Case 6:14-cv-00982-KNM Document 147-2 Filed 11/09/15 Page 1 of 20 PageID #: 1266
`Case 6:14-cv-00982-KNM Document 147-2 Filed 11/09/15 Page 1 of 20 PagelD #: 1266
`
`EXHIBIT 2
`EXHIBIT 2
`
`

`

`Case 6:14-cv-00982-KNM Document 147-2 Filed 11/09/15 Page 2 of 20 PageID #: 1267
`
`UNITED STAlES P A lENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.o. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`12/387,661
`
`05/0512009
`
`Jari Lindholm
`
`863.0099.U1(US)
`
`2958
`
`7590
`29683
`HARRINGTON & SMITH
`4 RESEARCH DRIVE, Suite 202
`SHELTON, CT 06484-6212
`
`05118/2012
`
`EXAMINER
`
`HAMMOND, CRYSTAL L
`
`ART UNIT
`
`PAPER NUMBER
`
`2819
`
`MAIL DATE
`
`DELIVERY MODE
`
`05/18/2012
`
`PAPER
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`PTOL-90A (Rev. 04/07)
`
`

`

`Case 6:14-cv-00982-KNM Document 147-2 Filed 11/09/15 Page 3 of 20 PageID #: 1268
`Application No.
`Applicant(s)
`
`Office Action Summary
`
`12/387,661
`
`Examiner
`
`LINDHOLM ET AL.
`
`Art Unit
`
`2819
`CRYSTAL L. HAMMOND
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address -(cid:173)
`Period for Reply
`
`A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE;2 MONTH(S) OR THIRTY (30) DAYS,
`WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION.
`Extensions of time may be available under the provisions of 37 CFR t. t 36(a). In no event, however, maya reply be timely filed
`after SIX (6) MONTHS from the mailing date of this communication.
`If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication.
`Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. § t33).
`Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any
`earned patent term adjustment. See 37 CFR t .704(b).
`
`Status
`
`1)1Z! Responsive to communication(s) filed on 05 March 2012.
`2a)0 This action is FINAL.
`2b)1Z! This action is non-final.
`3)0 An election was made by the applicant in response to a restriction requirement set forth during the interview on
`__ ; the restriction requirement and election have been incorporated into this action.
`4)0 Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
`closed in accordance with the practice under Ex parte Quayle, 1935 C.D. 11,453 O.G. 213.
`
`Disposition of Claims
`
`5)1Z! Claim(s) 1-20 is/are pending in the application.
`5a) Of the above claim(s) __ is/are withdrawn from consideration.
`6)0 Claim(s) __ is/are allowed.
`7)1Z! Claim(s) 1,2,10,12 and 13 is/are rejected.
`8)1Z! Claim(s) 3-9 and 14-20 is/are objected to.
`9)0 Claim(s) __ are subject to restriction and/or election requirement.
`
`Application Papers
`
`10)0 The specification is objected to by the Examiner.
`11)1Z! The drawing(s) filed on 09 June 2009 is/are: a)1Z! accepted or b)O objected to by the Examiner.
`Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
`
`Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).
`12)0 The oath or declaration is objected to by the Exam iner. Note the attached Office Action or form PTO-152.
`
`Priority under 35 U.S.C. § 119
`
`13)0 Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`a)O All b)O Some * c)O None of:
`1.0 Certified copies of the priority documents have been received.
`2.0 Certified copies of the priority documents have been received in Application No. __ '
`3.0 Copies of the certified copies of the priority documents have been received in this National Stage
`application from the International Bureau (PCT Rule 17.2(a)).
`* See the attached detailed Office action for a list of the certified copies not received.
`
`Attachment{s)
`1) IZ! Notice of References Cited (PTO·892)
`2) 0 Notice of Draftsperson's Patent Drawing Review (PTO·948)
`3) 0 Information Disclosure Statement(s) (PTO/S8/08)
`Paper No(s)/Mail Date __ .
`
`4) 0 Interview Summary (PTO·413)
`Paper No(s)/Mail Date. __ .
`5) 0 Notice of Informal Patent Application
`6) 0 Other: __ .
`
`U.s. Patent and Trademark Office
`PTOL·326 (Rev. 03·11)
`
`Office Action Summary
`
`Part of Paper No.lMail Date 20120517
`
`

`

`Case 6:14-cv-00982-KNM Document 147-2 Filed 11/09/15 Page 4 of 20 PageID #: 1269
`
`Application/Control Number: 12/387,661
`Art Unit: 2819
`
`Page 2
`
`DETAILED ACTION
`
`Response to Arguments
`
`1.
`
`Applicant's arguments with respect to claims 1-20 have been considered but are
`
`moot because the arguments do not apply to any of the references being used in the
`
`current rejection.
`
`Claim Rejections - 35 USC § 103
`
`Claim Rejections - 35 USC § 103
`
`2.
`
`The following is a quotation of 35 U.S.C. 1 03(a) which forms the basis for all
`
`obviousness rejections set forth in this Office action:
`
`(a) A patent may not be obtained though the invention is not identically disclosed or described as set
`forth in section 102 of this title, if the differences between the subject matter sought to be patented and
`the prior art are such that the subject matter as a whole would have been obvious at the time the
`invention was made to a person having ordinary skill in the art to which said subject matter pertains.
`Patentability shall not be negatived by the manner in which the invention was made.
`
`3.
`
`Claims 1, 10 and 12 are rejected under 35 U.S.C. 1 03(a) as being unpatentable
`
`over Motorola (R1-081 056) in view of Docomo et al. (R1-070870).
`
`(1) regarding Claim 1 :
`
`Motorola discloses a method comprising:
`
`using a processor to initialize for i=O a first power control adjustment state
`
`g(i) for an uplink control channel and a second power control adjustment state f(i)
`
`for an uplink shared channel to each reflect an open loop power control error;
`
`and is initialized with the second power control adjustment state f(O) (5.1.1"
`
`"Physical uplink shared channel": PPuscH(i); f(i); f(O) and item 5.1.2: "Physical
`
`uplink control channel": PPUCCH(i); g(i), g(O)).
`
`

`

`Case 6:14-cv-00982-KNM Document 147-2 Filed 11/09/15 Page 5 of 20 PageID #: 1270
`
`Application/Control Number: 12/387,661
`Art Unit: 2819
`
`Page 3
`
`Claim 1 further defines: - using the processor to compute an initial transmit
`
`power for the uplink shared channel using full pathloss compensation, wherein
`
`the initial transmit power depends on a preamble power of a first message sent
`
`on an access channel and sending from a transmitter a third message on the
`
`uplink shared channel at the initial transmit power. Motorola discloses in general
`
`the uplink power control for the physical uplink shared channel (PUSCH) and the
`
`physical uplink control channel (PUCCH) in E- UTRA communication system
`
`wherein mathematical formulas for calculating the UE transmit power PPUSCH
`
`and PPUCCH for a subframe i are provided.
`
`However, Motorola does not provide details about how to calculate the
`
`initial transmission power of the PUSCH apart from giving an indication that the
`
`power control adjustment states for both channels take the value 0 for i=O.
`
`Therefore, the subject-matter of claim 1 differs from Motorola in that the
`
`calculation of the initial transmit power for the uplink shared channel is provided.
`
`The solution proposed in claim 1 for calculating the initial transmit power for the
`
`uplink shared channel based on a preamble power of a first message sent on an
`
`access channel is however already disclosed in Docomo (see Pg.1, item 2.1"
`
`"Non-synchronized Random Access Channel (RACH): L2/L3 message part"),
`
`which are also dealing with transmission power control (TPC) schemes for uplink
`
`physical channels in E-UTRA uplink.
`
`

`

`Case 6:14-cv-00982-KNM Document 147-2 Filed 11/09/15 Page 6 of 20 PageID #: 1271
`
`Application/Control Number: 12/387,661
`Art Unit: 2819
`
`Page 4
`
`It would have been obvious to one of ordinary skill in the art at the time of
`
`the invention to have incorporated the calculation based on preamble power as
`
`taught by Docomo in the invention of Motorola.
`
`The motivation to have done so would have been to have had a way of
`
`decreasing interference to other users.
`
`(2) regarding Claim 10:
`
`As to Claim 10, this claim differs from claim 12 only in that claim 12 is an
`
`apparatus claim whereas claim 10 is a computer readable memory storing a
`
`computer program. Thus computer readable memory storing a computer
`
`program claim 10 is analyzed as discussed with respect to claim 12 below.
`
`(3) regarding Claim 12:
`
`Motorola discloses an apparatus comprising:
`
`a processor; and a memory storing a computer program (it is inherent that
`
`there is a memory storing and providing all power control specifications); in which
`
`the processor is configured with the memory and the computer program to cause
`
`the apparatus to: initialize for i=O a first power control adjustment state g(i) for an
`
`uplink control channel and a second accumulation power control adjustment
`
`state f(i) for an uplink shared channel to each reflect an open loop power control
`
`error; and and is initialized with the second power control adjustment state f(O)
`
`(5.1.1" "Physical uplink shared channel": PPuscH(i); f(i); f(O) and item 5.1.2:
`
`"Physical uplink control channel": PPUCCH(i); g(i), g(O)).
`
`

`

`Case 6:14-cv-00982-KNM Document 147-2 Filed 11/09/15 Page 7 of 20 PageID #: 1272
`
`Application/Control Number: 12/387,661
`Art Unit: 2819
`
`Page 5
`
`Claim 1 further defines: - compute an initial transmit power for the uplink
`
`shared channel using full pathloss compensation, wherein the initial transmit
`
`power depends on a preamble power of a first message sent on an access
`
`channel and sending from a transmitter a third message on the uplink shared
`
`channel at the initial transmit power. Motorola discloses in general the uplink
`
`power control for the physical uplink shared channel (PUSCH) and the physical
`
`uplink control channel (PUCCH) in E- UTRA communication system wherein
`
`mathematical formulas for calculating the UE transmit power PPUSCH and
`
`PPUCCH for a subframe i are provided.
`
`However, Motorola does not provide details about how to calculate the
`
`initial transmission power of the PUSCH apart from giving an indication that the
`
`power control adjustment states for both channels take the value 0 for i=O.
`
`Therefore, the subject-matter of claim 1 differs from Motorola in that the
`
`calculation of the initial transmit power for the uplink shared channel is provided.
`
`The solution proposed in claim 1 for calculating the initial transmit power for the
`
`uplink shared channel based on a preamble power of a first message sent on an
`
`access channel is however already disclosed in Docomo (see Pg.1, item 2.1"
`
`"Non-synchronized Random Access Channel (RACH): L2/L3 message part"),
`
`which are also dealing with transmission power control (TPC) schemes for uplink
`
`physical channels in E-UTRA uplink.
`
`

`

`Case 6:14-cv-00982-KNM Document 147-2 Filed 11/09/15 Page 8 of 20 PageID #: 1273
`
`Application/Control Number: 12/387,661
`Art Unit: 2819
`
`Page 6
`
`It would have been obvious to one of ordinary skill in the art at the time of
`
`the invention to have incorporated the calculation based on preamble power as
`
`taught by Docomo in the invention of Motorola.
`
`The motivation to have done so would have been to have had a way of
`
`decreasing interference to other users.
`
`4.
`
`Claims 2 and 13 are rejected under 35 U.S.C. 1 03(a) as being unpatentable over
`
`Motorola (R1-081 056) in view of Docomo et al. (R1-070870) as applied to Claims 1 and
`
`12 above, further in view of IPWireless (R1-060637).
`
`(1) regarding Claim 2:
`
`The combination of Motorola and Docomo discloses all of subject matter
`
`as above. However, the combination does not disclose the RACH procedure in
`
`E-UTRA.
`
`IPWireless, in the same field of endeavor, discloses:
`
`wherein the first message comprises a random access request message,
`
`the method further comprising: computing the preamble power using full pathloss
`
`compensation, sending from the transmitter on the access channel the first
`
`message and in response receiving at a receiver a second message that
`
`comprises an allocation of resources on which the third message is sent; and
`
`after sending the third message, the method further comprises using the
`
`processor to compute an updated transmit power for the uplink shared channel
`
`using fractional power control and sending from the transmitter a subsequent
`
`

`

`Case 6:14-cv-00982-KNM Document 147-2 Filed 11/09/15 Page 9 of 20 PageID #: 1274
`
`Application/Control Number: 12/387,661
`Art Unit: 2819
`
`Page 7
`
`message on the uplink shared channel using the updated transmit power (see
`
`pages 1-4).
`
`It would have been obvious to one of ordinary skill in the art at the time of
`
`the invention to have the RACH procedure in E-UTRA as taught by IPWireless in
`
`the invention of the combination of Motorola and Docomo.
`
`The motivation to have done so would have been to have had a way of
`
`decreasing interference to other users.
`
`(2) regarding Claim 13:
`
`The combination of Motorola and Docomo discloses all of subject matter
`
`as above. However, the combination does not disclose the RACH procedure in
`
`E-UTRA.
`
`IPWireless, in the same field of endeavor, discloses:
`
`wherein the first message comprises a random access request message, and:
`
`the processor is configured with the memory and the computer program to
`
`compute the preamble power using full pathloss compensation, the apparatus
`
`further comprising a transmitter is configured to send on the access channel the
`
`first message; the apparatus further comprising a receiver configured to receive,
`
`in response to the transmitter sending the first message, a second message that
`
`comprises an allocation of resources on which the third message is sent; the
`
`processor with the memory and the computer program is configured, after the
`
`transmitter sends the third message, to compute an updated transmit power for
`
`the uplink shared channel using fractional power control; and the transmitter is
`
`

`

`Case 6:14-cv-00982-KNM Document 147-2 Filed 11/09/15 Page 10 of 20 PageID #: 1275
`
`Application/Control Number: 12/387,661
`Art Unit: 2819
`
`Page 8
`
`configured to send a subsequent message on the uplink shared channel using
`
`the updated transmit power (see pages 1-4).
`
`It would have been obvious to one of ordinary skill in the art at the time of
`
`the invention to have the RACH procedure in E-UTRA as taught by IPWireless in
`
`the invention of the combination of Motorola and Docomo.
`
`The motivation to have done so would have been to have had a way of
`
`decreasing interference to other users.
`
`Allowable Subject Matter
`
`5.
`
`Claims 3-9, 11 and 14-20 are objected to as being dependent upon a rejected
`
`base claim, but would be allowable if rewritten in independent form including all of the
`
`limitations of the base claim and any intervening claims.
`
`6.
`
`The following is a statement of reasons for the indication of allowable subject
`
`matter: the examiner found neither prior art cited in its entirety, nor based on the prior
`
`art, found any motivation to combine any of the said prior arts. Claims 3, 11 and 14
`
`require wherein the second power control adjustment state f(i) for i=O is initialized as:
`
`Po_ue_pusch + f(O) = deltaPpc + deltaPrampup ; wherein: Po_ue_pusch is a power
`
`control constant for the uplink shared channel that is specific for a user equipment;
`
`deltaPrampup is a ramp-up power for preamble transmissions; and deltaPpc is a power
`
`control command indicated in a second message received at a receiver of the
`
`apparatus in response to the transmitter sending the first message. Claims 4 and 15
`
`require wherein the first power control adjustment state g(i) for i=O is initialized as:
`
`Po_ue_pucch + g(O) = deltaPpc + deltaPrampup; wherein: Po_ue_pucch is a power
`
`

`

`Case 6:14-cv-00982-KNM Document 147-2 Filed 11/09/15 Page 11 of 20 PageID #: 1276
`
`Application/Control Number: 12/387,661
`Art Unit: 2819
`
`Page 9
`
`control constant for the uplink control channel power that is specific for a user
`
`equipment executing the method. Claims 6 and 17 require wherein the initial transmit
`
`power Pmsg3 of the third message for i=O is equal to: Pmsg3 = min{Pmax ,Ppreamble +
`
`deltaO,preamble_Msg3 + delta pc_Msg3 + 1 010g1 0 (Mpusch (i)) + delta tf (TF (i)) } ; in
`
`which: Pmax is a maximum allowed transmission power; Ppreamble is the preamble
`
`power of the first message; Mpusch (i) is determined from an uplink resource allocation
`
`of a second message received in response to sending the first message; delta tf (TF (i))
`
`is calculated from received signaling; delta pc_Msg3 is indicated by a power control
`
`command received at the receiver; and deltaO,preamble_Msg3 is an offset from the
`
`preamble power.
`
`Conclusion
`
`Any inquiry concerning this communication or earlier communications from the
`
`examiner should be directed to CRYSTAL L. HAMMOND whose telephone number is
`
`(571 )270-1682. The examiner can normally be reached on Monday Thru Friday 7:30
`
`AM-5:00 PM Alt Fridays.
`
`If attempts to reach the examiner by telephone are unsuccessful, the examiner's
`
`supervisor, Shawki Ismail can be reached on (571) 272-3985. The fax phone number
`
`for the organization where this application or proceeding is assigned is 571 -273-8300.
`
`

`

`Case 6:14-cv-00982-KNM Document 147-2 Filed 11/09/15 Page 12 of 20 PageID #: 1277
`
`Application/Control Number: 12/387,661
`Art Unit: 2819
`
`Page 10
`
`Information regarding the status of an application may be obtained from the
`
`Patent Application Information Retrieval (PAIR) system. Status information for
`
`published applications may be obtained from either Private PAIR or Public PAIR.
`
`Status information for unpublished applications is available through Private PAIR only.
`
`For more information about the PAIR system, see http://pair-direct.uspto.gov. Should
`
`you have questions on access to the Private PAIR system, contact the Electronic
`
`Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a
`
`USPTO Customer Service Representative or access to the automated information
`
`system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000.
`
`/CRYSTAL L HAMMOND/
`Examiner, Art Unit 2819
`05/17/2012
`
`

`

`Case 6:14-cv-00982-KNM Document 147-2 Filed 11/09/15 Page 13 of 20 PageID #: 1278
`
`Notice of References Cited
`
`*
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`Document Number
`Country Code-Number-Kind Code
`
`Date
`MM-YYYY
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`A
`
`US-
`
`Application/Control No.
`
`12/387,661
`
`Examiner
`
`CRYSTAL L. HAMMOND
`
`U.S. PATENT DOCUMENTS
`
`Applicant(s)/Patent Under
`Reexamination
`LINDHOLM ET AL.
`
`Art Unit
`
`2819
`
`Page 1 of 1
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`Name
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`Classification
`
`US-
`
`B
`C US-
`D US-
`US-
`
`E
`
`US-
`
`F
`G US-
`H US-
`US-
`
`I
`
`J
`
`K
`
`US-
`
`US-
`
`US-
`
`L
`M US-
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`*
`
`Document Number
`Country Code-Number-Kind Code
`
`Date
`MM-YYYY
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`Country
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`Name
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`Classification
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`FOREIGN PATENT DOCUMENTS
`
`N
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`0
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`P
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`Q
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`R
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`S
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`T
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`*
`
`NON-PATENT DOCUMENTS
`
`Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)
`
`EDITOR (MOTOROLA): 3GPP DRAFT; R1-081056 - 36213-81 O-CR, 3RD GENERATION PARTNERSHIP PROJECT (3GPP),
`U MOBILE COMPETENCE CENTRE; 650, ROUTE DES LUCIOLES ; F-06921 SOPHIA-ANTIPOLIS CEDEX ; FRANCE, vol.
`RAN WG1, no. Sorrento, Italy; 20080215, 15 February 2008 (2008-02-15), XP0501 09512
`
`NTT DOCOMO ET AL: "Transmission Power Control in E-UTRA Uplink" 3GPP DRAFT; R1-070870 TRANSMISSION POWER
`V CONTROL IN E- UTRA UPLINK, 3RD GENERATION PARTNERSHIP PROJECT (3GPP), MOBILE COMPETENCE CENTRE
`;650, ROUTE DES LUCIOLES ; F- 06921 SOPHIA-ANTIPOLIS CEDEX ; FRANCE, vol. RANIWG1, no. St. Louis, USA;
`20070206, 6 February 2007 (2007 -02-06), XP0501 0
`
`IPWIRELESS: "Initial Access Procedure and Uplink Synchronisation" 3GPP DRAFT; R1-060637, 3RD GENERATION
`PARTNERSHIP PROJECT (3GPP), MOBILE COMPETENCE CENTRE; 650, ROUTE DES LUCIOLES ; F-06921 SOPHIA-
`ANTI POLIS CEDEX ; FRANCE, vol. RAN WG1, no. Denver, USA; 20060209, 9 February 2006 (2006-02-09), XP0501 01560
`
`W
`
`X
`
`*A copy of this reference IS not being furnished with this Office action. (See MPEP § 707.05(a).)
`Dates in MM-YYYY format are publication dates. Classifications may be US or foreign.
`
`U.s. Patent and Trademark Office
`PTO-892 (Rev. 01-2001)
`
`Notice of References Cited
`
`Part of Paper No. 20120517
`
`

`

`EAST Search History
`Case 6:14-cv-00982-KNM Document 147-2 Filed 11/09/15 Page 14 of 20 PageID #: 1279
`
`EAST Search History
`
`EAST Search History (Prior Art)
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`Case 6:14-cv-00982-KNM Document 147-2 Filed 11/09/15 Page 15 of 20 PageID #: 1280
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