand that in
`
`previous discussions with Garmin, Philips acknowledged that Garmin watches were
`
`not medical devices, such as in the below presentation that Philips prepared:
`
`GARM-CDCA-002553 (Pastink Dep. Ex. 6 December 2016 Commercial Offer);
`
`and Pastink 9/14/2020 Dep at 143-148.
`
`
`
`
`2 https://www.garmin.com/en-US/legal/atdisclaimer/ (“Garmin wearables are not medical
`devices, and the data provided by them is not intended to be utilized for medical purposes and is
`not intended to diagnose, treat, cure, or prevent any disease. Garmin recommends you consult
`your doctor before engaging in any exercise routine.”).
`
`
`
`
`20
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 24 of 44 Page ID
`#:4073
`
`38.
`
`I further understand from a 2014 License Agreement among other
`
`evidence discussed, that Philips draws a distinction between fitness devices and
`
`devices designed to treat disease/conditions (medical devices):
`
`
`
`Korte Dep. Ex. 18 GARM-CDCA-0000062; see also id. at 0000061 (Philips 2014
`
`license agreement defining “Licensed Products” as “Watch Products and/or Strap
`
`products” that “shall not include any Medical Device” (Section 1.13), and defining
`
`“Medical Device” as “defined by or subject to governmental regulations in any
`
`country such as, in a non-limiting example, a United States Food and Drug
`
`Administration (US FDA) approved device” in Section 1.16.) (emphasis added).
`
`39.
`
`I understand that Dr. Martin has identified Garmin’s fitness watches as
`
`the claimed “first personal medical device” in his Opening Report. Martin Rpt. at ¶¶
`
`73-79. Dr. Martin’s identification of Garmin watches as medical devices is contrary
`
`to the teachings of the ’233 Patent, the Court’s claim construction order, and Philips
`
`own statements.
`
`40. Additionally, Dr. Martin opines that a customer’s Garmin Connect user
`
`name and password satisfies the claimed “security mechanism governing
`
`information between the personal medical device and the second device.” Martin
`
`Rpt. at ¶¶ 108-122. However, it is my opinion that Dr. Martin misunderstands or
`
`
`
`21
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 25 of 44 Page ID
`#:4074
`
`215. The examples provided in the ’542 Patent are all in the medical context,
`
`and as explained in my Opening Report on Invalidity, do not apply in the fitness
`
`context. Opening Invalidity Report at ¶¶ 66-67 (describing medical applications in
`
`the ’542 Patent’s specification). In my Invalidity Report, I explained that the ’542
`
`Patent lacks written description support for using a statistical analyzer to detect and
`
`warn against “undesirable” non-medical fitness or exercise-related conditions.
`
`Opening Invalidity Report at ¶¶ 180-187. Specifically, I explained that the Court
`
`noted the claims are directed to the field of “health monitoring,” citing undesirable
`
`medical conditions such as “a dangerous falling condition,” SIDS onset in an infant,”
`
`or “cardiovascular problems[s].” Id. at ¶ 182. I explained that the specification only
`
`uses the word “undesirable” in the context of analyzing “data from the patient”
`
`including the “patient’s vital signs such as ECG/EKG” to generate a warning. Id. at
`
`¶ 183. I additionally noted that the inventor, Mr. Tran, noted in his deposition that a
`
`physical condition is “undesirable” based on whether “in the medical literature” if
`
`left untreated, would result in a “medical condition.” Id.
`
`216. Using blood sugar as an example, the claim would cover having a
`
`statistical analyzer that has been previously trained with the user’s response to sugar
`
`intake such that the statistical analyzer would determine whether the user’s blood
`
`glucose is at an undesirable level for that user (i.e., too high or too low). The
`
`
`
`123
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 26 of 44 Page ID
`#:4075
`
`statistical analyzer understands that this level represents a physical condition that is
`
`undesirable for the specific user (i.e., hyperglycermia or hypoglycemia).
`
`217. When the blood glucose levels reach undesirable levels, a warning is
`
`generated letting the user know his physical condition is currently undesirable (i.e.,
`
`hyperglycemia or hypoglycemia). These kinds of warnings require emergency and
`
`immediate attention, just as if they were occurring in a hospital and the alarms were
`
`being triggered from the vital-monitoring station besides each patient.
`
`218. Another example might be for heart rate and a heart condition. For a
`
`certain individual, a heart rate below 45 and above 145 might indicate that his heart
`
`condition is in an undesirable state. Thus, the statistical analyzer would be trained
`
`with a user’s physiological response to certain heart rates such that when the user’s
`
`heart rate drops below 45 or goes above 145, the system generates a warning that the
`
`physical condition of the user’s heart condition is in an undesirable state (i.e.,
`
`tachycardic or bradycardic).
`
`219. Again, these kinds of warnings require emergency, immediate
`
`attention, just as if they were occurring in a hospital and the alarms were being
`
`triggered from the vital-monitoring station besides each patient.
`
`220. Further, the preamble of claims 13 and 14 states that the claims cover
`
`“a method for maintaining wellness”. ’542 Patent at 76:9. The specification
`
`describes monitoring wellness as follows:
`
`
`
`124
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 27 of 44 Page ID
`#:4076
`
`Regular monitoring of the basic wellness parameters provides
`significant benefits in helping to capture adverse events sooner,
`reduce hospital admissions, and improve the effectiveness of
`medications, hence, lowering patient care costs and improving the
`overall quality of care. Suitable users for such systems are disease
`management companies, health insurance companies, self-insured
`employers, medical device manufacturers and pharmaceutical firms.
`
`
`Id., at 5:19-28.
`
`221. Moreover, the “undesirable” term in the claims appears once in the
`
`specification and is equated with a “dangerous condition” for a “patient”:
`
`In this embodiment, the statistical analyzer is trained with training
`data where certain signals are determined to be undesirable for the
`patient, given his age, weight, and physical limitations, among
`others. For example, the patient’s glucose level should be within a
`well-established range, and any value outside of this range is flagged
`by the statistical analyzer as a dangerous condition. As used herein,
`the dangerous condition can be specified as an event or a pattern that
`can cause physiological or psychological damage to the patient.
`Moreover, interactions between different vital signals can be
`accounted for so that the statistical analyzer can take into
`consideration instances where individually the vital signs are
`acceptable, but in certain combinations, the vital signs can indicate
`potentially dangerous conditions.
`
`
`Id., at 9:25-39.
`
`222. And, as the Court explained in its claim constriction Order at page 40:
`
`
`
`125
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 28 of 44 Page ID
`#:4077
`
`
`
`223. As discussed below, the Garmin devices are not related to “health
`
`monitoring.” The accused Garmin products bear no resemblance to the claims of
`
`the ’542 Patent as read in light of the ’542 Patent’s specification. As discussed above
`
`and below, the Garmin products are for exercise and fitness, and do not fall within
`
`the scope of the asserted claims of the ’542 Patent.
`
`Limitation 1-B “analyzing the one or more vital parameters using a statistical
`analyzer, trained with training data representing physiological conditions
`determined to be undesirable for the user to analyze the vital parameters to
`determine if the physiological conditions are undesirable”
`
`
`224. I understand that claim 13 is a method claim, and have been informed
`
`that to allegedly infringe a method claim, every step of the claimed method must be
`
`performed in the United States. Here, it is my opinion that not all steps that are
`
`alleged by Dr. Martin to be infringing are performed in the United States. Namely,
`
`the evidence establishes that Dr. Martin’s alleged statistical analyzer (e.g., accused
`
`neural network) is created (e.g., “trained with training data”) by Firstbeat in Finland.
`
`
`
`126
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 29 of 44 Page ID
`#:4078
`
`
`
`
`
`
`
`Exhibit DD
`
`
`
`Case 2:19-cv-06301-AB-KS Document 124-1 Filed 02/08/21 Page 30 of 44 Page ID
`#:4079
`
`these minimum qualifications to be a person having ordinary skill in the art as of
`
`March 26, 1998.
`
`14. Unless otherwise specified, when I refer to a PHOSITA, I am
`
`referring to someone with the level of knowledge and understanding described
`
`above. I note that the analysis and opinions in my report would not change if a
`
`slightly different description of the person of ordinary skill in the art was used.
`
`IV. MEDICAL DEVICE
`
`15.
`
`I am told and I understand that the Court construed the term “personal
`
`device” in claim 1 of the ’233 Patent to be a “personal medical device.” Claim
`
`Construction Order (8/31/20) at 16-18.
`
`16.
`
`In general, the term medical device has a common meaning in the
`
`industry, referring to a device used for monitoring, diagnosis, or treatment of a
`
`disease or other medical condition. Below, I identify a wide range of information
`
`supporting this well-understood meaning. I note that all of the information cited
`
`below are commonly relied upon, and used by, a PHOSITA in the industry.
`
`17. For example, in the 1988 Encyclopedia of Medical Devices, the editor
`
`defines the field the encyclopedia covers (Medical Devices) as “The discipline is
`
`