`
`a
`-
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`WWW .Uspto.gov
`
`APPLICATION NO.
`
`14/728,349
`
`ISSUE DATE
`
`03/24/2020
`
`PATENT NO.
`
`10600046
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`RFID-085C1
`
`5346
`
`26797
`
`7590
`
`03/04/2020
`
`LogicPatents, LLC
`21701 Stevens Creck Boulevard, #284
`CUPERTINO, CA 95015
`
`ISSUE NOTIFICATION
`
`The projected patent numberand issue date are specified above.
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustmentis 438 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office
`of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments
`should be directed to the Application Assistance Unit (AAU) of the Office of Data Management (ODM) at
`(571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Xiangzhen Xie, Shenzhen, CHINA;
`RFCyber Corporation, Fremont, CA;
`Liang Seng Koh, Fremont, CA;
`Hsin Pan, Fremont, CA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`IR103 (Rev. 10/09)
`
`
`
`
`
`GOOG-1001
`
`Google LLC v. RFCyber Corp. / Page 1 of 792
`
`GOOG-1001
`Google LLC v. RFCyber Corp. / Page 1 of 792
`
`
`
`
`PART EB - PE
`HS) TRANSMITTAL
`ov fax, or via 1
`
`Conplote and sead this fom, iagether with applieabls feete), by.
`I
`Ryall send i
`Mad Stop | SoUh PEE
`Covins
`«asTor Paternus
`
`
`
`
`i mee mail
`
`oy bets
`
` VANE SP
`
`APPLICATS
`
`
`
`
`
`
` BREN PSR ISSSk
` t PUBLICATION FRE
`
`
`
`
`FOS C2 EO00
`
`
`RE PRE ORE ¥ae+ HS
`
`
`
`
`
`
`
`
`
`iSraage in Ratidy Siatus (iron si
`
`Ld Spycast x
`ad Applics
`a Aguplesant chug}
`
`
`gawat
`yp aime! vel
`
`
`SUBTLE
`previnas
`
`
`
`
`af Seavertseat
`
`
`
`ant by oud
`Hh aay yearpare
`
`
`
`GOOG-1001
`
`Google LLC v. RFCyber Corp. / Page 2 of 792
`
`
`
`GOOG-1001
`Google LLC v. RFCyber Corp. / Page 2 of 792
`
`
`
`Electronic Patent Application Fee Transmittal
`
`
`
`Filing Date: 02-Jun-2015
`
`Title of Invention:
`
`Method and apparatus for mobile payments
`
`a
`
`Google LLC v. RFCyber Corp. / Page 3 of 792
`
`Filing Fees for Utility under 35 USC 111{(a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`
`Post-Allowance-and-Post-Issuance:
`
`
`UTILITY APPL ISSUE FEE
`
`
`
`GOOG-1001
`
`GOOG-1001
`Google LLC v. RFCyber Corp. / Page 3 of 792
`
`
`
`
`
`Extension-of-Time:
`
`Miscellaneous:
`
`
`
`
`
`
`
`Sub-Total in
`Description USD({$) Fee Code Quantity Amount
`
`Google LLC v. RFCyber Corp. / Page 4 of 792
`
`
`
`Total in USD ($)
`
`
`
`GOOG-1001
`
`GOOG-1001
`Google LLC v. RFCyber Corp. / Page 4 of 792
`
`
`
`Electronic AcknowledgementReceipt
`
`Application Number:
`
`14728349
`
`International Application Number:
`
`
`Confirmation Number:
`
`5346
`
`Title of Invention:
`
`Method and apparatus for mobile payments
`
`ee
`a
`
`Utility under 35 USC 111 (a)
`
`Application Type:
`
`
`
`
`Paymentinformation:
`
`
`
`The Director of the USPTOis hereby authorized to charge indicated fees and credit any overpayment as follows:
`37 CFR 1.16 (National application filing, search, and examination fees)
`37 CFR 1.17 (Patent application and reexamination processing fees)
`
`
`
`
`GOOG-1001
`Google LLC v. RFCyber Corp. / Page 5 of 792
`
`
`
`GOOG-1001
`Google LLC v. RFCyber Corp. / Page 5 of 792
`
`
`
`37 CFR 1.19 (Document supply fees)
`37 CFR 1.20 (Post Issuance fees)
`
`37 CFR 1.21 (Miscellaneous fees and charges)
`
`File Listing:
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`322317
`
`FeeTransmittal.pdf
`Issue Fee Payment (PTO-85B)
`43820ceM84391201 386d8l2ce2d31781]
`
`
`
`
`
`Google LLC v. RFCyber Corp. / Page 6 of 792
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown onthis
`AcknowledgementReceiptwill establish thefiling date of the application.
`
`National Stageof an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application asa
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`andof the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this Acknowledgement Receiptwill establish the international filing date of
`the application.
`
`Information:
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`98c73 1 cl c0e3e0e8694.a51 110c26438308 19
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTOofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`
`
`GOOG-1001
`
`GOOG-1001
`Google LLC v. RFCyber Corp. / Page 6 of 792
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COVIMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto. gov
`
`NOTICE OF ALLOWANCEAND FEE(S) DUE
`
`26797
`
`7590
`
`02/03/2020
`
`LogicPatents, LLC
`21701 Stevens Creek Boulevard, #284
`CUPERTINO. CA 95013
`
`HAYLES, ASHFORD §
`
`3687
`
`DATE MAILED:02/03/2020
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`14/728 ,349
`
`06/02/2015
`
`Xiangzhen Xie
`
`RFID-085C1
`
`5346
`
`TITLE OF INVENTION: Method and apparatus for mobile payments
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`SMALL
`
`$500
`
`$0.00
`
`$0.00
`
`$500
`
`05/04/2020
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCEIS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUSTBE PAID WITHIN THREE MONTHS FROM THE MAILING
`DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS STATUTORY PERIOD
`CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES NOT REFLECT A CREDIT
`FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION. IF AN ISSUE FEE HAS PREVIOUSLY BEEN PAID IN
`THIS APPLICATION (AS SHOWN ABOVE), THE RETURNOF PARTB OF THIS FORM WILL BE CONSIDERED A REQUEST
`TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOWDUE.
`
`HOWTO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUSshownabove.If the ENTITY STATUSis shown as SMALL or MICRO,verify whetherentitlement to that
`entity status still applies.
`
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shownabove.
`
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number5 titled
`"Change in Entity Status (from status indicated above)”.
`
`For purposesof this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`Il. PART B - FEE(S) TRANSMITTAL, orits equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE(if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) ‘Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occurdue to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`Ii. All communications regarding this application must give the application number. Please direct all communicationsprior to issuance to Mail
`Stop ISSUE FEEunless advised to the contrary.
`
`IMPORTANT REMINDER:Maintenancefees are duein utility patents issuing on applicationsfiled on or after Dec. 12, 1980.
`It is patentee's responsibility to ensure timely payment of maintenance fees when due. More information is available at
`www.uspto.gov/PatentMaintenanceFees.
`
`Page | of 3
`
`PTOL-85 (Rev. 02/11)
`
`
`
`
`
`GOOG-1001
`
`Google LLC v. RFCyber Corp. / Page 7 of 792
`
`GOOG-1001
`Google LLC v. RFCyber Corp. / Page 7 of 792
`
`
`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), by mail or fax, or via EFS-Web.
`
`By mail, send to: By fax, send to:—(571)-273-2885Mail Stop ISSUE FEE
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`INSTRUCTIONS: This form should be usedfor transmitting the ISSUE FEE and PUBLICATIONFEE(if required). Blocks 1 through 5 should be completed where appropriate. All
`further correspondence including the Patent, advance orders and notification of maintenancefees will be mailed to the current correspondence addressas indicated unless corrected
`below or directed otherwise in Block 1, by(a) specifying a new correspondence address; and/or (b) indicating a separate "TEE ADDRESS"for maintenance fee notifications.
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee{s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Fach additional paper, such as an assignment or formal drawing, must
`have its owncertificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed lo the Mail Stop ISSUE FEE address above, or being tansmilled to
`the USPTO via EFS-Webor by facsimile to (571) 273-2885, on the date below.
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block 1 for any change ofaddress)
`
`7590
`26797
`LogicPatents LLC
`,
`21701 Stevens Creek Boulevard, #284
`CUPERTINO, CA 95015
`
`02/03/2020
`
`(Typedorprinted name)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR,
`
`ATTORNEYDOCKET NO.
`
`CONFIRMATION NO.
`
`14/728,349
`
`06/02/2015
`
`Xiangzhen Xie
`
`RFID-085C1
`
`5346
`
`TITLE OF INVENTION: Method and apparatus for mobile payments
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`SMALL
`
`$500
`
`$0.00
`
`$0.00
`
`$500
`
`05/04/2020
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`HAYLES, ASHFORD &
`
`3687
`
`705-021000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CER 1.363).
`
`
`
`
`
`2. Forprinting on the patent front page, list
`(1) The names of up to 3 registered patent attorneys
`1
`or agents OR,alternatively,
`I Change of correspondence address (or Change of Correspondence (2) The nameofasingle firm (having as a member a
`
`Address form PTO/SB/122)attached.
`registered attorney or agent) and the names of upto=.2
`O
`Nae
`.
`.
`oo
`2 registered patent attorneys or agents. If no nameis
`"Fee Address"
`Fee Address"
`indication (or
`Indication form PTO/
`listed, no name will he printed.
`SB/47; Rev 03-09 or more recent) attached. Use of a Customer
`Numberis required.
`3. ASSIGNEE NAME AND RESIDENCE DATATO BE PRINTED ON THE PATENT(printor type)
`PLEASE NOTE:Unless an assignee is identified below, no assignee data will appear on the patent. If an assigneeis identified below, the document must have been previously
`recorded, orfiled for recordation, as set forth in 37 CFR 3.11 and 37 CFR 3.81(a). Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`3
`
`Please check the appropriate assignee categoryor categories (will not be printed on the patent): (J individual LJ Corporation or other private group entity (J Government
`Aa. Fees submitted:
`(issue Fee
`(Publication Fee Gf required)
`(JAdvance Order - # of Copies
`4b. Method of Payment: (Pleasefirst reapply any previously paidfee shown above}
`
`(_J Non-electronic payment by credit card (Attach form PTO-2038)
`(_} Enclosed check
`(J Electronic Payment via EFS-Web
`(Ad The Directoris hereby authorized to charge the required fee(s), any deficiency, or credit any overpayment lo Deposil Account No.
`
` | Applicant changing to regular undiscounted fee status.
`
`5. Change in Entity Status (from status indicated above)
`.
`gs
`-
`.
`= Applicantcertifying micro entity status. See 37 CFR 1.29
`| Applicant asserting small entity status. See 37 CIR 1.27
`
`NOTE:Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee paymentin the micro entity amount will not be acceptedat the risk of application abandonment.
`NOTE:If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE:Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`NOTE:This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements andcertifications.
`
`Date
`
`Authorized Signature
`
`Typed orprinted name
`
`Registration No.
`
`PTOL-85 Part B (08-18) Approved for use through 01/31/2020
`
`
`
`Page 2 of 3
`OMB 0651-0033
`
`USS. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
` GOOG-1001
`
`
`
`
`Google LLC v. RFCyber Corp. / Page 8 of 792
`
`
`
`GOOG-1001
`Google LLC v. RFCyber Corp. / Page 8 of 792
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COVIMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto. gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR,
`
`ATTORNEYDOCKET NO.
`
`CONFIRMATION NO.
`
`14/728,349
`
`06/02/2015
`
`Xiangzhen Xie
`
`RFID-085C1
`
`5346
`
`26797
`
`7590
`
`02/03/2020
`
`LogicPatents, LLC
`21701 Stevens Creek Boulevard, #284
`CUPERTINO. CA 95013
`
`HAYLES, ASHFORD §
`
`3687
`
`DATE MAILED:02/03/2020
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`Section 1(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)() to eliminate the requirement
`that the Office provide a patent term adjustment determination with the notice of allowance. See Revisions to Patent
`Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer providing aninitial
`patent term adjustment determination with the notice of allowance. The Office will continue to provide a patent term
`adjustment determination with the Issue Notification Letter that is mailed to applicant approximately three weeks prior
`to the issue date of the patent, and will include the patent term adjustment on the patent. Any request for reconsideration
`of the patent term adjustment determination (or reinstatement of patent term adjustment) should follow the proccss
`outlined in 37 CFR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571)-272-4200.
`
`Page 3 of 3
`
`PTOL-85 (Rev. 02/11)
`
`
`
`
`
`GOOG-1001
`
`Google LLC v. RFCyber Corp. / Page 9 of 792
`
`GOOG-1001
`Google LLC v. RFCyber Corp. / Page 9 of 792
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`OMB Clearance and PRA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA)of 1995 requires Federal agencies to obtain Office of Managementand Budget
`approval before requesting most types of information from the public. When OMB approves an agencyrequest to
`collect information from the public, OMB (1) provides a valid OMB Control Numberand expiration date for the
`agencyto display on the instrumentthat will be used to collect the information and (ii) requires the agency to inform
`the public about the OMB Control Numbetr’s legal significance in accordance with 5 CFR 1320.5(b).
`
`The information collected by PTOL-85 Part B is required by 37 CFR 1.311. The information is required to obtain
`or retain a benefit by the public whichis to file (and by the USPTOto process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 30 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon
`the individual case. Any comments on the amountof time you require to complete this form and/or suggestions
`for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office,
`U.S. Department of Commerce, P.O. Box 1450, Alexandria, Virginia 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`Virginia 22313-1450. Under the Paperwork Reduction Act of 1995, no personsare required to respond to a collection
`of information unlessit displays a valid OMB control number.
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requircs that you be given certain information in connection with your
`submission ofthe attached form related to a patent application or patent. Accordingly, pursuant to the requirements
`of the Act, please be advised that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)
`(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information
`is used by the U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent
`application or patent. If you do not furnish the requested information, the U.S. Patent and Trademark Office maynot
`be able to process and/or examine your submission, which mayresult in termination of proceedings or abandonment
`of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records may
`be disclosed to the Department of Justice to determine whetherdisclosure of these records is required bythe
`Freedom of Information Act.
`
`2. Arccord fromthis system of records maybe disclosed, as a routine usc, in the course of presenting evidence
`to a court, magistrate. or administrative tribunal. including disclosures to opposing counscl in the course of
`settlement negotiations.
`3. A record in this system of records maybe disclosed, as a routine use, to a Member of Congress submitting
`a request involving an individual, to whom the record pertains, when the individual has requested assistance
`from the Member with respect to the subject matter of the record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having
`need for the information in order to perform a contract. Recipients of information shall be required to comply
`with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`6. Arecord in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuantto the Atomic Energy Act (42 U.S.C. 218(c)).
`
`7. Arecord trom this system of records may be disclosed, as a routine use, to the Administrator, General Services,
`or his/her designee, during an inspection of records conducted by GSAaspart ofthat agency's responsibility
`to recommend improvements in records managementpractices and programs, under authority of 44 U.S.C.
`2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection
`ofrecords for this purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall
`not be used to make determinations aboutindividuals.
`
`8. Arccord from this system of records maybe disclosed, as a routine use, to the public after cither publication of
`the application pursuantto 35 U.S.C. 122(b) or issuanceof a patent pursuant to 35 U.S.C. 151. Further, a record
`maybe disclosed, subjectto the limitations of 37 CFR 1.14, as a routine usc, to the public if the record wasfiled
`in an application which became abandoncdor in which the procecdings were terminated and which application
`is referenced bycither a published application, an application open to public inspection or an issucd patent.
`9. A rccord from this system of records may be disclosed, as a routine usc, to a Federal, State, or local law
`enforcement agency, if the USPTO becomesaware ofa violation or potential violation of law orregulation.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`GOOG-1001
`
`Google LLC v. RFCyber Corp. / Page 10 of 792
`
`
`
`GOOG-1001
`Google LLC v. RFCyber Corp. / Page 10 of 792
`
`
`
`.
`
`.
`
`14/728 349
`
`Xie etal.
`
`ASHFORD S$ HAYLES
`
`3687
`
`No
`
`-- The MAILING DATE of this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITSIS (OR REMAINS) CLOSED in this application. If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANTOF PATENTRIGHTS.This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`
`1.{¥} This communication is responsive to 1/7/2020.
`
`|_| A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/werefiled on
`2.C) An election was made by the applicant in responseto a restriction requirementset forth during the interview on
`restriction requirement and election have been incorporatedinto this action.
`
`.
`
`the
`
`3.) The allowed claim(s) is/are 1-20 . As a result of the allowed claim(s), you maybe eligible to benefit from the Patent Prosecution
`Highway program at a participating intellectual property office for the corresponding application. For more information, please see
`http://www.uspto.gov/patents/init_events/pph/index.jsp or send an inquiry to PPHfeedback@uspto.gov.
`
`40 Acknowledgmentis madeofa claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`Certified copies:
`a) DAI b)() Some—*c) () Noneofthe:
`
`1. (J Certified copies of the priority documents have been received.
`2. () Certified copies of the priority documents have been received in Application No.
`3.0 Copiesof the certified copies of the priority documents have been receivedin this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`
`* Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE "MAILING DATE"of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENTofthis application.
`THIS THREE-MONTH PERIODIS NOT EXTENDABLE.
`
`6.4 DEPOSIT OFand/or INFORMATIONabout the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's commentregarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`
`1.) Notice of References Cited (PTO-892) 5.l¥}Examiner's Amendment/Comment
`
`2.{7] Information Disclosure Statements (PTO/SB/08), 6.l¥}Examiner's Statement of Reasonsfor Allowance
`Paper No./Mail Date
`
`3.C2 Examiner's Comment Regarding Requirementfor Deposit 7.4Other See Continuation Sheet.
`of Biological Material
`4.4) Interview Summary (PTO-413),
`Paper No./Mail Date. 1/7/2020.
`/ASHFORD S HAYLES/
`
`Primary Examiner, Art Unit 3687
`
`5.0 CORRECTED DRAWINGS (as "replacement sheets") must be submitted.
`() including changes required by the attached Examiner's Amendment / Commentorin the Office action of
`Paper No./Mail Date
`.
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawingsin the front (not the back) of each
`sheet. Replacement sheet(s) should be labeled as suchin the header according to 37 CFR 1.121(d).
`
`
`
`GOOG-1001
`
`U.S. Patent and Trademark Office
`PTOL-37 (Rev. 08-13)
`
`Notice of Allowability
`
`.
`Part of Paper No./Mail Date 20200108
`
`Google LLC v. RFCyber Corp. / Page 11 of 792
`
`GOOG-1001
`Google LLC v. RFCyber Corp. / Page 11 of 792
`
`
`
`Continuation Sheet (PTOL-37)
`
`Application No. 14/728,349
`
`Continuation of Attachment(s) 7. Other: E-MAIL CORRESPONDANCE, PROPOSED AMENDMENTS
`
`Google LLC v. RFCyber Corp. / Page 12 of 792
`
`
`
`GOOG-1001
`
`GOOG-1001
`Google LLC v. RFCyber Corp. / Page 12 of 792
`
`
`
`Application/Control Number: 14/728,349
`Art Unit: 3687
`
`Page 1
`
`EXAMINER'S AMENDMENT
`
`An examiner’s amendmentto the record appears below. Should the changes and/or additions be
`
`unacceptable to applicant, an amendment may befiled as provided by 37 CFR 1.312. To ensure
`
`Authorization for this examiner’s amendmentwas given in an interview with Joe Zheng on
`
`January 7, 2020.
`
`The application has been amendedas follows:
`
`As per Claim 1, (Currently amended) A method for mobile payment, the method comprising:
`
`causing a mobile device to capture data directly from a tag physically presented
`
`consideration of such an amendment,it MUST be submitted no later than the paymentofthe issue fee.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`thereto, wherein the tag receives the data directly from a POS device and allows the mobile
`
`device to capture the data therefrem, the data embeddedin the tag includes an electronic
`
`invoice and settlement information with a merchant associated with the POS device;
`
`extracting the electronic invoice from the captured data in the mobile device; displaying the
`
`electronic invoice on a display of the mobile device to show an
`
`amountto be paid by a user of the mobile device, wherein the mobile device is configured to
`
`execute an installed application therein to capture the data from thetag;
`
`receiving an entry by the mobile device, the entry including the amountfor the invoice and
`
`optionally an additional amount from the user wheareeded;
`
`calculating a total amount by adding the additional amount to the amountin the electronic
`
`invoice;
`
`generating a payment request in the mobile device in response to the electronic invoice after the
`
`user has chosen an electronic purse (e-purse) maintained locally in the mobile device;
`
`displaying the electronic invoice on the display of the mobile device for the user to verify the
`
`payment request
`
`verifying the total amount with a balance in the e-purse, wherein said verifying the total amount
`
`with a balance in the e-purse is performed within the mobile device without sending the
`
`payment request to a payment gateway;
`
`displaying a denial of the payment request when the balanceis less than the total amount;
`
`sending the payment request from the mobile device to the payment gateway, wherein the balance
`
`is sufficient to honor the payment request, the payment gateway sends a message directly to the
`
`POS device that a monetary transaction per the payment request sent from the mobile device has
`
`been successfully completed; and
`
`
`
`GOOG-1001
`
`Google LLC v. RFCyber Corp. / Page 13 of 792
`
`
`
`GOOG-1001
`Google LLC v. RFCyber Corp. / Page 13 of 792
`
`
`
`Application/Control Number: 14/728,349
`Art Unit: 3687
`
`Page 2
`
`displaying a confirmation in the mobile device that the balance in the e-purse has been
`
`reduced by the total amount.
`
`As per Claim 2, (Previously amended) The method as recited in claim 1, wherein said causing a
`
`mobile device to capture data directly from a tag physically presented thereto includes placing the
`
`mobile device near the tag.
`
`As per Claim 3, (Previously amended) The method as recited in claim 2, wherein the POS
`
`device provides security and authentication to generate the electronic bill and transfer the data to
`
`the tag.
`
`As per Claim 4, (Currently amended) The method as recited in claim 1, wherein said displaying
`
`the electronic invoice on the display of the mobile device comprises:
`
`allowing the user to verify the amountin the electronic invoice and make a change to the
`
`amount when needed; and
`
`paying the total amount with the e-purse ehesern-payinginstrument-whereinthe-chesen
`
`
`
`
`
`As per Claim 5, (Previously amended) The method as recited in claim 1 further comprising:
`
`causing the mobile device to execute an installed module upon detecting the POS device in a near
`
`field of the mobile device, wherein the installed module is executed to receive the data directly from
`
`the tag carrying the electronic invoice and the settlement information.
`
`As per Claim 6, (Previously amended) The method as recited in claim 5, wherein the data
`
`further includes security information about the merchant associated with the POS device, the security
`
`information includes an account and bank information of the registered merchant, an identifier of the
`
`tag or the POS device.
`
`As per Claim 7, (Currently amended) The methodas recited in claim 6, wherein said sending
`
`the payment request from the mobile device to the payment gateway comprises:
`
`transporting the payment request over a secured channel to the payment gateway, wherein the
`
`payment gateway is configured to perform the monetarytransaction per the payment
`
`request by deducting the total amount from the e-purse and generates the confirmation aa
`
`
`
`electronicnotificationfor sending+te-the POS device.
`
`As per Claim 8, (Previously amended) The method as recited in claim 7, wherein said displaying
`
`the electronic invoice on the display of the mobile device comprises:
`
`Google LLC v. RFCyber Corp. / Page 14 of 792
`
`
`
`GOOG-1001
`
`GOOG-1001
`Google LLC v. RFCyber Corp. / Page 14 of 792
`
`
`
`Application/Control Number: 14/728,349
`Art Unit: 3687
`
`Page 3
`
`allowing the user to modify the amount in the electronic invoice when needed; paying
`
`the total amountwith an electronic payment provided byan installed
`
`module in the mobile device, wherein the installed module in the mobile device is configured
`
`to generate the paymentrequestincluding the data pertaining to the electronic invoice to the
`
`payment gateway for processing.
`
`As per Claim 9, (Previously amended) The method as recited in claim 8, wherein data exchange
`
`between the mobile device and the payment gateway is conducted in a secured channel established
`
`therebetween.
`
`As per Claim 10, (Previously amended) The method as recited in claim 9, wherein the mobile
`
`device includes a secure element providing security and confide