`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`14/259,011
`
`ISSUE DATE
`
`04/26/2016
`
`PATENT NO.
`
`9326381
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`0938 14-0302
`
`5037
`
`20277
`
`7590
`
`04/05/2016
`
`MCDERMOT'T WILL & EMERY LLP
`The McDermott Building
`500 North Capitol Street, N.W.
`WASHINGTON,DC 20001
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 197 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto.gov).
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`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Byoung Hwa LEE, Suwon-Si, KOREA, REPUBLIC OF;
`SAMSUNG ELECTRO-MECHANICS CO., LTD., Suwon-Si, KOREA, REPUBLIC OF;
`Heung Kil PARK, Suwon-Si, KOREA, REPUBLIC OF;
`Kyo Kwang LEE, Suwon-Si, KOREA, REPUBLIC OF;
`Young Ghyu AHN, Suwon-Si, KOREA, REPUBLIC OF;
`Sang Soo PARK, Suwon-S1, KOREA, REPUBLIC OF;
`Soon Ju LEE, Suwon-Si, KOREA, REPUBLIC OF;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`worksto encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`
`IR103 (Rev. 10/09)
`
`000001
`
`Exhibit 1002
`Exhibit 1002
`PGR2017-00010
`PGR2017-00010
`AVX CORPORATION
`AVX CORPORATION
`
`000001
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
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`INSTRUCHONS: ‘This form should be used for transmitting the ISSUE KEE and PUBLICATION FEE(if required). Blocks 1
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`Note: A certificate of mailing
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`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing, must
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`Certificate of Mailing or Transmission
`I hereby certify that this Kee(s) ‘lransmittal is being deposited with the United
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`addressed
`to
`the Mail Stop ISSUE FEE address above, or
`being
`facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block | for any change of address)
`
`01/05/2616
`7590
`20277
`MCDERMOTT WILL& EMERY LLP
`“145
`The McDermott Building
`500 North Capitol Street, N-W.
`WASHINGTON, DC 20001
`
`(Date)
`
`epositor's name)
`(Signature)
`
`
`
`
`093814-0302
`Byoung Hwa LEE
`04/22/2014
`14/259.011
`TITLE OF INVENTION: MULTILAYER CERAMIC CAPACITOR AND BOARD HAVING THE SAME MOUNTED THEREON
`
`5037
`
`
`
`
` APPLN. TYPE
`
`
`
`
`ENTITY STATUS PUBLICATION FEE DUE|PREV. PAID ISSLE FEBISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`UNDISCOUNTTE:D
`
`$960
`
`04/05/2016
`
`EXAMINER
`
`HA, NGUYEN T
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`2848
`
`361-301400
`
` SAMSUNG ELECTRO MECHANICS CO., LTD.
` LJ Applicant changing to regular undiscounted fee status.
`
`1. Change,of correspondenceaddress orindication of "Fee Address" (37
`2. For printing on the patent front page,list
`CFR 1.363).
`(1) The namesof upto 3 registered patent attorneys
`LY Changeof correspondenceaddress (or Change of Correspondence
`or agents OR,alternatively,
`Address foorm PTO/SB/122) attached.
`(2) The nameof a single firm (having as a member a
`registered attorney or agent) and the names of up to
`L] "Fee Address"indication (or "Fee Address" Indication form
`2 registered patent attorneys or agents. If no nameis
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`listed, no namewill be printed.
`Numberis required.
`3. ASSIGNEE NAME AND RESIDENCE DATA 'TO BE PRINTED ON THE PATENT(printor type)
`If an assignee is identified below, the document has beenfiled for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation asset forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAMEOF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`
`
`;
`1McDermott Will
`
`& Emery
`
`LLP
`
`2
`3
`
`SUWON SI, GYSONGGI DO, REPUBLIC O2 KOREA
`
`
`
`Please check the appropriate assignee categoryor categories (will not be printed on the patent) :
`
`CV individual 2] Corporation or other private group entity (J Government
`
`Aa. ‘The following fee(s) are submitted:
`FE} Issue Bee
`LY Publication Fee (No small entity discount permitted)
`LY Advance Order - # of Copies
`
`5. Change in Entity Status (from status indicated above)
`LJ Applicantcertifying micro entity status. See 37 CFR 1.29
`
`LJ Applicantasserting small entity status. See 37 CFR 1.27
`
`4b. Paymentof Kee(s): (Pleasefirst reapply any previously paid issue fee shown above)
`
`LIA check is enclosed.
`Lj Paymentby credit card. Form PTO-2038 is attached.
`{J The directoris herebyauthorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number 50
`0417
`(enclose an extra copyof this form).
`
`
`NOTE:Absenta valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee paymentin the micro entity amountwill not be accepted atthe risk of application abandonment.
`
`NOTE:If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE:Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE:This form mustbe signed in accordance with 37 CER 1.31 and 1.33. See 37 CFR 14 for signature requirements and certifications.
`
`Authorized Signature
`
`Typed or printed name
`
`
`
`/Hosang Lee/
`March 16, 2015
`Date
`Hosang Lee 69,333
`Registration No.
`
`
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and ‘l'rademark Office; U.S. DEPARTMENT OF COMMERCE
`
`000002
`
`Page 2 of 3
`
`000002
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`14259011
`
`22-Apr-2014
`
`Title of Invention:
`
`MULTILAYER CERAMIC CAPACITOR AND BOARD HAVING THE SAME
`MOUNTED THEREON
`
`First NamedInventor/Applicant Name:
`
`Byoung Hwa LEE
`
`Bernard P. Codd
`
`Attorney Docket Number:
`
`09381 4-0302
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC 111(a)
`
`
`
`
`
`Utility Appl Issue Fee
`
`Sub-Total in
`Fee Code Quantity AmountDescription USD(S)
`
`
`
`
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`
`000003
`
`000003
`
`

`

`Extension-of-Time:
`
`Total in USD ($)
`
`Miscellaneous:
`
`000004
`
`000004
`
`

`

`
`
`ae
`
`Electronic AcknowledgementReceipt
`
`a
`
`Title of Invention:
`
`MULTILAYER CERAMIC CAPACITOR AND BOARD HAVING THE SAME
`MOUNTED THEREON
`
`First Named Inventor/Applicant Name:
`
`Byoung Hwa LEE
`
`Customer Number:
`
`20277pe
`
`aa
`
`Utility under 35 USC 111{a)
`Application Type:
`
`
`Paymentinformation:
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Deposit Account
`
`Authorized User
`
`500417
`
`AKHLAGHI, BABAK
`
`000005
`
`000005
`
`

`

`
`
`Pages
`Multi
`File Size(Bytes)/
`Document Description
`Document
`
`
`
`Number Message Digest|Part /.zip|P (if appl.)
`
`the application.
`
`NewInternational Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
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`Issue Fee Payment (PTO-85B)
`
`0938140302issuefee. pdf
`
`15721209de1 29efa302a9Schacd0ad73fcec]
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`Information:
`
`Fee Worksheet (SB06)
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`fee-info.pdf
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTOofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
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`New Applications Under 35 U.S.C. 111
`If a new applicationis being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownon this
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`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`000006
`
`000006
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`ATTORNEYDOCKET NO.
`
`CONFIRMATION NO.
`
`14/259,011
`
`FILING DATE
`
`04/22/2014
`
`
`
` FIRST NAMED INVENTOR
`
` APPLICATION NO.
`
`Byoung Hwa LEE
`
`093814-0302
`
`5037
`
`MCI
`Ww
`RYLI
`MCDERMOTT WILL & EMERYLLP
`The McDermott Building
`500 North Capitol Street, N.W.
`WASHINGTON, DC 2000
`
`[ee
`HA, NGUYEN T
`
`2848
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`
`
`02/03/2016
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`
`ipdocketmwe @mwe.com
`
`PTOL-90A (Rev. 04/07)
`
`000007
`
`000007
`
`

`

`
`
`
`Application No.
`Applicant(s)
` Supplemental 14/259,011 LEE ET AL.
`
`
`Notice of Allowabilit
`Examiner
`Art Unit
`AIA (First Inventor to
`¥
`NGUYENT. HA
`2848
`File) Status
`Yes
`
`
`-- The MAILING DATEof this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) GLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANTOF PATENT RIGHTS.This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. J This communication is responsive to 1/18/2016.
`C A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/werefiled on
`
`2. J An election was made by the applicant in responseto a restriction requirementset forth during the interview on
`requirement and election have been incorporatedinto this action.
`
`; the restriction
`
`3. KK] The allowed claim(s) is/are 1-79. As a result of the allowed claim(s), you maybe eligible to benefit from the Patent Prosecution
`Highwayprogram at a participating intellectual property office for the corresponding application. For more information, please see
`
`hito-/iwww.usoto.gov/patenis/init eyents/pph/index.jse or send an inquiry to PPHieedback@uspto. gov .
`
`4. [J Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (Ff).
`Certified copies:
`‘*c) (] None ofthe:
`a)O All
`b)[)Some
`1. [1 Certified copiesof the priority documents have been received.
`2. C1] Certified copies of the priority documents have been received in Application No.
`3. J Copiesofthe certified copies of the priority documents have been receivedin this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`* Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE”of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT ofthis application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`5. [] CORRECTED DRAWINGS ( as “replacement sheets”) must be submitted.
`
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`Paper No./Mail Date
`.
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawingsin the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as suchin the header according to 37 CFR 1.121(d).
`
`6. (] DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
` U.S. Patent and Trademark Office
`
`Attachment(s)
`1. [1] Notice of References Cited (PTO-892)
`2.
`Information Disclosure Statements (PTO/SB/08),
`Paper No./Mail Date 6/16/2015
`3. (J Examiner's Comment Regarding Requirementfor Deposit
`of Biological Material
`4. [] Interview Summary (PTO-413),
`
`Paper No./Mail Date :
`/NGUYEN T HA/
`Primary Examiner, Art Unit 2848
`
`7. Other
`
`.
`
`5. (1 Examiner's Amendment/Comment
`6. J Examiner's Statement of Reasons for Allowance
`
`PTOL-37 (Rev. 08-13)
`
`Notice of Allowability
`
`Part of Paper No./Mail Date 20160114
`
`000008
`
`000008
`
`

`

`Doc Code:IDS.3P
`DocumentDescription: Third-Party Submission Under 37 CFR 1.290
`
`Receipt date: 06/16/2015
`
`PTO/SB/429(08-12)
`Approved for use through 07/31/2015. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no personsare required to respondto a collection of information unless it contains a valid OMB control number.
`
`14259011 - GAU: 2848
`
`(YYYY-MM-DD)
`
`
`
`
`
`
`
`THIRD-PARTY
`
`SUBMISSION
`
`Application Number
`
`14259011
`
`UNDER 37 CFR 1.290
`
`
`U.S. PATENTS
`
`Patent Number
`
`Issue Date
`(YYYY-MM-DD)
`
`First Named Inventor
`
`
`
`8238116
`
`2012-08-07
`
`Carl Eggerding
`
`7414857
`
`2008-08-19
`
`AndrewRitter
`
`
`
`5134540
`
`1992-07-28
`
`TRUMAN RUTT
`
`5952040
`
`1999-09-14
`
`TAPESH YADAV
`
`U.S. PATENT APPLICATION PUBLICATIONS
`
`.
`Cite No
`
`Publication
`Number
`
`Publication Date
`(YYYY-MM-DD)
`
`|First Named Inventor
`
`FOREIGN PATENTS AND PUBLISHED FOREIGN PATENT APPLICATIONS
`
`
`Foreign Document
`Number?
`
`Country
`Code2
`
`Publication Date |Applicant, Patentee or First Named Inventor
`
`EFS Web 2.1.17
`
`000009
`
`000009
`
`

`

`THIRD-PARTY
`
`SUBMISSION
`
`UNDER 37 CFR 1.290
`
`Application Number
`
`14259011
`
`NON-PATENTPUBLICATIONS (e.g., journal article, Office action)
`
`Author (if any), title of the publication, page(s) being submitted, publication date,
`publisher (where available), place of publication (where available).
`
`TP
`
`E6
`
`This submission complies with the requirements of 35 U.S.C. 122(e) and 37 CFR 1.290.
` Yukio Sakabeet al.; High Frequency Performance of Multilayer Ceramic Capacitors, Document No.
`
`0569-5503/95/0000, pages 234-240, 1995 IEEE
`
`no dated
`
`Joseph M. Hacket al.; TecForum TF-MP2, Inductance of Bypass Capacitors How to Define, How to
`Measure, How to Simulate, DesignCon East 2005
`no dated
`
`The party making the submission is not an individual who has a dutyto disclose information with respect to the above-identified
`application under 37 CFR 1.56.
`
`STATEMENTS
`
`EFS Web 2.1.17
`
`000010
`
`000010
`
`

`

`THIRD-PARTY
`SUBMISSION
`
`UNDER 37 CFR 1.290
`
`Application Number
`
`14259011
`
`&<
`
`The fee set forth in 37 CFR 1.290(f) has been submitted herewith.
`
`The fee set forth in 37 CFR 1.290(f) is not required because this submission lists three or fewer total items and, to the knowledge of
`the person signing the statement after making reasonable inquiry, this submission is the first and the only submission under 35 U.S.C
`122(e)filed in the above-identified application by the party making the submission or by a party in privity with the party.
`
`
`This resubmission is being made responsive to a notification of non-compliance issued for an earlier filed third-party submission.
`The corrections in this resubmission are limited to addressing the non-compliance. As such, the party making this resubmission: (1)
`
`requests that the Office apply the previously-paid fee set forth in 37 CFR 1.290(f}, or (2) states that no fee is ae to accompany
`
`this resubmission as the undersignedis again making the fee exemption statementset forth in 37 CFR 1.290(g
`
`5. Check mark indicates translation attached. 6. Check mark indicates evidence of publication attached.
`
`Name/Print
`
`RICHARD M. MOOSE
`
`Registration Number
`(if applicable)
`
`01/14/2016
`Date Considered
`/Nguyen Hal
`Examiner Signature
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`*EXAMINER: Signature indicates all documentslisted above have been considered,exceptfor citations through which a line is drawn.
`Draw line through citation if not considered. Include a copy ofthis form with next communication to applicant. 1. If known, enter kind of
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`documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document. 4. If known,
`enter the kind of documentby the appropriate symbols as indicated on the document under WIPO Standard ST.16 . See MPEP 901.04(a).
`
`EFS Web 2.1.17
`
`000011
`
`000011
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCEAND FEE(S) DUE
`
`-
`01/05/2016
`7590
`20277
`MCDERMOTT WILL & EMERY LLP
`The McDermott Building
`500 North Capitol Street, N.W.
`WASHINGTON,DC 20001
`
`EXAMINER
`
`HA, NGUYEN T
`
`cae
`
`DATE MAILED: 01/05/2016
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEYDOCKET NO.
`
`CONFIRMATION NO.
`
`093814-0302
`Byoung Hwa LEE
`04/22/2014
`14/259,011
`TITLE OF INVENTION: MULTILAYER CERAMIC CAPACITOR AND BOARD HAVING THE SAME MOUNTED THEREON
`
`
`
`5037
`
`
`
`
`
`
`
`
`
`
`
`APPIN. TYPR PUBLICATION FER DUP.|PREV. PAID ISSUE FRRENTITY STATUS ISSTTF FRE DUR TOTAT. FER(S) DUE DATE DUR
`
`
`
`$960
`
`04/05/2016
`
`nonprovisional
`
`UNDISCOUNTED
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCEAS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. TIS NOTICE OF ALLOWANCEIS NOT A GRANT OF PATENT RIGIITS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
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`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
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`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THEISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUSshownabove.If the ENTITY STATUSis shown as SMALL or MICRO,verify whether entitlement to that
`entity status sull applies.
`If the ENTITY STATUS is the same as shownabove, pay the TOTAL FEE(S) DUE shownabove.
`If the ENTITY STATUS is changed from that shown above, on PART B - FER(S) TRANSMITTAL, complete section number5 titled
`"Change in Entity Status (fromstatus indicated above)".
`For purposesof this noticc, small entity fecs are 1/2 the amount of undiscountcd fees, and micro entity fees are 1/2 the amountof small cntity
`fees.
`
`I. PART B - FEE(S) TRANSMITTAL,or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATIONFEE(if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur dueto the difficulty in recognizing
`the paperas an equivalent of Part B.
`
`I. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEEunlessadvisedto the contrary.
`
`IMPORTANT REMINDER:Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenancefees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 02/11)
`
`Page 1 of 3
`
`000012
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`000012
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`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`INSTRUCHONS: ‘This form should be used for transmitting the ISSUE KEE and PUBLICATION FEE(if required). Blocks 1
`through 5 should be completed where
`ppropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`Adicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
`maintenance feenotifications.
`Note: A certificate of mailing
`can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Kee(s) ‘lransmittal is being deposited with the United
`States Fostal Service with sufficient postagefor first class mailin an envelope
`addressed
`to
`the Mail Stop ISSUE FEE address above, or
`being
`facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`—
`epositor's name)
`(Signature)
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block | for any change of address)
`
`01/05/2616
`7590
`20277
`MCDERMOTT WILL& EMERY LLP
`“145
`The McDermott Building
`500 North Capitol Street, N-W.
`WASHINGTON, DC 20001
`
`(Date)
`
`
`
`
`093814-0302
`Byoung Hwa LEE
`04/22/2014
`14/259.011
`TITLE OF INVENTION: MULTILAYER CERAMIC CAPACITOR AND BOARD HAVING THE SAME MOUNTED THEREON
`
`5037
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSLE FEBENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`nonprovisional
`
`UNDISCOUNTTE:D
`
`$960
`
`04/05/2016
`
`EXAMINER
`
`HA, NGUYEN T
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`2848
`
`361-301400
`
`2. For printing on the patent front page,list
`1. Change,of correspondenceaddress orindication of "Fee Address" (37
`CER 1.363).
`(1) The names of upto 3 registered patent attorneys
`LY Changeof correspondenceaddress (or Change of Correspondence
`or agents OR,alternatively,
`Address foorm PTO/SB/122) attached.
`(2) The nameof a single firm (having as a member a
`registered attorney or agent) and the names of up to
`L] "Fee Address"indication (or "Fee Address" Indication form
`2 registered patent attorneys or agents. If no nameis
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`listed, no namewill be printed.
`Numberis required.
`3. ASSIGNEE NAME AND RESIDENCE DATA 'TO BE PRINTED ON THE PATENT(printor type)
`If an assignee is identified below, the document has beenfiled for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation asset forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAMEOF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`
`
`2
`3
`
`
`
`
`
`Please check the appropriate assignee categoryor categories (will not be printed on the patent) :
`
`(CW individual LI Corporation or other private group entity (J Government
`
`Aa. ‘The following fee(s) are submitted:
`LB issue Fee
`LY Publication Fee (No small entity discount permitted)
`LY Advance Order - # of Copies
`
` LJ Applicant changing to regular undiscounted fee status.
`
`5. Change in Entity Status (from status indicated above)
`LJ Applicantcertifying micro entity status. See 37 CFR 1.29
`
`LJ Applicantasserting small entity status. See 37 CFR 1.27
`
`4b. Paymentof Kee(s): (Pleasefirst reapply any previously paid issue fee shown above)
`LIA check is enclosed.
`Lj Paymentby credit card. Form PTO-2038 is attached.
`[_] The directoris herebyauthorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`
`
`
`NOTE:Absenta valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee paymentin the micro entity amountwill not be accepted atthe risk of application abandonment.
`
`NOTE:If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE:Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE:This form mustbe signed in accordance with 37 CER 1.31 and 1.33. See 37 CFR 14 for signature requirements and certifications.
`
`Date
`
`Registration No.
`
`Typed or printed name
`
`Authorized Signature
`
`PLOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB0651-0033
`
`U.S. Patentand ‘Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`000013
`
`Page 2 of 3
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`000013
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`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEYDOCKET NO.
`
`CONFIRMATION NO.
`
`
`
`14/259,011
`
`04/22/2014
`
`Byoung Hwa LEE
`
`093814-0302
`
`5037
`
`MCDERMOTT WILL & EMERY LLP
`The McDermott Building
`500 North Capitol Street, N.W.
`WASHINGTON,DC 20001
`
`HA, NGUYEN T
`
`Tee
`
`DATE MAILED: 01/05/2016
`
`Determination of Patent Term Adjustment under35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`to eliminate the
`Section 1(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)G)
`requirement that the Office provide a patent term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent term adjustment determination with the Issue Notification Letter that
`is mailed to applicant
`approximately three weeks prior to the issue date of the patent, and will include the patent term adjustment on the
`patent. Any request for reconsideration of the patent term adjustment determination (or reinstatement of patent term
`adjustment) should follow the process outlined in 37 CFR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571)-272-4200.
`
`PTOL-85 (Rev. 02/11)
`
`Page 3 of 3
`
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`

`OMB Clearance and PRA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and
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`1320.5(b).
`
`The information collected by PTOL-85 Part B is required by 37 CFR 1.311. The informationis required to obtain
`or retain a benefit by the public whichis to file (and by the USPTO to process) an application. Confidentiality is
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`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary
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`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, Virginia 22313-1450. DO NOT
`SEND FEES OR COMPLETED FORMS ‘TO THIS ADDRESS. SEND 10: Commissioner for Patents, P.O. Box
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`Privacy Act Statement
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`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
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