`Case 2:16-cv-00741—RWS Document 148-3 Filed 04/20/17 Page 1 of 22 PageID #: 1600
`
`EXHIBIT C
`
`EXHIBIT C
`
`
`
`Case 2:16-cv-00741-RWS Document 148-3 Filed 04/20/17 Page 2 of 22 PageID #: 1601
`
`CLAIMS
`
`EXHIBIT C
`TERMS AND PHRASES
`INTRINSIC SUPPORT FOR
`DEFENDANTS PROPOSED
`CONSTRUCTION1
`
`1.
`
`’466 Patent claims 1,
`15, 16
`
`“installing a plurality of
`application programs at the
`server”
`
`‘466 patent at Abstract; FIG. 3;
`FIG. 4; FIG. 6; FIG. 7; FIG.
`9C; 1:30-43; 1:45-57; 1:57-
`2:11; 2:52-67; 3:9-27; 3:28-36;
`3:47-50; 3:55-4:9; 4:34-38;
`6:12-17; 6:22-27; 6:32-35;
`6:57-7:13; 7:22-25; 7:28-38;
`7:67-8:5; 8:12-22; 8:33-56; 9:2-
`5; 9:15-21; 9:30-57; 10:61-64;
`11:50-60; 12:37-52; 13:26-37;
`14:17-45; 15:1-10; 15:23-27;
`15:56-16:25; 17:19-51; 18:1-
`32; 18:42-57; 19:17-33; 20:1-
`36
`‘578 patent at Abstract; FIG. 2;
`FIG. 3; 1:58-2:10; 2:50-65; 3:5-
`23; 1:31-44; 1:45-57; 1:58-
`2:10; 2:50-65; 3:5-23; 3:61-4:2;
`5:32-36; 5:57-61; 5:65-6:9;
`6:16-25; 6:46-62; 6:67-7:2;
`7:13-24;10:6-7; 7:66-8:22;
`8:35-47; 9:47-52; 9:58-65;10:6-
`7; 10:9-12; 10:47-65; 11:3-8;
`
`EXTRINSIC SUPPORT
`FOR DEFENDANTS
`PROPOSED
`CONSTRUCTION
`McDaniel, George, “IBM
`Dictionary of Computing”,
`McGraw-Hill, Inc., p. 344, 612
`(1994), Valerie, “Dictionary of
`Computing”, Oxford
`University Press, Inc. p. 244
`(1997) (Exhibit D)
`
`Defendants may rely upon
`expert testimony (1) to show
`the skill level of a person of
`ordinary skill in the art; and (2)
`to show how a person of
`ordinary skill in the art would
`have understood the claim term
`in light of the specification and
`prosecution history
`
`1 Cites to any one of the ’466, ’578, ’766, and ’293 patents are exemplary only and should be understood as including cites to equivalent disclosure in any other
`one of these four patents. For example, the ’466 and ’293 patents have substantially identical specifications, and so do the ’578 and ’766 patents, and cites to
`either patent in each pair should be understood as including cites to equivalent disclosure in the other patent of the pair.
`
`1
`
`
`
`Case 2:16-cv-00741-RWS Document 148-3 Filed 04/20/17 Page 3 of 22 PageID #: 1602
`
`CLAIMS
`
`TERMS AND PHRASES
`
`INTRINSIC SUPPORT FOR
`DEFENDANTS PROPOSED
`CONSTRUCTION1
`
`EXTRINSIC SUPPORT
`FOR DEFENDANTS
`PROPOSED
`CONSTRUCTION
`
`11:13-15; 11:32-12:6; 12:8-36;
`14:15-23; 14:47-55
`IPR2017-00184 at February 21,
`2017 Patent Owner’s
`Preliminary Response; April
`18, 2017 PTAB Decision
`Denying Institution
`•
`‘578 patent File History
`at March 7, 2001 Notice of
`Allowability; June 28, 2001
`Notice of Allowability; TME
`10 Software Distribution User’s
`Guide; IBM Network Station
`Manager for Windows NT
`Server 4.0; WorkSpace On-
`Demand Handbook
`‘466 patent File History at May
`31, 2001 Amendment; October
`23, 2001 Amendment; March
`25, 2002 Response After Final;
`May 16, 2002 Appeal Brief
`‘766 patent File History at
`August 1, 2002 Amendment;
`January 27, 2003 Amendment
`After Final; April 22, 2003
`Brief on Appeal; September 29,
`2003 Request for
`
`2
`
`
`
`Case 2:16-cv-00741-RWS Document 148-3 Filed 04/20/17 Page 4 of 22 PageID #: 1603
`
`CLAIMS
`
`TERMS AND PHRASES
`
`INTRINSIC SUPPORT FOR
`DEFENDANTS PROPOSED
`CONSTRUCTION1
`
`EXTRINSIC SUPPORT
`FOR DEFENDANTS
`PROPOSED
`CONSTRUCTION
`
`2.
`
`’578 patent claims 1,
`14, 15,17, 30, 32, 45
`
`“installing [an / a second]
`application program having a
`plurality of configurable
`preferences and a plurality of
`authorized users on a server
`coupled to the network”
`
`Reconsideration; TME 10
`Software Distribution User’s
`Guide; IBM Network Station
`Manager for Windows NT
`Server 4.0; WorkSpace On-
`Demand Handbook;
`‘293 patent File History at
`December 7, 2004
`Amendment; June 22, 2005
`Amendment; November 7,
`2005 Amendment
`‘466 patent at Abstract; FIG. 3;
`FIG. 4; FIG. 6; FIG. 7; FIG.
`9C; 1:30-43; 1:45-57; 1:57-
`2:11; 2:52-67; 3:9-27; 3:28-36;
`3:47-50; 3:55-4:9; 4:34-38;
`6:12-17; 6:22-27; 6:32-35;
`6:57-7:13; 7:22-25; 7:28-38;
`7:67-8:5; 8:12-22; 8:33-56; 9:2-
`5; 9:15-21; 9:30-57; 10:61-64;
`11:50-60; 12:37-52; 13:26-37;
`14:17-45; 15:1-10; 15:23-27;
`15:56-16:25; 17:19-51; 18:1-
`32; 18:42-57; 19:17-33; 20:1-
`36
`‘578 patent at Abstract; FIG. 2;
`FIG. 3; 1:58-2:10; 2:50-65; 3:5-
`23; 1:31-44; 1:45-57; 1:58-
`
`3
`
`McDaniel, George, “IBM
`Dictionary of Computing”,
`McGraw-Hill, Inc., p. 344, 612
`(1994), Valerie, “Dictionary of
`Computing”, Oxford
`University Press, Inc. p. 244
`(1997) (Exhibit D)
`
`Defendants may rely upon
`expert testimony (1) to show
`the skill level of a person of
`ordinary skill in the art; and (2)
`to show how a person of
`ordinary skill in the art would
`have understood the claim term
`in light of the specification and
`prosecution history
`
`
`
`Case 2:16-cv-00741-RWS Document 148-3 Filed 04/20/17 Page 5 of 22 PageID #: 1604
`
`CLAIMS
`
`TERMS AND PHRASES
`
`INTRINSIC SUPPORT FOR
`DEFENDANTS PROPOSED
`CONSTRUCTION1
`
`EXTRINSIC SUPPORT
`FOR DEFENDANTS
`PROPOSED
`CONSTRUCTION
`
`2:10; 2:50-65; 3:5-23; 3:61-4:2;
`5:32-36; 5:57-61; 5:65-6:9;
`6:16-25; 6:46-62; 6:67-7:2;
`7:13-24;10:6-7; 7:66-8:22;
`8:35-47; 9:47-52; 9:58-65;10:6-
`7; 10:9-12; 10:47-65; 11:3-8;
`11:13-15; 11:32-12:6; 12:8-36;
`14:15-23; 14:47-55
`IPR2017-00184 at February 21,
`2017 Patent Owner’s
`Preliminary Response; April
`18, 2017 PTAB Decision
`Denying Institution
`•
`‘578 patent File History
`at March 7, 2001 Notice of
`Allowability; June 28, 2001
`Notice of Allowability; TME
`10 Software Distribution User’s
`Guide; IBM Network Station
`Manager for Windows NT
`Server 4.0; WorkSpace On-
`Demand Handbook
`‘466 patent File History at May
`31, 2001 Amendment; October
`23, 2001 Amendment; March
`25, 2002 Response After Final;
`May 16, 2002 Appeal Brief
`
`4
`
`
`
`Case 2:16-cv-00741-RWS Document 148-3 Filed 04/20/17 Page 6 of 22 PageID #: 1605
`
`CLAIMS
`
`TERMS AND PHRASES
`
`INTRINSIC SUPPORT FOR
`DEFENDANTS PROPOSED
`CONSTRUCTION1
`
`EXTRINSIC SUPPORT
`FOR DEFENDANTS
`PROPOSED
`CONSTRUCTION
`
`‘766 patent File History at
`August 1, 2002 Amendment;
`January 27, 2003 Amendment
`After Final; April 22, 2003
`Brief on Appeal; September 29,
`2003 Request for
`Reconsideration; TME 10
`Software Distribution User’s
`Guide; IBM Network Station
`Manager for Windows NT
`Server 4.0; WorkSpace On-
`Demand Handbook;
`‘293 patent File History at
`December 7, 2004
`Amendment; June 22, 2005
`Amendment; November 7,
`2005 Amendment
`‘466 patent at Abstract; FIG. 3;
`FIG. 4; FIG. 6; FIG. 7; 1:30-43;
`1:45-57; 1:57-2:11; 2:52-67;
`3:9-27; 3:28-36; 3:47-50; 3:55-
`4:9; 4:34-38; 6:12-17; 6:22-27;
`6: 57-7:13; 7:22-25; 7:28-38;
`7:67-8:5; 8:12-22; 8:33-56; 9:2-
`5; 9:15-21; 9:30-57; 10:61-64;
`11:50-60; 12:37-52; 13:26-37;
`14:17-45; 15:1-10; 15:23-27;
`15:56-16:25
`
`5
`
`McDaniel, George, “IBM
`Dictionary of Computing”,
`McGraw-Hill, Inc., p. 27,28
`(1994) (Exhibit D)
`
`Defendants may rely upon
`expert testimony (1) to show
`the skill level of a person of
`ordinary skill in the art; and (2)
`to show how a person of
`ordinary skill in the art would
`
`“application program(s) /
`application(s)”
`
`3.
`
`’466 patent claims 1-
`4, 8-9, 13, 15-19, 23-
`24, 28, 30-32, 36-37,
`41
`
`’578 patent claims 1,
`2, 4, 5, 7, 11-18, 20,
`21, 23, 27-33, 35, 36,
`38, 42-46
`
`’293 patent claims 1,
`
`
`
`Case 2:16-cv-00741-RWS Document 148-3 Filed 04/20/17 Page 7 of 22 PageID #: 1606
`
`CLAIMS
`
`TERMS AND PHRASES
`
`12, 17
`
`’766 patent claims 1-
`3, 7-9, 13-15
`
`EXTRINSIC SUPPORT
`FOR DEFENDANTS
`PROPOSED
`CONSTRUCTION
`have understood the claim term
`in light of the specification and
`prosecution history
`
`INTRINSIC SUPPORT FOR
`DEFENDANTS PROPOSED
`CONSTRUCTION1
`
`‘578 patent at Abstract; FIG. 2;
`FIG. 3; FIG. 4; 1:31-44; 1:45-
`57; 1:58-2:10; 2:24-31; 2:50-
`65; 3:5-23; 3:61-4:2; 4:9-14;
`4:21-39; 4:53:56; 5:1-7; 5:19-
`22; 5:31-37; 5:56-61; 6:16-25;
`6:67-7:2; 7:13-24; 7:65-8:22;
`8:35-47; 9:47-52; 9:58-65;10:6-
`12; 10:30-32; 10:47-65; 11:3-8;
`11:5-6; 11:13-15; 11:32-12:6;
`12:6-36; 14:15-23; 14:47-55
`IPR2017-00184 at February 21,
`2017 Patent Owner’s
`Preliminary Response;
`’578 patent File History at
`March 7, 2001 Notice of
`Allowability; June 28, 2001
`Notice of Allowability; TME
`10 Software Distribution User’s
`Guide; IBM Network Station
`Manager for Windows NT
`Server 4.0; WorkSpace On-
`Demand Handbook
`‘766 patent File History at
`August 1, 2002 Amendment;
`January 27, 2003 Amendment
`After Final; April 22, 2003
`Brief on Appeal; September 29,
`
`6
`
`
`
`Case 2:16-cv-00741-RWS Document 148-3 Filed 04/20/17 Page 8 of 22 PageID #: 1607
`
`CLAIMS
`
`TERMS AND PHRASES
`
`INTRINSIC SUPPORT FOR
`DEFENDANTS PROPOSED
`CONSTRUCTION1
`
`EXTRINSIC SUPPORT
`FOR DEFENDANTS
`PROPOSED
`CONSTRUCTION
`
`4.
`
`’466 patent claims 1,
`14, 15, 16, 19, 28, 41
`’578 patent claims
`15-17, 31-32, 46
`’766 patent claims 3,
`9, 15
`
`“an instance” / “an instance of
`the application program” / “an
`instance of the selected one of
`the plurality of application
`programs”
`
`2003 Request for
`Reconsideration; TME 10
`Software Distribution User’s
`Guide; IBM Network Station
`Manager for Windows NT
`Server 4.0; WorkSpace On-
`Demand Handbook;
`‘466 patent at Abstract; FIG. 3;
`FIG. 4; FIG. 6; FIG. 7; 1:30-43;
`1:45-57; 1:57-2:11; 2:52-67;
`3:9-27; 3:28-36; 3:47-50; 3:55-
`4:9; 4:34-38; 6:12-17; 6:22-27;
`6: 57-7:13; 7:22-25; 7:28-38;
`7:67-8:5; 8:12-22; 8:33-56; 9:2-
`5; 9:15-21; 9:30-57; 10:61-64;
`11:50-60; 12:37-52; 13:26-37;
`14:17-45; 15:1-10; 15:23-27;
`15:56-16:25
`‘578 patent at Abstract; FIG. 2;
`FIG. 3; FIG. 4; 1:31-44; 1:45-
`57; 1:58-2:10; 2:50-65; 3:5-23;
`3:61-4:2; 5:31-37; 5:56-61;
`6:16-25; 6:67-7:2; 7:13-24;
`7:66-8:22; 8:35-47; 9:47-52;
`9:58-65; 9:26-30; 10:6-7; 10:9-
`12; 10:47-65; 11:3-8; 11:13-15;
`11:32-12:6; 12:8-36; 12:50-
`13:18; 13:50-62; 14:15-23;
`
`7
`
`Cravens, Richard. “Netscape
`Enterprise Server 3 Book.”
`Ventana Communications
`Group, p. 402 (1997) (Exhibit
`D)
`Defendants may rely upon
`expert testimony (1) to show
`the skill level of a person of
`ordinary skill in the art; and (2)
`to show how a person of
`ordinary skill in the art would
`have understood the claim term
`in light of the specification and
`prosecution history
`
`Defendants intend to rely on
`further contemporaneous
`dictionary definitions of
`“instance” in support of their
`proposed constructions. Due to
`Uniloc changing its proposed
`
`
`
`Case 2:16-cv-00741-RWS Document 148-3 Filed 04/20/17 Page 9 of 22 PageID #: 1608
`
`CLAIMS
`
`TERMS AND PHRASES
`
`EXTRINSIC SUPPORT
`FOR DEFENDANTS
`PROPOSED
`CONSTRUCTION
`construction for this term after
`the parties exchanged P.R. 4-2
`disclosures, Defendants’
`investigation into supporting
`extrinsic evidence is still
`ongoing.
`
`INTRINSIC SUPPORT FOR
`DEFENDANTS PROPOSED
`CONSTRUCTION1
`
`14:47-55
`IPR2017-00184 at February 21,
`2017 Patent Owner’s
`Preliminary Response;
`’578 patent File History at
`March 7, 2001 Notice of
`Allowability; June 28, 2001
`Notice of Allowability; TME
`10 Software Distribution User’s
`Guide; IBM Network Station
`Manager for Windows NT
`Server 4.0; WorkSpace On-
`Demand Handbook;
`‘466 patent File History at May
`31, 2001 Amendment; October
`23, 2001 Amendment; March
`25, 2002 Response After Final;
`May 16, 2002 Appeal Brief
`‘766 patent File History at
`August 1, 2002 Amendment;
`January 27, 2003 Amendment
`After Final; April 22, 2003
`Brief on Appeal; September 29,
`2003 Request for
`Reconsideration; TME 10
`Software Distribution User’s
`Guide; IBM Network Station
`
`8
`
`
`
`Case 2:16-cv-00741-RWS Document 148-3 Filed 04/20/17 Page 10 of 22 PageID #: 1609
`
`CLAIMS
`
`TERMS AND PHRASES
`
`INTRINSIC SUPPORT FOR
`DEFENDANTS PROPOSED
`CONSTRUCTION1
`
`EXTRINSIC SUPPORT
`FOR DEFENDANTS
`PROPOSED
`CONSTRUCTION
`
`5.
`
`’466 patent claims 3,
`6, 10, 18, 21, 25, 31,
`34, 38
`’578 patent claims 1,
`4-5, 11-17, 20-21,
`27-32, 35-36, 42-46
`
`’766 patent claims 2,
`8, 14
`
`“application launcher program”
`/ “application launcher program
`associated with the application
`program” / “application
`launcher programs associated
`with each of the set of the
`plurality of application
`programs”
`
`Defendants may rely upon
`expert testimony (1) to show
`the skill level of a person of
`ordinary skill in the art; and (2)
`to show how a person of
`ordinary skill in the art would
`have understood the claim term
`in light of the specification and
`prosecution history
`
`Manager for Windows NT
`Server 4.0; WorkSpace On-
`Demand Handbook;
`‘466 patent at Abstract; FIG. 3;
`FIG. 4; FIG. 6; FIG. 7; 1:30-43;
`1:45-57; 1:57-2:11; 2:52-67;
`3:9-27; 3:28-36; 3:47-50; 3:55-
`4:9; 4:34-38; 4:44-54; 5:14-18;
`6:12-17; 6:22-27; 6: 57-7:13;
`7:22-25; 7:28-38; 7:67-8:5;
`8:12-22; 8:33-56; 9:2-5; 9:15-
`21; 9:30-57; 10:61-64; 11:50-
`60; 12:37-52; 13:26-37; 13:46-
`50; 14:8-45; 15:1-10; 15:23-27;
`15:56-16:25
`‘578 patent at Abstract; FIG. 2;
`FIG. 3; FIG. 4; 1:31-44; 1:45-
`57; 1:58-2:10; 2:50-65; 3:5-23;
`3:61-4:2; 5:11-15; 5:23-27;
`5:32-36; 5:53-61; 6:16-25;
`6:67-7:2; 7:13-24; 7:66-8:22;
`8:1-17; 8:35-47; 9:47-52; 9:58-
`65;10:6-7; 10:9-12; 10:47-65;
`11:3-8; 11:13-15; 11:32-12:6;
`12:8-36; 12:66-13:3; 14:15-23;
`14:47-55
`‘766 patent at 5:11-15, 23-27,
`
`9
`
`
`
`Case 2:16-cv-00741-RWS Document 148-3 Filed 04/20/17 Page 11 of 22 PageID #: 1610
`
`CLAIMS
`
`TERMS AND PHRASES
`
`INTRINSIC SUPPORT FOR
`DEFENDANTS PROPOSED
`CONSTRUCTION1
`
`EXTRINSIC SUPPORT
`FOR DEFENDANTS
`PROPOSED
`CONSTRUCTION
`
`53-61; 8:1-17; 12:66 – 13:3
`‘466 patent File History at May
`31, 2001 Amendment; October
`23, 2001 Amendment; March
`25, 2002 Response After Final;
`May 16, 2002 Appeal Brief
`‘578 patent File History at
`March 7, 2001 Notice of
`Allowability; June 28, 2001
`Notice of Allowability; TME
`10 Software Distribution User’s
`Guide; IBM Network Station
`Manager for Windows NT
`Server 4.0; WorkSpace On-
`Demand Handbook
`‘766 patent File History at
`August 1, 2002 Amendment;
`January 27, 2003 Amendment
`After Final; April 22, 2003
`Brief on Appeal; September 29,
`2003 Request for
`Reconsideration; TME 10
`Software Distribution User’s
`Guide; IBM Network Station
`Manager for Windows NT
`Server 4.0; WorkSpace On-
`Demand Handbook;
`
`10
`
`
`
`Case 2:16-cv-00741-RWS Document 148-3 Filed 04/20/17 Page 12 of 22 PageID #: 1611
`
`CLAIMS
`
`TERMS AND PHRASES
`
`6.
`
`’293 patent claims 1,
`12, 17
`
`“centralized network
`management server”
`
`EXTRINSIC SUPPORT
`FOR DEFENDANTS
`PROPOSED
`CONSTRUCTION
`McDaniel, George, “IBM
`Dictionary of Computing”,
`McGraw-Hill, Inc., p. 91, 612,
`645 (1994) (Exhibit D)
`Illingworth, Valerie,
`“Dictionary of Computing”,
`Oxford University Press, Inc.
`p. 327 (1997) (Exhibit D)
`Defendants may rely upon
`expert testimony (1) to show
`the skill level of a person of
`ordinary skill in the art; and (2)
`to show how a person of
`ordinary skill in the art would
`have understood the claim term
`in light of the specification and
`prosecution history
`
`INTRINSIC SUPPORT FOR
`DEFENDANTS PROPOSED
`CONSTRUCTION1
`
`‘466 patent at Abstract; FIG. 1;
`FIG. 8; FIG. 9A; FIG. 9B;
`1:21-23; 1:44-2:11; 3:15-21;
`3:28-36; 3:39-42; 3:47-50; 4:9-
`12; 5:23-25; 5:39-40; 5:30-32;
`5:58-6:2; 6:6-8; 6:28-35; 6:60-
`62; 7:7-1; 7:28-38; 8:33-56;
`11:14-17; 18:26-32; 19:50-65
`‘578 patent at Abstract; FIG 1;
`FIG. 2; FIG. 3; 1:22-24; 1:45-
`2:10; 3:11-17; 3:28-37; 5:65-
`6:9; 6:63-7:7; 7:62-65; 14:3-12
`IPR2017-00184 at February 21,
`2017 Patent Owner’s
`Preliminary Response;
`’578 patent File History at
`March 7, 2001 Notice of
`Allowability; June 28, 2001
`Notice of Allowability; TME
`10 Software Distribution User’s
`Guide; IBM Network Station
`Manager for Windows NT
`Server 4.0; WorkSpace On-
`Demand Handbook
`’293 patent File History at
`December 7, 2004
`Amendment; June 22, 2005
`
`11
`
`
`
`Case 2:16-cv-00741-RWS Document 148-3 Filed 04/20/17 Page 13 of 22 PageID #: 1612
`
`CLAIMS
`
`TERMS AND PHRASES
`
`INTRINSIC SUPPORT FOR
`DEFENDANTS PROPOSED
`CONSTRUCTION1
`
`EXTRINSIC SUPPORT
`FOR DEFENDANTS
`PROPOSED
`CONSTRUCTION
`
`7.
`
`’293 patent claims 1,
`12, 17
`
`“registration operations”
`
`Defendants may rely upon
`expert testimony (1) to show
`the skill level of a person of
`ordinary skill in the art; and (2)
`to show how a person of
`ordinary skill in the art would
`have understood the claim term
`in light of the specification and
`prosecution history
`
`Amendment; November 7,
`2005 Amendment
`‘466 patent at Abstract; FIG. 3;
`FIG. 4; FIG. 6; FIG. 7; FIG.
`9C; 1:30-43; 1:45-57; 1:57-
`2:11; 2:52-67; 3:9-27; 3:28-36;
`3:47-50; 3:55-4:9; 4:34-38;
`6:12-17; 6:22-27; 6:32-35;
`6:57-7:13; 7:22-25; 7:28-38;
`7:67-8:5; 8:12-22; 8:33-56; 9:2-
`5; 9:15-21; 9:30-57; 10:61-64;
`11:50-60; 12:37-52; 13:26-37;
`14:17-45; 15:1-10; 15:23-27;
`15:56-16:25; 17:19-51; 18:1-
`32; 18:42-57; 19:17-33; 20:1-
`36
`‘578 patent at Abstract; FIG. 2;
`FIG. 3; 1:58-2:10; 2:50-65; 3:5-
`23; 1:31-44; 1:45-57; 1:58-
`2:10; 2:50-65; 3:5-23; 3:61-4:2;
`5:32-36; 5:57-61; 5:65-6:9;
`6:16-25; 6:46-62; 6:67-7:2;
`7:13-24;10:6-7; 7:66-8:22;
`8:35-47; 9:47-52; 9:58-65;10:6-
`7; 10:9-12; 10:47-65; 11:3-8;
`11:13-15; 11:32-12:6; 12:8-36;
`14:15-23; 14:47-55
`IPR2017-00184 at February 21,
`
`12
`
`
`
`Case 2:16-cv-00741-RWS Document 148-3 Filed 04/20/17 Page 14 of 22 PageID #: 1613
`
`CLAIMS
`
`TERMS AND PHRASES
`
`INTRINSIC SUPPORT FOR
`DEFENDANTS PROPOSED
`CONSTRUCTION1
`
`EXTRINSIC SUPPORT
`FOR DEFENDANTS
`PROPOSED
`CONSTRUCTION
`
`2017 Patent Owner’s
`Preliminary Response; April
`18, 2017 PTAB Decision
`Denying Institution
`‘578 patent File History at
`March 7, 2001 Notice of
`Allowability; June 28, 2001
`Notice of Allowability; TME
`10 Software Distribution User’s
`Guide; IBM Network Station
`Manager for Windows NT
`Server 4.0; WorkSpace On-
`Demand Handbook
`‘466 patent File History at May
`31, 2001 Amendment; October
`23, 2001 Amendment; March
`25, 2002 Response After Final;
`May 16, 2002 Appeal Brief
`‘766 patent File History at
`August 1, 2002 Amendment;
`January 27, 2003 Amendment
`After Final; April 22, 2003
`Brief on Appeal; September 29,
`2003 Request for
`Reconsideration; TME 10
`Software Distribution User’s
`Guide; IBM Network Station
`Manager for Windows NT
`
`13
`
`
`
`Case 2:16-cv-00741-RWS Document 148-3 Filed 04/20/17 Page 15 of 22 PageID #: 1614
`
`CLAIMS
`
`TERMS AND PHRASES
`
`INTRINSIC SUPPORT FOR
`DEFENDANTS PROPOSED
`CONSTRUCTION1
`
`EXTRINSIC SUPPORT
`FOR DEFENDANTS
`PROPOSED
`CONSTRUCTION
`
`8.
`
`’766 patent claims 3,
`9, 15
`
`“on demand server” / “target
`on-demand server”
`
`’293 patent claims 1,
`12, 17
`
`Server 4.0; WorkSpace On-
`Demand Handbook;
`‘293 patent File History at
`December 7, 2004
`Amendment; June 22, 2005
`Amendment; November 7,
`2005 Amendment
`‘466 patent at Abstract; FIG. 3;
`FIG. 4; FIG. 6; FIG. 7; FIG.
`9C; 1:30-43; 1:45-57; 1:57-
`2:11; 2:52-67; 3:9-27; 3:28-36;
`3:47-50; 3:55-4:9; 4:34-38;
`5:32-36; 5:57-61; 6:12-17;
`6:22-27; 6:32-35; 6:57-7:13;
`7:22-25; 7:28-38; 7:67-8:5;
`8:12-22; 8:33-56; 9:2-5; 9:15-
`21; 9:30-57; 10:61-64; 11:50-
`60; 12:37-52; 13:26-37; 14:17-
`45; 15:1-10; 15:23-27; 15:56-
`16:25; 17:19-51; 18:1-32;
`19:17-33; 20:1-36
`‘578 patent at Abstract; FIG. 2;
`FIG. 3; 1:58-2:10; 2:50-65; 3:5-
`23; 3:61-64; 5:65-6:9; 6:46-62;
`6:67-7:2; 7:10-24; 8:1-1710:6-
`7; 11:3-8; 11:55-60
`IPR2017-00184 at February 21,
`
`14
`
`McDaniel, George, “IBM
`Dictionary of Computing”,
`McGraw-Hill, Inc., p. 475, 612,
`682 (1994) (Exhibit D)
`Defendants may rely upon
`expert testimony (1) to show
`the skill level of a person of
`ordinary skill in the art; and (2)
`to show how a person of
`ordinary skill in the art would
`have understood the claim term
`in light of the specification and
`prosecution history
`
`
`
`Case 2:16-cv-00741-RWS Document 148-3 Filed 04/20/17 Page 16 of 22 PageID #: 1615
`
`CLAIMS
`
`TERMS AND PHRASES
`
`INTRINSIC SUPPORT FOR
`DEFENDANTS PROPOSED
`CONSTRUCTION1
`
`EXTRINSIC SUPPORT
`FOR DEFENDANTS
`PROPOSED
`CONSTRUCTION
`
`2017 Patent Owner’s
`Preliminary Response
`’578 patent File History at
`March 7, 2001 Notice of
`Allowability; June 28, 2001
`Notice of Allowability; TME
`10 Software Distribution User’s
`Guide; IBM Network Station
`Manager for Windows NT
`Server 4.0; WorkSpace On-
`Demand Handbook
`‘466 patent File History at May
`31, 2001 Amendment; October
`23, 2001 Amendment; March
`25, 2002 Response After Final;
`May 16, 2002 Appeal Brief
`‘766 patent File History at
`August 1, 2002 Amendment;
`January 27, 2003 Amendment
`After Final; April 22, 2003
`Brief on Appeal; September 29,
`2003 Request for
`Reconsideration; TME 10
`Software Distribution User’s
`Guide; IBM Network Station
`Manager for Windows NT
`Server 4.0; WorkSpace On-
`
`15
`
`
`
`Case 2:16-cv-00741-RWS Document 148-3 Filed 04/20/17 Page 17 of 22 PageID #: 1616
`
`CLAIMS
`
`TERMS AND PHRASES
`
`INTRINSIC SUPPORT FOR
`DEFENDANTS PROPOSED
`CONSTRUCTION1
`
`EXTRINSIC SUPPORT
`FOR DEFENDANTS
`PROPOSED
`CONSTRUCTION
`
`9.
`
`’578 patent claims
`15, 16, 17, 32, 46
`’466 patent claims 1,
`15, 16
`
`“provid[e]/[ing] an instance of
`the application program” /
`“providing an instance of the
`selected one of the plurality of
`application programs to the
`client for execution”
`
`Demand Handbook;
`’293 patent File History at
`December 7, 2004
`Amendment; June 22, 2005
`Amendment; November 7,
`2005 Amendment
`‘466 patent at Abstract; FIG. 3;
`FIG. 4; FIG. 6; FIG. 7; 1:30-43;
`1:45-57; 1:57-2:11; 2:52-67;
`3:9-27; 3:28-36; 3:47-50; 3:55-
`4:9; 4:34-38; 6:12-17; 6:22-27;
`6: 57-7:13; 7:22-25; 7:28-38;
`7:67-8:5; 8:12-22; 8:33-56; 9:2-
`5; 9:15-21; 9:30-57; 10:61-64;
`11:4-8; 11:50-60; 12:37-52;
`12:61-67; 13:26-37; 14:17-45;
`15:1-10; 15:23-27; 15:42-55;
`15:56-16:25
`‘578 patent at Abstract; FIG. 2;
`FIG. 3; FIG. 4; 1:31-44; 1:45-
`57; 1:58-2:10; 2:50-65; 3:5-23;
`3:61-4:2; 5:32-36; 5:57-61;
`6:16-25; 6:67-7:2; 7:13-24;
`7:66-8:22; 8:35-47; 9:47-52;
`8:58-65; 9:58-65;10:6-7; 10:9-
`12; 10:47-65; 11:3-8; 11:13-15;
`11:32-12:6; 12:8-36; 14:15-23;
`
`16
`
`Cravens, Richard. “Netscape
`Enterprise Server 3 Book.”
`Ventana Communications
`Group, p. 402 (1997) (Exhibit
`D)
`Defendants may rely upon
`expert testimony (1) to show
`the skill level of a person of
`ordinary skill in the art; and (2)
`to show how a person of
`ordinary skill in the art would
`have understood the claim term
`in light of the specification and
`prosecution history
`
`Defendants intend to rely on
`further contemporaneous
`dictionary definitions of
`“instance” in support of their
`proposed constructions. Due to
`Uniloc changing its proposed
`
`
`
`Case 2:16-cv-00741-RWS Document 148-3 Filed 04/20/17 Page 18 of 22 PageID #: 1617
`
`CLAIMS
`
`TERMS AND PHRASES
`
`EXTRINSIC SUPPORT
`FOR DEFENDANTS
`PROPOSED
`CONSTRUCTION
`construction for this term after
`the parties exchanged P.R. 4-2
`disclosures, Defendants’
`investigation into supporting
`extrinsic evidence is still
`ongoing.
`
`INTRINSIC SUPPORT FOR
`DEFENDANTS PROPOSED
`CONSTRUCTION1
`
`14:47-55
`‘578 patent File History at
`March 7, 2001 Notice of
`Allowability; June 28, 2001
`Notice of Allowability; TME
`10 Software Distribution User’s
`Guide; IBM Network Station
`Manager for Windows NT
`Server 4.0; WorkSpace On-
`Demand Handbook
`‘466 patent File History at May
`31, 2001 Amendment; October
`23, 2001 Amendment; March
`25, 2002 Response After Final;
`May 16, 2002 Appeal Brief
`‘766 patent File History at
`August 1, 2002 Amendment;
`January 27, 2003 Amendment
`After Final; April 22, 2003
`Brief on Appeal; September 29,
`2003 Request for
`Reconsideration; TME 10
`Software Distribution User’s
`Guide; IBM Network Station
`Manager for Windows NT
`Server 4.0; WorkSpace On-
`Demand Handbook;
`
`17
`
`
`
`Case 2:16-cv-00741-RWS Document 148-3 Filed 04/20/17 Page 19 of 22 PageID #: 1618
`
`CLAIMS
`
`TERMS AND PHRASES
`
`INTRINSIC SUPPORT FOR
`DEFENDANTS PROPOSED
`CONSTRUCTION1
`
`10.
`
`’578 patent claims 6,
`8
`
`“the initiating execution step”
`
`11.
`
`’578 patent claims
`20, 22, 24, 35, 37, 39
`
`12.
`
`‘466 Patent – 9, 10,
`24, 25, 37, 38
`
`‘766 Patent – 1, 7, 13
`
`“the computer readable
`program code means for
`executing the application
`program” / “the computer
`readable program code means
`for initiating execution” / “the
`means for executing the
`application program” / “the
`means for initiating execution”
`“license availability” / “a
`license availability for the
`selected one of the plurality of
`application programs for the
`user”
`
`EXTRINSIC SUPPORT
`FOR DEFENDANTS
`PROPOSED
`CONSTRUCTION
`Defendants may rely upon
`expert testimony (1) to show
`the skill level of a person of
`ordinary skill in the art; and (2)
`to show that this term is
`indefinite.
`
`Defendants may rely upon
`expert testimony (1) to show
`the skill level of a person of
`ordinary skill in the art; and (2)
`to show that this term is
`indefinite.
`
`‘466 patent at Abstract; FIG. 3;
`FIG. 5; FIG. 6; FIG. 7; 1:52-56,
`4:3-7; 5:8-20; Fig. 3
`‘578 patent at FIG. 4; FIG. 5;
`3:24-33; 4:2-5; 4:18-20; 5:38-
`61; 6:12-14; 6:18-27; 7:41-48;
`8:16-34; 8:58-65; 9:1-2; 9:10-
`14; 9:20-26; 9:58-67; 10:7-12;
`10:57-11:1; 11:27-38; 12:37-
`62; 12:53-13:7; 13:7-15; 13:36-
`14:4; 14:55-62; 15:11-20;
`
`Netscape Enterprise Server 3
`Book, Cravens, p. 404 (1997)
`(Exhibit D)
`
`Webster’s II New College
`Dictionary, Houghton Mifflin
`Co., P. 632 (1995) (Exhibit D)
`
`Defendants may rely upon
`expert testimony (1) to show
`the skill level of a person of
`
`18
`
`
`
`Case 2:16-cv-00741-RWS Document 148-3 Filed 04/20/17 Page 20 of 22 PageID #: 1619
`
`CLAIMS
`
`TERMS AND PHRASES
`
`13.
`
`’466 claims 1, 2, 8,
`15, 17, and 23)
`
`“authorized user / [for which
`the] user [is (not)] authorized”
`
`’578 patent claims 1,
`7, 10, 12-17, 23, 26,
`32, 38, and 41-46
`
`INTRINSIC SUPPORT FOR
`DEFENDANTS PROPOSED
`CONSTRUCTION1
`
`15:27-36; 16:43-60
`’578 patent File History at
`March 7, 2001 Interview
`Summary
`‘766 patent at 13:58
`‘466 patent File History at May
`31, 2001 Amendment
`‘766 patent File History at
`August 1, 2002 Amendment;
`January 27, 2003 Amendment
`After Final; April 22, 2003
`Brief on Appeal; September 29,
`2003 Request for
`Reconsideration; TME 10
`Software Distribution User’s
`Guide; IBM Network Station
`Manager for Windows NT
`Server 4.0; WorkSpace On-
`Demand Handbook;
`’466 patent at FIG. 6 and 7;
`10:57-11:3; 12:37-14:4; 15:10-
`16:12; 16:43-60.
`’578 patent at FIG. 2, 3, 4, and
`5; 8:21-9:4; 9:52-10:46.
`
`19
`
`EXTRINSIC SUPPORT
`FOR DEFENDANTS
`PROPOSED
`CONSTRUCTION
`ordinary skill in the art; and (2)
`to show how a person of
`ordinary skill in the art would
`have understood the claim term
`in light of the specification and
`prosecution history
`
`IBM Visualage for Java (1998)
`(Exhibit D)
`
`IBM United States Software
`Announcement
`209-408 (2009) (Exhibit D)
`
`Defendants may rely upon
`
`
`
`Case 2:16-cv-00741-RWS Document 148-3 Filed 04/20/17 Page 21 of 22 PageID #: 1620
`
`CLAIMS
`
`TERMS AND PHRASES
`
`INTRINSIC SUPPORT FOR
`DEFENDANTS PROPOSED
`CONSTRUCTION1
`
`“user set”
`
`14.
`
`’578 patent claims 1,
`2, 4, 6, 8, 10, 11, 14-
`18, 20, 22, 24, 26,
`30-33, 35, 37, 39, 41,
`42, 45 and 46
`
`’578 patent at FIG. 2, 3, 4, and
`5; 8:21-11:22; 14:13-38.
`
`20
`
`EXTRINSIC SUPPORT
`FOR DEFENDANTS
`PROPOSED
`CONSTRUCTION
`expert testimony (1) to show
`the skill level of a person of
`ordinary skill in the art; and (2)
`to show how a person of
`ordinary skill in the art would
`have understood the claim term
`in light of the specification and
`prosecution history
`
`Defendants (other than
`Kaspersky) intend to rely on
`further contemporaneous
`dictionary definitions of
`“authorized user” in support of
`their proposed constructions.
`Defendants’ investigation into
`supporting extrinsic evidence is
`still ongoing.
`IBM Visualage for Java (1998)
`(Exhibit D)
`
`IBM United States Software
`Announcement
`209-408 (2009) (Exhibit D)
`
`Defendants may rely upon
`expert testimony (1) to show
`the skill level of a person of
`
`
`
`Case 2:16-cv-00741-RWS Document 148-3 Filed 04/20/17 Page 22 of 22 PageID #: 1621
`
`CLAIMS
`
`TERMS AND PHRASES
`
`INTRINSIC SUPPORT FOR
`DEFENDANTS PROPOSED
`CONSTRUCTION1
`
`EXTRINSIC SUPPORT
`FOR DEFENDANTS
`PROPOSED
`CONSTRUCTION
`ordinary skill in the art; and (2)
`to show how a person of
`ordinary skill in the art would
`have understood the claim term
`in light of the specification and
`prosecution history
`
`Defendants (other than
`Kaspersky) intend to rely on
`further contemporaneous
`dictionary definitions of “user
`set” in support of their
`proposed constructions.
`Defendants’ investigation into
`supporting extrinsic evidence is
`still ongoing.
`
`21
`
`